0001544806-13-000004.txt : 20130417
0001544806-13-000004.hdr.sgml : 20130417
20130417094646
ACCESSION NUMBER: 0001544806-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130417
DATE AS OF CHANGE: 20130417
EFFECTIVENESS DATE: 20130417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFG Financial Advisors
CENTRAL INDEX KEY: 0001544806
IRS NUMBER: 251366084
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15449
FILM NUMBER: 13765941
BUSINESS ADDRESS:
STREET 1: 366 WALKER DRIVE, SUITE 100
CITY: STATE COLLEGE
STATE: PA
ZIP: 16801
BUSINESS PHONE: 814-231-2221
MAIL ADDRESS:
STREET 1: 366 WALKER DRIVE, SUITE 100
CITY: STATE COLLEGE
STATE: PA
ZIP: 16801
13F-HR
1
1Q2013.txt
United States
Securities and Exchange Commission
Washington, D.c. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: 03/31/2013
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PFG Financial Advisors
Address: 366 Walker Drive
State College, PA 16801
Form 13F File Number: 28-15449
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kimberli J. Fleck
Title: Chief Compliance Officer
Phone: 814-231-2221
Signature, Place, and Date of Signing:
Kimberli J. Fleck State College, PA 04/17/13
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
(Check here if all holdings of this reporting manager are
reported in this report.)
[ ] 13F NOTICE.
(Check here if no holdings reported are in this report, and all holdings are
reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT.
(Check here if a portion of the holdings for this reporting manager are
reported in this report and a portion are reported by other
reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 63
Form 13F Information Table Value Total: 209,174
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NAME OF SECURITY VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTH
ISSUER TYPE CUSIP (x1000) PRN AMT PRN CALL DISCR MGR SOLE SHARED NONE
ALLIANCEBERN GLBL HIGH INC CEF 01879R106 766 46877 SH Y NONE
ANNALY CAPITAL MGMT INC REIT 035710409 244 15375 SH Y NONE
AT&T INC COM COM 00206R102 1049 28598 SH Y NONE
BANK OF AMERICA CORP COM 060505104 263 21581 SH Y NONE
BLACKROCK LMTD DUR TRUST CEF 09249W101 3974 209597 SH Y NONE
BLACKROCK STRATEGIC BD TR CEF 09249G106 4091 275889 SH Y NONE
EXXON MOBIL CORP COM 30231G102 8222 91243 SH Y NONE
FIRST TR/FOUR CEF 33733U108 236 14584 SH Y NONE
GAP INC COM 364760108 3562 100630 SH Y NONE
GENERAL ELECTRIC CO COM 369604103 446 19269 SH Y NONE
GUGGENHEIM FRONTIER MKTS ETF 18383Q838 303 15860 SH Y NONE
GUGGENHEIM INSIDER SENT ETF 18383M209 789 20204 SH Y NONE
HANCOCK JOHN PFD EQTY CEF 41013W108 512 21690 SH Y NONE
HEALTH CARE SEL SECTOR SPDR ETF 81369Y209 1527 33193 SH Y NONE
iSh. 3-7 YR TREASURY BD ETF 464288661 11544 93479 SH Y NONE
iSh. AGGREGATE BD ETF 464287226 2213 19989 SH Y NONE
iSh. AMT-FREE MUNI BD ETF 464288414 2561 23242 SH Y NONE
iSh. DJ U.S. FIN SECTOR ETF 464287788 743 10943 SH Y NONE
iSh. GOLD TRUST ETF 464285105 2029 130747 SH Y NONE
iSh. IBOXX HY CORP BD ETF 464288513 12852 136217 SH Y NONE
iSh. INC MSCI AUSTRALIA ETF 464286103 1742 64430 SH Y NONE
iSh. MSCI ASIA EX JAPAN ETF 464288182 8089 136919 SH Y NONE
iSh. MSCI BRAZIL IDX FD ETF 464286400 1877 34458 SH Y NONE
iSh. MSCI CANADA IDX ETF 464286509 1483 52012 SH Y NONE
iSh. MSCI CHILE IDX ETF 464286640 2524 38884 SH Y NONE
iSh. MSCI EAFE ETF 464287465 928 15742 SH Y NONE
iSh. MSCI EMERG MARKETS ETF 464287234 1078 25215 SH Y NONE
iSh. MSCI JAPAN ETF 464286848 1063 98453 SH Y NONE
iSh. RUSSELL 2000 ETF 464287655 20053 212363 SH Y NONE
iSh. S&P 500 IDX ETF 464287200 9016 57296 SH Y NONE
iSh. S&P MIDCAP 400 VAL ETF 464287705 22656 224557 SH Y NONE
iSh. SILVER TRUST ETF 46428Q109 5046 183947 SH Y NONE
iSh. TIPS BD ETF 464287176 1475 12165 SH Y NONE
iSh. TR S&P 100 IDX FUND ETF 464287101 1795 25481 SH Y NONE
iSh. TRUST RUSSELL 3000 ETF 464287689 1891 20228 SH Y NONE
JP MORGAN ALERIAN MLP ETN ETF 46625H365 7810 171720 SH Y NONE
MEDTRONIC INC COM 585055106 2528 53836 SH Y NONE
MFS MULTIMARKET INC TRUST CEF 552737108 4611 626484 SH Y NONE
MICROSOFT COM 594918104 2060 72019 SH Y NONE
PETROLEUM & RES CORP CEF 716549100 285 10935 SH Y NONE
PIMCO INTER MUN BD STRAT ETF 72201R866 2257 41697 SH Y NONE
PIMCO TOTAL RETURN ETF 72201R775 3246 29566 SH Y NONE
PSHRS DYNAMIC SC VALUE ETF 73935X864 251 12775 SH Y NONE
PSHRS BUILD AMERICA BD ETF 73937B407 486 16032 SH Y NONE
PSHRS DB AGRICULTURE ETF 73936B408 1924 74294 SH Y NONE
PSHRS DYNAMIC ETF 73935X609 300 14305 SH Y NONE
PSHRS FUND HY CORP BD ETF 73936T557 210 10826 SH Y NONE
PSHRS GLBL LISTED PRVT EQU ETF 73935X195 1023 90577 SH Y NONE
SPDR GOLD ETF 78463V107 11243 72782 SH Y NONE
SPDR HIGH YIELD BD ETF 78464A417 894 21751 SH Y NONE
SPECTRA ENERGY CORP COM 847560109 334 10861 SH Y NONE
SUNCOR ENGY CA8672291066 COM 867229106 1764 58767 SH Y NONE
TIME WARNER INC COM 887317303 656 11393 SH Y NONE
VANGRD FTSE ALL-WORLD EX-US ETF 922042775 3373 72759 SH Y NONE
VANGUARD S&P 500 ETF 922908413 6601 92144 SH Y NONE
VANGUARD TOTAL BD MARKET ETF 921937835 3443 41168 SH Y NONE
VANGUARD TOTAL STK MKT ETF 922908769 3020 37303 SH Y NONE
VERIZON COMMUNICATIONS COM 92343V104 589 11986 SH Y NONE
WISDOMTREE MIDCAP EARNINGS ETF 97717W570 1249 17705 SH Y NONE
WISDTREE CURRENCY HEDGE ETF 97717X701 632 12608 SH Y NONE
WISDTREE DREYFUS CMDTY ETF 97717X859 595 27979 SH Y NONE
WISDTREE EMERG MKTS EQ ETF 97717W315 7591 137864 SH Y NONE
WISDTREE EMERG MKTS LCL DBT ETF 97717X867 1557 29634 SH Y NONE