0001167487-13-000002.txt : 20130509
0001167487-13-000002.hdr.sgml : 20130509
20130509124619
ACCESSION NUMBER: 0001167487-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
EFFECTIVENESS DATE: 20130509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001167487
IRS NUMBER: 042933956
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10136
FILM NUMBER: 13827571
BUSINESS ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6176953504
MAIL ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP
DATE OF NAME CHANGE: 20020214
13F-HR
1
mar13.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment []; Amendment Number:
This Amendment (Check one): [] is a restatement
[] adds new holdings entries
Institutional Investment Manager Filing this Report:
Longfellow Investment Management Co. LLC
20 Winthrop Square
Boston, MA 02110
13F File Number: 028-10136
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this submission.
Person signing this Report on Behalf of Reporting Manager:
Name: David W. Seeley
Title: Chairman
Longfellow Investment Management Co. LLC
Phone: 617-695-3504
Signature, Place, and date of signing:
David W. Seeley, Boston, MA, May 9, 2013
Report Type: [x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 75
Form 13F information Table Value Total: $369566
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Acme Packet Inc. COM 004764106 11965 409191 SH Sole 409191
Alterra Capital Holdings Limit COM g0229r108 13352 424000 SH Sole 424000
Ameristar Casinos, Inc. COM 03070Q101 10929 416674 SH Sole 416674
Arbitron Inc. COM 03875q108 8512 181600 SH Sole 181600
Artio Global Investors Inc. COM CL A 04315b107 6150 2261094 SH Sole 2261094
Asset Acceptance Capital Corp. COM 04543p100 611 90598 SH Sole 90598
Assisted Living Concepts, Inc. CL A NEW 04544x300 2534 213157 SH Sole 213157
Aurizon Mines LTD. COM 05155p106 7336 1674818 SH Sole 1674818
Blackrock Credit Allocation IV COM 092508100 4793 342369 SH Sole 342369
CH Energy Group, Inc. COM 12541m102 5219 79812 SH Sole 79812
Cascade Corporation COM 147195101 9743 149931 SH Sole 149931
Citizens Republic Bancorp, Inc COM NEW 174420307 11236 498250 SH Sole 498250
Clearwire Corporation-Class A CL A 18538q105 9720 3000000 SH Sole 3000000
Compuware Corporation COM 205638109 5171 414000 SH Sole 414000
Coventry Health Care, Inc. COM 222862104 17100 363600 SH Sole 363600
CreXus Investment Corp. COM 226553105 13645 1047983 SH Sole 1047983
Cymer, Inc. COM 232572107 13269 138000 SH Sole 138000
Dell Inc. COM 24702r101 4657 325000 SH Sole 325000
Duff & Phelps Corporation-Cl A CL A 26433b107 4754 306519 SH Sole 306519
EDAC Technologies Corporation COM 279285100 4264 230000 SH Sole 230000
EnergySolutions, Inc. COM 292756202 4267 1137780 SH Sole 1137780
First California Financial Gro COM NEW 319395109 4938 579541 SH Sole 579541
Firstcity Financial Corporatio COM 33761x107 4640 470121 SH Sole 470121
Gardner Denver, Inc. COM 365558105 5183 69000 SH Sole 69000
H.J. Heinz Company COM 423074103 14382 199000 SH Sole 199000
Hot Topic, Inc. COM 441339108 5066 365000 SH Sole 365000
Hudson City Bancorp, Inc. COM 443683107 8536 988000 SH Sole 988000
K-Swiss Inc.-Cl A. CL A 482686102 6342 1338000 SH Sole 1338000
Knight Capital Group, Inc.-A CL A COM 499005106 7486 2012332 SH Sole 2012332
Metals USA Holdings Corp. COM 59132a104 8506 411925 SH Sole 411925
NYSE Euronext COM 629491101 12465 322600 SH Sole 322600
NetSpend Holdings, Inc. COM 64118v106 14063 885000 SH Sole 885000
Obagi Medical Products, Inc. COM 67423r108 3473 175830 SH Sole 175830
OfficeMax Inc. COM 67622p101 4528 390000 SH Sole 390000
Outdoor Channel Holdings, Inc. COM NEW 690027206 1936 217029 SH Sole 217029
PVF Capital Corp. COM 693654105 4736 1196000 SH Sole 1196000
Pervasive Software Inc. COM 715710109 4758 518822 SH Sole 518822
Plains Exploration & Productio COM 726505100 13861 292000 SH Sole 292000
Roma Financial Corporation COM 77581p109 8098 504212 SH Sole 504212
Sauer-Danfoss Inc. COM 804137107 14348 245558 SH Sole 245558
SeaCube Container Leasing Ltd. SHS g79978105 4822 210000 SH Sole 210000
Spirit Realty Capital, Inc. COM 84860f109 5206 274000 SH Sole 274000
Sprint Nextel Corporation COM SER 1 852061100 6340 1021000 SH Sole 1021000
Virgin Media Inc. COM 92769l101 11018 225000 SH Sole 225000
Virginia Commerce Bancorp, Inc COM 92778q109 2841 202192 SH Sole 202192
WMS Industries Inc. COM 929297109 13021 516500 SH Sole 516500
ALERIAN MLP ETF ALPS ETF TR 00162Q866 1260 71160 SH Sole 71160
AT&T INC COM 00206R102 206 5600 SH Sole 5600
AGRIUM INC COM 008916108 352 3600 SH Sole 3600
ALTRIA GROUP INC COM 02209S103 1506 43812 SH Sole 43812
CIT GROUP INC EQUITY COM NEW 125581801 114 2604 SH Sole 2604
CHEVRON CORP COM 166764100 392 3300 SH Sole 3300
CONOCOPHILLIPS COM 20825C104 553 9200 SH Sole 9200
ETFS SILVER TRUST SILVER SHS 26922X107 901 32060 SH Sole 32060
ETFS PALLADIUM TRUST SH BEN INT 26923A106 695 9189 SH Sole 9189
HALLIBURTON CO COM 406216101 169 4175 SH Sole 4175
ISHARES S&P S/T NATL AMT S&P SH NTL AMTFR 464288158 505 4750 SH Sole 4750
JPMORGAN CHASE & CO COM 46625H100 94 2000 SH Sole 2000
MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 489 12915 SH Sole 12915
MARKET VECTORS JR GOLD MINER JR GOLD MINERS E 57060U589 215 12840 SH Sole 12840
MERCK & CO INC COM 58933Y105 40 905 SH Sole 905
MOSAIC CO (THE) COM 61945C103 250 4200 SH Sole 4200
PFIZER INC COM 717081103 455 15760 SH Sole 15760
PHILIP MORRIS INTERNATIONAL COM 718172109 67 725 SH Sole 725
PHILLIPS 66 COM 718546104 322 4600 SH Sole 4600
POTASH CORP OF SASKATCHEWAN COM 73755L107 84 2150 SH Sole 2150
PROSPECT CAPITAL CORPORATION COM 74348T102 77 7040 SH Sole 7040
ROYAL DUTCH SHELL ADR SPON ADR B 780259107 604 9045 SH Sole 9045
ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 40 669 SH Sole 669
SILVER WHEATON CORP COM 828336107 57 1800 SH Sole 1800
WELLS FARGO & CO COM 949746101 101 2750 SH Sole 2750
WILLIAMS COS INC COM 969457100 83 2250 SH Sole 2250
WPX ENERGY INC COM 98212B103 11 749 SH Sole 749
XCEL ENERGY INC COM 98389B100 78 2625 SH Sole 2625
TRANSOCEAN LTD REG SHS H8817H100 26 500 SH Sole 500