0001398432-13-000279.txt : 20130416 0001398432-13-000279.hdr.sgml : 20130416 20130416144303 ACCESSION NUMBER: 0001398432-13-000279 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130416 DATE AS OF CHANGE: 20130416 EFFECTIVENESS DATE: 20130416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 13763618 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR/A 1 magiltd_13fhra-123112.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/12 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mirae Asset Global Investments Co., Ltd. Address: East Tower 26F Mirae Asset CENTER1, 67 Suha-dong, Jung-gu Seoul, KOREA 100-210 Form 13F File Number: 028-15178 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Shea Title: Chief Operating Officer Phone: (212) 205-8300 Signature, Place, and Date of Signing: /s/ Robert Shea New York, NY 04/16/2013 Report Type (check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. NOTE: This Form 13F-HR for Q4 2012 amends the Form 13F-HR for Q4 2012 filed by Mirae Asset Global Investments (USA) LLC on February 12, 2013. This amended Form 13F-HR for Q4 2012 amends and adds the appropriate institutional investment managers that are deemed to exercise investment discretion over Section 13(f) Securities with an aggregate fair market value of at least $100 million as of December 31, 2012, and amends and adds the positions in Section 13(f) Securities over which such institutional investment managers exercise, directly or indirectly, investment discretion as of December 31, 2012. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 Form 13F Information Table Entry Total: 622 Form 13F Information Table Value Total: 1,960,365 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 028-15175 Mirae Asset Global Investments (Hong Kong) Ltd. 2 028-15176 Mirae Asset Global Investments (USA) Inc 3 028-15177 Mirae Asset Global Investments (USA) LLC 4 (to be determined after filing) Mirae Asset Canada Acquisition, Inc. 5 (to be determined after filing) Horizons ETFs Management (Canada) Inc. 6 (to be determined after filing) Horizons Investment Management Inc. FORM 13F INFORMATION TABLE Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ---------------------------------------------------------------------------------------------------------------------- 3M CO COM 88579Y101 359 3,867 SH DEFINED 1 2 3 3,867 ABB LTD SPONSORED ADR 000375204 877 42,200 SH DEFINED 4 5 6 42,200 ABBOTT LABS COM 002824100 868 27,700 SH DEFINED 4 5 6 27,700 ABBVIE INC COM 00287Y109 946 27,700 SH DEFINED 4 5 6 27,700 ABERDEEN ASIA PACIFIC INCOM COM 003009107 664 85,800 SH DEFINED 4 5 6 85,800 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,330 20,005 SH SOLE 20,005 ACE LTD SHS H0023R105 930 11,660 SH SOLE 11,660 AETNA INC NEW COM 00817Y108 1,279 27,621 SH SOLE 27,621 AIR PRODS & CHEMS INC COM 009158106 507 6,030 SH SOLE 6,030 ALCOA INC COM 013817101 42 4,876 SH DEFINED 1 2 3 4,876 ALCOA INC COM 013817101 1,428 164,500 SH DEFINED 4 5 6 164,500 ALEXION PHARMACEUTICALS INC COM 015351109 1,219 13,000 SH DEFINED 4 5 6 13,000 ALEXION PHARMACEUTICALS INC COM 015351109 39 420 SH SOLE 420 ALLERGAN INC COM 018490102 11,066 120,634 SH DEFINED 1 2 3 120,634 ALLERGAN INC COM 018490102 1,550 16,892 SH SOLE 16,892 ALTRIA GROUP INC COM 02209S103 2,751 87,500 SH DEFINED 4 5 6 87,500 ALTRIA GROUP INC COM 02209S103 189 6,000 SH SOLE 6,000 AMAZON COM INC COM 023135106 4,523 18,031 SH SOLE 18,031 AMAZON COM INC COM 023135106 1,305 5,200 SH DEFINED 4 5 6 5,200 AMAZON COM INC COM 023135106 57,312 228,451 SH DEFINED 1 2 3 228,451 AMDOCS LTD ORD G02602103 1,322 38,896 SH SOLE 38,896 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 605 26,156 SH DEFINED 1 2 3 26,156 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 798 34,500 SH DEFINED 4 5 6 34,500 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,117 48,276 SH SOLE 48,276 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 387 18,853 SH SOLE 18,853 AMERICAN EXPRESS CO COM 025816109 222 3,866 SH DEFINED 1 2 3 3,866 AMERICAN EXPRESS CO COM 025816109 1,233 21,454 SH SOLE 21,454 AMERICAN INTL GROUP INC COM NEW 026874784 343 9,730 SH SOLE 9,730 AMERICAN TOWER CORP NEW COM 03027X100 572 7,400 SH DEFINED 4 5 6 7,400 AMERIPRISE FINL INC COM 03076C106 737 11,765 SH SOLE 11,765 AMERISOURCEBERGEN CORP COM 03073E105 1,021 23,651 SH SOLE 23,651 AMGEN INC COM 031162100 1,405 16,300 SH DEFINED 4 5 6 16,300 AMGEN INC COM 031162100 155 1,800 SH SOLE 1,800 AMPHENOL CORP NEW CL A 032095101 713 11,017 SH SOLE 11,017 ANADARKO PETE CORP COM 032511107 1,434 19,300 SH DEFINED 4 5 6 19,300 ANADARKO PETE CORP COM 032511107 1,020 13,725 SH SOLE 13,725 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 4,815 153,500 SH DEFINED 4 5 6 153,500 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 15 478 SH SOLE 478 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 8,174 93,518 SH DEFINED 1 2 3 93,518 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 691 7,900 SH SOLE 7,900 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 874 10,000 SH DEFINED 4 5 6 10,000 ANNALY CAP MGMT INC COM 035710409 869 61,900 SH DEFINED 4 5 6 61,900 AON PLC SHS CL A G0408V102 1,634 29,377 SH SOLE 29,377 APPLE INC COM 037833100 6,508 12,229 SH DEFINED 1 2 3 12,229 APPLE INC COM 037833100 3,592 6,750 SH DEFINED 4 5 6 6,750 APPLE INC COM 037833100 5,415 10,175 SH SOLE 10,175 APPLIED MATLS INC COM 038222105 216 18,911 SH SOLE 18,911 ARES CAP CORP COM 04010L103 350 20,000 SH SOLE 20,000 ASTRAZENECA PLC SPONSORED ADR 046353108 515 10,900 SH DEFINED 4 5 6 10,900 AT&T INC COM 00206R102 178 4,875 SH DEFINED 1 2 3 4,875 AT&T INC COM 00206R102 1,217 36,100 SH DEFINED 4 5 6 36,100 AT&T INC COM 00206R102 1,754 52,025 SH SOLE 52,025 ATHENAHEALTH INC COM 04685W103 908 12,384 SH SOLE 12,384 ATMEL CORP COM 049513104 970 148,033 SH SOLE 148,033 AUTOMATIC DATA PROCESSING IN COM 053015103 1,013 17,800 SH DEFINED 4 5 6 17,800 AUTOMATIC DATA PROCESSING IN COM 053015103 519 9,115 SH SOLE 9,115 AVERY DENNISON CORP COM 053611109 308 8,810 SH SOLE 8,810 AVNET INC COM 053807103 437 14,290 SH SOLE 14,290 B/E AEROSPACE INC COM 073302101 860 17,400 SH DEFINED 4 5 6 17,400 BAIDU INC SPON ADR REP A 056752108 163,952 1,634,777 SH DEFINED 1 1,634,777 BAIDU INC SPON ADR REP A 056752108 447 4,458 SH DEFINED 1 2 3 4,458 BAIDU INC SPON ADR REP A 056752108 742 7,400 SH DEFINED 4 5 6 7,400 BAIDU INC SPON ADR REP A 056752108 1,224 12,203 SH SOLE 12,203 BAKER HUGHES INC COM 057224107 494 12,105 SH SOLE 12,105 BANCO BRADESCO S A SP ADR PFD NEW 059460303 970 61,400 SH DEFINED 4 5 6 61,400 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,367 86,549 SH SOLE 86,549 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,211 69,707 SH DEFINED 1 2 3 69,707 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 379 52,077 SH DEFINED 1 2 3 52,077 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 442 60,725 SH SOLE 60,725 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 284 9,977 SH SOLE 9,977 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 441 15,475 SH DEFINED 1 2 3 15,475 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ---------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER SA ADR 05964H105 111 13,547 SH SOLE 13,547 BANCOLOMBIA S A SPON ADR PREF 05968L102 527 7,922 SH DEFINED 1 2 3 7,922 BANCOLOMBIA S A SPON ADR PREF 05968L102 256 3,841 SH SOLE 3,841 BANK OF AMERICA CORPORATION COM 060505104 1,584 136,450 SH DEFINED 4 5 6 136,450 BANK OF AMERICA CORPORATION COM 060505104 2,466 212,405 SH SOLE 212,405 BANK OF AMERICA CORPORATION COM 060505104 38,703 3,333,629 SH DEFINED 1 2 3 3,333,629 BARRICK GOLD CORP COM 067901108 333 9,510 SH SOLE 9,510 BB&T CORP COM 054937107 603 20,730 SH SOLE 20,730 BCE INC COM NEW 05534B760 301 7,008 SH SOLE 7,008 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,830 20,400 SH DEFINED 4 5 6 20,400 BHP BILLITON LTD SPONSORED ADR 088606108 949 12,100 SH DEFINED 4 5 6 12,100 BHP BILLITON LTD SPONSORED ADR 088606108 104 1,330 SH SOLE 1,330 BIOMARIN PHARMACEUTICAL INC COM 09061G101 771 15,671 SH SOLE 15,671 BLACKROCK INC COM 09247X101 712 3,445 SH SOLE 3,445 BOEING CO COM 097023105 407 5,400 SH SOLE 5,400 BOEING CO COM 097023105 291 3,867 SH DEFINED 1 2 3 3,867 BOEING CO COM 097023105 1,500 19,900 SH DEFINED 4 5 6 19,900 BP PLC SPONSORED ADR 055622104 854 20,500 SH DEFINED 4 5 6 20,500 BP PLC SPONSORED ADR 055622104 585 14,050 SH SOLE 14,050 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,358 64,352 SH DEFINED 1 2 3 64,352 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 979 46,354 SH SOLE 46,354 BRISTOL MYERS SQUIBB CO COM 110122108 883 27,100 SH DEFINED 4 5 6 27,100 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1,478 14,600 SH DEFINED 4 5 6 14,600 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,305 35,605 SH SOLE 35,605 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1,485 42,120 SH SOLE 42,120 CAMECO CORP COM 13321L108 269 13,640 SH SOLE 13,640 CARDINAL HEALTH INC COM 14149Y108 717 17,420 SH SOLE 17,420 CATERPILLAR INC DEL COM 149123101 493 5,500 SH SOLE 5,500 CATERPILLAR INC DEL COM 149123101 1,344 15,000 SH DEFINED 4 5 6 15,000 CATERPILLAR INC DEL COM 149123101 347 3,867 SH DEFINED 1 2 3 3,867 CBS CORP NEW CL B 124857202 931 24,479 SH SOLE 24,479 CELGENE CORP COM 151020104 989 12,599 SH SOLE 12,599 CEMENTOS PACASMAYO S A A SPON ADR REP 5 15126Q109 145 10,882 SH SOLE 10,882 CEMEX SAB DE CV SPON ADR NEW 151290889 297 30,116 SH DEFINED 1 2 3 30,116 CEMEX SAB DE CV SPON ADR NEW 151290889 148 14,968 SH SOLE 14,968 CENCOSUD S A SPONSORED ADS 15132H101 98 6,000 SH SOLE 6,000 CENCOSUD S A SPONSORED ADS 15132H101 390 23,867 SH DEFINED 1 2 3 23,867 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 24 4,835 SH SOLE 4,835 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 21 6,860 SH SOLE 6,860 CENTURYLINK INC COM 156700106 1,174 30,000 SH DEFINED 4 5 6 30,000 CHEVRON CORP NEW COM 166764100 418 3,867 SH DEFINED 1 2 3 3,867 CHEVRON CORP NEW COM 166764100 2,065 19,100 SH DEFINED 4 5 6 19,100 CHEVRON CORP NEW COM 166764100 1,278 11,815 SH SOLE 11,815 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 964 19,400 SH DEFINED 4 5 6 19,400 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 479 9,649 SH SOLE 9,649 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 357 7,184 SH DEFINED 1 2 3 7,184 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,564 26,631 SH SOLE 26,631 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 714 12,152 SH DEFINED 1 2 3 12,152 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,092 18,600 SH DEFINED 4 5 6 18,600 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 138 1,200 SH DEFINED 4 5 6 1,200 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 417 3,631 SH SOLE 3,631 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 199 6,155 SH DEFINED 1 2 3 6,155 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 155 4,800 SH DEFINED 4 5 6 4,800 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 24 733 SH SOLE 733 CISCO SYS INC COM 17275R102 1,730 88,018 SH SOLE 88,018 CISCO SYS INC COM 17275R102 107 4,875 SH DEFINED 1 2 3 4,875 CISCO SYS INC COM 17275R102 2,077 105,700 SH DEFINED 4 5 6 105,700 CITIGROUP INC COM NEW 172967424 1,468 37,100 SH DEFINED 4 5 6 37,100 CITIGROUP INC COM NEW 172967424 3,341 84,465 SH SOLE 84,465 CITIGROUP INC COM NEW 172967424 44,771 1,131,728 SH DEFINED 1 2 3 1,131,728 CNOOC LTD SPONSORED ADR 126132109 370 1,682 SH DEFINED 1 2 3 1,682 CNOOC LTD SPONSORED ADR 126132109 1,122 5,100 SH DEFINED 4 5 6 5,100 CNOOC LTD SPONSORED ADR 126132109 813 3,696 SH SOLE 3,696 COACH INC COM 189754104 977 17,593 SH SOLE 17,593 COACH INC COM 189754104 11,735 211,395 SH DEFINED 1 2 3 211,395 COCA COLA CO COM 191216100 1,323 36,500 SH DEFINED 4 5 6 36,500 COCA COLA CO COM 191216100 1,184 32,655 SH SOLE 32,655 COCA COLA CO COM 191216100 192 4,876 SH DEFINED 1 2 3 4,876 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 237 1,592 SH DEFINED 1 2 3 1,592 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 194 1,300 SH DEFINED 4 5 6 1,300 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 117 782 SH SOLE 782 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr -------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 696 9,414 SH DEFINED 1 2 3 9,414 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 53 720 SH SOLE 720 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 20,390 275,978 SH DEFINED 1 275,978 COLGATE PALMOLIVE CO COM 194162103 1,828 17,483 SH SOLE 17,483 COMCAST CORP NEW CL A 20030N101 1,345 36,000 SH DEFINED 4 5 6 36,000 COMCAST CORP NEW CL A 20030N101 3,787 101,377 SH SOLE 101,377 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 407 9,170 SH SOLE 9,170 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 1,511 34,037 SH DEFINED 1 2 3 34,037 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2,180 51,919 SH SOLE 51,919 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2,627 62,560 SH DEFINED 1 2 3 62,560 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,041 24,800 SH DEFINED 4 5 6 24,800 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 478 11,476 SH DEFINED 1 2 3 11,476 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 115 2,767 SH SOLE 2,767 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 140 3,342 SH SOLE 3,342 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 46 1,100 SH DEFINED 4 5 6 1,100 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 217 5,189 SH DEFINED 1 2 3 5,189 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 118 10,900 SH DEFINED 4 5 6 10,900 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 290 26,675 SH SOLE 26,675 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 329 30,270 SH DEFINED 1 2 3 30,270 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 273 46,191 SH DEFINED 1 2 3 46,191 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 29 4,900 SH DEFINED 4 5 6 4,900 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 233 39,437 SH SOLE 39,437 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 495 13,766 SH DEFINED 1 2 3 13,766 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 472 13,133 SH SOLE 13,133 CONOCOPHILLIPS COM 20825C104 2,122 36,600 SH DEFINED 4 5 6 36,600 COPA HOLDINGS SA CL A P31076105 802 8,066 SH SOLE 8,066 COPA HOLDINGS SA CL A P31076105 701 7,050 SH DEFINED 1 2 3 7,050 COPA HOLDINGS SA CL A P31076105 441 4,471 SH DEFINED 4,471 CORNING INC COM 219350105 569 45,100 SH DEFINED 4 5 6 45,100 CORNING INC COM 219350105 384 30,430 SH SOLE 30,430 COSAN LTD SHS A G25343107 1,000 57,787 SH DEFINED 1 2 3 57,787 COSAN LTD SHS A G25343107 45 2,600 SH SOLE 2,600 CPFL ENERGIA S A SPONSORED ADR 126153105 126 6,000 SH DEFINED 4 5 6 6,000 CPFL ENERGIA S A SPONSORED ADR 126153105 127 6,038 SH SOLE 6,038 CREDICORP LTD COM G2519Y108 528 3,600 SH SOLE 3,600 CREDIT SUISSE GROUP SPONSORED ADR 225401108 879 35,800 SH DEFINED 4 5 6 35,800 CROWN CASTLE INTL CORP COM 228227104 884 12,251 SH SOLE 12,251 CROWN HOLDINGS INC COM 228368106 963 26,154 SH SOLE 26,154 CUBIST PHARMACEUTICALS INC COM 229678107 437 10,400 SH DEFINED 4 5 6 10,400 CVS CAREMARK CORPORATION COM 126650100 770 15,935 SH SOLE 15,935 DANAHER CORP DEL COM 235851102 1,049 18,758 SH SOLE 18,758 DAVITA HEALTHCARE PARTNERS I COM 23918K108 892 8,073 SH SOLE 8,073 DEERE & CO COM 244199105 685 7,930 SH SOLE 7,930 DEUTSCHE BANK AG NAMEN AKT D18190898 864 19,500 SH DEFINED 4 5 6 19,500 DIGITAL RLTY TR INC COM 253868103 1,324 19,500 SH DEFINED 4 5 6 19,500 DIGITAL RLTY TR INC COM 253868103 373 5,500 SH SOLE 5,500 DISNEY WALT CO COM DISNEY 254687106 1,270 25,500 SH DEFINED 4 5 6 25,500 DISNEY WALT CO COM DISNEY 254687106 2,887 57,993 SH SOLE 57,993 DISNEY WALT CO COM DISNEY 254687106 44,902 901,836 SH DEFINED 1 2 3 901,836 DOMINION RES INC VA NEW COM 25746U109 702 13,550 SH SOLE 13,550 DOVER CORP COM 260003108 1,148 17,467 SH SOLE 17,467 DOW CHEM CO COM 260543103 831 25,705 SH SOLE 25,705 DU PONT E I DE NEMOURS & CO COM 263534109 1,205 26,800 SH DEFINED 4 5 6 26,800 DUKE ENERGY CORP NEW COM NEW 26441C204 1,070 16,768 SH DEFINED 4 5 6 16,768 DUKE REALTY CORP COM NEW 264411505 997 71,900 SH DEFINED 4 5 6 71,900 E M C CORP MASS COM 268648102 1,144 45,208 SH SOLE 45,208 E M C CORP MASS COM 268648102 20,808 822,444 SH DEFINED 1 2 3 822,444 E M C CORP MASS COM 268648102 1,242 49,100 SH DEFINED 4 5 6 49,100 EATON CORP PLC SHS G29183103 1,197 22,100 SH DEFINED 4 5 6 22,100 EATON CORP PLC SHS G29183103 573 10,570 SH SOLE 10,570 EBAY INC COM 278642103 4,963 97,310 SH SOLE 97,310 EBAY INC COM 278642103 43,568 854,313 SH DEFINED 1 2 3 854,313 EBAY INC COM 278642103 1,362 26,700 SH DEFINED 4 5 6 26,700 ECOPETROL S A SPONSORED ADS 279158109 1,032 17,302 SH DEFINED 1 2 3 17,302 ECOPETROL S A SPONSORED ADS 279158109 507 8,490 SH SOLE 8,490 EDISON INTL COM 281020107 410 9,070 SH SOLE 9,070 EMBRAER S A SP ADR REP 4 COM 29082A107 198 6,949 SH SOLE 6,949 EMBRAER S A SP ADR REP 4 COM 29082A107 306 10,749 SH DEFINED 1 2 3 10,749 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 381 7,801 SH DEFINED 1 2 3 7,801 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 132 2,700 SH DEFINED 4 5 6 2,700 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 168 3,450 SH SOLE 3,450 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ------------------------------------------------------------------------------------------------------------------------ ENCANA CORP COM 292505104 271 13,720 SH SOLE 13,720 ENERSIS S A SPONSORED ADR 29274F104 150 8,280 SH SOLE 8,280 ENERSIS S A SPONSORED ADR 29274F104 340 18,655 SH DEFINED 1 2 3 18,655 ENERSIS S A SPONSORED ADR 29274F104 142 7,800 SH DEFINED 4 5 6 7,800 EOG RES INC COM 26875P101 1,708 14,139 SH SOLE 14,139 ETFS PLATINUM TR SH BEN INT 26922V101 1,574 10,400 SH DEFINED 4 5 6 10,400 ETFS PLATINUM TR SH BEN INT 26922V101 11 70 SH SOLE 70 EXELON CORP COM 30161N101 450 15,140 SH SOLE 15,140 EXPRESS SCRIPTS HLDG CO COM 30219G108 39,534 732,111 SH DEFINED 1 2 3 732,111 EXPRESS SCRIPTS HLDG CO COM 30219G108 3,790 70,192 SH SOLE 70,192 EXXON MOBIL CORP COM 30231G102 2,045 23,625 SH SOLE 23,625 EXXON MOBIL CORP COM 30231G102 335 3,867 SH DEFINED 1 2 3 3,867 EXXON MOBIL CORP COM 30231G102 1,290 14,900 SH DEFINED 4 5 6 14,900 FAMILY DLR STORES INC COM 307000109 767 12,089 SH SOLE 12,089 FEDEX CORP COM 31428X106 637 6,945 SH SOLE 6,945 FLUOR CORP NEW COM 343412102 7,035 119,766 SH DEFINED 1 2 3 119,766 FLUOR CORP NEW COM 343412102 867 14,756 SH SOLE 14,756 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1,905 74,195 SH SOLE 74,195 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1,065 10,574 SH DEFINED 1 2 3 10,574 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 191 1,900 SH DEFINED 4 5 6 1,900 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 533 5,293 SH SOLE 5,293 FORD MTR CO DEL COM PAR $0.01 345370860 2,358 182,074 SH SOLE 182,074 FORD MTR CO DEL COM PAR $0.01 345370860 20,320 1,569,119 SH DEFINED 1 2 3 1,569,119 FORD MTR CO DEL COM PAR $0.01 345370860 583 45,000 SH DEFINED 1 45,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,180 34,500 SH DEFINED 4 5 6 34,500 FRESH MKT INC COM 35804H106 601 12,500 SH DEFINED 4 5 6 12,500 FRONTIER COMMUNICATIONS CORP COM 35906A108 936 218,600 SH DEFINED 4 5 6 218,600 GAFISA S A SPONS ADR 362607301 126 27,100 SH DEFINED 4 5 6 27,100 GAFISA S A SPONS ADR 362607301 27 5,894 SH SOLE 5,894 GENERAL DYNAMICS CORP COM 369550108 478 6,900 SH DEFINED 4 5 6 6,900 GENERAL DYNAMICS CORP COM 369550108 291 4,200 SH SOLE 4,200 GENERAL ELECTRIC CO COM 369604103 115 4,876 SH DEFINED 1 2 3 4,876 GENERAL ELECTRIC CO COM 369604103 1,228 58,500 SH DEFINED 4 5 6 58,500 GENERAL ELECTRIC CO COM 369604103 2,212 105,365 SH SOLE 105,365 GENERAL MLS INC COM 370334104 589 14,570 SH SOLE 14,570 GENERAL MTRS CO COM 37045V100 19,600 565 SH DEFINED 1 19,600 GENERAL MTRS CO COM 37045V100 1,560 54,100 SH DEFINED 4 5 6 54,100 GENUINE PARTS CO COM 372460105 769 12,100 SH DEFINED 4 5 6 12,100 GERDAU S A SPON ADR REP PFD 373737105 688 76,536 SH DEFINED 1 2 3 76,536 GERDAU S A SPON ADR REP PFD 373737105 398 44,309 SH SOLE 44,309 GILEAD SCIENCES INC COM 375558103 557 15,166 SH SOLE 15,166 GILEAD SCIENCES INC COM 375558103 400 10,900 SH DEFINED 4 5 6 10,900 GLADSTONE COML CORP COM 376536108 265 14,742 SH SOLE 14,742 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 826 19,000 SH DEFINED 4 5 6 19,000 GNC HLDGS INC COM CL A 36191G107 11,122 334,202 SH DEFINED 1 2 3 334,202 GNC HLDGS INC COM CL A 36191G107 574 17,242 SH SOLE 17,242 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 3,852 358,300 SH DEFINED 4 5 6 358,300 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 9 860 SH SOLE 860 GOLDMAN SACHS GROUP INC COM 38141G104 1,378 10,800 SH DEFINED 4 5 6 10,800 GOOGLE INC CL A 38259P508 4,926 6,964 SH SOLE 6,964 GOOGLE INC CL A 38259P508 54,968 77,706 SH DEFINED 1 2 3 77,706 GOOGLE INC CL A 38259P508 1,273 1,800 SH DEFINED 4 5 6 1,800 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 259 15,999 SH DEFINED 1 2 3 15,999 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 577 35,663 SH SOLE 35,663 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 533 20,067 SH DEFINED 1 2 3 20,067 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 280 10,543 SH SOLE 10,543 HARRY WINSTON DIAMOND CORP COM 41587B100 13,801 980,867 SH DEFINED 1 2 3 980,867 HCP INC COM 40414L109 813 18,000 SH DEFINED 4 5 6 18,000 HDFC BANK LTD ADR REPS 3 SHS 40415F101 624 15,324 SH SOLE 15,324 HEALTH CARE REIT INC COM 42217K106 1,042 17,000 SH DEFINED 4 5 6 17,000 HELMERICH & PAYNE INC COM 423452101 984 17,562 SH SOLE 17,562 HELMERICH & PAYNE INC COM 423452101 34 600 SH DEFINED 4 5 6 600 HERSHEY CO COM 427866108 403 5,585 SH SOLE 5,585 HERSHEY CO COM 427866108 5,057 70,023 SH DEFINED 1 2 3 70,023 HEWLETT PACKARD CO COM 428236103 103 4,876 SH DEFINED 1 2 3 4,876 HEWLETT PACKARD CO COM 428236103 557 39,100 SH DEFINED 4 5 6 39,100 HOME DEPOT INC COM 437076102 239 3,858 SH DEFINED 1 2 3 3,858 HONEYWELL INTL INC COM 438516106 770 12,135 SH SOLE 12,135 HSBC HLDGS PLC SPON ADR NEW 404280406 955 18,000 SH DEFINED 4 5 6 18,000 ICICI BK LTD ADR 45104G104 443 10,162 SH DEFINED 1 2 3 10,162 ICICI BK LTD ADR 45104G104 419 9,611 SH SOLE 9,611 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ------------------------------------------------------------------------------------------------------------------------ ICICI BK LTD ADR 45104G104 898 20,600 SH DEFINED 4 5 6 20,600 ILLINOIS TOOL WKS INC COM 452308109 1,241 20,400 SH DEFINED 4 5 6 20,400 INCYTE CORP COM 45337C102 666 40,082 SH SOLE 40,082 INFORMATICA CORP COM 45666Q102 1,609 53,052 SH SOLE 53,052 INFOSYS LTD SPONSORED ADR 456788108 778 18,400 SH DEFINED 4 5 6 18,400 INFOSYS LTD SPONSORED ADR 456788108 629 14,864 SH SOLE 14,864 INFOSYS LTD SPONSORED ADR 456788108 310 7,335 SH DEFINED 1 2 3 7,335 INTEGRYS ENERGY GROUP INC COM 45822P105 705 13,500 SH DEFINED 4 5 6 13,500 INTEL CORP COM 458140100 1,726 83,700 SH DEFINED 4 5 6 83,700 INTEL CORP COM 458140100 933 45,265 SH SOLE 45,265 INTEL CORP COM 458140100 106 4,872 SH DEFINED 1 2 3 4,872 INTERNATIONAL BUSINESS MACHS COM 459200101 1,451 7,575 SH SOLE 7,575 INTERNATIONAL BUSINESS MACHS COM 459200101 1,283 6,700 SH DEFINED 4 5 6 6,700 INTERNATIONAL BUSINESS MACHS COM 459200101 644 3,362 SH DEFINED 1 2 3 3,362 INTERNATIONAL RECTIFIER CORP COM 460254105 341 19,214 SH SOLE 19,214 INTUIT COM 461202103 683 11,489 SH SOLE 11,489 INTUITIVE SURGICAL INC COM NEW 46120E602 59 120 SH SOLE 120 INTUITIVE SURGICAL INC COM NEW 46120E602 687 1,400 SH DEFINED 4 5 6 1,400 ISHARES GOLD TRUST ISHARES 464285105 12,417 762,760 SH DEFINED 4 5 6 762,760 ISHARES GOLD TRUST ISHARES 464285105 3,581 220,000 SH SOLE 220,000 ISHARES INC EM MKT MIN VOL 464286533 606 10,000 SH SOLE 10,000 ISHARES INC MSCI AUSTRALIA 464286103 1,370 54,500 SH SOLE 54,500 ISHARES INC MSCI BRAZIL 464286400 301 5,380 SH SOLE 5,380 ISHARES INC MSCI BRAZIL 464286400 8,941 164,963 SH DEFINED 1 2 3 164,963 ISHARES INC MSCI MEX INVEST 464286822 545 7,730 SH SOLE 7,730 ISHARES INC MSCI S KOREA 464286772 18,113 285,910 SH SOLE 285,910 ISHARES INC MSCI TAIWAN 464286731 1,071 78,650 SH SOLE 78,650 ISHARES SILVER TRUST ISHARES 46428Q109 189 6,450 SH SOLE 6,450 ISHARES SILVER TRUST ISHARES 46428Q109 6,896 234,800 SH DEFINED 4 5 6 234,800 ISHARES TR BARCLYS 7-10 YR 464287440 27 255 SH SOLE 255 ISHARES TR BARCLYS 7-10 YR 464287440 1,408 13,100 SH DEFINED 4 5 6 13,100 ISHARES TR BARCLYS TIPS BD 464287176 3,521 29,000 SH DEFINED 4 5 6 29,000 ISHARES TR CORE S&P500 ETF 464287200 713 4,983 SH SOLE 4,983 ISHARES TR HIGH YLD CORP 464288513 4,668 50,000 SH SOLE 50,000 ISHARES TR HIGH YLD CORP 464288513 280 3,000 SH DEFINED 4 5 6 3,000 ISHARES TR HIGH YLD CORP 464288513 24,271 260,000 SH DEFINED 1 2 3 260,000 ISHARES TR IBOXX INV CPBD 464287242 1,149 9,500 SH SOLE 9,500 ISHARES TR IBOXX INV CPBD 464287242 24,198 200,000 SH DEFINED 1 2 3 200,000 ISHARES TR JPMORGAN USD 464288281 1,228 10,000 SH SOLE 10,000 ISHARES TR MSCI ACJPN IDX 464288182 3,843 63,500 SH SOLE 63,500 ISHARES TR MSCI EAFE INDEX 464287465 9,075 159,600 SH DEFINED 4 5 6 159,600 ISHARES TR MSCI EMERG MKT 464287234 9,652 217,627 SH SOLE 217,627 ISHARES TR NASDQ BIO INDX 464287556 3,485 25,400 SH DEFINED 4 5 6 25,400 ISHARES TR RUSSELL 2000 464287655 33 386 SH SOLE 386 ISHARES TR RUSSELL 2000 464287655 11,341 134,500 SH DEFINED 4 5 6 134,500 ISHARES TR S&P NTL AMTFREE 464288414 1,682 15,200 SH DEFINED 1 2 3 15,200 ISHARES TR US PFD STK IDX 464288687 396 10,000 SH SOLE 10,000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 981 59,600 SH DEFINED 4 5 6 59,600 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,222 74,249 SH DEFINED 1 2 3 74,249 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,654 100,489 SH SOLE 100,489 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 832 15,627 SH SOLE 15,627 JOHNSON & JOHNSON COM 478160104 271 3,864 SH DEFINED 1 2 3 3,864 JOHNSON & JOHNSON COM 478160104 2,944 42,000 SH DEFINED 4 5 6 42,000 JOHNSON & JOHNSON COM 478160104 1,488 21,220 SH SOLE 21,220 JOHNSON CTLS INC COM 478366107 460 15,000 SH DEFINED 1 15,000 JOHNSON CTLS INC COM 478366107 313 10,215 SH SOLE 10,215 JONES LANG LASALLE INC COM 48020Q107 1,638 19,516 SH SOLE 19,516 JPMORGAN CHASE & CO COM 46625H100 3,594 81,737 SH SOLE 81,737 JPMORGAN CHASE & CO COM 46625H100 2,053 46,700 SH DEFINED 4 5 6 46,700 KOHLS CORP COM 500255104 421 9,800 SH DEFINED 4 5 6 9,800 KRAFT FOODS GROUP INC COM 50076Q106 528 11,612 SH DEFINED 1 2 3 11,612 KRAFT FOODS GROUP INC COM 50076Q106 590 12,972 SH SOLE 12,972 KT CORP SPONSORED ADR 48268K101 169 10,100 SH DEFINED 4 5 6 10,100 LAS VEGAS SANDS CORP COM 517834107 2,767 59,935 SH SOLE 59,935 LAS VEGAS SANDS CORP COM 517834107 462 10,000 SH DEFINED 1 10,000 LAS VEGAS SANDS CORP COM 517834107 59,817 1,295,865 SH DEFINED 1 2 3 1,295,865 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 680 28,878 SH DEFINED 1 2 3 28,878 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 324 13,731 SH SOLE 13,731 LAUDER ESTEE COS INC CL A 518439104 2,663 44,480 SH SOLE 44,480 LAUDER ESTEE COS INC CL A 518439104 35,962 600,776 SH DEFINED 1 2 3 600,776 LEGGETT & PLATT INC COM 524660107 996 36,600 SH DEFINED 4 5 6 36,600 LIBERTY PPTY TR SH BEN INT 531172104 769 21,500 SH DEFINED 4 5 6 21,500 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO COM 532457108 942 19,100 SH DEFINED 4 5 6 19,100 LILLY ELI & CO COM 532457108 966 19,595 SH SOLE 19,595 LIMITED BRANDS, INC. COM 532716107 517 10,995 SH SOLE 10,995 LINEAR TECHNOLOGY CORP COM 535678106 617 18,000 SH DEFINED 4 5 6 18,000 LINEAR TECHNOLOGY CORP COM 535678106 19 540 SH SOLE 540 LINKEDIN CORP COM CL A 53578A108 712 6,200 SH DEFINED 4 5 6 6,200 LORILLARD INC COM 544147101 404 10,400 SH DEFINED 4 5 6 10,400 LOWES COS INC COM 548661107 750 21,120 SH SOLE 21,120 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 908 15,900 SH DEFINED 4 5 6 15,900 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3,118 54,615 SH SOLE 54,615 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 35,762 626,420 SH DEFINED 1 2 3 626,420 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 398 14,500 SH DEFINED 4 5 6 14,500 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 110 4,000 SH SOLE 4,000 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 181 16,417 SH SOLE 16,417 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 6,521 201,700 SH DEFINED 4 5 6 201,700 MARSH & MCLENNAN COS INC COM 571748102 290 8,400 SH SOLE 8,400 MASTERCARD INC CL A 57636Q104 6,073 12,361 SH SOLE 12,361 MASTERCARD INC CL A 57636Q104 65,121 132,553 SH DEFINED 1 2 3 132,553 MATTEL INC COM 577081102 1,597 43,602 SH SOLE 43,602 MCCORMICK & CO INC COM NON VTG 579780206 1,082 17,030 SH SOLE 17,030 MCDONALDS CORP COM 580135101 441 5,000 SH DEFINED 1 5,000 MCDONALDS CORP COM 580135101 341 3,867 SH DEFINED 1 2 3 3,867 MCDONALDS CORP COM 580135101 2,452 27,800 SH DEFINED 4 5 6 27,800 MEAD JOHNSON NUTRITION CO COM 582839106 583 8,844 SH SOLE 8,844 MECHEL OAO SPON ADR PFD 583840509 2 928 SH SOLE 928 MECHEL OAO SPONSORED ADR 583840103 70 10,081 SH SOLE 10,081 MECHEL OAO SPONSORED ADR 583840103 54 7,800 SH DEFINED 4 5 6 7,800 MEDIVATION INC COM 58501N101 1,077 21,049 SH SOLE 21,049 MEDTRONIC INC COM 585055106 33 800 SH DEFINED 4 5 6 800 MEDTRONIC INC COM 585055106 906 22,080 SH SOLE 22,080 MERCK & CO INC NEW COM 58933Y105 1,185 28,950 SH DEFINED 4 5 6 28,950 MERCK & CO INC NEW COM 58933Y105 1,809 44,175 SH SOLE 44,175 METLIFE INC COM 59156R108 355 10,765 SH SOLE 10,765 MGM RESORTS INTERNATIONAL COM 552953101 485 41,628 SH SOLE 41,628 MICHAEL KORS HLDGS LTD SHS G60754101 531 10,400 SH DEFINED 4 5 6 10,400 MICROSOFT CORP COM 594918104 4,265 159,686 SH SOLE 159,686 MICROSOFT CORP COM 594918104 10,309 385,952 SH DEFINED 1 2 3 385,952 MICROSOFT CORP COM 594918104 1,226 45,900 SH DEFINED 4 5 6 45,900 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 265 8,094 SH DEFINED 1 2 3 8,094 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 47 1,449 SH SOLE 1,449 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 58 10,772 SH SOLE 10,772 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 7,545 404,560 SH DEFINED 1 2 3 404,560 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,147 61,495 SH SOLE 61,495 MONDELEZ INTL INC CL A 609207105 486 19,080 SH SOLE 19,080 MONSANTO CO NEW COM 61166W101 2,222 23,476 SH SOLE 23,476 MONSTER BEVERAGE CORP COM 611740101 634 12,000 SH DEFINED 4 5 6 12,000 MONSTER BEVERAGE CORP COM 611740101 317 6,004 SH SOLE 6,004 MOSAIC CO NEW COM 61945C103 481 8,500 SH DEFINED 4 5 6 8,500 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,013 18,190 SH SOLE 18,190 NATIONAL GRID PLC SPON ADR NEW 636274300 1,631 28,400 SH DEFINED 4 5 6 28,400 NATIONAL OILWELL VARCO INC COM 637071101 941 13,766 SH SOLE 13,766 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1,139 58,600 SH SOLE 58,600 NEWMONT MINING CORP COM 651639106 3,901 84,000 SH DEFINED 4 5 6 84,000 NEWS CORP CL A 65248E104 1,506 59,018 SH SOLE 59,018 NIKE INC CL B 654106103 516 10,000 SH DEFINED 1 10,000 NIKE INC CL B 654106103 8,537 165,454 SH DEFINED 1 2 3 165,454 NIKE INC CL B 654106103 1,349 26,134 SH SOLE 26,134 NOBLE ENERGY INC COM 655044105 2,511 24,679 SH SOLE 24,679 NOKIA CORP SPONSORED ADR 654902204 253 64,000 SH DEFINED 4 5 6 64,000 NORDSTROM INC COM 655664100 488 9,118 SH SOLE 9,118 NOVO-NORDISK A S ADR 670100205 930 5,700 SH DEFINED 4 5 6 5,700 NOVO-NORDISK A S ADR 670100205 490 3,000 SH SOLE 3,000 NUCOR CORP COM 670346105 975 22,600 SH DEFINED 4 5 6 22,600 OCCIDENTAL PETE CORP DEL COM 674599105 1,218 15,900 SH DEFINED 4 5 6 15,900 OCCIDENTAL PETE CORP DEL COM 674599105 1,992 26,000 SH SOLE 26,000 OI S.A. SPN ADR REP PFD 670851203 295 73,571 SH DEFINED 1 2 3 73,571 OI S.A. SPN ADR REP PFD 670851203 203 50,702 SH SOLE 50,702 OMNICARE INC COM 681904108 1,063 29,435 SH SOLE 29,435 OMNICOM GROUP INC COM 681919106 488 9,770 SH SOLE 9,770 ON SEMICONDUCTOR CORP COM 682189105 715 101,400 SH SOLE 101,400 ORACLE CORP COM 68389X105 2,312 69,400 SH DEFINED 4 5 6 69,400 ORACLE CORP COM 68389X105 1,906 57,214 SH SOLE 57,214 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr ----------------------------------------------------------------------------------------------------------------------- OWENS ILL INC COM NEW 690768403 993 46,700 SH DEFINED 4 5 6 46,700 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 357 9,658 SH DEFINED 1 2 3 9,658 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 203 5,487 SH SOLE 5,487 PANERA BREAD CO CL A 69840W108 413 2,600 SH DEFINED 4 5 6 2,600 PBF ENERGY INC CL A 69318G106 1,046 36,014 SH SOLE 36,014 PEARSON PLC SPONSORED ADR 705015105 920 47,100 SH DEFINED 4 5 6 47,100 PEPSICO INC COM 713448108 1,362 19,900 SH DEFINED 4 5 6 19,900 PEPSICO INC COM 713448108 1,085 15,860 SH SOLE 15,860 PETROCHINA CO LTD SPONSORED ADR 71646E100 476 3,312 SH DEFINED 1 2 3 3,312 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,021 7,100 SH DEFINED 4 5 6 7,100 PETROCHINA CO LTD SPONSORED ADR 71646E100 673 4,678 SH SOLE 4,678 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1,604 83,049 SH DEFINED 1 2 3 - 83,049 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1,613 83,549 SH SOLE - 83,549 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3,177 163,172 SH SOLE 163,172 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 990 50,830 SH DEFINED 1 2 3 50,830 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 724 37,200 SH DEFINED 4 5 6 37,200 PFIZER INC COM 717081103 138 4,875 SH DEFINED 1 2 3 4,875 PFIZER INC COM 717081103 2,104 83,900 SH DEFINED 4 5 6 83,900 PFIZER INC COM 717081103 1,915 76,350 SH SOLE 76,350 PHILIP MORRIS INTL INC COM 718172109 2,459 29,400 SH DEFINED 4 5 6 29,400 PHILIP MORRIS INTL INC COM 718172109 2,706 32,357 SH SOLE 32,357 PIMCO ETF TR 15+ YR US TIPS 72201R304 262 3,660 SH SOLE 3,660 PIMCO ETF TR TOTL RETN ETF 72201R775 1,309 12,000 SH SOLE 12,000 PNC FINL SVCS GROUP INC COM 693475105 1,013 17,365 SH SOLE 17,365 POLARIS INDS INC COM 731068102 555 6,600 SH DEFINED 4 5 6 6,600 POSCO SPONSORED ADR 693483109 334 4,069 SH DEFINED 1 2 3 4,069 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2,906 105,000 SH SOLE 105,000 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 731 40,000 SH SOLE 40,000 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1,384 44,000 SH SOLE 44,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8,206 126,000 SH DEFINED 4 5 6 126,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,042 16,000 SH SOLE 16,000 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 347 12,400 SH DEFINED 4 5 6 12,400 PRECISION CASTPARTS CORP COM 740189105 1,149 6,065 SH SOLE 6,065 PRICE T ROWE GROUP INC COM 74144T108 1,169 17,952 SH SOLE 17,952 PRICELINE COM INC COM NEW 741503403 465 750 SH DEFINED 1 750 PRICELINE COM INC COM NEW 741503403 972 1,566 SH SOLE 1,566 PRINCIPAL FINL GROUP INC COM 74251V102 457 16,025 SH SOLE 16,025 PROCTER & GAMBLE CO COM 742718109 881 12,970 SH SOLE 12,970 PROCTER & GAMBLE CO COM 742718109 1,361 20,050 SH DEFINED 4 5 6 20,050 PROCTER & GAMBLE CO COM 742718109 263 3,867 SH DEFINED 1 2 3 3,867 PROLOGIS INC COM 74340W103 365 10,000 SH SOLE 10,000 PROSHARES TR PSHS ULSHT SP500 74347B300 541 10,000 SH SOLE 10,000 PROSHARES TR II ULTRASHORT YEN N 74347W569 812 16,000 SH SOLE 16,000 PRUDENTIAL FINL INC COM 744320102 581 10,890 SH SOLE 10,890 PRUDENTIAL PLC ADR 74435K204 996 34,900 SH DEFINED 4 5 6 34,900 QUALCOMM INC COM 747525103 3,845 62,155 SH SOLE 62,155 QUALCOMM INC COM 747525103 22,153 358,125 SH DEFINED 1 2 3 358,125 QUALCOMM INC COM 747525103 1,757 28,400 SH DEFINED 4 5 6 28,400 RANDGOLD RES LTD ADR 752344309 3,869 39,000 SH DEFINED 4 5 6 39,000 RANDGOLD RES LTD ADR 752344309 12 120 SH SOLE 120 RAYONIER INC COM 754907103 492 9,500 SH SOLE 9,500 REGENCY CTRS CORP COM 758849103 1,159 24,600 SH DEFINED 4 5 6 24,600 REYNOLDS AMERICAN INC COM 761713106 1,400 33,800 SH DEFINED 4 5 6 33,800 REYNOLDS AMERICAN INC COM 761713106 124 3,000 SH SOLE 3,000 RIO TINTO PLC SPONSORED ADR 767204100 970 16,700 SH DEFINED 4 5 6 16,700 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 848 12,300 SH DEFINED 4 5 6 12,300 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2,437 35,348 SH SOLE 35,348 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2,821 52,900 SH DEFINED 4 5 6 52,900 SALESFORCE COM INC COM 79466L302 387 2,300 SH DEFINED 4 5 6 2,300 SANDISK CORP COM 80004C101 457 10,500 SH DEFINED 4 5 6 10,500 SANDISK CORP COM 80004C101 23 540 SH SOLE 540 SANOFI RIGHT 12/31/2020 80105N113 2 900 SH SOLE 900 SANOFI SPONSORED ADR 80105N105 900 19,000 SH DEFINED 4 5 6 19,000 SAP AG SPON ADR 803054204 924 11,500 SH DEFINED 4 5 6 11,500 SASOL LTD SPONSORED ADR 803866300 121 2,800 SH DEFINED 4 5 6 2,800 SASOL LTD SPONSORED ADR 803866300 27 635 SH SOLE 635 SASOL LTD SPONSORED ADR 803866300 366 8,446 SH DEFINED 1 2 3 8,446 SCHLUMBERGER LTD COM 806857108 1,296 18,700 SH DEFINED 4 5 6 18,700 SCHLUMBERGER LTD COM 806857108 921 13,287 SH SOLE 13,287 SEADRILL LIMITED SHS G7945E105 1,295 35,200 SH DEFINED 4 5 6 35,200 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,110 36,500 SH DEFINED 4 5 6 36,500 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr --------------------------------------------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC SHS G7945M107 29 960 SH SOLE 960 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4,611 97,200 SH DEFINED 4 5 6 97,200 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 518 13,000 SH SOLE 13,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6,614 174,500 SH DEFINED 4 5 6 174,500 SENIOR HSG PPTYS TR SH BEN INT 81721M109 319 13,500 SH SOLE 13,500 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 1,540 47,409 SH SOLE 47,409 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 267 7,300 SH DEFINED 1 2 3 7,300 SIEMENS A G SPONSORED ADR 826197501 383 3,500 SH SOLE 3,500 SIEMENS A G SPONSORED ADR 826197501 930 8,500 SH DEFINED 4 5 6 8,500 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 199 37,214 SH DEFINED 1 2 3 37,214 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 161 30,200 SH DEFINED 4 5 6 30,200 SIMON PPTY GROUP INC NEW COM 828806109 968 6,121 SH SOLE 6,121 SK TELECOM LTD SPONSORED ADR 78440P108 1,422 89,800 SH DEFINED 4 5 6 89,800 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 418 7,246 SH DEFINED 1 2 3 7,246 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 125 2,200 SH DEFINED 2,200 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 186 3,220 SH SOLE 3,220 SOLERA HOLDINGS INC COM 83421A104 506 9,459 SH SOLE 9,459 SOUFUN HLDGS LTD ADR 836034108 2,021 80,823 SH SOLE 80,823 SOUFUN HLDGS LTD ADR 836034108 133 5,300 SH DEFINED 4 5 6 5,300 SOUTHERN COPPER CORP COM 84265V105 146 3,864 SH SOLE 3,864 SOUTHERN COPPER CORP COM 84265V105 31 833 SH DEFINED 1 2 3 833 SOUTHERN COPPER CORP COM 84265V105 1,408 37,200 SH DEFINED 4 5 6 37,200 SPDR GOLD TRUST GOLD SHS 78463V107 55,508 342,600 SH DEFINED 4 5 6 342,600 SPDR GOLD TRUST GOLD SHS 78463V107 4,490 27,710 SH SOLE 27,710 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2,975 57,700 SH SOLE 57,700 SPDR S&P 500 ETF TR TR UNIT 78462F103 23,256 163,300 SH DEFINED 4 5 6 163,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 362 2,544 SH SOLE 2,544 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 8,549 210,000 SH DEFINED 1 2 3 210,000 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 196 4,817 SH SOLE 4,817 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4,570 171,800 SH DEFINED 4 5 6 171,800 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 106 4,000 SH SOLE 4,000 SPEEDWAY MOTORSPORTS INC COM 847788106 676 37,900 SH DEFINED 4 5 6 37,900 STARBUCKS CORP COM 855244109 64,241 1,197,863 SH DEFINED 1 2 3 1,197,863 STARBUCKS CORP COM 855244109 1,764 32,900 SH DEFINED 4 5 6 32,900 STARBUCKS CORP COM 855244109 3,477 64,837 SH SOLE 64,837 STRYKER CORP COM 863667101 576 10,500 SH DEFINED 4 5 6 10,500 STURM RUGER & CO INC COM 864159108 763 16,800 SH DEFINED 4 5 6 16,800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 702 40,880 SH DEFINED 1 2 3 40,880 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,628 94,874 SH SOLE 94,874 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 206 12,000 SH DEFINED 4 5 6 12,000 TARGET CORP COM 87612E106 635 10,740 SH SOLE 10,740 TATA MTRS LTD SPONSORED ADR 876568502 733 25,527 SH SOLE 25,527 TE CONNECTIVITY LTD REG SHS H84989104 26 700 SH DEFINED 4 5 6 700 TE CONNECTIVITY LTD REG SHS H84989104 830 22,371 SH SOLE 22,371 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 423 17,571 SH DEFINED 1 2 3 17,571 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 458 19,050 SH SOLE 19,050 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 144 6,000 SH DEFINED 4 5 6 6,000 TELEFONICA S A SPONSORED ADR 879382208 830 61,500 SH DEFINED 4 5 6 61,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 833 22,300 SH DEFINED 4 5 6 22,300 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 463 12,410 SH SOLE 12,410 TEXAS INSTRS INC COM 882508104 31 1,000 SH DEFINED 4 5 6 1,000 TEXAS INSTRS INC COM 882508104 666 21,570 SH SOLE 21,570 TIME WARNER CABLE INC COM 88732J207 1,153 11,862 SH SOLE 11,862 TIME WARNER INC COM NEW 887317303 891 18,630 SH SOLE 18,630 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 979 10,500 SH DEFINED 4 5 6 10,500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 99 1,058 SH SOLE 1,058 TRAVELERS COMPANIES INC COM 89417E109 278 3,867 SH DEFINED 1 2 3 3,867 UBS AG SHS NEW H89231338 918 58,300 SH DEFINED 4 5 6 58,300 ULTRA PETROLEUM CORP COM 903914109 193 10,625 SH SOLE 10,625 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 766 34,381 SH DEFINED 1 2 3 34,381 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 105 4,700 SH DEFINED 4 5 6 4,700 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 601 26,960 SH SOLE 26,960 UNDER ARMOUR INC CL A 904311107 374 7,700 SH DEFINED 4 5 6 7,700 UNILEVER N V N Y SHS NEW 904784709 655 17,100 SH SOLE 17,100 UNILEVER PLC SPON ADR NEW 904767704 1,030 26,600 SH DEFINED 4 5 6 26,600 UNION PAC CORP COM 907818108 1,395 11,100 SH DEFINED 4 5 6 11,100 UNITED CONTL HLDGS INC COM 910047109 1,634 69,893 SH SOLE 69,893 UNITED PARCEL SERVICE INC CL B 911312106 511 6,935 SH SOLE 6,935 UNITED STATES OIL FUND LP UNITS 91232N108 898 26,920 SH SOLE 26,920 UNITED TECHNOLOGIES CORP COM 913017109 317 3,867 SH DEFINED 1 2 3 3,867 UNITED TECHNOLOGIES CORP COM 913017109 1,378 16,800 SH DEFINED 4 5 6 16,800 UNITEDHEALTH GROUP INC COM 91324P102 210 3,867 SH DEFINED 1 2 3 3,867 Issuer Class CUSIP Value SH/PRN SH/ PUT/ Inv Other SOLE SHARED NONE (x $1000) AMT PRN CALL Discr Mgr -------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC COM 91324P102 1,345 24,800 SH DEFINED 4 5 6 24,800 UNITEDHEALTH GROUP INC COM 91324P102 1,117 20,600 SH SOLE 20,600 US BANCORP DEL COM NEW 902973304 1,284 40,200 SH DEFINED 4 5 6 40,200 US BANCORP DEL COM NEW 902973304 1,156 36,178 SH SOLE 36,178 V F CORP COM 918204108 23,382 154,878 SH DEFINED 1 2 3 154,878 V F CORP COM 918204108 879 5,820 SH SOLE 5,820 VALE S A ADR 91912E105 1,144 54,594 SH DEFINED 1 2 3 54,594 VALE S A ADR 91912E105 166 7,900 SH DEFINED 4 5 6 7,900 VALE S A ADR 91912E105 2,202 105,036 SH SOLE 105,036 VALE S A ADR REPSTG PFD 91912E204 2,631 129,676 SH DEFINED 1 2 3 129,676 VALE S A ADR REPSTG PFD 91912E204 1,796 88,521 SH SOLE 88,521 VALEANT PHARMACEUTICALS INTL COM 91911K102 887 14,838 SH SOLE 14,838 VALERO ENERGY CORP NEW COM 91913Y100 1,756 51,458 SH SOLE 51,458 VANGUARD INDEX FDS REIT ETF 922908553 329 5,000 SH SOLE 5,000 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 913 20,500 SH SOLE 20,500 VENTAS INC COM 92276F100 701 10,829 SH SOLE 10,829 VERISK ANALYTICS INC CL A 92345Y106 1,204 23,615 SH SOLE 23,615 VERIZON COMMUNICATIONS INC COM 92343V104 1,289 29,800 SH DEFINED 4 5 6 29,800 VERIZON COMMUNICATIONS INC COM 92343V104 303 7,000 SH SOLE 7,000 VERTEX PHARMACEUTICALS INC COM 92532F100 638 15,234 SH SOLE 15,234 VIRGIN MEDIA INC COM 92769L101 1,003 27,289 SH SOLE 27,289 VISA INC COM CL A 92826C839 87,445 576,893 SH DEFINED 1 2 3 576,893 VISA INC COM CL A 92826C839 4,089 26,976 SH SOLE 26,976 VMWARE INC CL A COM 928563402 352 3,740 SH SOLE 3,740 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 972 38,600 SH DEFINED 4 5 6 38,600 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 53 2,100 SH SOLE 2,100 WABCO HLDGS INC COM 92927K102 967 14,833 SH SOLE 14,833 WAL-MART STORES INC COM 931142103 264 3,867 SH DEFINED 1 2 3 3,867 WAL-MART STORES INC COM 931142103 1,238 18,150 SH DEFINED 4 5 6 18,150 WASTE MGMT INC DEL COM 94106L109 113 3,340 SH SOLE 3,340 WASTE MGMT INC DEL COM 94106L109 759 22,500 SH DEFINED 4 5 6 22,500 WATSON PHARMACEUTICALS INC COM 942683103 894 10,400 SH SOLE 10,400 WELLPOINT INC COM 94973V107 548 9,000 SH DEFINED 4 5 6 9,000 WELLS FARGO & CO NEW COM 949746101 2,013 58,900 SH DEFINED 4 5 6 58,900 WELLS FARGO & CO NEW COM 949746101 4,360 127,569 SH SOLE 127,569 WELLS FARGO & CO NEW COM 949746101 30,569 894,351 SH DEFINED 1 2 3 894,351 WESTPAC BKG CORP SPONSORED ADR 961214301 1,669 12,100 SH DEFINED 4 5 6 12,100 WESTPAC BKG CORP SPONSORED ADR 961214301 72 524 SH SOLE 524 WHOLE FOODS MKT INC COM 966837106 893 9,800 SH DEFINED 4 5 6 9,800 WHOLE FOODS MKT INC COM 966837106 533 5,848 SH SOLE 5,848 WINDSTREAM CORP COM 97381W104 421 50,800 SH DEFINED 4 5 6 50,800 WIPRO LTD SPON ADR 1 SH 97651M109 54 6,200 SH DEFINED 4 5 6 6,200 WIPRO LTD SPON ADR 1 SH 97651M109 202 23,005 SH SOLE 23,005 WISDOMTREE TR EM LCL DEBT FD 97717X867 13,365 250,000 SH DEFINED 1 2 3 250,000 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 572 10,000 SH SOLE 10,000 XCEL ENERGY INC COM 98389B100 573 21,455 SH SOLE 21,455 YAHOO INC COM 984332106 369 18,540 SH SOLE 18,540 YANDEX N V SHS CLASS A N97284108 3,797 176,284 SH DEFINED 1 2 3 176,284 YUM BRANDS INC COM 988498101 498 7,500 SH DEFINED 1 750 YUM BRANDS INC COM 988498101 56,544 851,568 SH DEFINED 1 2 3 851,568 YUM BRANDS INC COM 988498101 3,429 51,639 SH SOLE 51,639