0001519964-13-000002.txt : 20130508 0001519964-13-000002.hdr.sgml : 20130508 20130508151619 ACCESSION NUMBER: 0001519964-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 13824225 BUSINESS ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 2812-2815, 28TH FL., 1 HARBOUR VIEW RD. STREET 2: ONE INTERNATIONAL FINANCE CENTRE CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 mwhk1q13.txt MWAL 1Q13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Mar 31, 2013 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace Asia Ltd. Address: 2812-2815, 28th Fl., 1 Harbour View Rd., One International Finance Centre, Central, Hong Kong 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of Operations - Americas Phone: 203.625.3200 Signature, Place and Date of Signing: May 8, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: 228335(*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- ------ -------- - D AFFIL MANAGERS COMMON STOCK 008252108 9746 63462 SH SOLE 0 63462 0 0 D BANK OF AMERICA COMMON STOCK 060505104 48573 3987950 SH SOLE 0 3987950 0 0 D BAIDU INC-SP ADR ADR 056752108 621 7080 SH SOLE 0 7080 0 0 D CITIGROUP INC COMMON STOCK 172967424 49030 1108266 SH SOLE 0 1108266 0 0 D CBOE HOLDINGS IN COMMON STOCK 12503M108 4847 131207 SH SOLE 0 131207 0 0 D DEUTSCHE BANK-RG COMMON STOCK D18190898 14318 367352 SH SOLE 0 367352 0 0 D FOCUS MEDIA-ADR ADR 34415V109 1228 45795 SH SOLE 0 45795 0 0 D GENWORTH FINANCI COMMON STOCK 37247D106 29840 2984005 SH SOLE 0 2984005 0 0 D LAS VEGAS SANDS COMMON STOCK 517834107 1389 24655 SH SOLE 0 24655 0 0 D MELCO CROWN-ADR ADR 585464100 413 17686 SH SOLE 0 17686 0 0 D MORGAN STANLEY COMMON STOCK 617446448 41080 1868990 SH SOLE 0 1868990 0 0 D MGIC INVT CORP COMMON STOCK 552848103 8140 1644383 SH SOLE 0 1644383 0 0 D NASDAQ OMX GROUP COMMON STOCK 631103108 4769 147662 SH SOLE 0 147662 0 0 D RADIAN GROUP INC COMMON STOCK 750236101 13739 1282824 SH SOLE 0 1282824 0 0 D 21VIANET-ADR ADR 90138A103 193 20583 SH SOLE 0 20583 0 0 D WUXI PHARMAT-ADR ADR 929352102 212 12334 SH SOLE 0 12334 0 0 D TAL EDUCATIO-ADR ADR 874080104 196 20960 SH SOLE 0 20960 0 0 S REPORT SUMMARY 17 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED