0000765443-13-000002.txt : 20130425 0000765443-13-000002.hdr.sgml : 20130425 20130425130031 ACCESSION NUMBER: 0000765443-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130425 DATE AS OF CHANGE: 20130425 EFFECTIVENESS DATE: 20130425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 13782008 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 r20130331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: 3/31/2013 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Management Co. Address: 200 S. Wacker Dr. Suite 500 Chicago, IL 60606 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone 312-917-6541 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 4/25/2013 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 221 Form 13F Information Table Value Total (x 1000): 5,821,596 List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to wich this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1435 13495 SH SOLE 13495 Abbott Laboratories Common Stock 002824100 1184 33510 SH SOLE 33510 Abbvie Inc. Common Stock 00287Y109 1372 33640 SH SOLE 33640 Accenture Ltd Common Stock G1151C101 1041 13700 SH SOLE 13700 Access Midstream Partners LP Master Ltd Part 00434L109 38113 944100 SH SOLE 944100 Aflac Inc Common Stock 001055102 1281 24620 SH SOLE 24620 Allete Inc Common Stock 018522300 3901 79575 SH SOLE 79575 Alliant Energy Corp Common Stock 018802108 75270 1500000 SH SOLE 1500000 Allstate Corp Common Stock 020002101 499 10165 SH SOLE 10165 Altria Group Inc Common Stock 02209S103 1470 42755 SH SOLE 42755 Amazon.Com Inc Common Stock 023135106 2061 7735 SH SOLE 7735 American Campus Communities REIT 024835100 32064 707198 SH SOLE 703739 3459 American Electric Power Common Stock 025537101 270 5555 SH SOLE 5555 American Express Co Common Stock 025816109 6110 90565 SH SOLE 90565 American Tower REIT Inc Common Stock 03027X100 5144 66880 SH SOLE 66880 American Water Works Co Common Stock 030420103 41440 1000000 SH SOLE 1000000 Amgen Inc Common Stock 031162100 1630 15900 SH SOLE 15900 Anadarko Petroleum Corp Common Stock 032511107 930 10640 SH SOLE 10640 Apache Corp Common Stock 037411105 643 8335 SH SOLE 8335 Apple Computer Inc Common Stock 037833100 13310 30070 SH SOLE 30070 AT & T Inc. Common Stock 00206R102 114924 3132287 SH SOLE 3132287 Atlas Pipeline Partner LP Master Ltd Part 049392103 9406 272000 SH SOLE 272000 Avalonbay Communities Inc REIT 053484101 74991 592016 SH SOLE 588954 3062 Avon Products Common Stock 054303102 1845 89015 SH SOLE 89015 Baker Hughes Inc Common Stock 057224107 435 9380 SH SOLE 9380 Bank of America Corp Common Stock 060505104 4240 348105 SH SOLE 348105 Bank of New York Mellon Corp Common Stock 064058100 2673 95486 SH SOLE 95486 Baxter International Inc Common Stock 071813109 845 11630 SH SOLE 11630 BCE Inc Foreign Common 05534B760 46102 987417 SH SOLE 987417 Berkshire Hathaway Common Stock 084670702 4041 38778 SH SOLE 38778 Biomed Realty Trust Inc REIT 09063H107 30836 1427614 SH SOLE 1420035 7579 Boeing Co Common Stock 097023105 1241 14460 SH SOLE 14460 Boston Properties Inc REIT 101121101 83405 825303 SH SOLE 821055 4248 Bristol-Myers Squibb Co Common Stock 110122108 1436 34855 SH SOLE 34855 Buckeye Partners Master Ltd Part 118230101 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2530 41450 SH SOLE 41450 Copano Energy LLC Master Ltd Part 217202100 16766 413770 SH SOLE 413770 Costco Wholesale Corp Common Stock 22160K105 982 9255 SH SOLE 9255 Crown Castle Intl Corp Common Stock 228227104 6471 92925 SH SOLE 92925 CVS Caremark Corp Common Stock 126650100 1439 26175 SH SOLE 26175 DCP Midstream Partners Master Ltd Part 23311P100 20983 450184 SH SOLE 450184 DCT Industrial REIT 233153105 51185 6916924 SH SOLE 6882171 34753 DDR Corp REIT 23317H102 37647 2161118 SH SOLE 2150160 10958 Devon Energy Corporation Common Stock 25179M103 452 8020 SH SOLE 8020 Digital Realty Trust Inc REIT 253868103 24298 363138 SH SOLE 361277 1861 Dominion Resources Inc Common Stock 25746U109 85284 1465873 SH SOLE 1465873 DOW Chemical Co Common Stock 260543103 816 25620 SH SOLE 25620 DTE Energy Co Common Stock 233331107 46085 674355 SH SOLE 674355 DU Pont [E I] De Nemours Common Stock 263534109 3281 66740 SH SOLE 66740 Duke Energy Corp Common Stock 26441C204 38569 531333 SH SOLE 531333 EastGroup Properties REIT 277276101 10409 178850 SH SOLE 177950 900 eBay Inc Common Stock 278642103 1345 24810 SH SOLE 24810 EL Paso Pipeline Partners LP Master Ltd Part 283702108 24518 559000 SH SOLE 559000 EMC Corp Common Stock 268648102 1069 44730 SH SOLE 44730 Emerson Electric Co Common Stock 291011104 5869 105045 SH SOLE 105045 Enbridge Energy Partners Master Ltd Part 29250R106 45507 1509861 SH SOLE 1509861 Enbridge Inc Foreign Common 29250N105 90718 1949246 SH SOLE 1949246 Energy Transfer Equity Master Ltd Part 29273V100 20351 348000 SH SOLE 348000 Energy Transfer Partners Master Ltd Part 29273R109 22968 453100 SH SOLE 453100 Entergy Corp Common Stock 29364G103 53754 850000 SH SOLE 850000 Enterprise Prods Prtnrs Master Ltd Part 293792107 47291 784400 SH SOLE 784400 EQT Midstream Partners LP Master Ltd Part 26885B100 12261 316000 SH SOLE 316000 Equity Lifestyle Properties REIT 29472R108 30198 393201 SH SOLE 391143 2058 Equity Residential REIT 29476L107 104829 1903903 SH SOLE 1893946 9957 Essex Property Trust REIT 297178105 53310 354030 SH SOLE 352235 1795 Exelon Corp Common Stock 30161N101 34816 1009755 SH SOLE 1009755 Extra Space Storage Inc REIT 30225T102 68858 1753448 SH SOLE 1744401 9047 Exxon Mobil Corp Common Stock 30231G102 12894 143095 SH SOLE 143095 Fedex Corp Common Stock 31428X106 601 6125 SH SOLE 6125 Firstenergy Corp Common Stock 337932107 53648 1271290 SH SOLE 1271290 Ford Motor Co Common Stock 345370860 4288 326055 SH SOLE 326055 Freeprt McMoran Cop and Gld Common Stock 35671D857 669 20200 SH SOLE 20200 Frontier Communications Corp Common Stock 35906A108 33386 8388491 SH SOLE 8388491 General Dynamics Corp Common Stock 369550108 491 6960 SH SOLE 6960 General Electric Co Common Stock 369604103 7968 344628 SH SOLE 344628 General Growth Pptys Inc REIT 370023103 56894 2861855 SH SOLE 2847378 14477 Genesis Energy LP Master Ltd Part 371927104 27124 562500 SH SOLE 562500 Gilead Sciences Inc Common Stock 375558103 1584 32370 SH SOLE 32370 Goldman Sachs Group Inc Common Stock 38141G104 1378 9365 SH SOLE 9365 Google Inc Common Stock 38259P508 4502 5670 SH SOLE 5670 Great Plains Energy Inc Common Stock 391164100 11595 500000 SH SOLE 500000 Halliburton Co Common Stock 406216101 5129 126915 SH SOLE 126915 HCP Inc REIT 40414L109 37992 761983 SH SOLE 758187 3796 Health Care Reit Inc REIT 42217K106 66708 982304 SH SOLE 977224 5080 Heinz [H J] Co Common Stock 423074103 494 6830 SH SOLE 6830 Hewlett-Packard Co Common Stock 428236103 992 41625 SH SOLE 41625 Home Depot Inc Common Stock 437076102 2219 31795 SH SOLE 31795 Honeywell International Inc Common Stock 438516106 1255 16650 SH SOLE 16650 Host Hotels & Resorts Inc REIT 44107P104 82453 4714322 SH SOLE 4690105 24217 Illinois Tool Works Common Stock 452308109 3626 59500 SH SOLE 59500 Integrys Energy Group Inc Common Stock 45822P105 34140 587000 SH SOLE 587000 Intel Corp Common Stock 458140100 5780 264540 SH SOLE 264540 Intl Business Machines Corp Common Stock 459200101 11804 55340 SH 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1265030 SH SOLE 1258581 6449 Lilly [Eli] & Co Common Stock 532457108 4400 77475 SH SOLE 77475 Linn Energy LLC Master Ltd Part 536020100 8641 228000 SH SOLE 228000 Lockheed Martin Corp Common Stock 539830109 548 5675 SH SOLE 5675 Lowe's Companies Inc Common Stock 548661107 895 23610 SH SOLE 23610 Macerich Co REIT 554382101 70765 1099176 SH SOLE 1093506 5670 Magellan Midstream Partn LP Master Ltd Part 559080106 25117 470090 SH SOLE 470090 Markwest Energy Partners LP Master Ltd Part 570759100 36086 594000 SH SOLE 594000 MasterCard Inc Common Stock 57636Q104 7984 14755 SH SOLE 14755 McDonald's Corp Common Stock 580135101 6907 69280 SH SOLE 69280 Medtronic Inc Common Stock 585055106 3167 67445 SH SOLE 67445 Merck & Co Inc. Common Stock 58933Y105 6955 157253 SH SOLE 157253 Metlife Inc Common Stock 59156R108 884 23250 SH SOLE 23250 Microsoft Corp Common Stock 594918104 9161 320218 SH SOLE 320218 Mondelez International Inc Common Stock 609207105 1157 37805 SH SOLE 37805 Monsanto Co Common Stock 61166W101 1204 11395 SH SOLE 11395 Morgan Stanley Common Stock 617446448 644 29290 SH SOLE 29290 National Grid Plc ADRs 636274300 10945 188673 SH SOLE 188673 National Oilwell Varco Inc Common Stock 637071101 642 9075 SH SOLE 9075 News Corp Cl A Common Stock 65248E104 1298 42535 SH SOLE 42535 NextEra Energy Inc Common Stock 65339F101 82616 1063540 SH SOLE 1063540 Nike Inc Common Stock 654106103 916 15530 SH SOLE 15530 Nippon Telegraph & Telephone ADRs 654624105 1779 81825 SH SOLE 81825 Nisource Inc Common Stock 65473P105 61874 2108865 SH SOLE 2108865 Norfolk Southern Corp Common Stock 655844108 518 6720 SH SOLE 6720 Northeast Utilities Common Stock 664397106 89250 2053620 SH SOLE 2053620 Northwest Natural Gas Co 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