0000909012-13-000195.txt : 20130503 0000909012-13-000195.hdr.sgml : 20130503 20130503154138 ACCESSION NUMBER: 0000909012-13-000195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 EFFECTIVENESS DATE: 20130503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 13812464 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 t307120.txt CARROLL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment [ ]; Amendment Number _____ This Amenment (Check only one) [ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Carroll Financial Associates, Inc. Address: 4201 Congress Street, Suite 210 Charlotte, NC 28209 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manger: Name: Dennis C. Adams Title: Compliance Administrator Phone: 704 553 8006 Signature, Place, and Date of Signing /s/ DENNIS C. ADAMS Charlotte, NC -------------------------------- -------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report [ ] 13F HOLDINGS NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s). [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: (thousands) List of Other Included Managers: {None}

Title of Value Value Shares Investment Other Voting Name of Issuer Class CUSIP (X1000) Quantity Discretion Managers Authority ------------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & ALERIAN MLP (AMJ) EXCHANGE TRADED PRODUCT 46625h365 17644.785 387968 YES NO EXXON MOBIL CORP COM COMMON EQUITY 30231g102 14995.264 166411 YES NO ISHARES MSCI USA MINIMUM VOLATILITY EXCHANGE TRADED (USMV) PRODUCT 46429b697 14606.275 445857 YES NO JOHNSON & JOHNSON COM COMMON EQUITY 478160104 12382.897 151881 YES NO HATTERAS FINL CORP COM COMMON EQUITY 41902r103 11420.974 416368 YES NO POWERSHARES FTSE RAFI US 1000 (PRF) EXCHANGE TRADED PRODUCT 73935x583 9686.772 138205 YES NO MICROSOFT CORP COM COMMON EQUITY 594918104 8399.341 293632 YES NO BERKSHIRE HATHAWAY B COMMON EQUITY 84670702 6984.839 67033 YES NO GENERAL ELECTRIC CO COM COMMON EQUITY 369604103 6215.131 268821 YES NO STANDARD & POORS 500 (SPY) EXCHANGE TRADED PRODUCT 78462f103 6031.482 38498 YES NO JP MORGAN CHASE & CO COMMON EQUITY 46625h100 5235.835 110321 YES NO EXELON CORP COM COMMON EQUITY 30161n101 4681.763 135782 YES NO APPLE INC COM COMMON EQUITY 037833100 4654.57 10515 YES NO OAKTREE CAP GROUP LLC COMMON EQUITY 674001201 4528.025 88750 YES NO DOW CHEM CO COMMON EQUITY 260543103 3849.488 120901 YES NO PFIZER INC COM COMMON EQUITY 717081103 3591.916 124460 YES NO DUKE ENERGY COMMON EQUITY 26441c204 3096.036 42651 YES NO BANK OF AMERICA PFD CLASS E FLOATING PREFERRED EQUITY 060505815 2953.637 121900 YES NO BB & T CORP COMMON EQUITY 054937107 2846.622 90686 YES NO PARK STERLING BANK COMMON EQUITY 70086y105 2771.27 491360 YES NO VANGUARD SPECIALIZED PORTFOLIOS EXCHANGE TRADED DIV (VIG) PRODUCT 921908844 2699.547 41089 YES NO SPECTRA ENERGY CORP COM COMMON EQUITY 847560109 2638.307 85799 YES NO LOWES COS INC COMMON EQUITY 548661107 2610.072 68831 YES NO UBS ALERIAN MLP INDEX (MLPI) EXCHANGE TRADED PRODUCT 902641646 2469.12 64300 YES NO APPLIED MATERIALS INC COMMON EQUITY 038222105 2411.842 178920 YES NO PROCTER & GAMBLE CO COM COMMON EQUITY 742718109 2123.311 27554 YES NO AUTOMATIC DATA PROCESSING INC COMMON EQUITY 053015103 2020.677 31073 YES NO RANGE RES CORP COM COMMON EQUITY 75281A109 1948.688 24046 YES NO BANK OF NEW YORK MELLON CORP COMMON EQUITY 064058100 1916.279 68463 YES NO SYSCO CORP COMMON EQUITY 871829107 1709.051 48594 YES NO NUCOR CORP COM COMMON EQUITY 670346105 1696.7 36765 YES NO MORGAN STANLEY FLOATING SERIES A PREFERRED EQUITY 61747s504 1673.25 72750 YES NO GOLDMAN SACHS FLOATING PFD SERIES A PREFERRED EQUITY 38143y665 1610.728 68600 YES NO CISCO SYSTEMS INC COMMON EQUITY 17275R102 1567.165 75002 YES NO WESTERN UN CO COM COMMON EQUITY 959802109 1470.897 97799 YES NO 3M CO COM COMMON EQUITY 88579Y101 1431.039 13461 YES NO CHEVRON CORP COMMON EQUITY 166764100 1405.709 11831 YES NO HORMEL FOODS CORP COM COMMON EQUITY 440452100 1354.222 32774 YES NO HARVEST NATURAL RESOURCES COMMON EQUITY 41754v103 1318.181 375550 YES NO UNITED PARCEL SVC INC CL B COMMON EQUITY 911312106 1283.69 14944 YES NO POWERSHARES DIVIDEND ACHIEVERS (PFM) EXCHANGE TRADED PRODUCT 73935x732 1270.094 70600 YES NO WELLS FARGO & CO NEW COM COMMON EQUITY 949746101 1243.715 33623 YES NO MCDONALDS CORP COMMON EQUITY 580135101 1221.548 12253 YES NO PIEDMONT NAT GAS INC COM COMMON EQUITY 720186105 1208.767 36763 YES NO PEPSICO INC COMMON EQUITY 713448108 1200.969 15181 YES NO PHILIP MORRIS INTL INC COM COMMON EQUITY 718172109 1194.754 12887 YES NO COCA COLA COMPANY COMMON EQUITY 191216100 1185.09 29305 YES NO RIO TINTO PLC SPONSORED ADR COMMON EQUITY 767204100 1145.598 24333 YES NO KKR FINANCIAL COMMON EQUITY 48248a306 1055.525 95350 YES NO FREEPORT MCMORAN COPPER & GOLD INC CLASS B COMMON EQUITY 35671D857 1055.294 31882 YES NO BAKER HUGHES INC COMMON EQUITY 057224107 1039.63 22401 YES NO AT&T INC COMMON EQUITY 00206r102 1023.064 27884 YES NO ROYAL BK CDA MONTREAL QUE COMMON EQUITY 780087102 960.76 15933 YES NO ZIMMER HLDGS INC COM COMMON EQUITY 98956p102 956.798 12720 YES NO CONOCOPHILLIPS COM COMMON EQUITY 20825C104 943.089 15692 YES NO OCCIDENTAL PETROLEUM CORP COMMON EQUITY 674599105 872.336 11131 YES NO QUALCOMM INC COMMON EQUITY 747525103 837.888 12517 YES NO SOUTHERN CO COM COMMON EQUITY 842587107 830.897 17709 YES NO INTERNATIONAL BUSINESS MACHINES COMMON EQUITY 459200101 829.097 3887 YES NO GUGGENHEIM BULLET 2015 HIGH YIELD EXCHANGE TRADED (BSJF) PRODUCT 18383m423 801.747 29838 YES NO UNITED TECHNOLOGIES CORP DEL COM COMMON EQUITY 913017109 773.32 8277 YES NO MONSANTO CO NEW COM COMMON EQUITY 61166W101 763.071 7224 YES NO SONOCO PRODUCTS CO COMMON EQUITY 835495102 750.361 21445 YES NO PEOPLES BK N C COM COMMON EQUITY 710577107 724.914 64900 YES NO UNION BANKSHARES CORP COM COMMON EQUITY 90662p104 665.255 34011 YES NO SPDR INDEX EURO STOXX 50 (FEZ) EXCHANGE TRADED PRODUCT 78463x202 652.87 19760 YES NO HOME DEPOT INC COM COMMON EQUITY 437076102 625.787 8968 YES NO COVIDIEN PLC COMMON EQUITY g2554f113 621.143 9156 YES NO EV RISK MGD DIVERSIFIED EQUITY (ETJ) EXCHANGE TRADED PRODUCT 27829g106 615.44 56000 YES NO TALISMAN ENERGY INC COM COMMON EQUITY 87425E103 613.848 50110 YES NO BANK OF AMERICA COMMON EQUITY 060505104 603.012 49508 YES NO WILLIAMS COS INC COM COMMON EQUITY 969457100 580.63 15500 YES NO SCANA CORP NEW COMMON EQUITY 80589M102 580.41 11345 YES NO VERIZON COMMUNICATIONS COM COMMON EQUITY 92343V104 578.053 11761 YES NO NEWMONT MINING CORP (HLDG CO) COMMON EQUITY 651639106 571.757 13649 YES NO ENTERPRISE PRODS PARTNERS L P COM COMMON EQUITY 293792107 552.799 9169 YES NO SUPERIOR INDUSTRIES INTL INC COMMON EQUITY 868168105 521.172 27900 YES NO LINCOLN NATL CORP IND COMMON EQUITY 534187109 519.282 15924 YES NO BEMIS INC COMMON EQUITY 081437105 488.356 12100 YES NO ALTRIA GROUP INC COMMON EQUITY 02209s103 474.616 13801 YES NO PHILLIPS 66 COMMON EQUITY 718546104 459.423 6566 YES NO GOLDCORP INC COMMON EQUITY 380956409 428.244 12734 YES NO UBS 2X WELLS FARGO BUSINESS DLVP EXCHANGE TRADED (BDCL) PRODUCT 90267b765 421.502 14600 YES NO BRISTOL MYERS SQUIBB CO COM COMMON EQUITY 110122108 416.719 10117 YES NO BECTON DICKINSON & CO COMMON EQUITY 075887109 402.901 4214 YES NO AMGEN INC COMMON EQUITY 031162100 395.689 3860 YES NO ORACLE CORP COM COMMON EQUITY 68389X105 395.008 12218 YES NO VANGUARD INTL EQUITY INDEX FD (VEU) EXCHANGE TRADED PRODUCT 922042775 391.557 8446 YES NO AMERICAN INTL GROUP INC COMMON EQUITY 026874784 385.133 9921 YES NO KINDER MORGAN ENERGY PARTNERS LP COMMON EQUITY 494550106 383.857 4276 YES NO WAL MART STORES INC COMMON EQUITY 931142103 383.204 5121 YES NO DOMINION RES INC VA COM COMMON EQUITY 25746U109 365.138 6276 YES NO DU PONT E I DE NEMOURS & COMPANY COMMON EQUITY 263534109 365.062 7426 YES NO AFLAC INC COMMON EQUITY 001055102 359.822 6917 YES NO DISNEY WALT CO DISNEY COM COMMON EQUITY 254687106 348.468 6135 YES NO CENTURYTEL INC COM COMMON EQUITY 156700106 340.726 9699 YES NO VANGUARD INDEX FDS VANGUARD EXCHANGE TRADED LARGE CAP (VV) PRODUCT 922908637 329.932 4599 YES NO ISHARES TR S&P 500 INDEX (IVV) EXCHANGE TRADED PRODUCT 464287200 327.309 2080 YES NO BNC BANCORP COMMON EQUITY 05566T101 325.389 32474 YES NO INTEL CORP COM COMMON EQUITY 458140100 324.963 14883 YES NO VISA INC COM CL A COMMON EQUITY 92826c839 324.394 1910 YES NO HARTFORD FINL SVCS COMMON EQUITY 416515104 315.353 12223 YES NO RENT A CENTER INC COMMON EQUITY 76009n100 310.296 8400 YES NO HOLLY CORP COM PAR $0.01 COMMON EQUITY 436106108 308.7 6000 YES NO TRIANGLE CAP CORP COMMON EQUITY 895848109 291.096 10400 YES NO SUNTRUST BKS INC COMMON EQUITY 867914103 286.746 9953 YES NO RYDEX S&P 500 EQUAL WEIGHT INDEX EXCHANGE TRADED (RSP) PRODUCT 78355w106 286.272 4800 YES NO CATERPILLAR INC COMMON EQUITY 149123101 282.392 3247 YES NO BANK OF AMERICA CORP DEP SHS PREFERRED EQUITY 060505625 281.091 12900 YES NO BANK AMER CORP DEP SHS REPSTG 1/1200TH PFD PREFERRED EQUITY 060505559 270.3 10600 YES NO CVS CAREMARK CORP COMMON EQUITY 126650100 266.756 4851 YES NO STATE STREET CORP COM COMMON EQUITY 857477103 265.905 4500 YES NO UBS ALERIAN 2X MLP INDEX (MLPL) EXCHANGE TRADED PRODUCT 902664200 258.377 4900 YES NO BOEING CO COM COMMON EQUITY 097023105 252.742 2944 YES NO SECTOR SPDR INT TECHNOLOGY (XLK) EXCHANGE TRADED PRODUCT 81369y803 245.187 8100 YES NO JOHNSON CONTROLS INC COM COMMON EQUITY 478366107 237.95 6785 YES NO DEERE & CO COMMON EQUITY 244199105 236.101 2746 YES NO SCHLUMBERGER LTD COM COMMON EQUITY 806857108 231.69 3094 YES NO ONEOK PARTNERS L P UNIT LTD PARTNERSHIP COMMON EQUITY 68268n103 229.6 4000 YES NO FIFTH THIRD BANCORP COMMON EQUITY 316773100 220.658 13529 YES NO SPDR SER TR S&P DIVID ETF (SDY) EXCHANGE TRADED PRODUCT 78464a763 210.376 3188 YES NO RAYMOND JAMES FINL INC COM COMMON EQUITY 754730109 207.45 4500 YES NO QEP RES INC COM COMMON EQUITY 74733v100 206.96 6500 YES NO NOVARTIS AG SPONSORED ADR COMMON EQUITY 66987V109 203.461 2856 YES NO DOLLAR TREE INC COMMON EQUITY 256746108 201.953 4170 YES NO BULLETSHARES 2018 HIGH YIELD BOND EXCHANGE TRADED (BSJI) PRODUCT 18383m381 189.918 7100 YES NO AMERICAN EXPRESS COMPANY COMMON EQUITY 025816109 187.944 2786 YES NO ISHARES DOW JONES SELECT DIVID INDEX EXCHANGE TRADED (DVY) PRODUCT 464287168 183.987 2902 YES NO CITIGROUP COMMON EQUITY 172967424 180.455 4079 YES NO AVAGO TECHNOLOGIES COMMON EQUITY y0486s104 179.6 5000 YES NO POWERSHARES AGG PREFERRED (PGX) EXCHANGE TRADED PRODUCT 73936t565 178.188 11975 YES NO TARGET CORP COMMON EQUITY 87612e106 167.908 2453 YES NO AMERICAN TOWER REIT COMMON EQUITY 03027x100 167.609 2179 YES NO TRW AUTOMOTIVE HOLDINGS COM COMMON EQUITY 87264s106 165 3000 YES NO SANDISK CORP COMMON EQUITY 80004C101 164.88 3000 YES NO UNION PACIFIC CORP COM COMMON EQUITY 907818108 159.072 1117 YES NO EATON VANCE TAX MANAGED GLB DIV (EXG) EXCHANGE TRADED PRODUCT 27829f108 158.44 17000 YES NO FAMILY DOLLAR STORES COMMON EQUITY 307000109 156.483 2650 YES NO EMERSON ELECTRIC COMMON EQUITY 291011104 155.877 2790 YES NO MONDELEZ INTL COMMON EQUITY 609207105 155.861 5091 YES NO LIBERTY ALL STAR EQUITY FD SBI (USA) EXCHANGE TRADED PRODUCT 530158104 152.618 29520 YES NO AMERICA MOVIL COMMON EQUITY 02364w105 147.181 7022 YES NO VANGUARD EMERGING MARKETS ETF (VWO) EXCHANGE TRADED PRODUCT 922042858 146.872 3424 YES NO NATIONAL BANKSHARES INC VA COM COMMON EQUITY 634865109 143.213 4100 YES NO ELAN PLC ADR REPSTG SHS COMMON EQUITY 284131208 142.202 12051 YES NO KEYCORP NEW COM COMMON EQUITY 493267108 136.552 13710 YES NO PIMCO HIGH INCOME FD COM SHS (PHK) EXCHANGE TRADED PRODUCT 722014107 135.936 11007 YES NO ALLSTATE CORP COMMON EQUITY 020002101 132.195 2694 YES NO OGE ENERGY CORP COMMON EQUITY 670837103 131.772 1883 YES NO NEWELL RUBBERMAID INC COM COMMON EQUITY 651229106 130.5 5000 YES NO FIFTH ST FIN CORP COMMON EQUITY 31678a103 130.036 11800 YES NO PNC FINL SVCS GROUP INC COM COMMON EQUITY 693475105 128.279 1929 YES NO ANADARKO PETE CORP COMMON EQUITY 032511107 125.928 1440 YES NO AES TR III TR PFD CONV SECS PREFERRED EQUITY 00808n202 125.825 2500 YES NO DIAGEO PLC SPONSORED ADR COMMON EQUITY 25243Q205 125.804 1000 YES NO NEXTERA ENERGY INC COM COMMON EQUITY 65339f101 124.987 1609 YES NO PPG INDUSTRIES INC COMMON EQUITY 693506107 123.627 923 YES NO MARTIN MARIETTA MATERIAL INC COMMON EQUITY 573284106 122.424 1200 YES NO NIKE INC CLASS B COMMON EQUITY 654106103 119.554 2026 YES NO MKT VECTORS MORNINGSTAR WIDE MOAT (MOAT) COMMON EQUITY 57060u134 119.539 5100 YES NO EXPRESS SCRIPTS INC COM COMMON EQUITY 30219g108 119.331 2071 YES NO MERCK & CO INC NEW COM COMMON EQUITY 58933Y105 119.075 2694 YES NO LABORATORY CORP AMER HLDGS COMMON EQUITY 50540r409 119.064 1320 YES NO WPP PLC COMMON EQUITY 92937a102 118.578 1480 YES NO SPDR GOLD TR GOLD SHS (GLD) EXCHANGE TRADED PRODUCT 78463v107 118.015 764 YES NO ENERGY TRANSFER EQUITY UNITS COMMON EQUITY 29273v100 116.96 2000 YES NO BLACKSTONE FINANCIAL (BGB) COMMON EQUITY 09257r101 116.464 5800 YES NO GILEAD SCIENCES INC COMMON EQUITY 375558103 115.205 2354 YES NO LILLY ELI & CO COM COMMON EQUITY 532457108 113.126 1992 YES NO GENUINE PARTS CO COMMON EQUITY 372460105 111.93 1435 YES NO ISHARES S&P NATL MUNI BOND EXCHANGE TRADED PRODUCT 464288414 111.823 1015 YES NO KRAFT FOODS GROUP COMMON EQUITY 50076q106 111.683 2167 YES NO PREFORMED LINES PRODS CO COMMON EQUITY 740444104 109.993 1572 YES NO QUESTAR CORP COM COMMON EQUITY 748356102 109.485 4500 YES NO WISDOMTREE TR EARNING 500 FD (EPS) EXCHANGE TRADED PRODUCT 97717w588 108.84 2000 YES NO POWERSHARES FTSE RAFI EMERGING MKTS EXCHANGE TRADED (PXH) PRODUCT 73936t763 108.65 5000 YES NO COMCAST CORP CL A COMMON EQUITY 20030N101 107.511 2561 YES NO REGIONS FINL CORP NEW COM COMMON EQUITY 7591ep100 107.264 13097 YES NO NORFOLK SOUTHERN CORP COMMON EQUITY 655844108 107.141 1390 YES NO ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG COMMON EQUITY 780259206 106.341 1632 YES NO ISHARES TR MSCI ACWI INDEX EXCHANGE TRADED PRODUCT 464288257 105.306 2075 YES NO FIDUS INVT CORP COM COMMON EQUITY 316500107 104.559 5460 YES NO ING GROEP NV 7.375% PREFERRED EQUITY 456837707 104.14 4100 YES NO VULCAN MATERIALS CO HLDG CO COM COMMON EQUITY 929160109 103.4 2000 YES NO PULTE GROUP 7.375% PREFERRED EQUITY 745867200 102.52 4000 YES NO LOEWS CORP COM COMMON EQUITY 540424108 101.669 2307 YES NO DE MASTER BLENDERS 1753 COMMON EQUITY n2563n109 101.567 6565 YES NO NOBLE CORP COMMON EQUITY H5833N103 101.098 2650 YES NO NUVEEN NC PREMIUM INCOME MUNI CLOSED END 67060P100 100.301 6946 YES NO GOOGLE COMMON EQUITY 38259p508 100.068 126 YES NO PLAINS ALL AMERN PIPELINE L.P. UNIT COMMON EQUITY 726503105 97.484 1726 YES NO DAIMLER AG COMMON EQUITY D1668R123 96.838 1777 YES NO NEWS CORP CL B COMMON EQUITY 65248e203 95.94 3119 YES NO FORD MOTOR CO COMMON EQUITY 345370860 92.274 7017 YES NO FIRST HORIZON NATL CORP COM COMMON EQUITY 320517105 92.232 8636 YES NO BLUEHARBOR BANK NC COMMON EQUITY 095613105 91.125 13500 YES NO NISOURCE INC HLDG CO COM STK COMMON EQUITY 65473p105 89.34 3045 YES NO TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISI COMMON EQUITY 881624209 88.566 2232 YES NO CENTRAL FD COMMON EQUITY 153501101 87.552 4520 YES NO BLACKSTONE GROUP L P COM UNIT REPSTG (BX) COMMON EQUITY 09253u108 87.032 4400 YES NO CSX CORPORATION COMMON EQUITY 126408103 86.55 3514 YES NO CLECO CORP COMMON EQUITY 12561w105 84.654 1800 YES NO POWERSHARES EMERGING MKT LOW VOL EXCHANGE TRADED (EELV) PRODUCT 73937b662 83.781 2900 YES NO GLAXOSMITHKLINE PLC SPONS ADR COMMON EQUITY 37733w105 82.609 1761 YES NO VANGUARD WORLD FDS CONSUM DIS ETF EXCHANGE TRADED PRODUCT 92204a108 81.606 962 YES NO ISHARES NASDAQ BIOTECHNOLOGY INDEX EXCHANGE TRADED (IBB) PRODUCT 464287556 79.965 500 YES NO CHARLES SCHWAB CORP COM NEW COMMON EQUITY 808513105 79.605 4500 YES NO KINDER MORGAN COMMON EQUITY 49456b101 78.056 2018 YES NO AARONS INC CL A COMMON EQUITY 002535300 77.422 2700 YES NO MORGAN STANLEY COM NEW COMMON EQUITY 617446448 75.018 3413 YES NO ISHARES TR S&P U S PFD STK INDEX EXCHANGE TRADED (PFF) PRODUCT 464288687 74.233 1832 YES NO iSHARES DOW JONES TECHNOLOGY SECTOR EXCHANGE TRADED PRODUCT 464287721 73.896 1008 YES NO GENERAL MILLS INC COM COMMON EQUITY 370334104 73.176 1484 YES NO CHUBB CORP COMMON EQUITY 171232101 71.775 820 YES NO EATON CORP COMMON EQUITY g29183103 71.173 1162 YES NO UBS RUSSELL 1000 GROWTH INDEX PREFERRED EQUITY 90268u176 70.942 2180 YES NO NAVIGANT CONSULTING COMMON EQUITY 63935n107 69.642 5300 YES NO ABBOTT LABORATORIES COMMON EQUITY 2824100 69.157 1958 YES NO SUNCOR ENERGY INC NEW COM COMMON EQUITY 867224107 69.023 2300 YES NO GOLDMAN SACHS GROUP COMMON EQUITY 38141g104 69.013 469 YES NO SPDR WELLS FARGO PFD STOCK ETF (PSK) EXCHANGE TRADED PRODUCT 78464a292 68.4 1500 YES NO SHERWIN WILLIAMS CO COMMON EQUITY 824348106 67.556 400 YES NO CATO CORP NEW CL A COMMON EQUITY 149205106 66.699 2763 YES NO UNUMPROVIDENT CORP COMMON EQUITY 91529y106 66.698 2361 YES NO ISHARES INC MSCI BRAZIL (EWZ) EXCHANGE TRADED PRODUCT 464286400 65.376 1200 YES NO BAXTER INTERNATIONAL INC COMMON EQUITY 071813109 64.94 894 YES NO ISHARES TR MSCI EMERGING MKTS INDEX EXCHANGE TRADED (EEM) PRODUCT 464287234 64.069 1498 YES NO SELECT SECTOR SPDR TR ENERGY (XLE) EXCHANGE TRADED PRODUCT 81369y506 63.289 798 YES NO DIVDEND CAPITAL DIVERSIFIED PROPERTY COMMON EQUITY 225994706 62.722 9306 YES NO POWERSHARES US DOLLAR BULL (UUP) EXCHANGE TRADED PRODUCT 73936d107 62.715 2775 YES NO STARBUCKS CORP COM COMMON EQUITY 855244109 60.993 1071 YES NO AMERICAN ELECTRIC POWER CO COMMON EQUITY 025537101 60.982 1254 YES NO PAYCHEX INC COMMON EQUITY 704326107 60.899 1737 YES NO ING GROEP N V PERPETUAL HYBRID CAP SECS 6. PREFERRED EQUITY 456837608 59.76 2400 YES NO PRAXAIR INC COMMON EQUITY 74005P104 59.228 531 YES NO ENSCO PLC A COMMON EQUITY g3157s106 57.6 960 YES NO FMC CORP NEW COMMON EQUITY 302491303 57.543 1009 YES NO METTLER TOLEDO INTL COM COMMON EQUITY 592688105 57.356 269 YES NO DR PEPPER SNAPPLE GROUP INC COMMON EQUITY 26138e109 56.34 1200 YES NO ABERCROMBIE & FITCH CO CL A COMMON EQUITY 002896207 56.179 1216 YES NO HONEYWELL INTL INC COMMON EQUITY 438516106 56.06 744 YES NO HENRY SCHEIN INC COMMON EQUITY 806407102 55.53 600 YES NO WACHOVIA PRF FDG CORP PERP PFD SECS SER A PREFERRED EQUITY 92977v206 54.78 2000 YES NO XCEL ENERGY INC COMMON EQUITY 98389b100 54.589 1838 YES NO ARCHER DANIELS MIDLAND CO COMMON EQUITY 039483102 54.137 1605 YES NO NVR INC COM COMMON EQUITY 62944t105 54.006 50 YES NO MEDTRONIC INC COMMON EQUITY 585055106 53.769 1145 YES NO PRUDENTIAL FINL INC COM COMMON EQUITY 744320102 53.445 906 YES NO MARKET VECTORS ETF SHORT MUNI INDEX EXCHANGE TRADED (SMB) PRODUCT 57060u803 53.43 3000 YES NO GRUMA SAB COMMON EQUITY 400131306 52.68 3000 YES NO XYLEM INC COMMON EQUITY 98419m100 52.364 1900 YES NO ISHARES TR S&P SMALLCAP 600 INDEX EXCHANGE TRADED (IJR) PRODUCT 464287804 52.236 600 YES NO RITE AID CORP COMMON EQUITY 767754104 52.134 27439 YES NO WISDOMTREE TR INTL DIVID EX FINLS EXCHANGE TRADED (DOO) PRODUCT 97717w786 51.362 1220 YES NO ABBVIE INC COMMON EQUITY 00287y109 51.301 1258 YES NO POWERSHS AGRICULTURE FUND (DBA) EXCHANGE TRADED PRODUCT 73936b408 51.282 1980 YES NO EASTMAN CHEMICAL CO COMMON EQUITY 277432100 51.005 730 YES NO COSTCO WHSL CORP COMMON EQUITY 22160k105 50.827 479 YES NO TWO HBRS INVT CORP COM COMMON EQUITY 90187b101 50.44 4000 YES NO BLDRS INDEX FDS TR ASIA 50 ADR INDEX FD OMMON EQUITY 09348r102 49.987 1850 YES NO ROSS STORES INC COMMON EQUITY 778296103 49.648 819 YES NO WELLS FARGO & CO NEW DEP SHS PERP PRFD A PREFERRED EQUITY 949746747 48.941 1920 YES NO EMC CORP (MASS) COM COMMON EQUITY 268648102 48.329 2023 YES NO CNB CORP CDT COM ISSUE INACTIVE COMMON EQUITY 12612r105 47.952 1080 YES NO ROCKWELL AUTOMATION INC COM FORMERLY ROCKW COMMON EQUITY 773903109 47.838 554 YES NO VANGUARD WHITEHALL FDS EXCHANGE TRADED HIGH DIVIDEND YIELD PRODUCT 921946406 47.411 865 YES NO SPECTRA ENERGY PARTNERS COMMON EQUITY 84756n109 47.22 1200 YES NO PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS) COMMON EQUITY 72201r783 47.057 450 YES NO COHEN & STEERS CLOSED END EXCHANGE TRADED OPPORTUNITY FD PRODUCT 19248p106 46.9 3500 YES NO AVON PRODS INC COMMON EQUITY 054303102 46.788 2257 YES NO AUXILIUM PHARMACEUTICL COMMON EQUITY 05334d107 46.683 2700 YES NO HILLSHIRE BRANDS CO COM COMMON EQUITY 432589109 46.152 1313 YES NO LANCE INC COMMON EQUITY 833551104 45.721 1810 YES NO DIEBOLD COMMON EQUITY 253651103 45.48 1500 YES NO VANGUARD INDEX FDS REIT ETF (VNQ) EXCHANGE TRADED PRODUCT 922908553 44.645 633 YES NO ACTAVIS INC COMMON EQUITY 00507k103 42.371 460 YES NO GLOBAL CHINA CONSUMER (CHIQ) EXCHANGE TRADED PRODUCT 37950e408 42.142 3000 YES NO TERADATA CORP DEL COM COMMON EQUITY 88076w103 40.957 700 YES NO RAYTHEON CO COM NEW COMMON EQUITY 755111507 40.389 687 YES NO CORNING INC COM COMMON EQUITY 219350105 40.123 3010 YES NO THERMO FISHER SCIENTIFIC INC COMMON EQUITY 883556102 39.775 520 YES NO EBAY INC COM COMMON EQUITY 278642103 39.635 731 YES NO MOLSON COORS BREWING CL B COMMON EQUITY 60871r209 39.389 805 YES NO PIONEER NAT RES CO COM COMMON EQUITY 723787107 39.263 316 YES NO VIACOM INC CL B COMMON EQUITY 92553p201 39.04 635 YES NO POWERSHARES QQQ TR UNIT SER 1 (QQQQ) EXCHANGE TRADED PRODUCT 73935a104 38.416 557 YES NO KIMBERLY CLARK COMMON EQUITY 494368103 38.212 390 YES NO LIBERTY MEDIA CORP DELAWARE CL A COMMON EQUITY 531229102 38.066 341 YES NO REYNOLDS AMERN INC COM COMMON EQUITY 761713106 37.505 843 YES NO MORGAN STANLEY CAP TR V CAP SECS PFD 5.75% PREFERRED EQUITY 617466206 37.5 1500 YES NO YUM BRANDS INC COM COMMON EQUITY 988498101 37.337 519 YES NO ASSURED GTY MUN HLDGS INC NT PREFERRED EQUITY 04623a403 37.335 1500 YES NO AON PLC SHARES COMMON EQUITY g0408v102 36.9 600 YES NO HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6. PREFERRED EQUITY 404280604 36.685 1450 YES NO BHP BILLITON LTD COMMON EQUITY 088606108 36.61 535 YES NO SANOFI AVENTIS SPONSORED ADR COMMON EQUITY 80105n105 36.573 716 YES NO MARKET VECTORS ETF TR GOLD MINERS EXCHANGE TRADED (GDX) PRODUCT 57060u100 36.525 965 YES NO LORILLARD INC COM COMMON EQUITY 544147101 36.315 900 YES NO ULTRA PETE CORP COM COMMON EQUITY 903914109 36.18 1800 YES NO TEXAS INSTRUMENTS INC COMMON EQUITY 882508104 35.87 1011 YES NO ITT CORP COMMON EQUITY 450911201 35.538 1250 YES NO SHANGHAI ERFANGJI LTD SPONSORED ADR COMMON EQUITY 819423104 35.53 5500 YES NO ROCKWELL COLLINS INC COM COMMON EQUITY 774341101 34.968 554 YES NO GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PF PREFERRED EQUITY 38145g209 34.535 1365 YES NO VANGUARD INDEX FDS VANGUARD GROWTH EXCHANGE TRADED (VUG) PRODUCT 922908736 34.104 440 YES NO GOLDMAN SACHS FLOATING PFD SERIES C PREFERRED EQUITY 38144x609 33.964 1400 YES NO POWERSHARES EXCHANGE TRADED INTL DIV EXCHANGE TRADED (PID) PRODUCT 73935x716 33.76 2000 YES NO TJX COMPANIES INC (NEW) COMMON EQUITY 872540109 33.473 716 YES NO ZWEIG TOTAL RETURN FD INC COM NEW EXCHANGE TRADED (ZTR) PRODUCT 989837208 32.575 2500 YES NO MARKET VECTORS ETF TR OIL SVCS ETF EXCHANGE TRADED PRODUCT 57060u191 32.183 750 YES NO VODAFONE GROUP PLC SPON ADR COMMON EQUITY 92857w209 31.524 1110 YES NO YAHOO INC COM COMMON EQUITY 984332106 30.588 1300 YES NO COCA COLA BOTTLING CO COMMON EQUITY 191098102 30.16 500 YES NO VIRGINIA HERITAGE BANK COM COMMON EQUITY 927819102 30 2000 YES NO RYDER SYS INC COMMON EQUITY 783549108 29.875 500 YES NO DIRECT TV CLASS A COMMON EQUITY 25490a309 29.823 527 YES NO INDEPENDENCE BANCSHARES INC COMMON EQUITY 45338e107 29.75 35000 YES NO BLACKROCK MUN INCOME TR II CLOSED END 09249n101 29.328 1816 YES NO WP CAREY & CO COMMON EQUITY 92936u109 29.1 432 YES NO FIRST NATL BK SHELBY N C COM COMMON EQUITY 33354p107 28.8 192 YES NO ISHARES RUSSELL MIDCAP GROWTH INDEX EXCHANGE TRADED (IWP) PRODUCT 464287481 28.647 410 YES NO AIR PRODUCTS & CHEMS INC COMMON EQUITY 053015103 28.488 327 YES NO FIRSTENERGY CORP COM COMMON EQUITY 337932107 28.485 675 YES NO SAP AG SPONSORED ADR COMMON EQUITY 803054204 28.431 353 YES NO WALGREEN CO COMMON EQUITY 931422109 27.893 585 YES NO HARLEY DAVIDSON INC COMMON EQUITY 412822108 27.663 519 YES NO ISHARES INC MSCI PACIFIC EX JAPAN EXCHANGE TRADED INDEX FD PRODUCT 464286665 27.434 552 YES NO US BANCORP DEL COM COMMON EQUITY 902973304 27.212 802 YES NO FACEBOOK COMMON EQUITY 30303m102 26.706 1044 YES NO WINDSTREAM CORP COM COMMON EQUITY 97381w104 26.647 3360 YES NO HALLIBURTON CO COM COMMON EQUITY 406216101 26.428 654 YES NO POWERSHARES WATER RESOURCES (PHO) EXCHANGE TRADED PRODUCT 73935x575 26.427 1150 YES NO TOTAL S A SPONSORED ADR COMMON EQUITY 89151e109 26.005 542 YES NO VAN KAMPEN AMERICAN CAPITAL EXCHANGE TRADED MUNI OPP (VMO) PRODUCT 46132c107 25.899 1829 YES NO SWEDISH ELEMENTS ROGERS COMMODITY EXCHANGE TRADED (RJI) PRODUCT 870297801 25.83 3000 YES NO RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08 PREFERRED EQUITY g7498p309 25.32 1000 YES NO PROTECTIVE LIFE CORP COMMON EQUITY 743674103 25.203 704 YES NO FPL GROUP CAP TR I PFD TR SECS CALLABLE PREFERRED EQUITY 30257v207 25.087 975 YES NO WELLS FARGO MULTI SECTOR INCOME FD EXCHANGE TRADED (ERC) PRODUCT 94987d101 24.913 1520 YES NO POWERSHARES S&P LOW VOLATILITY EXCHANGE TRADED PORTFOLIO PRODUCT 73937b779 24.864 800 YES NO HARSCO CORP COMMON EQUITY 415864107 24.72 998 YES NO INTUITIVE SURGICAL INC COM NEW COMMON EQUITY 46120e602 24.56 50 YES NO BP PLC COMMON EQUITY 055622104 24.521 579 YES NO ISHARES TR S&P GLOBAL ENERGY EXCHANGE TRADED SECTOR INDEX PRODUCT 464287341 23.958 600 YES NO MCGRAW HILL COMPANIES INC COMMON EQUITY 580645109 23.748 456 YES NO COLGATE PALMOLIVE CO COMMON EQUITY 194162103 23.606 200 YES NO MANITOWOC INC COMMON EQUITY 563571108 23.32 1134 YES NO CAROLINA BK LINCOLNTON NC COMMON EQUITY 144200102 23.25 7500 YES NO BLDRS INDEX FDS TR EMER MK 50 ADR COMMON EQUITY 09348r300 23.16 600 YES NO ISHARES TR S&P MIDCAP 400 INDEX (IJH) EXCHANGE TRADED PRODUCT 464287507 23.014 200 YES NO FIRST AMERICAN FINANCIAL CORP COMMON EQUITY 31847r102 23.013 900 YES NO HATTERAS FINL CORP CUM REDEEMABLE PFD SER PREFERRED EQUITY 41902r400 22.959 910 YES NO ING GROEP NV PERPETUAL DEBT SECS 7.05% CAL PREFERRED EQUITY 456837202 22.923 900 YES NO ING GROEP N V COMMON EQUITY 456837103 22.899 3176 YES NO POWERSHARES DYNAMIC HEALTHCARE (PTH) EXCHANGE TRADED PRODUCT 73935X351 22.702 590 YES NO NUVEEN QUALITY INCOME MUNICIPAL FD INC CLOSED END 670977107 22.342 1466 YES NO PARKER HANNIFIN CORP COM COMMON EQUITY 701094104 22.162 242 YES NO DREYFUS HIGH YIELD STRATEGIES (DHF) EXCHANGE TRADED PRODUCT 26200s101 22 5000 YES NO SPDR MORGAN STANLEY TECHNOLOGY (MTK) EXCHANGE TRADED PRODUCT 78464a102 21.956 300 YES NO RYDEX GUGGENHEIM S&P 500 PURE GROWTH EXCHANGE TRADED (RPG) PRODUCT 78355w403 21.542 388 YES NO TRIPADVISOR INC COMMON EQUITY 896945201 21.533 410 YES NO RBS CAP FDG TR V GTD TR PFD SECS 5.90% PREFERRED EQUITY 74928K208 21.32 1000 YES NO CORELOGIC INC COMMON EQUITY 21871d103 20.688 800 YES NO ALPS ETF ALERIAN MLP (AMLP) EXCHANGE TRADED PRODUCT 00162q866 20.591 1162 YES NO BARCLAYS BK PLC CALL 3/15/13@25.00 7.75% COMMON EQUITY 06739h511 20.52 800 YES NO SLM CORP COM COMMON EQUITY 78442p106 20.5 1000 YES NO POWERSHARES FINANCIAL PREFERRED (PGF) EXCHANGE TRADED PRODUCT 73935x229 20.383 1100 YES NO DNP SELECT INCOME FD INC COM CLOSED END 23325p104 20.28 2000 YES NO BIOGEN IDEC INC COMMON EQUITY 09062x103 20.225 105 YES NO TOTAL SYSTEMS SERVICES INC COMMON EQUITY 891906109 20.22 816 YES NO METLIFE INC COM COMMON EQUITY 59156r108 20.151 530 YES NO VANGUARD TAX MGD EUROPE PACIFIC (VEA) EXCHANGE TRADED PRODUCT 921943858 20.037 550 YES NO FEDEX CORP COM COMMON EQUITY 31428x106 19.64 200 YES NO WISDOMTREE EMG MKTS YIELDING EQUITY EXCHANGE TRADED (DEM) PRODUCT 97717W315 19.271 350 YES NO CLAYMORE/BNY MELLON FRONTIER MKTS EXCHANGE TRADED (FRN) PRODUCT 18383q838 19.09 1000 YES NO WISDOMTREE TR SMALLCAP EARNING FD EXCHANGE TRADED (EES) PRODUCT 97717W562 19.011 300 YES NO PROSHARES ULTRA BASIC MATERIALS (UYM) EXCHANGE TRADED PRODUCT 74347r776 18.89 500 YES NO REGENERON PHARMA COMMON EQUITY 75886f107 18.699 106 YES NO LUCENT TECHNOLOGIES CAP TR I CONV TR PFD S PREFERRED EQUITY 549462307 18.54 20 YES NO TECO ENERGY INC COM COMMON EQUITY 872375100 18.301 1027 YES NO PENN WEST ENERGY TR TR UNIT COMMON EQUITY 707887105 18.292 1700 YES NO ISHARES S&P GLOBAL CONS STAPLES EXCHANGE TRADED PRODUCT 464288737 18.152 220 YES NO GABELLI HEALTHCARE & WELLNESS (GRX) EXCHANGE TRADED PRODUCT 36246k103 17.91 1800 YES NO UNITEDHEALTH GROUP INC COM COMMON EQUITY 91324p102 17.735 310 YES NO HEWLETT PACKARD COMMON EQUITY 428236103 17.427 731 YES NO MCKESSON CORP COM COMMON EQUITY 58155q103 17.274 160 YES NO VANGUARD NAT RES LLCCOM UNIT COMMON EQUITY 92205f106 17.058 600 YES NO NEWCASTLE INVT CORP COM COMMON EQUITY 65105m108 16.934 1516 YES NO VANGUARD INDEX TOTAL STK MKT (VTV) EXCHANGE TRADED PRODUCT 922908769 16.921 209 YES NO MYLAN INC COM COMMON EQUITY 628530107 16.765 579 YES NO ISHARES TR FTSE XINHUA HK CHINA (FXI) EXCHANGE TRADED PRODUCT 464287184 16.619 450 YES NO REPUBLIC SVCS INC COM COMMON EQUITY 760759100 16.5 500 YES NO MRC GLOBAL INC COM COMMON EQUITY 55345k103 16.465 500 YES NO FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC C PREFERRED EQUITY 338478100 16.36 800 YES NO ISHARES TR S&P 500 VALUE COMMON EQUITY 464287408 16.236 220 YES NO AEGON N V ORD AMER REG COMMON EQUITY 007924103 15.963 2656 YES NO SIMON PPTY GROUP INC NEW COM COMMON EQUITY 828806109 15.856 100 YES NO SPX CORP COMMON EQUITY 784635104 15.792 200 YES NO SENSIENT TECHNOLOGIES CORP COM COMMON EQUITY 81725t100 15.636 400 YES NO ING GROEP N V 8.5% PERPETUAL HYBRID CAP SE PREFERRED EQUITY 456837806 15.63 600 YES NO PRICESMART INC COM COMMON EQUITY 741511109 15.566 200 YES NO VALLEY NATL BANCORP COM COMMON EQUITY 919794107 15.36 1500 YES NO COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01 PREFERRED EQUITY 222388209 15.33 600 YES NO BANK AMER CORP 8.2% DEP SH REPSTG 1/1000TH PREFERRED EQUITY 060505765 15.288 600 YES NO MERRILL LYNCH PFD CAP TR III TR ORIG PFD S PREFERRED EQUITY 59021f206 15.276 600 YES NO ALLIANZ SOCIETAS EUROPAEA SE 8.375% UNDATE PREFERRED EQUITY 018805200 15.244 600 YES NO MARSH & MCLENNAN COS INC COM COMMON EQUITY 571748102 15.188 400 YES NO HUNTINGTON BANCSHARES INC COMMON EQUITY 446150104 15.16 2057 YES NO MARATHON OIL CORP COM COMMON EQUITY 565849106 15.14 449 YES NO EXPEDIA INC COMMON EQUITY 30212p303 15.004 250 YES NO LIBERTY GLOBAL INC COM SER A COMMON EQUITY 530555101 14.97 204 YES NO FRONTIER COMMUNICATION COM COMMON EQUITY 35906a108 14.959 3749 YES NO PEABODY ENERGY CORP COM COMMON EQUITY 704549104 14.911 705 YES NO LIBERTY MEDIA HLDG CRP INT COM SER A COMMON EQUITY 53071m104 14.382 673 YES NO AETNA US HEALTHCARE INC COMMON EQUITY 00817y108 14.163 277 YES NO ISHARES TR RUSSELL MIDCAP INDEX FD EXCHANGE TRADED (IWR) PRODUCT 464287499 14.002 110 YES NO GENESEE & WYO INC CL A COMMON EQUITY 371559105 13.967 150 YES NO CROWN CASTLE INTL CORP COM COMMON EQUITY 228227104 13.928 200 YES NO HUMANA INC COMMON EQUITY 444859102 13.822 200 YES NO UNILEVER PLC SPON ADR COMMON EQUITY 904767704 13.686 324 YES NO EXCEL TR INC COM COMMON EQUITY 30068c109 13.65 1000 YES NO HARRIS TEETER SUPERMARKETS INC COM COMMON EQUITY 414585109 13.539 317 YES NO TIME WARNER CABLE INC COM COMMON EQUITY 88732j207 13.448 140 YES NO GOLDMAN SACHS GROUP INC NT 6 1/8% PREFERRED EQUITY 38145x111 13.42 500 YES NO ISHARES TR S&P500 GRW (IVW) EXCHANGE TRADED PRODUCT 464287309 12.934 157 YES NO V F CORP COMMON EQUITY 918204108 12.581 75 YES NO SYNGENTA AG SPONSORED ADR COMMON EQUITY 87160a100 12.563 150 YES NO EOG RES INC COM COMMON EQUITY 26875p101 12.551 98 YES NO PETSMART INC COMMON EQUITY 716768106 12.42 200 YES NO ISHARES TR RUSSELL 2000 INDEX (IWM) EXCHANGE TRADED PRODUCT 464287655 12.181 129 YES NO LINN ENERGY LLC UNIT LTD LIAB COMMON EQUITY 536020100 12.112 319 YES NO NUVEEN PREMIUM INCOME MUNI FD INC CLOSED END 67062T100 11.886 811 YES NO ING GROEP COMMON EQUITY n4578e413 11.858 1668 YES NO FOREST LABS INC COMMON EQUITY 345838106 11.792 310 YES NO MOTOROLA INC COMMON EQUITY 620076307 11.782 184 YES NO KKR & CO COMMON EQUITY 48248m102 11.592 600 YES NO AIR LEASE CORP CL A COMMON EQUITY 00912x302 11.435 390 YES NO UNITED CONTL HLDGS INC COM COMMON EQUITY 910047109 11.364 355 YES NO VANGUARD WORLD HEALTH CARE (VHT) EXCHANGE TRADED PRODUCT 92204a504 11.277 136 YES NO SUBURBAN PROPANE PARTNERS L P UNIT LTD PAR COMMON EQUITY 864482104 11.125 250 YES NO PINNACLE FOODS INC DEL COM COMMON EQUITY 72348p104 11.105 500 YES NO CAMPBELL SOUP CO COMMON EQUITY 134429109 11.022 243 YES NO ILLINOIS TOOL WORKS INC COM COMMON EQUITY 452308109 10.969 180 YES NO GANNETT COMPANY INC COMMON EQUITY 364730101 10.935 500 YES NO ISHARES MSCI AUSTRALIA INDEX (EWA) EXCHANGE TRADED PRODUCT 464286103 10.897 403 YES NO PAA NAT GAS STORAGE LP COM UNIT LTD PART I COMMON EQUITY 693139107 10.888 509 YES NO EQUINIX INC COMMON EQUITY 29444u502 10.816 50 YES NO MANAGED HIGH YIELD PLUS FD INC COM COMMON EQUITY 561911108 10.8 5000 YES NO PEPCO HLDGS INC COM COMMON EQUITY 713291102 10.7 500 YES NO ENERGY TRANSFER PART LP COMMON EQUITY 29273r109 10.696 211 YES NO EGA EMG MARKETS CONSUMER TITANS EXCHANGE TRADED (ECON) PRODUCT 268461779 10.636 400 YES NO BROADCOM CORP CL A COMMON EQUITY 111320107 10.577 305 YES NO KLA TENCOR CORP COMMON EQUITY 482480100 10.548 200 YES NO SANDRIDGE ENERGY INC COM COMMON EQUITY 80007p307 10.54 2000 YES NO BARRICK GOLD CORP COM COMMON EQUITY 067901108 10.466 356 YES NO ISHARES S&P GLOBAL INFO TECHNOLOGY EXCHANGE TRADED (IXN) PRODUCT 464287291 10.466 150 YES NO CORPORATE BACKED TR CTFS DUKE CAP CORP NT PREFERRED EQUITY 21988g312 10.4 400 YES NO TCP CAP CORP COM COMMON EQUITY 87238q103 10.374 650 YES NO CORPORATE BACKED TR CTFS 2003-7 BOEING CO PREFERRED EQUITY 21988g262 10.344 400 YES NO COUSINS PPTYS INC PFD SER A 7.750% (REIT) PREFERRED EQUITY 222795304 10.256 400 YES NO CITIGROUP CAP IX TR PFD SECS 6.00% CALLABL PREFERRED EQUITY 173066200 10.192 400 YES NO NUVEEN NEW YORK AMT- FREE MUN INCOME FD COMMON EQUITY 670656107 10.144 703 YES NO AXIS CAPITAL HLDGS LTD 7.25% SER A PFD CAL PREFERRED EQUITY g0692u208 10.131 397 YES NO CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30 PREFERRED EQUITY 173064205 10.12 400 YES NO STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 PREFERRED EQUITY 784787202 10.12 400 YES NO PIMCO ETF TR SHORT TERM MUN BD (SMMU) COMMON EQUITY 72201r874 10.098 200 YES NO EDISON INTERNATIONAL COMMON EQUITY 281020107 10.064 200 YES NO PPL CORP COM COMMON EQUITY 69351t106 10.051 321 YES NO TEMPUR PEDIC INTL INC COM COMMON EQUITY 88023u101 9.926 200 YES NO CINCINNATI FINL CORP COMMON EQUITY 172062101 9.916 210 YES NO EPL OIL & GAS INC COM COMMON EQUITY 26883D108 9.786 365 YES NO UNITED STS STL CORP NEW COM COMMON EQUITY 912909108 9.75 500 YES NO IBERDROLA SA COMMON EQUITY 450737101 9.741 522 YES NO SPDR BARCLAYS CAPITAL S-T MUNI BOND EXCHANGE TRADED (SHM) PRODUCT 78464a425 9.74 400 YES NO ISHARES TR IBOXX USD INVT GRADE CORP EXCHANGE TRADED (LQD) PRODUCT 464287242 9.712 81 YES NO DONNELLEY R R & SONS CO COMMON EQUITY 257867101 9.64 800 YES NO MARATHON PETROLEUM CORP COMMON EQUITY 56585a102 9.587 107 YES NO ISHARES COMEX GOLD TR ISHARES (IAU) EXCHANGE TRADED PRODUCT 464285105 9.545 615 YES NO DISCOVERY COMMUNICATIONS INC SER A COMMON EQUITY 25470f104 9.528 121 YES NO DAVITA INC COM COMMON EQUITY 23918k108 9.487 80 YES NO H&R BLOCK COMMON EQUITY 093671105 9.356 318 YES NO LULULEMON ATHLETICA INC COM COMMON EQUITY 550021109 9.352 150 YES NO WYNDHAM WORLDWIDE CORP COM COMMON EQUITY 98310w108 9.027 140 YES NO DELL COMPUTER COMMON EQUITY 24702r101 9.014 629 YES NO SEAGATE TECHNOLOGY COMMON EQUITY g7945m107 8.956 245 YES NO FLUOR CORP NEW COM COMMON EQUITY 343412102 8.955 135 YES NO JAZZ PHARMACEUTICALS PLC SHS COMMON EQUITY G50871105 8.946 160 YES NO UPS CLASS A PRIVATE PLACEMENT COMMON EQUITY 91199u996 8.934 104 YES NO NATIONAL OILWELL VARCO INC COMMON EQUITY 637071101 8.844 125 YES NO ULTA SALON COSMETICS & FRAGRANCE INC COM COMMON EQUITY 90384s303 8.779 108 YES NO APPOLLO INVT CORP COMMON EQUITY 03761u106 8.611 1030 YES NO INTERNATIONAL SPEEDWAY CORP CL A COMMON EQUITY 460335201 8.497 260 YES NO DISCOVERY COMMUNICATIONS INC SER C COMMON EQUITY 25470f302 8.414 121 YES NO POSCO SPON ADR COMMON EQUITY 693483109 8.403 114 YES NO FLOWSERVE CORP COM COMMON EQUITY 34354p105 8.386 50 YES NO BANCO SANTANDER SA COMMON EQUITY 05964h105 8.363 1228 YES NO CONNECTICUT LIGHT & POWER CO PFD PREFERRED EQUITY 207597832 8.363 179 YES NO GOODYEAR TIRE & RUBBER COMPANY COMMON EQUITY 382550101 8.256 655 YES NO NOVACOPPER INC COM COMMON EQUITY 66988K102 8.235 4500 YES NO FORTUNE BRANDS INC COM COMMON EQUITY 073730103 8.133 128 YES NO CANADIAN NATURAL RES LTD COMMON EQUITY 136385101 8.097 252 YES NO PULTE HOMES INC COMMON EQUITY 745867101 8.096 400 YES NO LENOVO GROUP LTD SPONS ADR COMMON EQUITY 526250105 7.946 400 YES NO NEWS CORP CL A COMMON EQUITY 65248e104 7.933 260 YES NO MERRILL LYNCH PFD CAP TR IV TR ORIGINATED PREFERRED EQUITY 59021g204 7.871 310 YES NO HONG KONG ELEC HLDGS LTD COMMON EQUITY 739197200 7.822 829 YES NO LOCKHEED MARTIN CORP COM COMMON EQUITY 539830109 7.818 81 YES NO MERRILL LYNCH CAP TR III 7.375% PFD SHS MA PREFERRED EQUITY 59025d207 7.743 300 YES NO BHP BILLITON PLC ADR COMMON EQUITY 05545e209 7.606 131 YES NO STARZ LIBERTY CAP COM SER A COMMON EQUITY 85571q102 7.553 341 YES NO NORTHROP GRUMMAN CORP COMMON EQUITY 666807102 7.436 106 YES NO ATMOS ENERGY CORP. COMMON EQUITY 049560105 7.428 174 YES NO REAVES UTIL INCOME FD COM SHS BEN INT COMMON EQUITY 756158101 7.414 280 YES NO WAL MART DE MEXICO SA DE CV SPONS ADR ISIN COMMON EQUITY 93114w107 7.269 222 YES NO ENTERGY CORP COMMON EQUITY 29364G103 7.209 114 YES NO SMUCKER J M CO COM NEW COMMON EQUITY 832696405 7.14 72 YES NO NORTHEAST UTILITIES COMMON EQUITY 664397106 6.997 161 YES NO INTERNATIONAL PAPER CO COMMON EQUITY 460146103 6.987 150 YES NO ACUITY BRANDS INC COMMON EQUITY 00508y102 6.935 100 YES NO BARCLAYS BK PLC DJAIG CMDT ETN (DJP) EXCHANGE TRADED PRODUCT 06738c778 6.905 170 YES NO ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ) COMMON EQUITY 01883a107 6.728 400 YES NO AMERICAN CAPITAL LTD COMMON EQUITY 02503y103 6.714 460 YES NO SPDR S&P OIL GAS EXPL & PRODTN (XOP) EXCHANGE TRADED PRODUCT 78464a730 6.654 110 YES NO WELLPOINT INC COMMON EQUITY 94973v107 6.623 100 YES NO ROYCE VALUE TR INC (RUT) EXCHANGE TRADED PRODUCT 780910105 6.551 435 YES NO WAL MART DE MEXICO SA DE CV SHS SER V ISIN COMMON EQUITY p98180105 6.54 2000 YES NO MARKET VECTORS GOLD MINES (GDXJ) EXCHANGE TRADED PRODUCT 57060u589 6.529 390 YES NO STRYKER CORP COMMON EQUITY 863667101 6.524 100 YES NO LIBERTY GLOBAL INCOME C COMMON EQUITY 530555309 6.314 92 YES NO GMAC LLC MAT 12/16/44 CALLABLE 12/16/09 PREFERRED EQUITY 36186c509 6.305 250 YES NO TYCO ELECTRONICS LTD SWITZERLAND COMMON EQUITY h84989104 6.29 150 YES NO VANGUARD WORLD INFORMATION TECH (VGT) EXCHANGE TRADED PRODUCT 92204a702 6.269 86 YES NO BROOKFIELD INFR PRT LP LP INT UNIT COMMON EQUITY g16252101 6.09 160 YES NO BANK OF COMMERCE NC COMMON EQUITY 061590105 6 2000 YES NO COACH INC COM COMMON EQUITY 189754104 5.999 120 YES NO PETROLEO BRASILERIO SA ADR COMMON EQUITY 71654v101 5.99 330 YES NO CENTERPOINT ENERGY INC COM COMMON EQUITY 15189t107 5.918 247 YES NO SIRIUS XM RADIO INC COM COMMON EQUITY 82967n108 5.914 1920 YES NO APACHE CORP COMMON EQUITY 037411105 5.864 76 YES NO NUVEEN MUNICIPAL VALUE FUND INC CLOSED END 670928100 5.791 570 YES NO HALOZYME THERAPEUTICS INC COM COMMON EQUITY 40637h109 5.765 1000 YES NO IAC INTERACTIVE CORP COMMON EQUITY 44919p508 5.719 128 YES NO TESLA MTRS INC COM COMMON EQUITY 88160r101 5.684 150 YES NO ISHARES DOW JONES US OIL & EQUIP EXCHANGE TRADED (IEZ) PRODUCT 464288844 5.623 98 YES NO ENSTAR GROUP LIMITED COMMON EQUITY G3075P101 5.593 45 YES NO CENTERPOINT ENERGY INC ZERO PREMIUM EXCHAN PREFERRED EQUITY 15189t206 5.558 120 YES NO ISHARES TR DJ US ENERGY EXCHANGE TRADED PRODUCT 464287796 5.506 122 YES NO RSTK CBEYOND COMMUNICATIONS INC COMMON EQUITY 149847907 5.379 724 YES NO MICRO SYS INC COMMON EQUITY 594901100 5.37 118 YES NO ISHARES TR MSCI EAFE INDEX FD (EFA) EXCHANGE TRADED PRODUCT 464287465 5.308 90 YES NO ISHARES HIGH DIVIDEND EQUITY (HDV) EXCHANGE TRADED PRODUCT 46429b663 5.229 80 YES NO ANGLOGOLD ASHANTI LTD COMMON EQUITY 035128206 5.181 220 YES NO J P MORGAN CHASE CAP X TR PFD SECS 7% CALL PREFERRED EQUITY 46623d200 5.14 200 YES NO UNDER ARMOUR INC CL A COMMON EQUITY 904311107 5.12 100 YES NO MERRILL LYNCH PFD CAP TR V TR ORIGINATED P PREFERRED EQUITY 59021k205 5.096 200 YES NO WEYERHAEUSER CO COMMON EQUITY 962166104 5.052 161 YES NO CBS CORP CL B COMMON EQUITY 124857202 5.043 108 YES NO BED BATH & BEYOND INC COMMON EQUITY 075896100 4.96 77 YES NO KROGER CO COMMON EQUITY 501044101 4.872 147 YES NO NABORS INDS LTD COMMON EQUITY g6359f103 4.866 300 YES NO TOYOTA MTR CO SPON ADR COMMON EQUITY 892331307 4.824 47 YES NO DEVON ENERGY CORP COMMON EQUITY 25179m103 4.796 85 YES NO FORTUNE BRANDS HOMES & SEC INC COMMON EQUITY 34964c106 4.791 128 YES NO SPEEDWAY MOTORSPORTS INC COM COMMON EQUITY 847788106 4.767 265 YES NO NETFLIX COMMON EQUITY 64110l106 4.732 25 YES NO TIME WARNER INC COM NEW COMMON EQUITY 887317303 4.667 81 YES NO CA INC COM COMMON EQUITY 12673p105 4.532 180 YES NO GENESCO INC COMMON EQUITY 371532102 4.507 75 YES NO ISHARES DOW JONES US OIL & GAS (IEO) EXCHANGE TRADED PRODUCT 464288851 4.473 61 YES NO FEDERAL NATL MTG ASSN 8.25% SER T PFD SHS PREFERRED EQUITY 313586737 4.472 1300 YES NO SWISHER HYGIENE INC COMMON EQUITY 870808102 4.445 3500 YES NO ANGLO AMERICAN PLAT UNSPON ADR COMMON EQUITY 03486t103 4.374 630 YES NO GREENHAVEN CONTINUOUS COMMODITY INDEX EXCHANGE TRADED PRODUCT 395258106 4.346 154 YES NO UTI WORLDWIDE INC COMMON EQUITY g87210103 4.344 300 YES NO C H ROBINSON WORLDWIDE INC COMMON EQUITY 12541W209 4.341 73 YES NO MEAD JOHNSON NUTRITION CO COM CL A COMMON EQUITY 582839106 4.26 55 YES NO BGC PARTNERS COMMON EQUITY 05541t101 4.16 1000 YES NO MOLSON COORS BREWING CO SR NT CONV CONVERTIBLE 60871raa8 4.128 4000 YES NO CHESAPEAKE ENERGY CORP COMMON EQUITY 165167107 4.082 200 YES NO WEATHERFORD INTL COMMON EQUITY h27013103 4.043 333 YES NO NOVO NORDISK A.S. ADR FORMERLY NOVO INDUST COMMON EQUITY 670100205 4.038 25 YES NO NATIONAL PRESTO INDS COM COMMON EQUITY 637215104 4.025 50 YES NO ROGERS INTL COMMODITY INDEX METALS EXCHANGE TRADED (RJZ) PRODUCT 870297405 4.019 400 YES NO OPTICAL CABLE CORP COM NEW COMMON EQUITY 683827208 3.976 941 YES NO CHINA NEPSTAR CHAIN DRUGSTORE COMMON EQUITY 16943c109 3.96 2000 YES NO HOSPIRA INC COMMON EQUITY 441060100 3.94 120 YES NO CB RICHARD ELLIS GROUP CL A COMMON EQUITY 12504l109 3.788 150 YES NO MASTERCARD INC CL A COM COMMON EQUITY 57636q104 3.788 7 YES NO TRAVELERS COS INC COM COMMON EQUITY 89417e109 3.704 44 YES NO ISHARES TR S&P LATIN AMER 40 INDEX FD EXCHANGE TRADED PRODUCT 464287390 3.667 84 YES NO BANK AMER CORP 7.25% NON CUM PERPETUAL CON PREFERRED EQUITY 060505682 3.666 3 YES NO ASTRAZENECA PLC COMMON EQUITY 046353108 3.649 73 YES NO DOLBY LABORATORIES INC CL A COMMON EQUITY 25659t107 3.49 104 YES NO INGERSOLL RAND PLC SHS COMMON EQUITY g47791101 3.466 63 YES NO ACCENTURE PLC IRELAND COMMON EQUITY g1151c101 3.419 45 YES NO SALESFORCE.COM INC COMMON EQUITY 79466l302 3.398 19 YES NO MEDIA GEN INC CL A COMMON EQUITY 584404107 3.35 564 YES NO VERTEX PHARMACEUTICALS COM COMMON EQUITY 92532f100 3.298 60 YES NO KINDER MORGAN WT EXP 2/15/17 WARRANTS 49456b119 3.29 640 YES NO GENERAL DYNAMICS CORP COM COMMON EQUITY 369550108 3.243 46 YES NO VMWARE INC CL A COM COMMON EQUITY 928563402 3.234 41 YES NO WPX ENERGY COMMON EQUITY 98212b103 3.204 200 YES NO ALLEGHANY CORP COMMON EQUITY 017175100 3.167 8 YES NO DOVER CORP COMMON EQUITY 260003108 3.134 43 YES NO ISHARES SILVER TR ISHARES (SLV) EXCHANGE TRADED PRODUCT 46428q109 3.072 112 YES NO GAZPROM L COMMON EQUITY 368287207 2.99 349 YES NO BLACKBAUD INC COMMON EQUITY 09227q100 2.963 100 YES NO MARKET VECTORS INDONESIA (IDX) EXCHANGE TRADED PRODUCT 57060u753 2.899 90 YES NO FRANKLIN RESOURCES INC COMMON EQUITY 354613101 2.865 19 YES NO SYNOVUS FINL CORP COM COMMON EQUITY 87161c105 2.834 1023 YES NO CUBIST PHARMACEUTICALS COM COMMON EQUITY 229678107 2.809 60 YES NO PLUM CREEK TIMBER CO INC COM COMMON EQUITY 729251108 2.767 53 YES NO AMR CORP DEL PUB INCOME NT PINES 7.875% PREFERRED EQUITY 001765866 2.713 100 YES NO PROLOGIS COMMON EQUITY 74340w103 2.679 67 YES NO GAP INC COMMON EQUITY 364760108 2.655 75 YES NO CIT GROUP COMMON EQUITY 125581801 2.652 61 YES NO GENERAL MOTORS COMMON EQUITY 37045v100 2.615 94 YES NO KINROSS GOLD CORP COM NO PAR COMMON EQUITY 496902404 2.593 327 YES NO MICHAEL KORS HLDGS LTD SHS COMMON EQUITY g60754101 2.556 45 YES NO PRICE T ROWE GROUP INC COM COMMON EQUITY 74144t108 2.546 34 YES NO MERRILL LYNCH CP TR II PFD GDR TR PREFERRED EQUITY 59024t203 2.531 100 YES NO WYNN RESORTS LTD COM COMMON EQUITY 983134107 2.503 20 YES NO UBS AG COMMON EQUITY h89231338 2.493 162 YES NO PITNEY BOWES INC COMMON EQUITY 724479100 2.467 166 YES NO ALPHA NAT RES INC COM COMMON EQUITY 02076x102 2.463 300 YES NO INTERVAL LEISURE GROUP COM COMMON EQUITY 46113m108 2.435 112 YES NO BARCLAYS PLC COMMON EQUITY 06738e204 2.433 137 YES NO LIBERTY INTERACTIVE CORP COMMON EQUITY 53071m880 2.419 32 YES NO OFFICE DEPOT INC COM COMMON EQUITY 676220106 2.397 610 YES NO NIPPON TELEG & TELEPHONE CORP SPONSORED AD COMMON EQUITY 654624105 2.391 110 YES NO CARDINAL HEALTH INC COM COMMON EQUITY 14149y108 2.372 57 YES NO NISSAN MOTOR LTD SPON ADR COMMON EQUITY 654744408 2.335 121 YES NO WABCO HLDGS INC COM COMMON EQUITY 92927k102 2.329 33 YES NO CAMECO CORP COM COMMON EQUITY 13321l108 2.327 112 YES NO DISCOVER FINL SVCS COM INC COMMON EQUITY 254709108 2.242 50 YES NO AMERICAN INTL GROUP WT WARRANTS 026874156 2.219 146 YES NO NOBLE ENERGY INC COM COMMON EQUITY 655044105 2.198 19 YES NO PROSPECT CAP CORP COM COMMON EQUITY 74348t102 2.182 200 YES NO AUSTRALIA & NEW ZEALAND BKG GROUP COMMON EQUITY 052528304 2.171 73 YES NO BANCO BILBAO VIZCAYA ARGENTARIA SA COMMON EQUITY 05946k101 2.157 246 YES NO BUNGE LIMITED 4.875% WITH CONV PERP PREF S PREFERRED EQUITY g16962204 2.13 20 YES NO NEWCREST MNG LTD SPONSORED ADR COMMON EQUITY 651191108 2.111 101 YES NO TRANSOCEAN LTD COMMON EQUITY h8817h100 2.078 40 YES NO ALLIANCE WORLD DOLLAR GOVT I CLOSED END 01879R106 2.074 127 YES NO ALPINE TOTAL DYNAMIC DIVID FD (AOD) EXCHANGE TRADED PRODUCT 021060108 2.045 500 YES NO RADIOSHACK CORP COMMON EQUITY 750438103 2.016 600 YES NO FEDERAL HOME LN MTG CP PFD 8.375% NCM PREFERRED EQUITY 313400624 1.992 600 YES NO GM WARRANTS EXP 7/10/19 @18.33 WARRANTS 37045v118 1.986 107 YES NO ABB LTD COMMON EQUITY 000375204 1.98 87 YES NO PROTHENA CORP COMMON EQUITY g72800108 1.96 293 YES NO CENDANT COMMON EQUITY 053774105 1.948 70 YES NO SEVEN & I HOLDINGS CO COMMON EQUITY 81783h105 1.922 29 YES NO JOHN BEAN TECHNOLOGIES CORP COM COMMON EQUITY 477839104 1.909 92 YES NO YAMANA GOLD INC COM COMMON EQUITY 98462Y100 1.873 122 YES NO PACCAR INC COMMON EQUITY 693718108 1.871 37 YES NO BROADRIDGE FINL SOLUTIONS INC COMMON EQUITY 11133t103 1.863 75 YES NO PENTAIR LTD COMMON EQUITY h6169q108 1.846 35 YES NO MKT VECTORS RVE HARD ASSETS PRODUCER (HAP) COMMON EQUITY 57060u795 1.812 50 YES NO ENI SPA COMMON EQUITY 26874r108 1.796 40 YES NO INTERCONTINENTAL EXCH ANGE INC COM COMMON EQUITY 45865v100 1.794 11 YES NO ISHARES TR BARCLAYS 1-3 YR CR BD EXCHANGE TRADED (CSJ) PRODUCT 464288646 1.794 17 YES NO ELEMENTS ROGERS AGRICULTURE (RJA) EXCHANGE TRADED PRODUCT 870297603 1.776 200 YES NO ISHARES TR DOW JONES U S REAL ESTATE EXCHANGE TRADED INDEX PRODUCT 464287739 1.737 25 YES NO CAL MAINE FOODS INC COM COMMON EQUITY 128030202 1.702 40 YES NO LIVE NATION INC COM COMMON EQUITY 538034109 1.67 135 YES NO SMITH A O CORP COMMON COMMON EQUITY 831865209 1.619 22 YES NO SCBT FINL CORP COM COMMON EQUITY 78401v102 1.613 32 YES NO ISHARES TR IBOXX HIGH YIELD CORP BD (HYG) EXCHANGE TRADED PRODUCT 464288513 1.604 17 YES NO BLACKROCK CORPORATE HIGH YIELD (CYE) EXCHANGE TRADED PRODUCT 09255m104 1.592 200 YES NO CONTINENTAL RES INC COM COMMON EQUITY 212015101 1.565 18 YES NO BOSTON SCIENTIFIC CORP COMMON EQUITY 101137107 1.562 200 YES NO SPDR SER TR BARCLAYS HIGH YIELD BOND EXCHANGE TRADED (JNK) PRODUCT 78464a417 1.562 38 YES NO TREASURY WINE ESTATES COMMON EQUITY 89465j109 1.548 261 YES NO SPDR INDEX SHS FDS DOW JONES INTL EXCHANGE TRADED REAL EST PRODUCT 78463x863 1.548 36 YES NO CERNER CORP COMMON EQUITY 156782104 1.516 16 YES NO ANHEUSER BUSCH INBEV SA NV SPONSORED ADR COMMON EQUITY 03524a108 1.493 15 YES NO PDC ENERGY INC COM COMMON EQUITY 69327r101 1.487 30 YES NO RAMCO GERSHENSON PPTYS TR COM SH BEN INT COMMON EQUITY 751452202 1.478 88 YES NO ISHARES BARCLAYS TIPS BD PROTECTED EXCHANGE TRADED (TIP) PRODUCT 464287176 1.455 12 YES NO BELDEN CDT INC COMMON EQUITY 077454106 1.446 28 YES NO MOSAIC CO COM COMMON EQUITY 61945c103 1.431 24 YES NO CAPITAL ONE FINL CORP COM COMMON EQUITY 14040h105 1.429 26 YES NO LSI CORP COM COMMON EQUITY 502161102 1.424 210 YES NO TORONTO DOMINION BK COM NEW COMMON EQUITY 891160509 1.416 17 YES NO ALCATEL LUCENT SPON ADR COMMON EQUITY 013904305 1.414 1063 YES NO ALUMINA LTD COMMON EQUITY 022205108 1.406 305 YES NO PHOTONICS CORP COMMON EQUITY 44980x109 1.395 21 YES NO TELEFONICA S A ADR SPONS ADR COMMON EQUITY 879382208 1.378 102 YES NO PIMCO FLOATING RATE STRATEGY FD COM EXCHANGE TRADED (PFN) PRODUCT 72201j104 1.352 118 YES NO QUICKSILVER RES INC COM COMMON EQUITY 74837r104 1.35 600 YES NO SOUTHWEST AIRLINES CO COMMON EQUITY 844741108 1.348 100 YES NO SUPERGEN INC COMMON EQUITY 04624b103 1.34 300 YES NO PANERA BREAD CO CL A COMMON EQUITY 69840w108 1.322 8 YES NO SPDR DB INTL GOVT INFLATION PROTECT EXCHANGE TRADED PRODUCT 78464a490 1.304 21 YES NO CITRIX SYSTEMS INC COMMON EQUITY 177376100 1.299 18 YES NO STILLWATER MINING CO COMMON STOCK COMMON EQUITY 86074q102 1.293 100 YES NO ESTEE LAUDER COS COMMON EQUITY 518439104 1.281 20 YES NO ALASKA AIR GROUP COMMON EQUITY 011659109 1.279 20 YES NO PINNACLE WEST CAPITAL CORP COMMON EQUITY 723484101 1.274 22 YES NO GM WARRANTS EXP 7/10/16 @10 WARRANTS 37045v126 1.262 107 YES NO ROWAN COMPANIES PLC SHS CLASS A COMMON EQUITY g7665a101 1.238 35 YES NO FORTINET INC COM COMMON EQUITY 34959e109 1.231 52 YES NO NRG ENERGY INC COM NEW COMMON EQUITY 629377508 1.219 46 YES NO KOMATSU LTD COMMON EQUITY 500458401 1.211 51 YES NO ALIGN TECHNOLOGY INC COMMON EQUITY 016255101 1.206 36 YES NO CHICOS FAS INC COMMON EQUITY 168615102 1.176 70 YES NO HARMAN INTL INDS INC COM COMMON EQUITY 413086109 1.16 26 YES NO CHINA MOBILE LTD COMMON EQUITY 16941m109 1.116 21 YES NO STANDARD MOTOR PRODS INC COM COMMON EQUITY 853666105 1.109 40 YES NO FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL PREFERRED EQUITY 313586828 1.102 200 YES NO POTASH CORP OF SASKATCHEWAN INC COM COMMON EQUITY 73755l107 1.099 28 YES NO HUDSON CITY BANCORP COM COMMON EQUITY 443683107 1.08 125 YES NO MORGAN STANLEY INDIA INVT FD EXCHANGE TRADED PRODUCT 61745c105 1.065 60 YES NO NTT DOCOMO INC COMMON EQUITY 62942m201 1.041 70 YES NO RYDEX GUGGENHEIM S&P MIDCAP 400 GROWTH-RFG COMMON EQUITY 78355w601 1.011 10 YES NO CAREFUSION CORP COM COMMON EQUITY 14170T101 0.98 28 YES NO SPROTT PHYSICAL SILVER TR COMMON EQUITY 85207k107 0.975 87 YES NO NUANCE COMMUNICATIONS COM COMMON EQUITY 67020y100 0.969 48 YES NO EAST JAPAN RY CO ADR COMMON EQUITY 273202101 0.959 70 YES NO MAGELLAN HEALTH SVCS INC COM NEW COMMON EQUITY 559079207 0.951 20 YES NO ROYAL GOLD INC COMMON EQUITY 780287108 0.923 13 YES NO HUNTINGTON INGALLS COMMON EQUITY 446413106 0.907 17 YES NO FEI COMPANY COMMON COMMON EQUITY 30241l109 0.904 14 YES NO LLOYDS BANKING GROUP PLC SPONS ADR COMMON EQUITY 539439109 0.897 299 YES NO MFS CHARTER INCOME TRUST NEW CLOSED END 552727109 0.892 88 YES NO ALLIANCEBERNSTEIN INCOME FD INC (ACG) EXCHANGE TRADED PRODUCT 01881e101 0.882 108 YES NO RPM INTL INC COMMON EQUITY 749685103 0.853 27 YES NO GOLD FIELDS LTD NEW COMMON EQUITY 38059t106 0.845 109 YES NO OLD DOMINION FREIGHT LINE INC COM COMMON EQUITY 679580100 0.84 22 YES NO PEABODY ENERGY CORP CONVERTIBLE 704549ag9 0.815 1000 YES NO NATIONAL GRID PLC SPON ADR NEW COMMON EQUITY 636274300 0.812 14 YES NO MOTORS LIQ CO GUC TR COM COMMON EQUITY 62010u101 0.81 30 YES NO ORKLA A S SPONSORED ADR COMMON EQUITY 686331109 0.809 101 YES NO TIBCO SOFTWARE INC COM COMMON EQUITY 88632q103 0.809 40 YES NO GREAT PLAINS ENERGY INC COM COMMON EQUITY 391164100 0.788 34 YES NO UNILEVER N V N Y SHS NEW COMMON EQUITY 904784709 0.779 19 YES NO NUVEEN CALIF PREM INCOME MUN FD (NCU) COMMON EQUITY 6706l0102 0.778 50 YES NO POWERSHARES GLOBAL EMERGING MARKETS EXCHANGE TRADED (PCY) PRODUCT 73936t573 0.774 26 YES NO PUTNAM PREMIER INCOME CLOSED END 746853100 0.77 139 YES NO J HANCOCK PFD INCOME FD III (HPS) EXCHANGE TRADED PRODUCT 41021p103 0.769 39 YES NO GUGGENHEIM ENHANCED SHORT DURATION EXCHANGE TRADED (GSY) PRODUCT 18383m654 0.754 15 YES NO ASCENT MEDIA CORP COMMON EQUITY 043632108 0.744 10 YES NO EDWARDS LIFESCIENCES COMMON EQUITY 28176e108 0.739 9 YES NO BROCADE COMMUNICATIONS COMMON EQUITY 111621306 0.721 125 YES NO NCR CORP COM COMMON EQUITY 62886E108 0.717 26 YES NO J HANCOCK PFD INCOME 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