0001193125-13-207377.txt : 20130508 0001193125-13-207377.hdr.sgml : 20130508 20130508155435 ACCESSION NUMBER: 0001193125-13-207377 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 13824417 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d534279d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 545 Madison Avenue, 11/th/ Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal Muroff Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Neal Muroff New York, NY 5/8/2013 ------------------------- ------------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----------- Form 13F Information Table Entry Total: 107 ----------- Form 13F Information Table Value Total: 1701246 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. Peter B. Cannell & Co. Inc. FORM 13F 31-Mar-13

Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None --------------------------------- -------------- --------- -------- ------- ---- ---- ------- -------- ------- ------ ---- 3D SYSTEMS CORP COM 88554D205 4918 152550 SH Defined 1,2,3 152550 3M COMPANY COM 88579Y101 213 2000 SH Defined 1,2,3 2000 ABBOTT LABORATORIES COM 002824100 204 5766 SH Defined 1,2,3 5766 ABBVIE INC COM 00287Y109 235 5767 SH Defined 1,2,3 5767 AFLAC INC COM 001055102 11008 211602 SH Defined 1,2,3 211602 AGILENT TECHNOLOGIES INC COM 00846U101 2803 66777 SH Defined 1,2,3 66777 AGRIUM INC COM 008916108 692 7100 SH Defined 1,2,3 7100 AIR LEASE CORP CL A 00912X302 5250 179050 SH Defined 1,2,3 179050 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 56248 3007915 SH Defined 1,2,3 3007915 AMERICAN EXPRESS CO COM 025816109 499 7400 SH Defined 1,2,3 7400 AMGEN INC COM 031162100 933 9100 SH Defined 1,2,3 9100 APPLE INC COM 037833100 39816 89953 SH Defined 1,2,3 89953 ASCENA RETAIL GROUP INC COM 04351G101 14955 806200 SH Defined 1,2,3 806200 ASHLAND INC COM 044209104 50564 680535 SH Defined 1,2,3 680535 BAXTER INTERNATIONAL INC COM 071813109 3526 48535 SH Defined 1,2,3 48535 BERKSHIRE HATHAWAY INC. DEL - CL B 084670702 297 2850 SH Defined 1,2,3 2850 BROOKFIELD ASSET MANAGEMENT CL A LTD VT SH 112585104 81052 2221224 SH Defined 1,2,3 2221224 BROOKFIELD INFRASTRUCTURE PART LP INT UNIT G16252101 26612 699199 SH Defined 1,2,3 699199 BROOKFIELD RESIDENTIAL PROPERT COM 11283W104 35621 1463490 SH Defined 1,2,3 1463490 CATERPILLAR INC COM 149123101 2767 31816 SH Defined 1,2,3 31816 CEDAR FAIR LP DEPOSITRY UNIT 150185106 55026 1383605 SH Defined 1,2,3 1383605 CELGENE CORP COM 151020104 113876 982452 SH Defined 1,2,3 982452 CENTRAL FUND OF CANADA LTD CL A 153501101 1594 82300 SH Defined 1,2,3 82300 CENTURYLINK INC COM 156700106 8811 250800 SH Defined 1,2,3 250800 CF INDUSTRIES HOLDINGS INC COM 125269100 1352 7100 SH Defined 1,2,3 7100 CHEVRON CORP COM 166764100 877 7380 SH Defined 1,2,3 7380 CHUBB CORP COM 171232101 236 2700 SH Defined 1,2,3 2700 CISCO SYSTEMS INC COM 17275R102 4853 232100 SH Defined 1,2,3 232100 COLGATE-PALMOLIVE CO COM 194162103 885 7501 SH Defined 1,2,3 7501 CONTINENTAL RESOURCES INC COM 212015101 64971 747393 SH Defined 1,2,3 747393 CROWN HOLDINGS INC COM 228368106 59056 1419275 SH Defined 1,2,3 1419275 D.R. HORTON INC COM 23331A109 1028 42300 SH Defined 1,2,3 42300 DEERE & CO COM 244199105 7163 83313 SH Defined 1,2,3 83313 DELTA AIR LINES COM COM 247361702 11480 695350 SH Defined 1,2,3 695350 DISCOVERY COMMUNICATIONS INC C COM SER A 25470F104 565 7180 SH Defined 1,2,3 7180 DISCOVERY COMMUNICATIONS INC C COM SER C 25470F302 499 7180 SH Defined 1,2,3 7180 DISNEY WALT CO COM DISNEY 254687106 2327 40965 SH Defined 1,2,3 40965 DOVER CORPORATION COM 260003108 3158 43337 SH Defined 1,2,3 43337 DUKE ENERGY CORP COM 26441C204 301 4149 SH Defined 1,2,3 4149 ELEPHANT TALK COMMUNICATIONS CORP COM 286202205 24 20000 SH Defined 1,2,3 20000 EMC CORP MASS COM 268648102 4216 176483 SH Defined 1,2,3 176483 ENDURO ROYALTY TRUST TR UNIT 29269K100 5083 317320 SH Defined 1,2,3 317320 EOG RESOURCES INC COM 26875P101 4425 34550 SH Defined 1,2,3 34550 EQT CORPORATION COM 26884L109 7845 115800 SH Defined 1,2,3 115800 EV ENERGY PARTNERS LP COM UNITS 26926V107 20514 375925 SH Defined 1,2,3 375925 EXXON MOBIL CORP COM 30231G102 2392 26549 SH Defined 1,2,3 26549 FRANCO NEV CORP COM 351858105 6994 153400 SH Defined 1,2,3 153400 GENERAL ELECTRIC CO COM 369604103 3385 146400 SH Defined 1,2,3 146400 GENESIS ENERGY LP UNIT LTD PARTN 371927104 41705 864880 SH Defined 1,2,3 864880 GOLDCORP INC COM 380956409 5061 150500 SH Defined 1,2,3 150500 H & R BLOCK COM 093671105 71489 2429960 SH Defined 1,2,3 2429960 HOLLYFRONTIER CORP COM 436106108 29298 569440 SH Defined 1,2,3 569440 HOME LOAN SERVICING SOLUTIONS ORD SHS G6648D109 79639 3413568 SH Defined 1,2,3 3413568 HOMETRUST BANCSHARES INC COM 437872104 6676 422500 SH Defined 1,2,3 422500 HORMEL FOODS CORP COM 440452100 2527 61150 SH Defined 1,2,3 61150 INGREDION INC COM 457187102 508 7025 SH Defined 1,2,3 7025 INTERNATIONAL BUSINESS MACHINES COM 459200101 5904 27679 SH Defined 1,2,3 27679 INTERNATIONAL PAPER CO COM 460146103 44991 965885 SH Defined 1,2,3 965885 JM SMUCKER COMPANY COM 832696405 12751 128595 SH Defined 1,2,3 128595 JOHNSON & JOHNSON CO COM 478160104 2454 30102 SH Defined 1,2,3 30102 LAZARD LTD SHS A G54050102 7505 219900 SH Defined 1,2,3 219900 LEVEL 3 COMMUNICATIONS INC COM 52729N308 41675 2053945 SH Defined 1,2,3 2053945 LOEWS CORP COM COM 540424108 291 6600 SH Defined 1,2,3 6600 LOWES COMPANIES INC COM 548661107 2157 56875 SH Defined 1,2,3 56875 MCKESSON CORP COM 58155Q103 53998 500165 SH Defined 1,2,3 500165 METLIFE INC COM 59156R108 23649 622025 SH Defined 1,2,3 622025 MICROSOFT CORP COM 594918104 15382 537634 SH Defined 1,2,3 537634 NEWMONT MINING CORPORATION COM 651639106 2226 53150 SH Defined 1,2,3 53150 NORFOLK SOUTHERN CORP COM 655844108 5157 66900 SH Defined 1,2,3 66900 NORTHROP GRUMMAN CORP COM 666807102 834 11891 SH Defined 1,2,3 11891 ORACLE CORP COM 68389X105 47288 1462209 SH Defined 1,2,3 1462209 ORITANI FINANCIAL CORP COM 68633D103 5213 336550 SH Defined 1,2,3 336550

PACKAGING CORP OF AMERICA COM 695156109 19571 436170 SH Defined 1,2,3 436170 PEPSICO INC COM 713448108 469 5933 SH Defined 1,2,3 5933 PERKIN ELMER INC COM 714046109 53914 1602685 SH Defined 1,2,3 1602685 PFIZER INC COM 717081103 21315 738557 SH Defined 1,2,3 738557 PIONEER NATURAL RESOURCES CO COM 723787107 4026 32400 SH Defined 1,2,3 32400 PROCTER & GAMBLE CO COM 742718109 482 6256 SH Defined 1,2,3 6256 QUALCOMM INC COM 747525103 77553 1158379 SH Defined 1,2,3 1158379 QUIDEL CORP COM 74838J101 6147 258800 SH Defined 1,2,3 258800 RANGE RESOURCES CORP COM 75281A109 58767 725159 SH Defined 1,2,3 725159 RAYONIER INC COM 754907103 3052 51149 SH Defined 1,2,3 51149 RENTRAK CORP COM 760174102 791 35979 SH Defined 1,2,3 35979 SEADRILL LTD SHS G7945E105 3505 94200 SH Defined 1,2,3 94200 SLM CORP COM 78442P106 2774 135450 SH Defined 1,2,3 135450 SNAP ON INC COM 833034101 331 4000 SH Defined 1,2,3 4000 SOUTHWESTERN ENERGY CO COM 845467109 13355 358420 SH Defined 1,2,3 358420 SPDR GOLD TRUST GOLD SHS 78463V107 1458 9440 SH Defined 1,2,3 9440 SPECTRA ENERGY CORP COM 847560109 1485 48284 SH Defined 1,2,3 48284 ST. JUDE MEDICAL INC COM 790849103 3315 81980 SH Defined 1,2,3 81980 STANLEY BLACK & DECKER INC COM 854502101 3191 39415 SH Defined 1,2,3 39415 STERICYCLE INC COM 858912108 8084 76132 SH Defined 1,2,3 76132 TERRITORIAL BANCORP INC COM 88145X108 16398 689585 SH Defined 1,2,3 689585 THERMO FISHER SCIENTIFIC INC COM 883556102 4125 53933 SH Defined 1,2,3 53933 TUPPERWARE BRANDS CORP COM 899896104 2606 31880 SH Defined 1,2,3 31880 UNILEVER N V N Y SHS 904784709 4905 119634 SH Defined 1,2,3 119634 UNION PACIFIC CORP COM 907818108 847 5950 SH Defined 1,2,3 5950 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 831 14400 SH Defined 1,2,3 14400 VARIAN MEDICAL SYSTEMS INC COM 92220P105 3950 54858 SH Defined 1,2,3 54858 VIRNETX HOLDING CORP COM 92823T108 24494 1277725 SH Defined 1,2,3 1277725 VISA INC COM CL A 92826C839 3100 18250 SH Defined 1,2,3 18250 W.P. CAREY INC COM 92936U109 65371 969895 SH Defined 1,2,3 969895 WEIGHT WATCHERS INTERNATIONAL COM 948626106 1605 38125 SH Defined 1,2,3 38125 WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 95825R103 2096 61250 SH Defined 1,2,3 61250 WR GRACE & CO COM 38388F108 46782 603555 SH Defined 1,2,3 603555 XEROX CORP COM 984121103 958 111400 SH Defined 1,2,3 111400 ZIX CORPORATION COM 98974P100 66 18400 SH Defined 1,2,3 18400 REPORT SUMMARY 107 DATA RECORDS 1701246 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED