0001544806-13-000004.txt : 20130417 0001544806-13-000004.hdr.sgml : 20130417 20130417094646 ACCESSION NUMBER: 0001544806-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130417 DATE AS OF CHANGE: 20130417 EFFECTIVENESS DATE: 20130417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFG Financial Advisors CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 13765941 BUSINESS ADDRESS: STREET 1: 366 WALKER DRIVE, SUITE 100 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 366 WALKER DRIVE, SUITE 100 CITY: STATE COLLEGE STATE: PA ZIP: 16801 13F-HR 1 1Q2013.txt United States Securities and Exchange Commission Washington, D.c. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PFG Financial Advisors Address: 366 Walker Drive State College, PA 16801 Form 13F File Number: 28-15449 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberli J. Fleck Title: Chief Compliance Officer Phone: 814-231-2221 Signature, Place, and Date of Signing: Kimberli J. Fleck State College, PA 04/17/13 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: 209,174 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NAME OF SECURITY VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTH ISSUER TYPE CUSIP (x1000) PRN AMT PRN CALL DISCR MGR SOLE SHARED NONE ALLIANCEBERN GLBL HIGH INC CEF 01879R106 766 46877 SH Y NONE ANNALY CAPITAL MGMT INC REIT 035710409 244 15375 SH Y NONE AT&T INC COM COM 00206R102 1049 28598 SH Y NONE BANK OF AMERICA CORP COM 060505104 263 21581 SH Y NONE BLACKROCK LMTD DUR TRUST CEF 09249W101 3974 209597 SH Y NONE BLACKROCK STRATEGIC BD TR CEF 09249G106 4091 275889 SH Y NONE EXXON MOBIL CORP COM 30231G102 8222 91243 SH Y NONE FIRST TR/FOUR CEF 33733U108 236 14584 SH Y NONE GAP INC COM 364760108 3562 100630 SH Y NONE GENERAL ELECTRIC CO COM 369604103 446 19269 SH Y NONE GUGGENHEIM FRONTIER MKTS ETF 18383Q838 303 15860 SH Y NONE GUGGENHEIM INSIDER SENT ETF 18383M209 789 20204 SH Y NONE HANCOCK JOHN PFD EQTY CEF 41013W108 512 21690 SH Y NONE HEALTH CARE SEL SECTOR SPDR ETF 81369Y209 1527 33193 SH Y NONE iSh. 3-7 YR TREASURY BD ETF 464288661 11544 93479 SH Y NONE iSh. AGGREGATE BD ETF 464287226 2213 19989 SH Y NONE iSh. AMT-FREE MUNI BD ETF 464288414 2561 23242 SH Y NONE iSh. DJ U.S. FIN SECTOR ETF 464287788 743 10943 SH Y NONE iSh. GOLD TRUST ETF 464285105 2029 130747 SH Y NONE iSh. IBOXX HY CORP BD ETF 464288513 12852 136217 SH Y NONE iSh. INC MSCI AUSTRALIA ETF 464286103 1742 64430 SH Y NONE iSh. MSCI ASIA EX JAPAN ETF 464288182 8089 136919 SH Y NONE iSh. MSCI BRAZIL IDX FD ETF 464286400 1877 34458 SH Y NONE iSh. MSCI CANADA IDX ETF 464286509 1483 52012 SH Y NONE iSh. MSCI CHILE IDX ETF 464286640 2524 38884 SH Y NONE iSh. MSCI EAFE ETF 464287465 928 15742 SH Y NONE iSh. MSCI EMERG MARKETS ETF 464287234 1078 25215 SH Y NONE iSh. MSCI JAPAN ETF 464286848 1063 98453 SH Y NONE iSh. RUSSELL 2000 ETF 464287655 20053 212363 SH Y NONE iSh. S&P 500 IDX ETF 464287200 9016 57296 SH Y NONE iSh. S&P MIDCAP 400 VAL ETF 464287705 22656 224557 SH Y NONE iSh. SILVER TRUST ETF 46428Q109 5046 183947 SH Y NONE iSh. TIPS BD ETF 464287176 1475 12165 SH Y NONE iSh. TR S&P 100 IDX FUND ETF 464287101 1795 25481 SH Y NONE iSh. TRUST RUSSELL 3000 ETF 464287689 1891 20228 SH Y NONE JP MORGAN ALERIAN MLP ETN ETF 46625H365 7810 171720 SH Y NONE MEDTRONIC INC COM 585055106 2528 53836 SH Y NONE MFS MULTIMARKET INC TRUST CEF 552737108 4611 626484 SH Y NONE MICROSOFT COM 594918104 2060 72019 SH Y NONE PETROLEUM & RES CORP CEF 716549100 285 10935 SH Y NONE PIMCO INTER MUN BD STRAT ETF 72201R866 2257 41697 SH Y NONE PIMCO TOTAL RETURN ETF 72201R775 3246 29566 SH Y NONE PSHRS DYNAMIC SC VALUE ETF 73935X864 251 12775 SH Y NONE PSHRS BUILD AMERICA BD ETF 73937B407 486 16032 SH Y NONE PSHRS DB AGRICULTURE ETF 73936B408 1924 74294 SH Y NONE PSHRS DYNAMIC ETF 73935X609 300 14305 SH Y NONE PSHRS FUND HY CORP BD ETF 73936T557 210 10826 SH Y NONE PSHRS GLBL LISTED PRVT EQU ETF 73935X195 1023 90577 SH Y NONE SPDR GOLD ETF 78463V107 11243 72782 SH Y NONE SPDR HIGH YIELD BD ETF 78464A417 894 21751 SH Y NONE SPECTRA ENERGY CORP COM 847560109 334 10861 SH Y NONE SUNCOR ENGY CA8672291066 COM 867229106 1764 58767 SH Y NONE TIME WARNER INC COM 887317303 656 11393 SH Y NONE VANGRD FTSE ALL-WORLD EX-US ETF 922042775 3373 72759 SH Y NONE VANGUARD S&P 500 ETF 922908413 6601 92144 SH Y NONE VANGUARD TOTAL BD MARKET ETF 921937835 3443 41168 SH Y NONE VANGUARD TOTAL STK MKT ETF 922908769 3020 37303 SH Y NONE VERIZON COMMUNICATIONS COM 92343V104 589 11986 SH Y NONE WISDOMTREE MIDCAP EARNINGS ETF 97717W570 1249 17705 SH Y NONE WISDTREE CURRENCY HEDGE ETF 97717X701 632 12608 SH Y NONE WISDTREE DREYFUS CMDTY ETF 97717X859 595 27979 SH Y NONE WISDTREE EMERG MKTS EQ ETF 97717W315 7591 137864 SH Y NONE WISDTREE EMERG MKTS LCL DBT ETF 97717X867 1557 29634 SH Y NONE