0001167487-13-000002.txt : 20130509 0001167487-13-000002.hdr.sgml : 20130509 20130509124619 ACCESSION NUMBER: 0001167487-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 13827571 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 mar13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment []; Amendment Number: This Amendment (Check one): [] is a restatement [] adds new holdings entries Institutional Investment Manager Filing this Report: Longfellow Investment Management Co. LLC 20 Winthrop Square Boston, MA 02110 13F File Number: 028-10136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: David W. Seeley Title: Chairman Longfellow Investment Management Co. LLC Phone: 617-695-3504 Signature, Place, and date of signing: David W. Seeley, Boston, MA, May 9, 2013 Report Type: [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 75 Form 13F information Table Value Total: $369566 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Acme Packet Inc. COM 004764106 11965 409191 SH Sole 409191 Alterra Capital Holdings Limit COM g0229r108 13352 424000 SH Sole 424000 Ameristar Casinos, Inc. COM 03070Q101 10929 416674 SH Sole 416674 Arbitron Inc. COM 03875q108 8512 181600 SH Sole 181600 Artio Global Investors Inc. 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COM 64118v106 14063 885000 SH Sole 885000 Obagi Medical Products, Inc. COM 67423r108 3473 175830 SH Sole 175830 OfficeMax Inc. COM 67622p101 4528 390000 SH Sole 390000 Outdoor Channel Holdings, Inc. COM NEW 690027206 1936 217029 SH Sole 217029 PVF Capital Corp. COM 693654105 4736 1196000 SH Sole 1196000 Pervasive Software Inc. COM 715710109 4758 518822 SH Sole 518822 Plains Exploration & Productio COM 726505100 13861 292000 SH Sole 292000 Roma Financial Corporation COM 77581p109 8098 504212 SH Sole 504212 Sauer-Danfoss Inc. COM 804137107 14348 245558 SH Sole 245558 SeaCube Container Leasing Ltd. SHS g79978105 4822 210000 SH Sole 210000 Spirit Realty Capital, Inc. COM 84860f109 5206 274000 SH Sole 274000 Sprint Nextel Corporation COM SER 1 852061100 6340 1021000 SH Sole 1021000 Virgin Media Inc. COM 92769l101 11018 225000 SH Sole 225000 Virginia Commerce Bancorp, Inc COM 92778q109 2841 202192 SH Sole 202192 WMS Industries Inc. COM 929297109 13021 516500 SH Sole 516500 ALERIAN MLP ETF ALPS ETF TR 00162Q866 1260 71160 SH Sole 71160 AT&T INC COM 00206R102 206 5600 SH Sole 5600 AGRIUM INC COM 008916108 352 3600 SH Sole 3600 ALTRIA GROUP INC COM 02209S103 1506 43812 SH Sole 43812 CIT GROUP INC EQUITY COM NEW 125581801 114 2604 SH Sole 2604 CHEVRON CORP COM 166764100 392 3300 SH Sole 3300 CONOCOPHILLIPS COM 20825C104 553 9200 SH Sole 9200 ETFS SILVER TRUST SILVER SHS 26922X107 901 32060 SH Sole 32060 ETFS PALLADIUM TRUST SH BEN INT 26923A106 695 9189 SH Sole 9189 HALLIBURTON CO COM 406216101 169 4175 SH Sole 4175 ISHARES S&P S/T NATL AMT S&P SH NTL AMTFR 464288158 505 4750 SH Sole 4750 JPMORGAN CHASE & CO COM 46625H100 94 2000 SH Sole 2000 MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 489 12915 SH Sole 12915 MARKET VECTORS JR GOLD MINER JR GOLD MINERS E 57060U589 215 12840 SH Sole 12840 MERCK & CO INC COM 58933Y105 40 905 SH Sole 905 MOSAIC CO (THE) COM 61945C103 250 4200 SH Sole 4200 PFIZER INC COM 717081103 455 15760 SH Sole 15760 PHILIP MORRIS INTERNATIONAL COM 718172109 67 725 SH Sole 725 PHILLIPS 66 COM 718546104 322 4600 SH Sole 4600 POTASH CORP OF SASKATCHEWAN COM 73755L107 84 2150 SH Sole 2150 PROSPECT CAPITAL CORPORATION COM 74348T102 77 7040 SH Sole 7040 ROYAL DUTCH SHELL ADR SPON ADR B 780259107 604 9045 SH Sole 9045 ROYAL DUTCH SHELL PLC-ADR A SPONS ADR A 780259206 40 669 SH Sole 669 SILVER WHEATON CORP COM 828336107 57 1800 SH Sole 1800 WELLS FARGO & CO COM 949746101 101 2750 SH Sole 2750 WILLIAMS COS INC COM 969457100 83 2250 SH Sole 2250 WPX ENERGY INC COM 98212B103 11 749 SH Sole 749 XCEL ENERGY INC COM 98389B100 78 2625 SH Sole 2625 TRANSOCEAN LTD REG SHS H8817H100 26 500 SH Sole 500