0001544806-13-000003.txt : 20130322
0001544806-13-000003.hdr.sgml : 20130322
20130322160510
ACCESSION NUMBER: 0001544806-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130322
DATE AS OF CHANGE: 20130322
EFFECTIVENESS DATE: 20130322
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFG Financial Advisors
CENTRAL INDEX KEY: 0001544806
IRS NUMBER: 251366084
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15449
FILM NUMBER: 13711362
BUSINESS ADDRESS:
STREET 1: 366 WALKER DRIVE, SUITE 100
CITY: STATE COLLEGE
STATE: PA
ZIP: 16801
BUSINESS PHONE: 814-231-2221
MAIL ADDRESS:
STREET 1: 366 WALKER DRIVE, SUITE 100
CITY: STATE COLLEGE
STATE: PA
ZIP: 16801
13F-HR
1
13FDecember312012.txt
2012 FILING
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PFG Financial Advisors
Address: 366 Walker Drive
State College, PA 16801
Form 13F File Number: 28-____________
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kimberli J. Fleck
Title: Chief Compliance Officer
Phone: 814-231-2221
Signature, Place, and Date of Signing:
Kimberli J. Fleck State College, PA 03/22/13
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
(Check here if all holdings of this reporting manager are
reported in this report.)
[ ] 13F NOTICE.
(Check here if no holdings reported are in this report, and all holdings are
reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT.
(Check here if a portion of the holdings for this reporting manager are
reported in this report and a portion are reported by other
reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 55
Form 13F Information Table Value Total: 173,625
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NAME OF SECURITY VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTH
ISSUER TYPE CUSIP (x1000) PRN AMT PRN CALL DISCR MGR SOLE SHARED NONE
ALLIANCEBERNSTEIN GLOBAL HIGH INCOM CEF 01879R106 509 32529 SH Y NONE
AT&T INC COM COM 00206R102 813 24133 SH Y NONE
BANK OF AMERICA CORP COM 60505104 228 19657 SH Y NONE
BLACKROCK LIMITED DURATION INCOME T CEF 09249W101 4160 228979 SH Y NONE
BLACKROCK STRATEGIC BD TR CEF 09249G106 4369 299518 SH Y NONE
EXXON MOBIL CORP COM 30231G102 7931 91641 SH Y NONE
FIRST TR/FOUR CEF 33733U108 214 14109 SH Y NONE
GAP INC COM 364760108 3097 99804 SH Y NONE
GENERAL ELECTRIC CO COM 369604103 352 16799 SH Y NONE
GUGGENHEIM FRONTIER MARKETS ETF ETF 18383Q838 257 13049 SH Y NONE
GUGGENHEIM INSIDER SENTIMENT ETF ETF 18383M209 574 16522 SH Y NONE
HANCOCK JOHN PFD EQTY FD SH BEN INT CEF 41013W108 480 21945 SH Y NONE
HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1078 27049 SH Y NONE
ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 32200 261325 SH Y NONE
ISHARES AGGREGATE BOND ETF ETF 464287226 1423 12819 SH Y NONE
ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1548 13992 SH Y NONE
ISHARES GOLD TRUST ETF ETF 464285105 1453 89284 SH Y NONE
ISHARES IBOXX HIGH YIELD CORPORATE ETF 464288513 4268 45728 SH Y NONE
ISHARES INC MSCI AUSTRALIA INDEX FD ETF 464286103 1560 62086 SH Y NONE
ISHARES MSCI ASIA EX JAPAN ETF 464288182 10714 177033 SH Y NONE
ISHARES MSCI BRAZIL INDEX FD ETF ETF 464286400 1799 32171 SH Y NONE
ISHARES MSCI CANADA INDEX ETF 464286509 1448 51020 SH Y NONE
ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 16816 413069 SH Y NONE
ISHARES S&P U.S. PREFERRED COM ET ETF 464288687 600 15165 SH Y NONE
ISHARES SILVER TRUST ETF ETF 46428Q109 5124 174488 SH Y NONE
ISHARES TIPS BOND ETF ETF 464287176 1445 11906 SH Y NONE
ISHARES TR S&P 100 INDEX FUND ETF 464287101 1274 19704 SH Y NONE
JP MORGAN ALERIAN MLP ETN ETF 46625H365 5673 147520 SH Y NONE
MEDTRONIC INC COM 585055106 2127 51868 SH Y NONE
MFS MULTIMARKET INCOME TRUST CEF 552737108 4877 670015 SH Y NONE
MICROSOFT COM 594918104 1909 71481 SH Y NONE
NUVEEN MUN VALUE FD CEF 670928100 263 25727 SH Y NONE
PETROLEUM & RES CORP CEF 716549100 267 11168 SH Y NONE
PIMCO ETF TR INTER MUN BD STRATEGY ETF 72201R866 1926 35441 SH Y NONE
PIMCO TOTAL RETURN ETF ETF 72201R775 2411 22115 SH Y NONE
POWERSHARES BUILD AMERICA BOND PORT ETF 73937B407 337 11165 SH Y NONE
POWERSHARES DB AGRICULTURE ETF 73936B408 1028 36811 SH Y NONE
POWERSHARES DYNAMIC ETF 73935X609 262 13854 SH Y NONE
POWERSHARES EXCHANGETRADED FD TR DY ETF 73935X864 223 12775 SH Y NONE
POWERSHARES GLOBAL LISTED PRIVATE E ETF 73935X195 690 68207 SH Y NONE
SPDR GOLD ETF ETF 78463V107 11459 70731 SH Y NONE
SPDR HIGH YIELD BOND ETF ETF 78464A417 1173 28826 SH Y NONE
SPDR INTERNATIONAL GOVERNMENT TIPS ETF 78464A490 7777 122406 SH Y NONE
SPECTRA ENERGY CORP COM 847560109 331 12102 SH Y NONE
SUNCOR ENERGY COM NPV ISIN CA867229 COM 867229106 1953 59221 SH Y NONE
VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2540 55538 SH Y NONE
VANGUARD MSCI EMERGING MARKETS ETF ETF 922042858 732 16439 SH Y NONE
VANGUARD S&P 500 ETF ETF 922908413 4664 71552 SH Y NONE
VANGUARD TOTAL BOND MARKET ETF 921937835 2753 32770 SH Y NONE
VERIZON COMMUNICATIONS COM 92343V104 434 10043 SH Y NONE
WISDOMTREE EMERGING MARKETS EQUITY ETF 97717W315 5998 104891 SH Y NONE
WISDOMTREE EMERGING MKTS LOCAL DEBT ETF 97717X867 1221 22841 SH Y NONE
WISDOMTREE MIDCAP EARNINGS ETF ETF 97717W570 846 13570 SH Y NONE
WISDOMTREE TR INDIA EARNINGS FD ETF 97717W422 3520 181734 SH Y NONE
WISDOMTREE TRUST DREYFUS COMMODITY ETF 97717X859 468 21814 SH Y NONE