0001456227-13-000003.txt : 20130507 0001456227-13-000003.hdr.sgml : 20130507 20130507163555 ACCESSION NUMBER: 0001456227-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130507 DATE AS OF CHANGE: 20130507 EFFECTIVENESS DATE: 20130507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthCoast Asset Management LLC CENTRAL INDEX KEY: 0001456227 IRS NUMBER: 200902295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13466 FILM NUMBER: 13820537 BUSINESS ADDRESS: STREET 1: 6 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-532-7000 MAIL ADDRESS: STREET 1: 6 GLENVILLE STREET CITY: GREENWICH STATE: CT ZIP: 06831 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST AMERICAN CORP COM 31847r102 651 25441.000 SH Sole 25441.000 AAB FINL COM 00037a104 0 10000.000 SH Sole 10000.000 AARON RENTS INC COM 002535300 599 20894.000 SH Sole 20894.000 ABBOTT LABORATORIES COM 002824100 2439 69059.000 SH Sole 69059.000 ACXIOM CORP COM 005125109 580 28432.000 SH Sole 28432.000 ADVANCED ENERGY INDS COM 007973100 716 39135.000 SH Sole 39135.000 AFC ENTERPRISES INC COM 00104q107 741 20390.000 SH Sole 20390.000 ALLIANT TECHSYSTEMS INC COM 018804104 2648 36555.924 SH Sole 36555.924 ALON USA ENERGY INC COM 020520102 690 36235.000 SH Sole 36235.000 ALTRIA GROUP INC COM COM 02209s103 39882 1159698.000 SH Sole 145.0001159553.000 AMC NETWORKS INC COM 00164v103 771 12188.000 SH Sole 12188.000 AMERICAN EAGLE OUTFITTERS COM 02553e106 11989 641097.000 SH Sole 253.000640844.000 AOL INC COM 00184x105 29394 763687.505 SH Sole 120.961763566.544 AQUA AMERICA INC COM 03836w103 713 22690.000 SH Sole 22690.000 ARRIS GROUP COM 04269q100 575 33472.000 SH Sole 33472.000 AZZ INC COM 002474104 662 13738.000 SH Sole 13738.000 BIG 5 SPORTING GOODS CORP COM 08915p101 682 43679.000 SH Sole 43679.000 BOOZ ALLEN HAMILTON HLDG CORP COM 099502106 626 46548.000 SH Sole 46548.000 BROWNSHOE COMPANY INC COM 115736100 529 33047.000 SH Sole 33047.000 CACI INTL INC A COM 127190304 2564 44307.000 SH Sole 44307.000 CARLISLE COMPANIES INC COM 142339100 716 10569.000 SH Sole 10569.000 CATERPILLAR INC COM 149123101 2010 23112.302 SH Sole 23112.302 CBS CORP B COM 124857202 37308 799065.421 SH Sole 104.346798961.075 CF INDUSTRIES HOLDINGS COM 125269100 35297 185410.640 SH Sole 21.083185389.557 CIGNA CORP COM 125509109 43236 693219.000 SH Sole 83.000693136.000 COLGATE-PALMOLIVE CORP COM 194162103 633 5362.000 SH Sole 5362.000 COMCAST CORP CL A COM 20030n101 46115 1098490.857 SH Sole 132.1141098358.743 COOPER TIRE & RUBBERCO COM 216831107 748 29132.000 SH Sole 29132.000 CORELOGIC INC COM 21871d103 626 24196.000 SH Sole 24196.000 CORNING INC COM COM 219350105 2259 169441.437 SH Sole 169441.437 CVI ENERGY INC COM 12662P108 659 12757.000 SH Sole 12757.000 DIRECTV COM A COM 25490a309 2521 44541.000 SH Sole 44541.000 DISCOVER FINANCIAL SERVICES COM 254709108 40907 912292.478 SH Sole 114.401912178.077 DISCOVERY COMMUNICATIONS INC COM 25470f302 649 9334.000 SH Sole 9334.000 DST SYSTEMS INC. (DE) COM 233326107 2554 35841.426 SH Sole 35841.426 EBAY INC COM COM 278642103 39541 729275.000 SH Sole 88.000729187.000 ECOLAB INC COM 278865100 41304 515144.000 SH Sole 62.000515082.000 EHEALTH COM 28238p109 719 40228.000 SH Sole 40228.000 EXPEDIA INC DEL COM COM 30212p303 34056 567455.379 SH Sole 70.067567385.312 EXPRESS INC COM 30219e103 2752 154524.000 SH Sole 154524.000 EXPRESS SCRIPTS HOLDING COMPAN COM 30219g108 39523 685932.000 SH Sole 84.000685848.000 FAIR ISAAC CORP COM 303250104 555 12146.000 SH Sole 12146.000 FIDELITY NATIONAL INFORMATION COM 31620m106 41191 1039661.411 SH Sole 128.0001039533.411 FIDELITY NATL FINL INC COM 31620r105 3255 129006.000 SH Sole 129006.000 FIRST INDUSTRIAL REALTY TRUST COM 32054k103 711 41485.000 SH Sole 41485.000 FISERV INC COM 337738108 677 7705.000 SH Sole 7705.000 FLAGSTAR BANCORP, INC COM 337930705 690 49535.000 SH Sole 49535.000 FOOT LOCKER, INC COM 344849104 39057 1140683.807 SH Sole 140.7341140543.073 FREEPORT MCMORAN COPPER COM 35671d857 1970 59513.444 SH Sole 59513.444 FUTUREFUEL CORPORATION COM 36116m106 659 54200.000 SH Sole 54200.000 GENERAL ELECTRIC CO COM COM 369604103 40128 1735640.000 SH Sole 212.0001735428.000 GOLDMAN SACHS GROUP INC COM 38141g104 707 4806.000 SH Sole 4806.000 GUESS INC COM 401617105 2034 81897.334 SH Sole 81897.334 HANMI FINANCIAL CORP COM 410495204 702 43845.000 SH Sole 43845.000 HCA HLDGS INC COM COM 40412c101 37195 915457.947 SH Sole 112.897915345.050 HERCULES TECH GROWTH CAP COM 427096508 688 56188.000 SH Sole 56188.000 HILLTOP HOLDINGS INC COM 432748101 712 52779.000 SH Sole 52779.000 HOLLYFRONTIER CORP COM 436106108 39976 776990.269 SH Sole 89.036776901.233 HOME DEPOT INC COM 437076102 41231 590873.000 SH Sole 72.000590801.000 HUMANA INC COM 444859102 688 9956.000 SH Sole 9956.000 INTERDIGITAL COMMUNICATIONS CO COM 45867g101 2580 53897.000 SH Sole 53897.000 INTERMARK INTL INC COM 458779105 0 46700.000 SH Sole 46700.000 INTERNATIONAL BUSINESS MACHS C COM 459200101 716 3357.000 SH Sole 3357.000 JARDEN CORP COM COM 471109108 643 15008.000 SH Sole 15008.000 JOHN BEAN TECHNOLOGIES CORP COM 477839104 688 33180.000 SH Sole 33180.000 LAMAR ADVERTISING COMPANY COM 512815101 699 14381.000 SH Sole 14381.000 LIBERTY MEDIA HLDG CORP INTERA COM 53071m104 730 34154.000 SH Sole 34154.000 LOCKHEED MARTIN CORP COM 539830109 2515 26056.597 SH Sole 26056.597 LORILLARD INC COM COM 544147101 3116 77219.501 SH Sole 77219.501 LOUISIANA PACIFIC COM 546347105 661 30583.000 SH Sole 30583.000 MADISON SQUARE GARDEN, INC. CO COM 55826p100 673 11689.000 SH Sole 11689.000 MASTERCARD INC CL A COM 57636q104 30782 56884.585 SH Sole 7.03256877.553 MAXIMUS INC COM 577933104 713 8920.000 SH Sole 8920.000 MEDIDATA SOULUTIONS INC COM 58471a105 593 10231.000 SH Sole 10231.000 MEDIFAST INC COM 58470h101 625 27288.000 SH Sole 27288.000 MINERALS TECH INC COM 603158106 674 16231.000 SH Sole 16231.000 MOHAWK INDS INC COM 608190104 706 6237.000 SH Sole 6237.000 MULTIMEDIA GAMES HOLDING COMPA COM 625453105 602 28840.000 SH Sole 28840.000 MYRIAD GENETICS INC COM 62855j104 677 26652.000 SH Sole 26652.000 NACCO INDUSTRIES INC COM 629579103 713 13365.000 SH Sole 13365.000 NETSUITE INC COMMON STOCK COM 64118q107 646 8072.000 SH Sole 8072.000 NPS PHARMACEUTICALS INC COM 62936p103 823 80603.000 SH Sole 80603.000 OCWEN FINANCIAL CORP COM 675746309 655 17263.000 SH Sole 17263.000 P P G INDUSTRIES INC COM 693506107 625 4670.000 SH Sole 4670.000 PACKAGING CORP AMER COM 695156109 776 17295.000 SH Sole 17295.000 PEABODY ENERGY CORP COM COM 704549104 2009 94972.691 SH Sole 94972.691 PIPER JAFFRAY COMPANIES COM 724078100 580 16900.000 SH Sole 16900.000 POOL CORP COM COM 73278l105 701 14606.000 SH Sole 14606.000 PRIMORIS SERVICES CORP COM 74164f103 745 33715.000 SH Sole 33715.000 PROSPECT CAPITAL CORPORATION COM 74348t102 630 57789.000 SH Sole 57789.000 PROTEK CAP INC COM COM 74370a104 0 96000.000 SH Sole 96000.000 PULTE HOMES INC COM 745867101 39957 1974143.000 SH Sole 239.0001973904.000 QUANTA SERVICES INC LTD VOTE C COM 74762e102 655 22917.000 SH Sole 22917.000 QUESTCOR PHAR INC COM 74835y101 43859 1347835.000 SH Sole 155.0001347680.000 REDWOOD TRUST INC COM 758075402 725 31287.000 SH Sole 31287.000 SCRIPPS NETWORKS INTERACTIVE I COM 811065101 661 10268.000 SH Sole 10268.000 SEMGROUP CORP COM 81663a105 708 13687.000 SH Sole 13687.000 SLM CORP COM 78442p106 41983 2047941.000 SH Sole 249.0002047692.000 SMUCKER J M CO NEW COM 832696405 739 7451.000 SH Sole 7451.000 SOLAR CAPITAL LTD COM 83413u100 658 28021.000 SH Sole 28021.000 STEELCASE COM 858155203 669 45399.000 SH Sole 45399.000 STEWART INFORMATION SVCS CORP COM 860372101 426 16734.000 SH Sole 16734.000 TARGA RES CORP COM 87612g101 780 11471.000 SH Sole 11471.000 TELEFLEX INC COM 879369106 755 8932.000 SH Sole 8932.000 TESORO CORPORATION COM COM 881609101 40460 691030.315 SH Sole 82.283690948.032 TEXAS CAPITAL BANCSHARES INC COM 88224q107 630 15578.000 SH Sole 15578.000 THE BABCOCK & WILCOX CO COM 05615f102 2529 89014.000 SH Sole 89014.000 THOR INDUSTRIES COM 885160101 648 17612.000 SH Sole 17612.000 TIME WARNER CABLE INC COM COM 88732j207 2550 26543.174 SH Sole 26543.174 TIME WARNER INC NEW COM COM 887317303 759 13181.000 SH Sole 13181.000 TORO CO. (THE) COM 891092108 642 13950.000 SH Sole 13950.000 TREX INC COM 89531p105 667 13569.000 SH Sole 13569.000 TRIUMPH GROUP INC NEW COM 896818101 2760 35154.039 SH Sole 35154.039 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 663 12047.000 SH Sole 12047.000 UGI CORP COM 902681105 752 19581.000 SH Sole 19581.000 UNION PACIFIC COM 907818108 724 5087.000 SH Sole 5087.000 URBAN OUTFITTERS INC COM 917047102 27183 701678.000 SH Sole 701678.000 US AWYS GROUP INC COM COM 90341w108 28297 1667470.000 SH Sole 205.0001667265.000 US BANCORP COM 902973304 39617 1167597.000 SH Sole 142.0001167455.000 USG CP COM 903293405 645 24393.000 SH Sole 24393.000 VALERO ENERGY CORPORATION COM 91913y100 555 12208.000 SH Sole 12208.000 VALSPAR CORP COM 920355104 593 9529.000 SH Sole 9529.000 VEECO INSTRUMENTS INC COM 922417100 3011 78386.000 SH Sole 78386.000 VIACOM INC B COM 92553p201 33572 546064.294 SH Sole 65.452545998.842 VOCUS INC COM 92858j108 696 49219.000 SH Sole 49219.000 VOLTERA SEMICONDUCTOR CORP COM 928708106 653 45955.000 SH Sole 45955.000 WABTEC CORP COM 929740108 712 6975.000 SH Sole 6975.000 WATTS WATER TECHNOLOGIES INC COM 942749102 673 14018.000 SH Sole 14018.000 WEST PHARMACEUTICAL SERVICES I COM 955306105 701 10801.000 SH Sole 10801.000 WESTERN RFING INC COM 959319104 645 18227.000 SH Sole 18227.000 WHIRLPOOL CORP COM 963320106 748 6313.000 SH Sole 6313.000 WINTRUST FINANCIAL CORP COM 97650w108 703 18991.000 SH Sole 18991.000 WYNDHAM WORLDWIDE CORP COM COM 98310w108 688 10663.000 SH Sole 10663.000 ISHARES S & P SMALL CAP 600 IN 464287804 883 10145.000 SH Sole 10145.000 ISHARES TR MSCI EMERG 464287234 2645 61849.000 SH Sole 61849.000 ISHARES TR MSCI EAFE INDEX FD 464287465 7955 134875.000 SH Sole 134875.000 MIDCAP SPDR TRUST UNIT SER-1 S 78467y107 3064 14610.962 SH Sole 14610.962 S& P 500 DEPOSITORY RECEIPT 78462f103 2763 17638.917 SH Sole 17638.917 SECTOR SPDR UTIL SELECT SHARES 81369y886 2201 56296.414 SH Sole 56296.414 SPDR GOLD TR 78463v107 2442 15812.000 SH Sole 15812.000 VANGUARD SF REIT ETF 922908553 4197 59502.524 SH Sole 59502.524 AERCAP HOLDINGS ADR n00985106 762 49322.000 SH Sole 49322.000 AGRIUM INC ADR 008916108 831 8521.022 SH Sole 8521.022 AMDOCS LTD ORD ADR g02602103 1550 42746.695 SH Sole 42746.695 ANHEUSER-BUSCH IN BEV ADR 03524A108 1000 10044.000 SH Sole 10044.000 ASTRAZENECA PLC ADR 046353108 2390 47820.591 SH Sole 47820.591 BANK OF MONTREAL ADR 063671101 485 7700.703 SH Sole 7700.703 BARCLAYS PLC ADR 06738e204 821 46248.000 SH Sole 46248.000 CDN IMPERIAL BK COMM F ADR 136069101 537 6850.534 SH Sole 6850.534 COCA-COLA FEMSA ADR 191241108 700 4276.000 SH Sole 4276.000 COMPANHIA DE SANEAMENTO BASICO ADR 20441a102 497 10409.000 SH Sole 10409.000 COPA HOLDINGS S.A. ADR p31076105 2797 23381.789 SH Sole 23381.789 ENI S P A ADR 26874R108 799 17792.000 SH Sole 17792.000 FOMENTO ECONOMICO MEXICANO S A ADR 344419106 706 6224.343 SH Sole 6224.343 GILDANACTIVEWEAR INC ADR 375916103 1169 29288.432 SH Sole 29288.432 GRIFOLS SA ADR 398438408 763 26286.000 SH Sole 26286.000 HDFC BANK LTD ADR 40415f101 788 21052.000 SH Sole 21052.000 ICICI BR LTD ADR 45104g104 1466 34182.000 SH Sole 34182.000 JAZZ PHARMACEUTICALS, INC. ADR g50871105 866 15490.000 SH Sole 15490.000 KONINKLIJKE PHILIPS ELECTRS NV ADR 500472303 904 30576.000 SH Sole 30576.000 KULICKE & SOFFA INDUSTRIES INC ADR 501242101 1610 139305.000 SH Sole 139305.000 LYONDELLBASELL INDUSTRIES NV O ADR n53745100 36677 579502.966 SH Sole 67.359579435.607 MELCO CROWN ENTERTAINMENT LIMI ADR 585464100 829 35489.000 SH Sole 35489.000 NXP SEMICONDUCTORS NV ADR n6596x109 1603 52920.000 SH Sole 52920.000 RESEARCHIN MOTION LTD ISIN #CA ADR 760975102 722 49991.000 SH Sole 49991.000 ROYAL BK CDA MONTREAL F ADR 780087102 2464 40859.000 SH Sole 40859.000 RYANAIR HOLDINGS PLC-AMERICAN ADR 783513104 430 10292.000 SH Sole 10292.000 SEAGATE TECHNOLOGY F ADR g7945m107 3658 100066.341 SH Sole 100066.341 SUN LIFE FINANCIAL INC ADR 866796105 859 31485.000 SH Sole 31485.000 SYNGENTA AG SPONS ADR ADR 87160a100 2741 32727.423 SH Sole 32727.423 TELECOM CO LTD ADR 78440p108 919 51442.000 SH Sole 51442.000 TELEFONICA BRASIL SA ADR 87936r106 2475 92762.820 SH Sole 92762.820 TORONTO-DOMINION BANK COM ADR 891160509 603 7239.311 SH Sole 7239.311 TOTAL S A SPON ADR ADR 89151e109 2249 46868.000 SH Sole 46868.000 TRANSOCEAN INC ADR h8817h100 32290 621446.000 SH Sole 74.000621372.000 TYCO INTERNATIONAL LTD SHS ADR h89128104 942 29447.610 SH Sole 29447.610 UNILEVER N V ADR 904784709 579 14127.580 SH Sole 14127.580 VALIDUS HOLDINGS LTD ADR g9319h102 861 23046.882 SH Sole 23046.882 VIMPEL COMMS SP ADR 92719a106 939 78941.535 SH Sole 78941.535 WARNER CHILCOTT PLC IRELAND A ADR g94368100 704 51976.783 SH Sole 51976.783 XL GROUP PLC ADR g98290102 1603 52898.000 SH Sole 52898.000