0001318757-13-000002.txt : 20130508 0001318757-13-000002.hdr.sgml : 20130508 20130508152350 ACCESSION NUMBER: 0001318757-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 13824260 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp1q13.txt MW LLP 1Q13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Mar 31, 2013 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: May 8, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: 1516272(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D 3SBIO INC-ADR ADR 88575Y105 619 40691 SH SOLE 0 40691 0 0 D ADT CORP/THE COMMON STOCK 00101J106 14807 302557 SH SOLE 0 302557 0 0 D ADVANCE AUTO PAR COMMON STOCK 00751Y106 8544 103378 SH SOLE 0 103378 0 0 D AIRGAS INC COMMON STOCK 009363102 12024 121257 SH SOLE 0 121257 0 0 D AMER GREETINGS-A COMMON STOCK 026375105 475 29490 SH SOLE 0 29490 0 0 D AMERICAN EXPRESS COMMON STOCK 025816109 4001 59309 SH SOLE 0 59309 0 0 D AMERISTAR CASINO COMMON STOCK 03070Q101 500 19080 SH SOLE 0 19080 0 0 D APOLLO RESIDENTI REIT 03763V102 265 11874 SH SOLE 0 11874 0 0 D ARBITRON INC COMMON STOCK 03875Q108 800 17066 SH SOLE 0 17066 0 0 D ASHLAND INC COMMON STOCK 044209104 14382 193565 SH SOLE 0 193565 0 0 D AUTOZONE INC COMMON STOCK 053332102 22860 57614 SH SOLE 0 57614 0 0 D AXIALL CORP COMMON STOCK 05463D100 6805 109478 SH SOLE 0 109478 0 0 D BALL CORP COMMON STOCK 058498106 10879 228636 SH SOLE 0 228636 0 0 D BEAM INC COMMON STOCK 073730103 13940 219387 SH SOLE 0 219387 0 0 D BOISE CASCADE CO COMMON STOCK 09739D100 285 8391 SH SOLE 0 8391 0 0 D BRIGHT HORIZONS COMMON STOCK 109194100 192 5685 SH SOLE 0 5685 0 0 D BROWN-FORMAN -B COMMON STOCK 115637209 12566 175990 SH SOLE 0 175990 0 0 D CALUMET SPECIALT MLP 131476103 5584 149903 SH SOLE 0 149903 0 0 D CAMPUS CREST COM REIT 13466Y105 220 15815 SH SOLE 0 15815 0 0 D CANADIAN PACIFIC COMMON STOCK 13645T100 19054 146042 SH SOLE 0 146042 0 0 D CARNIVAL CORP COMMON STOCK 143658300 335 9757 SH SOLE 0 9757 0 0 D CERVEZAS-ADR ADR 204429104 9561 289041 SH SOLE 0 289041 0 0 D CHECK POINT SOFT COMMON STOCK M22465104 8623 183506 SH SOLE 0 183506 0 0 D CITIGROUP INC COMMON STOCK 172967424 88224 1994217 SH SOLE 0 1994217 0 0 D CITIZENS REPUBLI COMMON STOCK 174420307 428 19000 SH SOLE 0 19000 0 0 D CITRIX SYSTEMS COMMON STOCK 177376100 5986 82964 SH SOLE 0 82964 0 0 D CLEARWIRE -CL A COMMON STOCK 18538Q105 307 94786 SH SOLE 0 94786 0 0 D COMCAST CORP-A COMMON STOCK 20030N101 19790 471421 SH SOLE 0 471421 0 0 D COVENTRY HEALTH COMMON STOCK 222862104 658 14000 SH SOLE 0 14000 0 0 D CREDICORP LTD COMMON STOCK G2519Y108 12353 74391 SH SOLE 0 74391 0 0 D CTC MEDIA INC COMMON STOCK 12642X106 2267 192296 SH SOLE 0 192296 0 0 D CYRUSONE INC REIT 23283R100 243 10626 SH SOLE 0 10626 0 0 D DISCOVERY COMM-C COMMON STOCK 25470F302 2997 43104 SH SOLE 0 43104 0 0 D DOLLAR GENERAL C COMMON STOCK 256677105 5903 116700 SH SOLE 0 116700 0 0 D DRESSER-RAND GRO COMMON STOCK 261608103 5343 86655 SH SOLE 0 86655 0 0 D EATON CORP PLC COMMON STOCK 278058102 3002 49007 SH SOLE 0 49007 0 0 D EBAY INC COMMON STOCK 278642103 4144 76435 SH SOLE 0 76435 0 0 D EMC CORP/MA COMMON STOCK 268648102 4774 199828 SH SOLE 0 199828 0 0 D ENERSIS SA-ADR ADR 29274F104 778 40431 SH SOLE 0 40431 0 0 D ENSCO PLC-CL A COMMON STOCK 29358Q109 2848 47469 SH SOLE 0 47469 0 0 D EQT CORP COMMON STOCK 26884L109 2532 37371 SH SOLE 0 37371 0 0 D EQT MIDSTREAM PA MLP 26885B100 2357 60735 SH SOLE 0 60735 0 0 D EQUIFAX INC COMMON STOCK 294429105 19816 344091 SH SOLE 0 344091 0 0 D EXELON CORP COMMON STOCK 30161N101 11659 338127 SH SOLE 0 338127 0 0 D FEDEX CORP COMMON STOCK 31428X106 20590 209675 SH SOLE 0 209675 0 0 D FIDELITY NATIONA COMMON STOCK 31620M106 20508 517621 SH SOLE 0 517621 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 7466 44517 SH SOLE 0 44517 0 0 D FMC CORP COMMON STOCK 302491303 20157 353438 SH SOLE 0 353438 0 0 D FOCUS MEDIA-ADR ADR 34415V109 1211 45180 SH SOLE 0 45180 0 0 D FRANKLIN RES INC COMMON STOCK 354613101 23210 153904 SH SOLE 0 153904 0 0 D GOOGLE INC-CL A COMMON STOCK 38259P508 6284 7912 SH SOLE 0 7912 0 0 D GRUPO F SA-ADR B ADR 40053C105 11088 718622 SH SOLE 0 718622 0 0 D HERSHEY CO/THE COMMON STOCK 427866108 15917 181848 SH SOLE 0 181848 0 0 D HEWLETT-PACKARD COMMON STOCK 428236103 3976 166759 SH SOLE 0 166759 0 0 D HUDSON CITY BNCP COMMON STOCK 443683107 864 100000 SH SOLE 0 100000 0 0 D INGERSOLL-RAND COMMON STOCK G47791101 30982 563209 SH SOLE 0 563209 0 0 D INTERMEC INC COMMON STOCK 458786100 595 60575 SH SOLE 0 60575 0 0 D INTL FLVR & FRAG COMMON STOCK 459506101 16599 216496 SH SOLE 0 216496 0 0 D ISHARES FT/XI CH ETP 464287184 52947 1433702 SH SOLE 0 1433702 0 0 D ITT CORP COMMON STOCK 450911201 7648 269018 SH SOLE 0 269018 0 0 D JACK IN THE BOX COMMON STOCK 466367109 6068 175437 SH SOLE 0 175437 0 0 D LIBERTY GLOBAL-A COMMON STOCK 530555101 34476 469828 SH SOLE 0 469828 0 0 D LYONDELLBASELL-A COMMON STOCK N53745100 34513 545311 SH SOLE 0 545311 0 0 D MICRON TECH COMMON STOCK 595112103 40690 4079235 SH SOLE 0 4079235 0 0 D MONDELEZ INTER-A COMMON STOCK 609207105 56239 1836976 SH SOLE 0 1836976 0 0 D MONSANTO CO COMMON STOCK 61166W101 14508 137345 SH SOLE 0 137345 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 35727 599345 SH SOLE 0 599345 0 0 D MURPHY OIL CORP COMMON STOCK 626717102 7496 117619 SH SOLE 0 117619 0 0 D NABORS INDS LTD COMMON STOCK G6359F103 4196 258664 SH SOLE 0 258664 0 0 D NATL OILWELL VAR COMMON STOCK 637071101 6809 96244 SH SOLE 0 96244 0 0 D NEWS CORP-A COMMON STOCK 65248E104 38169 1251044 SH SOLE 0 1251044 0 0 D NORWEGIAN CRUISE COMMON STOCK G66721104 244 8231 SH SOLE 0 8231 0 0 D NYSE EURONEXT COMMON STOCK 629491101 519 13435 SH SOLE 0 13435 0 0 D OREILLY AUTOMOT COMMON STOCK 67103H107 9675 94442 SH SOLE 0 94442 0 0 D PETROLOGISTICS L MLP 71672U101 7234 524999 SH SOLE 0 524999 0 0 D PHILLIPS 66 COMMON STOCK 718546104 27096 387249 SH SOLE 0 387249 0 0 D POLYONE CORP COMMON STOCK 73179P106 37233 1525315 SH SOLE 0 1525315 0 0 D PPG INDS INC COMMON STOCK 693506107 23945 178772 SH SOLE 0 178772 0 0 D PRAXAIR INC COMMON STOCK 74005P104 26885 241031 SH SOLE 0 241031 0 0 D RAMCO-GERSHENSON REIT 751452202 355 21116 SH SOLE 0 21116 0 0 D RDA MICROELE-ADR ADR 749394102 1262 136450 SH SOLE 0 136450 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 27845 322466 SH SOLE 0 322466 0 0 D ROCKWOOD HOLDING COMMON STOCK 774415103 6368 97318 SH SOLE 0 97318 0 0 D ROWAN COMPANIE-A COMMON STOCK 779382100 5237 148094 SH SOLE 0 148094 0 0 D RYANAIR HLDG-ADR ADR 783513104 3653 87430 SH SOLE 0 87430 0 0 D SANDISK CORP COMMON STOCK 80004C101 6859 124796 SH SOLE 0 124796 0 0 D SCORPIO TANKERS COMMON STOCK Y7542C106 1047 117419 SH SOLE 0 117419 0 0 D SCOTTS MIRACLE-A COMMON STOCK 810186106 9884 228592 SH SOLE 0 228592 0 0 D SENSIENT TECHNOL COMMON STOCK 81725T100 3534 90412 SH SOLE 0 90412 0 0 D SIGMA-ALDRICH COMMON STOCK 826552101 11236 144699 SH SOLE 0 144699 0 0 D SILVER BAY REALT REIT 82735Q102 239 11527 SH SOLE 0 11527 0 0 D SOLARCITY CORP COMMON STOCK 83416T100 289 15295 SH SOLE 0 15295 0 0 D SOUTHWEST AIR COMMON STOCK 844741108 23513 1744285 SH SOLE 0 1744285 0 0 D SPANSION INC-A COMMON STOCK 84649R200 1593 123809 SH SOLE 0 123809 0 0 D SPDR-CONS STAPLE ETP 81369Y308 257 6474 SH SOLE 0 6474 0 0 D SPRINT NEXTEL CO COMMON STOCK 852061100 16813 2707467 SH SOLE 0 2707467 0 0 D STIFEL FINANCIAL COMMON STOCK 860630102 500 14415 SH SOLE 0 14415 0 0 D TARGA RESOURCES COMMON STOCK 87612G101 5434 79953 SH SOLE 0 79953 0 0 D TESORO CORP COMMON STOCK 881609101 6603 112770 SH SOLE 0 112770 0 0 D TIME WARNER CABL COMMON STOCK 88732J207 5586 58153 SH SOLE 0 58153 0 0 D TIME WARNER INC COMMON STOCK 887317303 33740 585568 SH SOLE 0 585568 0 0 D T-MOBILE US INC COMMON STOCK 872590104 8470 777069 SH SOLE 0 777069 0 0 D TOWER GROUP INTE COMMON STOCK G8988C105 298 16138 SH SOLE 0 16138 0 0 D TRANSCANADA CORP COMMON STOCK 89353D107 9619 201805 SH SOLE 0 201805 0 0 D TRANSOCEAN LTD COMMON STOCK H8817H100 15893 305876 SH SOLE 0 305876 0 0 D TYCO INTL LTD COMMON STOCK H89128104 14786 462053 SH SOLE 0 462053 0 0 D UNION PAC CORP COMMON STOCK 907818108 16637 116823 SH SOLE 0 116823 0 0 D UNITED CONTINENT COMMON STOCK 910047109 27432 856976 SH SOLE 0 856976 0 0 D UNITED TECH CORP COMMON STOCK 913017109 13568 145219 SH SOLE 0 145219 0 0 D VERISK ANALYTI-A COMMON STOCK 92345Y106 10265 166587 SH SOLE 0 166587 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 130672 2668411 SH SOLE 0 2668411 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 8057 47436 SH SOLE 0 47436 0 0 D WALT DISNEY CO COMMON STOCK 254687106 31415 553084 SH SOLE 0 553084 0 0 D WESTLAKE CHEMICA COMMON STOCK 960413102 4242 45365 SH SOLE 0 45365 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 9406 145881 SH SOLE 0 145881 0 0 D XILINX INC COMMON STOCK 983919101 4465 116968 SH SOLE 0 116968 0 0 D XYLEM INC COMMON STOCK 98419M100 5600 203182 SH SOLE 0 203182 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 11026 153270 SH SOLE 0 153270 0 0 D ZHONGPIN INC COMMON STOCK 98952K107 605 46929 SH SOLE 0 46929 0 0 D ZOETIS INC COMMON STOCK 98978V103 271 8128 SH SOLE 0 8128 0 0 S REPORT SUMMARY 120 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED