0000769317-13-000022.txt : 20130507 0000769317-13-000022.hdr.sgml : 20130507 20130507105203 ACCESSION NUMBER: 0000769317-13-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130507 DATE AS OF CHANGE: 20130507 EFFECTIVENESS DATE: 20130507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 13818457 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings33113.txt

NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE AFLAC INC COMMON 001055102 192 3700 SH SOLE 1 3700 0 0 AGCO CORP COMMON 001084102 5321 102085 SH SOLE 1 102085 0 0 ABBOTT LABORATORIES COMMON 002824100 16669 471930 SH SOLE 1 471930 0 0 VOLKSWAGEN AG- PREF COMMON 5497168 1048 5275 SH SOLE 1 5275 0 0 AFFILIATED MANAGERS GR COMMON 008252108 10425 67885 SH SOLE 1 67885 0 0 AIRGAS INC COMMON 009363102 1706 17200 SH SOLE 1 17200 0 0 ALBEMARLE CORP COMMON 012653101 1901 30400 SH SOLE 1 30400 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 16395 177935 SH SOLE 1 177935 0 0 ALLERGAN INC COMMON 018490102 11726 105045 SH SOLE 1 105045 0 0 ALLSTATE CORP COMMON 020002101 18266 372250 SH SOLE 1 372250 0 0 AMAZON.COM INC COMMON 023135106 8958 33613 SH SOLE 1 33613 0 0 AMERICAN VANGUARD CORP COMMON 030371108 2858 93595 SH SOLE 1 93595 0 0 AMETEK INC COMMON 031100100 9494 218968 SH SOLE 1 218968 0 0 ANALOG DEVICES INC COMMON 032654105 511 11000 SH SOLE 1 11000 0 0 APPLE INC COMMON 037833100 65693 148405 SH SOLE 1 148405 0 0 APPLIED MATERIALS INC COMMON 038222105 20250 1502200 SH SOLE 1 1502200 0 0 ATWOOD OCEANICS INC COMMON 050095108 3449 65640 SH SOLE 1 65640 0 0 AUTODESK INC COMMON 052769106 283 6850 SH SOLE 1 6850 0 0 AUTOLIV INC COMMON 052800109 17610 254696 SH SOLE 1 254696 0 0 AUTOMATIC DATA PROCES COMMON 053015103 22975 353300 SH SOLE 1 353300 0 0 BAKER HUGHES INC COMMON 057224107 53 1150 SH SOLE 1 1150 0 0 BANCO BRADESCO-ADR DEP REC 059460303 1939 113931 SH SOLE 1 113931 0 0 BANK OF NEW YORK MELLON COMMON 064058100 615 21970 SH SOLE 1 21970 0 0 BAXTER INTERNATIONAL COMMON 071813109 45462 625850 SH SOLE 1 625850 0 0 BED BATH & BEYOND INC COMMON 075896100 1018 15800 SH SOLE 1 15800 0 0 BHP BILLITON ADR DEP REC 088606108 4816 70375 SH SOLE 1 70375 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 46630 1132075 SH SOLE 1 1132075 0 0 BRITISH AMER TOB ADR COMMON 110448107 118 1100 SH SOLE 1 1100 0 0 BROADCOM CORP CL A 111320107 34445 993250 SH SOLE 1 993250 0 0 BUFFALO WILD WINGS INC COMMON 119848109 7633 87200 SH SOLE 1 87200 0 0 CF INDUSTRIES HOLDINGS COMMON 125269100 19806 104038 SH SOLE 1 104038 0 0 CNOOC LTD ADR DEP REC 126132109 2351 12275 SH SOLE 1 12275 0 0 CSX CORP COMMON 126408103 303 12300 SH SOLE 1 12300 0 0 CVS CAREMARK CORP COMMON 126650100 51710 940354 SH SOLE 1 940354 0 0 CALPINE CORP COMMON 131347304 1061 51500 SH SOLE 1 51500 0 0 CANADIAN NATIONAL RAIL COMMON 136375102 369 3675 SH SOLE 1 3675 0 0 CARRIZO OIL & GAS INC COMMON 144577103 278 10800 SH SOLE 1 10800 0 0 CASEYS GENERAL STORES COMMON 147528103 6482 111185 SH SOLE 1 111185 0 0 CATERPILLAR INC COMMON 149123101 8762 100750 SH SOLE 1 100750 0 0 CELGENE CORP COMMON 151020104 29553 254967 SH SOLE 1 254967 0 0 CHEVRON CORP COMMON 166764100 115636 973200 SH SOLE 1 973200 0 0 CHICAGO BRIDGE & IRON NY REG 167250109 10535 169650 SH SOLE 1 169650 0 0 CHIPOTLE MEXICAN GRILL COMMON 169656105 1890 5800 SH SOLE 1 5800 0 0 CIENA CORP COMMON 171779309 12767 797415 SH SOLE 1 797415 0 0 CITIGROUP INC COMMON 172967424 601 13592 SH SOLE 1 13592 0 0 CITRIX SYSTEMS INC COMMON 177376100 4111 56985 SH SOLE 1 56985 0 0 CLARCOR INC COMMON 179895107 3628 69255 SH SOLE 1 69255 0 0 COACH INC COMMON 189754104 13785 275765 SH SOLE 1 275765 0 0 COCA-COLA CO/THE COMMON 191216100 23297 576100 SH SOLE 1 576100 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 12294 160450 SH SOLE 1 160450 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 16079 136225 SH SOLE 1 136225 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6633 96610 SH SOLE 1 96610 0 0 CONTINENTAL RESOURCES COMMON 212015101 4857 55875 SH SOLE 1 55875 0 0 CRANE CO COMMON 224399105 3588 64225 SH SOLE 1 64225 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 362 13800 SH SOLE 1 13800 0 0 CUBIST PHARMACEUTICALS COMMON 229678107 2680 57240 SH SOLE 1 57240 0 0 CUMMINS INC COMMON 231021106 2351 20300 SH SOLE 1 20300 0 0 DANAHER CORP COMMON 235851102 11672 187800 SH SOLE 1 187800 0 0 DEERE & CO COMMON 244199105 30807 358300 SH SOLE 1 358300 0 0 DICKS SPORTING GOODS COMMON 253393102 19542 413140 SH SOLE 1 413140 0 0 DISCOVER FINL SVCS COMMON 254709108 1872 41750 SH SOLE 1 41750 0 0 DOVER CORP COMMON 260003108 144 1975 SH SOLE 1 1975 0 0 EI DU PONT DE NEMOURS & COMMON 263534109 305 6200 SH SOLE 1 6200 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 10656 288950 SH SOLE 1 288950 0 0 E M C CORP MASS COMMON 268648102 5929 248195 SH SOLE 1 248195 0 0 EBAY INC COMMON 278642103 125 2300 SH SOLE 1 2300 0 0 ECOLAB INC COMMON 278865100 19434 242380 SH SOLE 1 242380 0 0 EMERSON ELECTRIC CO COMMON 291011104 44786 801605 SH SOLE 1 801605 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2492 32920 SH SOLE 1 32920 0 0 FMC CORP COMMON 302491303 1779 31200 SH SOLE 1 31200 0 0 F5 NETWORKS INC COMMON 315616102 3075 34515 SH SOLE 1 34515 0 0 FOSSIL INC COMMON 349882100 5162 53435 SH SOLE 1 53435 0 0 FRANKLIN RESOURCES INC COMMON 354613101 43679 289630 SH SOLE 1 289630 0 0 GALLAGHER ARTHUR J & CO COMMON 363576109 818 19800 SH SOLE 1 19800 0 0 GENERAL ELECTRIC CO COMMON 369604103 30699 1327800 SH SOLE 1 1327800 0 0 GENERAL MILLS INC COMMON 370334104 40607 823500 SH SOLE 1 823500 0 0 GILEAD SCIENCES INC COMMON 375558103 15835 323550 SH SOLE 1 323550 0 0 GULFPORT ENERGY CORP COMMON 402635304 12464 271970 SH SOLE 1 271970 0 0 HSBC HLDGS ADR DEP REC 404280406 2206 41366 SH SOLE 1 41366 0 0 HAEMONETICS CORP COMMON 405024100 3564 85554 SH SOLE 1 85554 0 0 HAYNES INTERNATIONAL COMMON 420877201 4707 85120 SH SOLE 1 85120 0 0 HEARTWARE INTL INC COMMON 422368100 835 9450 SH SOLE 1 9450 0 0 HEINZ H J CO COMMON 423074103 83 1150 SH SOLE 1 1150 0 0 HOME DEPOT INC COMMON 437076102 41568 595700 SH SOLE 1 595700 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 494 12900 SH SOLE 1 12900 0 0 HONEYWELL INTERNATIONAL COMMON 438516106 52542 697305 SH SOLE 1 697305 0 0 HUB GROUP INC COMMON 443320106 3545 92165 SH SOLE 1 92165 0 0 ICONIX BRAND GROUP INC COMMON 451055107 10332 399395 SH SOLE 1 399395 0 0 INTEL CORP COMMON 458140100 39146 1792820 SH SOLE 1 1792820 0 0 INTL BUSINESS MACHINES COMMON 459200101 119245 559050 SH SOLE 1 559050 0 0 INTL PAPER CO COMMON 460146103 24795 532303 SH SOLE 1 532303 0 0 INTUIT INC COMMON 461202103 72 1100 SH SOLE 1 1100 0 0 ISHARES INC MSCI TAIWAN COMMON 464286731 299 22400 SH SOLE 1 22400 0 0 ITC HOLDINGS CORP COMMON 465685105 2993 33535 SH SOLE 1 33535 0 0 JOHNSON & JOHNSON COMMON 478160104 66663 817655 SH SOLE 1 817655 0 0 KAYNE ANDERSON MLP IN COMMON 486606106 34626 997287 SH SOLE 1 997287 0 0 KNIGHT TRANSN INC COMMON 499064103 2859 177560 SH SOLE 1 177560 0 0 KOHLS CORP COMMON 500255104 281 6100 SH SOLE 1 6100 0 0 KUBOTA CORP ADR DEP REC 501173207 202 2800 SH SOLE 1 2800 0 0 LAUDER ESTEE COS INC COMMON 518439104 115 1800 SH SOLE 1 1800 0 0 LINCOLN ELEC HLDGS INC COMMON 533900106 3717 68600 SH SOLE 1 68600 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 11909 310375 SH SOLE 1 310375 0 0 LIONS GATE ENTMNT CORP COMMON 535919203 1074 45180 SH SOLE 1 45180 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 3728 56154 SH SOLE 1 56154 0 0 LULULEMON ATHLETICA INC COMMON 550021109 12966 207975 SH SOLE 1 207975 0 0 MSC INDL DIRECT INC CL A 553530106 5118 59665 SH SOLE 1 59665 0 0 MARATHON OIL CORP COMMON 565849106 25391 753000 SH SOLE 1 753000 0 0 MARSH & MCLENNAN COS COMMON 571748102 49820 1312100 SH SOLE 1 1312100 0 0 MARRIOTT INTERNATIONAL CL A 571903202 1669 39532 SH SOLE 1 39532 0 0 MCDONALDS CORP COMMON 580135101 51842 520030 SH SOLE 1 520030 0 0 MICROS SYSTEMS INC COMMON 594901100 4432 97375 SH SOLE 1 97375 0 0 MICROSOFT CORP COMMON 594918104 59413 2077000 SH SOLE 1 2077000 0 0 MOODYS CORP COMMON 615369105 19680 369100 SH SOLE 1 369100 0 0 MURPHY OIL CORP COMMON 626717102 1587 24900 SH SOLE 1 24900 0 0 MYLAN INC COMMON 628530107 52 1800 SH SOLE 1 1800 0 0 NATIONAL OILWELL VARCO COMMON 637071101 23326 329700 SH SOLE 1 329700 0 0 NESTLE SA-SPONS ADR COMMON 641069406 118 1625 SH SOLE 1 1625 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1440 80000 SH SOLE 1 80000 0 0 NICE SYSTEMS LTD ADR DEP REC 653656108 696 18900 SH SOLE 1 18900 0 0 NIKE INC CL B 654106103 36288 614940 SH SOLE 1 614940 0 0 NORDSTROM INC COMMON 655664100 1011 18300 SH SOLE 1 18300 0 0 NORTHERN OIL AND GAS COMMON 665531109 5149 358050 SH SOLE 1 358050 0 0 NUVASIVE INC COMMON 670704105 2105 98791 SH SOLE 1 98791 0 0 OCCIDENTAL PETROLEUM C COMMON 674599105 62053 791800 SH SOLE 1 791800 0 0 OCEANEERING INTERNATION COMMON 675232102 18249 274800 SH SOLE 1 274800 0 0 OLIN CORP COMMON 680665205 2787 110500 SH SOLE 1 110500 0 0 POSCO ADR DEP REC 693483109 686 9300 SH SOLE 1 9300 0 0 PEARSON PLC ADR DEP REC 705015105 3452 191900 SH SOLE 1 191900 0 0 PENNANTPARK INVESTMENT COMMON 708062104 7975 706096 SH SOLE 1 706096 0 0 PEPSICO INC/NC COMMON 713448108 80613 1019000 SH SOLE 1 1019000 0 0 PERKINELMER INC COMMON 714046109 2838 84350 SH SOLE 1 84350 0 0 PFIZER INC COMMON 717081103 67980 2355525 SH SOLE 1 2355525 0 0 PHILIP MORRIS INTERNAT COMMON 718172109 54771 590773 SH SOLE 1 590773 0 0 PHILLIPS 66 COMMON 718546104 282 4031 SH SOLE 1 4031 0 0 POLARIS INDUSTRIES INC COMMON 731068102 14460 156340 SH SOLE 1 156340 0 0 PRECISION CASTPARTS C COMMON 740189105 9849 51940 SH SOLE 1 51940 0 0 PRICELINE.COM INC COMMON 741503403 14567 21168 SH SOLE 1 21168 0 0 PROCTER & GAMBLE CO COMMON 742718109 71857 932475 SH SOLE 1 932475 0 0 PROTO LABS INC COMMON 743713109 1983 40385 SH SOLE 1 40385 0 0 QUALCOMM INC COMMON 747525103 76487 1142620 SH SOLE 1 1142620 0 0 RIO TINTO PLC ADR DEP REC 767204100 1241 26350 SH SOLE 1 26350 0 0 ROGERS COMMUNICATIONS COMMON 775109200 41504 812843 SH SOLE 1 812843 0 0 ROYAL BANK OF CANADA COMMON 780087102 428 7100 SH SOLE 1 7100 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 30958 463300 SH SOLE 1 463300 0 0 SPX CORP COMMON 784635104 2013 25500 SH SOLE 1 25500 0 0 SASOL LTD - ADR DEP REC 803866300 1911 43100 SH SOLE 1 43100 0 0 SCHLUMBERGER LTD COMMON 806857108 15220 203225 SH SOLE 1 203225 0 0 SCHWEITZER-MAUDUIT INTL COMMON 808541106 6687 172650 SH SOLE 1 172650 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 5079 117450 SH SOLE 1 117450 0 0 SNAP-ON INC COMMON 833034101 50943 616000 SH SOLE 1 616000 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 1025 27500 SH SOLE 1 27500 0 0 STANLEY BLACK & DECKER COMMON 854502101 34151 421775 SH SOLE 1 421775 0 0 STERICYCLE INC COMMON 858912108 6137 57795 SH SOLE 1 57795 0 0 STIFEL FINANCIAL CORP COMMON 860630102 2188 63108 SH SOLE 1 63108 0 0 STRYKER CORP COMMON 863667101 39250 601625 SH SOLE 1 601625 0 0 TCF FINANCIAL CORP COMMON 872275102 3853 257550 SH SOLE 1 257550 0 0 TJX COS INC COMMON 872540109 40940 875725 SH SOLE 1 875725 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1465 85200 SH SOLE 1 85200 0 0 TECHNE CORP COMMON 878377100 3153 46470 SH SOLE 1 46470 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 218 5500 SH SOLE 1 5500 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 10078 131750 SH SOLE 1 131750 0 0 THORATEC CORP COMMON 885175307 6424 171325 SH SOLE 1 171325 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 10299 343532 SH SOLE 1 343532 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 40037 489815 SH SOLE 1 489815 0 0 UGI CORP COMMON 902681105 20693 539020 SH SOLE 1 539020 0 0 US BANCORP COMMON 902973304 34432 1014800 SH SOLE 1 1014800 0 0 UNION PACIFIC CORP COMMON 907818108 43007 301995 SH SOLE 1 301995 0 0 UNITED PARCEL SERVICE CL B 911312106 32802 381859 SH SOLE 1 381859 0 0 UNITED TECHNOLOGIES C COMMON 913017109 44456 475825 SH SOLE 1 475825 0 0 VEECO INSTRUMENTS INC COMMON 922417100 5032 131010 SH SOLE 1 131010 0 0 VMWARE INC COMMON 928563402 7710 97740 SH SOLE 1 97740 0 0 VOLCANO CORP COMMON 928645100 4295 192965 SH SOLE 1 192965 0 0 VOLKSWAGEN AG-SPONS ADR DEP REC 928662303 144 3800 SH SOLE 1 3800 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 1434 101015 SH SOLE 1 101015 0 0 WABTEC CORP/DE COMMON 929740108 5008 49050 SH SOLE 1 49050 0 0 WADDELL & REED FINL INC CL A 930059100 11120 254000 SH SOLE 1 254000 0 0 WAL-MART STORES INC COMMON 931142103 37986 507625 SH SOLE 1 507625 0 0 WASTE CONNECTIONS INC COMMON 941053100 9636 267820 SH SOLE 1 267820 0 0 WATERS CORP COMMON 941848103 106 1125 SH SOLE 1 1125 0 0 WELLS FARGO & CO COMMON 949746101 41715 1127745 SH SOLE 1 1127745 0 0 WESTERN REFNG INC COMMON 959319104 2095 59165 SH SOLE 1 59165 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 2569 15950 SH SOLE 1 15950 0 0 WISCONSIN ENERGY CORP COMMON 976657106 33782 787650 SH SOLE 1 787650 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 468 3550 SH SOLE 1 3550 0 0 NEWS CORP LTD CL A CL A 65248E104 2639 86500 SH SOLE 1 86500 0 0 VALE SA ADR DEP REC 91912E105 1876 108500 SH SOLE 1 108500 0 0 TARGET CORP COMMON 87612E106 75828 1107789 SH SOLE 1 1107789 0 0 EDWARDS LIFESCIENCES C COMMON 28176E108 928 11300 SH SOLE 1 11300 0 0 TRAVELERS COS INC/THE COMMON 89417E109 32308 383750 SH SOLE 1 383750 0 0 THE ADT CORPORATION COMMON 00101J106 14299 292175 SH SOLE 1 292175 0 0 ABBVIE INC COMMON 00287Y109 731 17930 SH SOLE 1 17930 0 0 ADVISORY BRD CO COMMON 00762W107 2693 51270 SH SOLE 1 51270 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 110 5000 SH SOLE 1 5000 0 0 AMERICA MOVIL ADR DEP REC 02364W105 744 35500 SH SOLE 1 35500 0 0 AMERIPRISE FINANCIAL I COMMON 03076C106 24152 327925 SH SOLE 1 327925 0 0 ANSYS INC COMMON 03662Q105 14116 173375 SH SOLE 1 173375 0 0 APPLIED INDL TECHNOLOGI COMMON 03820C105 4140 92000 SH SOLE 1 92000 0 0 ARES CAP CORP COMMON 04010L103 5629 311000 SH SOLE 1 311000 0 0 BANCO BILBAO VIZCAYA A DEP REC 05946K101 752 85800 SH SOLE 1 85800 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1286 45173 SH SOLE 1 45173 0 0 CH ROBINSON WORLDWIDE COMMON 12541W209 20695 348050 SH SOLE 1 348050 0 0 CARDINAL HEALTH INC COMMON 14149Y108 20014 480875 SH SOLE 1 480875 0 0 CENTRICA PLC-SP ADR COMMON 15639K300 726 32200 SH SOLE 1 32200 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 1088 27600 SH SOLE 1 27600 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 407 30200 SH SOLE 1 30200 0 0 COCA-COLA ENTERPRISES COMMON 19122T109 1927 52200 SH SOLE 1 52200 0 0 COMP BRASIL-PAO DE ACU DEP REC 20440T201 1891 35500 SH SOLE 1 35500 0 0 COMPANHIA DE BEBIDAS D DEP REC 20441W203 3048 72000 SH SOLE 1 72000 0 0 CONOCOPHILLIPS COMMON 20825C104 485 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 5585 52635 SH SOLE 1 52635 0 0 DEVON ENERGY CORP COMMON 25179M103 379 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 30007 238450 SH SOLE 1 238450 0 0 ENI S P A ADR COMMON 26874R108 108 2400 SH SOLE 1 2400 0 0 EQT CORP COMMON 26884L109 14715 217200 SH SOLE 1 217200 0 0 EMBRAER SA ADR DEP REC 29082A107 2042 57250 SH SOLE 1 57250 0 0 EXPRESS SCRIPTS INC COMMON 30219G108 8900 154466 SH SOLE 1 154466 0 0 EXXON MOBIL CORP COMMON 30231G102 1909 21182 SH SOLE 1 21182 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 25688 665135 SH SOLE 1 665135 0 0 FLOWSERVE CORP COMMON 34354P105 26390 157355 SH SOLE 1 157355 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 23351 705472 SH SOLE 1 705472 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 4385 93475 SH SOLE 1 93475 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 31332 212924 SH SOLE 1 212924 0 0 GOOGLE INC CL A 38259P508 33002 41555 SH SOLE 1 41555 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 383 14400 SH SOLE 1 14400 0 0 HMS HLDGS CORP COMMON 40425J101 3116 114755 SH SOLE 1 114755 0 0 ICICI BK LTD ADR DEP REC 45104G104 1274 29700 SH SOLE 1 29700 0 0 IDEX CORP COMMON 45167R104 6667 124800 SH SOLE 1 124800 0 0 IDEXX LABORATORIES INC COMMON 45168D104 1238 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 13968 405235 SH SOLE 1 405235 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1174 7200 SH SOLE 1 7200 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 13524 27533 SH SOLE 1 27533 0 0 JPMORGAN CHASE & CO COMMON 46625H100 62602 1319045 SH SOLE 1 1319045 0 0 KINDER MORGAN INC COMMON 49456B101 46491 1201950 SH SOLE 1 1201950 0 0 LABORATORY CP OF AMER H COMMON 50540R409 695 7700 SH SOLE 1 7700 0 0 LIFE TIME FITNESS INC COMMON 53217R207 3562 83272 SH SOLE 1 83272 0 0 MACYS INC COMMON 55616P104 2452 58600 SH SOLE 1 58600 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 61029 681126 SH SOLE 1 681126 0 0 MCKESSON CORP COMMON 58155Q103 27876 258205 SH SOLE 1 258205 0 0 MERCADOLIBRE INC COMMON 58733R102 1123 11625 SH SOLE 1 11625 0 0 MERCK & CO INC COMMON 58933Y105 41108 930050 SH SOLE 1 930050 0 0 METLIFE INC COMMON 59156R108 61 1600 SH SOLE 1 1600 0 0 MOSAIC CO/THE COMMON 61945C103 1038 17410 SH SOLE 1 17410 0 0 NEXTERA ENERGY INC COMMON 65339F101 30190 388650 SH SOLE 1 388650 0 0 ORACLE CORP COMMON 68389X105 48635 1504319 SH SOLE 1 1504319 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 968 58400 SH SOLE 1 58400 0 0 PRAXAIR INC COMMON 74005P104 7657 68650 SH SOLE 1 68650 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1602 21400 SH SOLE 1 21400 0 0 RTI INTERNATIONAL META COMMON 74973W107 13 400 SH SOLE 1 400 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 6759 93875 SH SOLE 1 93875 0 0 SALESFORCE.COM INC COMMON 79466L302 4239 23705 SH SOLE 1 23705 0 0 SIGNATURE BANK NY COMMON 82669G104 8772 111370 SH SOLE 1 111370 0 0 SKYWORKS SOLUTIONS INC COMMON 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7731 95105 SH SOLE 1 95105 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 13856 133025 SH SOLE 1 133025 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 43211 755300 SH SOLE 1 755300 0 0 VALUECLICK INC COMMON 92046N102 640 21650 SH SOLE 1 21650 0 0 VERA BRADLEY INC COMMON 92335C106 6318 267375 SH SOLE 1 267375 0 0 VERIFONE SYSTEMS INC COMMON 92342Y109 6376 308330 SH SOLE 1 308330 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 85766 1744975 SH SOLE 1 1744975 0 0 VERTEX PHARMACEUTICALS COMMON 92532F100 379 6900 SH SOLE 1 6900 0 0 VIACOM INC NEW COMMON 92553P201 21044 342295 SH SOLE 1 342295 0 0 VISA INC COMMON 92826C839 19191 112995 SH SOLE 1 112995 0 0 VODAFONE GROUP ADR DEP REC 92857W209 180 6350 SH SOLE 1 6350 0 0 ARCOS DORADOS HOLDINGS COMMON G0457F107 807 61100 SH SOLE 1 61100 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 5647 135685 SH SOLE 1 135685 0 0 ACCENTURE PLC COMMON G1151C101 59670 785440 SH SOLE 1 785440 0 0 COVIDIEN PLC COMMON G2554F113 42022 619425 SH SOLE 1 619425 0 0 EATON CORP PLC COMMON G29183103 20554 335580 SH SOLE 1 335580 0 0 LAZARD LTD. COMMON G54050102 65 1900 SH SOLE 1 1900 0 0 MICHAEL KORS HLDGS LTD COMMON G60754101 3047 53660 SH SOLE 1 53660 0 0 PARTNERRE LTD COMMON G6852T105 28353 304510 SH SOLE 1 304510 0 0 SEADRILL LTD COMMON G7945E105 26722 718150 SH SOLE 1 718150 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 28076 751292 SH SOLE 1 751292 0 0 ACE LTD ORD H0023R105 44679 502175 SH SOLE 1 502175 0 0 ALLIED WORLD ASSUR CO COMMON H01531104 5865 63255 SH SOLE 1 63255 0 0 TE CONNECTIVITY LTD COMMON H84989104 11516 274650 SH SOLE 1 274650 0 0 TYCO INTL LTD NEW COMMON H89128104 23539 735600 SH SOLE 1 735600 0 0 ASML HOLDING NV DEP REC N07059210 450 6622 SH SOLE 1 6622 0 0 CORE LABORATORIES NV COMMON N22717107 3490 25305 SH SOLE 1 25305 0 0 TORNIER N V COMMON N87237108 2481 131625 SH SOLE 1 131625 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 26324 733250 SH SOLE 1 733250 0 0 AMERICAN SELECT PORTFOL COMMON 029570108 4711 441538 SH SOLE 1 0 441538 0 AMERICAN STRATEGIC INCO COMMON 030098107 2445 215200 SH SOLE 1 0 215200 0 AMERICAN STRATEGIC INCO COMMON 030099105 21923 2466036 SH SOLE 1 0 2466036 0 BLACKROCK INCOME OPPORT COMMON 092475102 7945 706180 SH SOLE 1 0 706180 0 BLACKROCK CREDIT ALLOC COMMON 092508100 35350 2524992 SH SOLE 1 0 2524992 0 CENTRAL EUROPE & RUSSIA COMMON 153436100 27 838 SH SOLE 1 0 838 0 CUTWATER SELECT INCOME COMMON 232229104 6138 305978 SH SOLE 1 0 305978 0 DREYFUS STRATEGIC MUNIC COMMON 261932107 962 104520 SH SOLE 1 0 104520 0 FEDERATED ENHANCED TRE COMMON 314162108 999 72999 SH SOLE 1 0 72999 0 FLAHERTY & CRUMRINE/CLA COMMON 338478100 307 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE/CLA COMMON 338479108 212 10000 SH SOLE 1 0 10000 0 GUGGENHEIM BLD AMR BDS COMMON 401664107 371 16400 SH SOLE 1 0 16400 0 MFS CHARTER INCOME TRUS COMMON 552727109 5226 515431 SH SOLE 1 0 515431 0 MFS GOVERNMENT MARKETS COMMON 552939100 5716 871321 SH SOLE 1 0 871321 0 MN MUNICIPAL INCOME POR COMMON 604062109 1921 111197 SH SOLE 1 0 111197 0 MONTGOMERY STREET INCOM COMMON 614115103 17884 1036168 SH SOLE 1 0 1036168 0 NUVEEN NY AMT-FREE MUN COMMON 670656107 1810 125416 SH SOLE 1 0 125416 0 NUVEEN MUN HIGH INCOP COMMON 670683101 1040 80700 SH SOLE 1 0 80700 0 NUVEEN MORTGAGE OPPORTU COMMON 670735109 5851 194440 SH SOLE 1 0 194440 0 NUVEEN NJ INVESTMENT QU COMMON 670971100 258 17153 SH SOLE 1 0 17153 0 NUVEEN PA INVESTMENT QU COMMON 670972108 728 48500 SH SOLE 1 0 48500 0 NUVEEN SELECT QUALITY M COMMON 670973106 601 40000 SH SOLE 1 0 40000 0 NUVEEN QUALITY INCOME M COMMON 670977107 2230 146297 SH SOLE 1 0 146297 0 NUVEEN MI QUALITY INCOM COMMON 670979103 965 63664 SH SOLE 1 0 63664 0 NUVEEN MUNI OPP FD NIO COMMON 670984103 7427 494500 SH SOLE 1 0 494500 0 NUVEEN PREMIER INSD MUN COMMON 670987106 205 13600 SH SOLE 1 0 13600 0 NUVEEN PREMIER MUNICIPA COMMON 670988104 718 48600 SH SOLE 1 0 48600 0 OXFORD LANE CAP CORP O COMMON 691543102 211 13176 SH SOLE 1 0 13176 0 PUTNAM PREMIER INCOME T COMMON 746853100 11044 1993440 SH SOLE 1 0 1993440 0 PUTNAM MASTER INTERMED COMMON 746909100 11090 2128630 SH SOLE 1 0 2128630 0 PUTNAM MUNICIPAL OPPOR COMMON 746922103 200 15929 SH SOLE 1 0 15929 0 THAI CAP FD INC TF COMMON 882905201 473 33738 SH SOLE 1 0 33738 0 WESTERN ASSET VARIABLE COMMON 957667108 15347 812428 SH SOLE 1 0 812428 0 WESTERN ASSET WORLDWIDE COMMON 957668106 233 15100 SH SOLE 1 0 15100 0 WESTERN ASSET INTERMEDI COMMON 958435109 102 10000 SH SOLE 1 0 10000 0 ZWEIG TOTAL RETURN FD I COMMON 989837208 265 20300 SH SOLE 1 0 20300 0 ALLIANCEBERNSTEIN INCO COMMON 01881E101 15650 1915521 SH SOLE 1 0 1915521 0 BLACKROCK CORE BOND TRU COMMON 09249E101 4165 282533 SH SOLE 1 0 282533 0 NUVEEN AZ DIV ADV MUN F COMMON 67072E101 3160 215400 SH SOLE 1 0 215400 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 255 17200 SH SOLE 1 0 17200 0 BLACKROCK MUNIYIELD QUA COMMON 09254E103 2191 143600 SH SOLE 1 0 143600 0 FIRST TRUST/FIDAC MORTG COMMON 33734E103 8780 534359 SH SOLE 1 0 534359 0 INVESCO ADVANTAGE MUNI COMMON 46132E103 7710 604240 SH SOLE 1 0 604240 0 NUVEEN INV QUAL MUNI FD COMMON 67062E103 406 25400 SH SOLE 1 0 25400 0 AVENUE INCOME CRED STRA COMMON 05358E106 415 21042 SH SOLE 1 0 21042 0 ALLIANCEBERNSTEIN NATI COMMON 01864U106 5226 346099 SH SOLE 1 0 346099 0 AMERICAN INCOME FUND COMMON 02672T109 8309 997527 SH SOLE 1 0 997527 0 AMERICAN STRATEGIC INCO COMMON 03009T101 13189 1809450 SH SOLE 1 0 1809450 0 BLACKROCK INVESTMENT QU COMMON 09247D105 3318 204667 SH SOLE 1 0 204667 0 BLACKROCK INCOME TRUST COMMON 09247F100 24027 3332469 SH SOLE 1 0 3332469 0 BLACKROCK BUILD AMERICA COMMON 09248X100 2593 115124 SH SOLE 1 0 115124 0 BLACKROCK MUNICIPAL BON COMMON 09249H104 1391 84634 SH SOLE 1 0 84634 0 BLACKROCK MUNICIPAL INC COMMON 09249N101 4238 262444 SH SOLE 1 0 262444 0 BLACKROCK MUNI 2020 TER COMMON 09249X109 177 10730 SH SOLE 1 0 10730 0 BLACKROCK LONG-TERM MU COMMON 09250B103 7304 594806 SH SOLE 1 0 594806 0 BLACKROCK FL MUNI 2020 COMMON 09250M109 565 35930 SH SOLE 1 0 35930 0 BLACKROCK MUNIYIELD FD COMMON 09253W104 226 14128 SH SOLE 1 0 14128 0 BLACKROCK MUNIHOLDINGS COMMON 09254C107 913 59600 SH SOLE 1 0 59600 0 BLACKROCK MUNIYIELD QUA COMMON 09254G108 1073 75400 SH SOLE 1 0 75400 0 BLACKROCK MUNIYIELD AZ COMMON 09254K109 217 14050 SH SOLE 1 0 14050 0 BLACKROCK MUNIHOLDINGS COMMON 09254P108 3040 195598 SH SOLE 1 0 195598 0 BLACKROCK MUNIYIELD IN COMMON 09254R104 1996 121500 SH SOLE 1 0 121500 0 BLACKROCK MUNIYIELD IN COMMON 09254T100 330 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYIELD MI COMMON 09254V105 1685 110110 SH SOLE 1 0 110110 0 BLACKROCK MUNIYIELD MI COMMON 09254W103 2531 179879 SH SOLE 1 0 179879 0 BLACKROCK MUNI NY INTE COMMON 09255F109 149 9600 SH SOLE 1 0 9600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 842 54700 SH SOLE 1 0 54700 0 BLACKROCK ENHANCED GOVE COMMON 09255K108 23109 1516338 SH SOLE 1 0 1516338 0 BROOKFIELD TOTAL RETURN COMMON 11283U108 34904 1386192 SH SOLE 1 0 1386192 0 CORNERSTONE STRATEGIC V COMMON 21924B203 56 7938 SH SOLE 1 0 7938 0 CORNERSTONE TOTAL RETUR COMMON 21924U201 58 9173 SH SOLE 1 0 9173 0 DWS MUNICIPAL INCOME TR COMMON 23338M106 11641 792452 SH SOLE 1 0 792452 0 DELAWARE INV MN MUN INC COMMON 24610V103 2862 183100 SH SOLE 1 0 183100 0 DREYFUS STRATEGIC MUNIC COMMON 26202F107 401 44400 SH SOLE 1 0 44400 0 EATON VANCE MI MUNICIPA COMMON 27826D106 372 27420 SH SOLE 1 0 27420 0 EATON VANCE CA MUNICIPA COMMON 27826F101 98 7000 SH SOLE 1 0 7000 0 EATON VANCE NJ MUNICPAL COMMON 27826V106 113 7900 SH SOLE 1 0 7900 0 EATON VANCE MUNICIPAL B COMMON 27827X101 1607 116854 SH SOLE 1 0 116854 0 EATON VANCE CA MUNICIPA COMMON 27828C106 962 72872 SH SOLE 1 0 72872 0 EATON VANCE LIMITED DUR COMMON 27828H105 9649 564274 SH SOLE 1 0 564274 0 EATON VANCE SHORT DUR D COMMON 27828V104 14285 829070 SH SOLE 1 0 829070 0 EATON VANCE RISK MNGD COMMON 27829G106 428 38900 SH SOLE 1 0 38900 0 FIRST AMERICAN MN MUNIC COMMON 31849P104 609 37696 SH SOLE 1 0 37696 0 FIRSTHAND TECH VALUE FD COMMON 33766Y100 939 48682 SH SOLE 1 0 48682 0 GABELLI UTILITY TR GUT COMMON 36240A101 941 136375 SH SOLE 1 0 136375 0 HELIOS STRATEGIC INCOME COMMON 42328A203 1571 243938 SH SOLE 1 0 243938 0 INVESCO MUNI TRUST VKQ COMMON 46131J103 103 7296 SH SOLE 1 0 7296 0 INVESCO TRUST FOR INVES COMMON 46131M106 8514 572549 SH SOLE 1 0 572549 0 INVESCO TRUST FOR INVES COMMON 46131T101 480 30322 SH SOLE 1 0 30322 0 INVESCO MUNI OPPORTUNIT COMMON 46132C107 4839 341733 SH SOLE 1 0 341733 0 INVESCO CA VALUE MUNI I COMMON 46132H106 4366 330247 SH SOLE 1 0 330247 0 INVESCO PA VALUE MUNI I COMMON 46132K109 3960 267220 SH SOLE 1 0 267220 0 INVESCO VALUE MUNI INC COMMON 46132P108 825 51063 SH SOLE 1 0 51063 0 INVESCO QUALITY MUNI IN COMMON 46133G107 6363 477673 SH SOLE 1 0 477673 0 MACQUARIE GLBL INFRAST COMMON 55608D101 1177 55600 SH SOLE 1 0 55600 0 MANAGED DURATION INVEST COMMON 56165R103 2595 164166 SH SOLE 1 0 164166 0 MORGAN STANLEY INCOME S COMMON 61745P874 3936 217560 SH SOLE 1 0 217560 0 NEUBERGER BERMAN INTERM COMMON 64124P101 395 25378 SH SOLE 1 0 25378 0 NUVEEN CONN PREM INCOME COMMON 67060D107 484 33769 SH SOLE 1 0 33769 0 NUVEEN NC PREMIUM INCO COMMON 67060P100 314 21775 SH SOLE 1 0 21775 0 NUVEEN MD PREMIUM INC M COMMON 67061Q107 784 54060 SH SOLE 1 0 54060 0 NUVEEN ARIZ PREM INCOM COMMON 67061W104 136 9200 SH SOLE 1 0 9200 0 NUVEEN CA INVESTMENT QU COMMON 67062A101 483 31103 SH SOLE 1 0 31103 0 NUVEEN MUNICIPAL ADVANT COMMON 67062H106 2889 194131 SH SOLE 1 0 194131 0 NUVEEN PERF PLUS MUNI COMMON 67062P108 3078 193000 SH SOLE 1 0 193000 0 NUVEEN CA PERFORMANCE P COMMON 67062Q106 147 9400 SH SOLE 1 0 9400 0 NUVEEN NY PERFORMANCE P COMMON 67062R104 87 5300 SH SOLE 1 0 5300 0 NUVEEN MUNICIPAL MARKET COMMON 67062W103 59 4100 SH SOLE 1 0 4100 0 NUVEEN PREMIUM INCOME M COMMON 67063W102 16069 1072721 SH SOLE 1 0 1072721 0 NUVEEN VA PREM INC MUNI COMMON 67064R102 145 9606 SH SOLE 1 0 9606 0 NUVEEN DIVIDEND ADVANTA COMMON 67066V101 1349 88200 SH SOLE 1 0 88200 0 NUVEEN NJ DIVIDEND ADVA COMMON 67069Y102 188 12600 SH SOLE 1 0 12600 0 NUVEEN OH DIV ADV MUNI COMMON 67070C107 5257 329000 SH SOLE 1 0 329000 0 NUVEEN OH DIV ADV MUNI COMMON 67070R104 4739 302400 SH SOLE 1 0 302400 0 NUVEEN DIVIDEND ADVANTA COMMON 67070X101 856 57242 SH SOLE 1 0 57242 0 NUVEEN DIVIDEND ADVANTA COMMON 67071L106 306 20500 SH SOLE 1 0 20500 0 NUVEEN ARIZ DIVID ADVA COMMON 67071P107 184 12200 SH SOLE 1 0 12200 0 NUVEEN QUALITY PREFERR COMMON 67071S101 2091 233620 SH SOLE 1 0 233620 0 NUVEEN OHIO DIVID NVJ COMMON 67071V104 2065 129500 SH SOLE 1 0 129500 0 NUVEEN PA DIVIDEND ADVA COMMON 67071W102 145 10100 SH SOLE 1 0 10100 0 NUVEEN QUALITY PREFERRE COMMON 67072C105 2079 220461 SH SOLE 1 0 220461 0 NUVEEN QUALITY PREFERRE COMMON 67072W101 2498 275714 SH SOLE 1 0 275714 0 NUVEEN PFD INCOME OPP F COMMON 67073B106 4549 442946 SH SOLE 1 0 442946 0 NUVEEN BUILD AMERICAN B COMMON 67074C103 2897 138154 SH SOLE 1 0 138154 0 NUVEEN BUILD AMER BD O COMMON 67074Q102 4665 210889 SH SOLE 1 0 210889 0 NUVEEN MORTGAGE OPPORTU COMMON 67074R100 4296 143861 SH SOLE 1 0 143861 0 NUVEEN PFD & INCOME TER COMMON 67075A106 297 11600 SH SOLE 1 0 11600 0 PIMCO INCOME STRATEGY F COMMON 72201H108 4748 356707 SH SOLE 1 0 356707 0 PIMCO INCOME STRATEGY F COMMON 72201J104 3674 320570 SH SOLE 1 0 320570 0 PIMCO DYNAMIC INC FD P COMMON 72201Y101 4351 139900 SH SOLE 1 0 139900 0 WELLS FARGO ADVANTAGE M COMMON 94987D101 19012 1159967 SH SOLE 1 0 1159967 0 WESTERN ASSET HIGH INCM COMMON 95766H106 704 72957 SH SOLE 1 0 72957 0 WESTERN ASSET MANAGED M COMMON 95766M105 319 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL COMMON 95766P108 626 38366 SH SOLE 1 0 38366 0 WESTERN ASSET INFLATION COMMON 95766U107 1150 62300 SH SOLE 1 0 62300 0 WESTERN ASSET MORTGAGE COMMON 95790B109 2618 98927 SH SOLE 1 0 98927 0

EX-1 3 siasumpg33113.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 431 Form 13F Information Table Value Total: $4,963,930 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc.