0001560717-13-000005.txt : 20130507
0001560717-13-000005.hdr.sgml : 20130507
20130507103432
ACCESSION NUMBER: 0001560717-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130507
DATE AS OF CHANGE: 20130507
EFFECTIVENESS DATE: 20130507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC/SC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 13818404
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: X1
ZIP: 28226
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: X1
ZIP: 28226
13F-HR
1
HZI_13f_20130328.txt
20130331-13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: Mar 28, 2013
----------------------------
Check here if Amendment [ ]; Amendment Number:
-------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Horizon Investments, LLC/SC
Address: Charlotte, NC 28277
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ben Johnson
Title: Chief Compliance Officer
Phone: 704-544-2399
Signature, Place, and Date of Signing:
/s/ Ben Johnson Charlotte, NC Mar 28, 2013
------------------ --------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
----
Form 13F Information Table Entry Total: 69
----
Form 13F Information Table Value Total: 272908.0
------------
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 Unknown Founders Financial Securities, LLC
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT INC COM 042315101 110.0 16883 SH SOLE NONE 0 0 16883
AUTOMATIC DATA PROCESSING IN COM 053015103 440.0 6772 SH SOLE NONE 0 0 6772
BANK MONTREAL QUE COM 063671101 415.0 6594 SH SOLE NONE 0 0 6594
BAXTER INTL INC COM 071813109 435.0 5995 SH SOLE NONE 0 0 5995
CSX CORP COM 126408103 220.0 8935 SH SOLE NONE 0 0 8935
CYS INVTS INC COM 12673A108 119.0 10119 SH SOLE NONE 0 0 10119
CALLON PETE CO DEL COM 13123X102 40.0 10837 SH SOLE NONE 0 0 10837
CHEVRON CORP NEW COM 166764100 426.0 3585 SH SOLE NONE 0 0 3585
EMERSON ELEC CO COM 291011104 410.0 7339 SH SOLE NONE 0 0 7339
GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 431.0 9179 SH SOLE NONE 0 0 9179
ISHARES TR DJ SEL DIV INX COM 464287168 28901.0 455848 SH SOLE NONE 200953 0 254895
ISHARES TR CORE SP500 ETF COM 464287200 1031.0 6555 SH SOLE NONE 0 0 6555
ISHARES TR CORE TOTUSBD ETF COM 464287226 13020.0 117586 SH SOLE NONE 0 0 117586
ISHARES TR SP 500 VALUE COM 464287408 426.0 5769 SH SOLE NONE 0 0 5769
ISHARES TR BARCLYS 1-3 YR COM 464287457 16233.0 192174 SH SOLE NONE 0 0 192174
ISHARES TR RUSSELL MCP VL COM 464287473 673.0 11803 SH SOLE NONE 0 0 11803
ISHARES TR RUSSELL MIDCAP COM 464287499 1178.0 9258 SH SOLE NONE 0 0 9258
ISHARES TR CORE SP MCP ETF COM 464287507 470.0 4085 SH SOLE NONE 0 0 4085
ISHARES TR RUSSELL1000VAL COM 464287598 3319.0 40888 SH SOLE NONE 0 0 40888
ISHARES TR RUSSELL1000GRW COM 464287614 3203.0 44872 SH SOLE NONE 0 0 44872
ISHARES TR DJ US REAL EST COM 464287739 231.0 3331 SH SOLE NONE 0 0 3331
ISHARES TR DJ US ENERGY COM 464287796 9797.0 217086 SH SOLE NONE 93459 0 123627
ISHARES TR MSCI ACJPN IDX COM 464288182 404.0 6833 SH SOLE NONE 0 0 6833
ISHARES TR SP NTL AMTFREE COM 464288414 324.0 2938 SH SOLE NONE 0 0 2938
NORFOLK SOUTHERN CORP COM 655844108 214.0 2771 SH SOLE NONE 0 0 2771
PEPSICO INC COM 713448108 435.0 5501 SH SOLE NONE 0 0 5501
POWERSHARES ETF TRUST II SENIO COM 73936Q769 12152.0 484147 SH SOLE NONE 0 0 484147
PRAXAIR INC COM 74005P104 409.0 3665 SH SOLE NONE 0 0 3665
PROSHARES TR PSHS ULTSH 20YRS COM 74347B201 371.0 5641 SH SOLE NONE 0 0 5641
PROSHARES TR PSHS ULSHT SP500 COM 74347B300 206.0 4683 SH SOLE NONE 0 0 4683
PULSE ELECTRONICS CORP COM 74586W106 27.0 66437 SH SOLE NONE 0 0 66437
SPDR SP 500 ETF TR TR UNIT COM 78462F103 61362.0 391665 SH SOLE NONE 173346 0 218319
SPDR GOLD TRUST GOLD SHS COM 78463V107 205.0 1329 SH SOLE NONE 0 0 1329
SPDR DOW JONES INDL AVRG ETF U COM 78467X109 46122.0 317382 SH SOLE NONE 139901 0 177481
SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 23182.0 504496 SH SOLE NONE 222216 0 282280
SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 209.0 5251 SH SOLE NONE 0 0 5251
SELECT SECTOR SPDR TR SBI INT- COM 81369Y886 23754.0 607510 SH SOLE NONE 261651 0 345859
SPARTAN MTRS INC COM 846819100 61.0 11514 SH SOLE NONE 0 0 11514
TAIWAN SEMICONDUCTOR MFG LTD S COM 874039100 391.0 22740 SH SOLE NONE 0 0 22740
TARGET CORP COM 87612E106 446.0 6510 SH SOLE NONE 0 0 6510
VALLEY NATL BANCORP COM 919794107 128.0 12488 SH SOLE NONE 0 0 12488
WALGREEN CO COM 931422109 478.0 10016 SH SOLE NONE 0 0 10016
FIRST TR EXCHANGE TRADED FD DJ COM 33733E302 799.0 18521 SH SHARED 01 0 0 18521
FIRST TR SP REIT INDEX FD COM 33734G108 786.0 41129 SH SHARED 01 0 0 41129
FIRST TR EXCHANGE TRADED FD CO COM 33734X101 839.0 32652 SH SHARED 01 0 0 32652
FIRST TR EXCHANGE TRADED FD CO COM 33734X119 853.0 27894 SH SHARED 01 0 0 27894
FIRST TR EXCHANGE TRADED FD HL COM 33734X143 846.0 22179 SH SHARED 01 0 0 22179
ISHARES INC MSCI THAI CAPPED COM 464286624 372.0 4082 SH SHARED 01 0 0 4082
ISHARES INC MSCI TURKEY FD COM 464286715 383.0 5384 SH SHARED 01 0 0 5384
ISHARES INC MSCI MEXICO CAP COM 464286822 346.0 4641 SH SHARED 01 0 0 4641
ISHARES TR BARCLYS TIPS BD COM 464287176 1011.0 8335 SH SHARED 01 0 0 8335
ISHARES TR IBOXX INV CPBD COM 464287242 1656.0 13815 SH SHARED 01 0 0 13815
ISHARES TR SP GBL FIN COM 464287333 347.0 7155 SH SHARED 01 0 0 7155
ISHARES TR MSCI EAFE INDEX COM 464287465 1392.0 23602 SH SHARED 01 0 0 23602
ISHARES TR RUSSELL1000GRW COM 464287614 714.0 10010 SH SHARED 01 0 0 10010
ISHARES TR DJ US INDEX FD COM 464287846 374.0 4727 SH SHARED 01 0 0 4727
ISHARES TR JPMORGAN USD COM 464288281 530.0 4508 SH SHARED 01 0 0 4508
ISHARES TR PHILL INVSTMRK COM 46429B408 363.0 8827 SH SHARED 01 0 0 8827
POWERSHS DB MULTI SECT M PS DB COM 73936B408 419.0 16190 SH SHARED 01 0 0 16190
POWERSHS DB MULTI SECT M DB GO COM 73936B606 453.0 8319 SH SHARED 01 0 0 8319
POWERSHARES ETF TRUST II INTL COM 73936Q835 685.0 24000 SH SHARED 01 0 0 24000
SPDR SP 500 ETF TR TR UNIT COM 78462F103 1090.0 6958 SH SHARED 01 0 0 6958
SPDR SERIES TRUST BRC HGH YLD COM 78464A417 682.0 16588 SH SHARED 01 0 0 16588
SPDR SERIES TRUST BRCLYS INTL COM 78464A516 925.0 15809 SH SHARED 01 0 0 15809
VANGUARD BD INDEX FD INC INTER COM 921937819 2147.0 24390 SH SHARED 01 0 0 24390
VANGUARD INTL EQUITY INDEX F F COM 922042858 670.0 15613 SH SHARED 01 0 0 15613
VANGUARD INDEX FDS MID CAP ETF COM 922908629 584.0 6285 SH SHARED 01 0 0 6285
VANGUARD INDEX FDS VALUE ETF COM 922908744 867.0 13232 SH SHARED 01 0 0 13232
VANGUARD INDEX FDS SMALL CP ET COM 922908751 367.0 4025 SH SHARED 01 0 0 4025