0001544806-13-000003.txt : 20130322 0001544806-13-000003.hdr.sgml : 20130322 20130322160510 ACCESSION NUMBER: 0001544806-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130322 DATE AS OF CHANGE: 20130322 EFFECTIVENESS DATE: 20130322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFG Financial Advisors CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 13711362 BUSINESS ADDRESS: STREET 1: 366 WALKER DRIVE, SUITE 100 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 366 WALKER DRIVE, SUITE 100 CITY: STATE COLLEGE STATE: PA ZIP: 16801 13F-HR 1 13FDecember312012.txt 2012 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PFG Financial Advisors Address: 366 Walker Drive State College, PA 16801 Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberli J. Fleck Title: Chief Compliance Officer Phone: 814-231-2221 Signature, Place, and Date of Signing: Kimberli J. Fleck State College, PA 03/22/13 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: 173,625 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NAME OF SECURITY VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTH ISSUER TYPE CUSIP (x1000) PRN AMT PRN CALL DISCR MGR SOLE SHARED NONE ALLIANCEBERNSTEIN GLOBAL HIGH INCOM CEF 01879R106 509 32529 SH Y NONE AT&T INC COM COM 00206R102 813 24133 SH Y NONE BANK OF AMERICA CORP COM 60505104 228 19657 SH Y NONE BLACKROCK LIMITED DURATION INCOME T CEF 09249W101 4160 228979 SH Y NONE BLACKROCK STRATEGIC BD TR CEF 09249G106 4369 299518 SH Y NONE EXXON MOBIL CORP COM 30231G102 7931 91641 SH Y NONE FIRST TR/FOUR CEF 33733U108 214 14109 SH Y NONE GAP INC COM 364760108 3097 99804 SH Y NONE GENERAL ELECTRIC CO COM 369604103 352 16799 SH Y NONE GUGGENHEIM FRONTIER MARKETS ETF ETF 18383Q838 257 13049 SH Y NONE GUGGENHEIM INSIDER SENTIMENT ETF ETF 18383M209 574 16522 SH Y NONE HANCOCK JOHN PFD EQTY FD SH BEN INT CEF 41013W108 480 21945 SH Y NONE HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1078 27049 SH Y NONE ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 32200 261325 SH Y NONE ISHARES AGGREGATE BOND ETF ETF 464287226 1423 12819 SH Y NONE ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1548 13992 SH Y NONE ISHARES GOLD TRUST ETF ETF 464285105 1453 89284 SH Y NONE ISHARES IBOXX HIGH YIELD CORPORATE ETF 464288513 4268 45728 SH Y NONE ISHARES INC MSCI AUSTRALIA INDEX FD ETF 464286103 1560 62086 SH Y NONE ISHARES MSCI ASIA EX JAPAN ETF 464288182 10714 177033 SH Y NONE ISHARES MSCI BRAZIL INDEX FD ETF ETF 464286400 1799 32171 SH Y NONE ISHARES MSCI CANADA INDEX ETF 464286509 1448 51020 SH Y NONE ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 16816 413069 SH Y NONE ISHARES S&P U.S. PREFERRED COM ET ETF 464288687 600 15165 SH Y NONE ISHARES SILVER TRUST ETF ETF 46428Q109 5124 174488 SH Y NONE ISHARES TIPS BOND ETF ETF 464287176 1445 11906 SH Y NONE ISHARES TR S&P 100 INDEX FUND ETF 464287101 1274 19704 SH Y NONE JP MORGAN ALERIAN MLP ETN ETF 46625H365 5673 147520 SH Y NONE MEDTRONIC INC COM 585055106 2127 51868 SH Y NONE MFS MULTIMARKET INCOME TRUST CEF 552737108 4877 670015 SH Y NONE MICROSOFT COM 594918104 1909 71481 SH Y NONE NUVEEN MUN VALUE FD CEF 670928100 263 25727 SH Y NONE PETROLEUM & RES CORP CEF 716549100 267 11168 SH Y NONE PIMCO ETF TR INTER MUN BD STRATEGY ETF 72201R866 1926 35441 SH Y NONE PIMCO TOTAL RETURN ETF ETF 72201R775 2411 22115 SH Y NONE POWERSHARES BUILD AMERICA BOND PORT ETF 73937B407 337 11165 SH Y NONE POWERSHARES DB AGRICULTURE ETF 73936B408 1028 36811 SH Y NONE POWERSHARES DYNAMIC ETF 73935X609 262 13854 SH Y NONE POWERSHARES EXCHANGETRADED FD TR DY ETF 73935X864 223 12775 SH Y NONE POWERSHARES GLOBAL LISTED PRIVATE E ETF 73935X195 690 68207 SH Y NONE SPDR GOLD ETF ETF 78463V107 11459 70731 SH Y NONE SPDR HIGH YIELD BOND ETF ETF 78464A417 1173 28826 SH Y NONE SPDR INTERNATIONAL GOVERNMENT TIPS ETF 78464A490 7777 122406 SH Y NONE SPECTRA ENERGY CORP COM 847560109 331 12102 SH Y NONE SUNCOR ENERGY COM NPV ISIN CA867229 COM 867229106 1953 59221 SH Y NONE VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2540 55538 SH Y NONE VANGUARD MSCI EMERGING MARKETS ETF ETF 922042858 732 16439 SH Y NONE VANGUARD S&P 500 ETF ETF 922908413 4664 71552 SH Y NONE VANGUARD TOTAL BOND MARKET ETF 921937835 2753 32770 SH Y NONE VERIZON COMMUNICATIONS COM 92343V104 434 10043 SH Y NONE WISDOMTREE EMERGING MARKETS EQUITY ETF 97717W315 5998 104891 SH Y NONE WISDOMTREE EMERGING MKTS LOCAL DEBT ETF 97717X867 1221 22841 SH Y NONE WISDOMTREE MIDCAP EARNINGS ETF ETF 97717W570 846 13570 SH Y NONE WISDOMTREE TR INDIA EARNINGS FD ETF 97717W422 3520 181734 SH Y NONE WISDOMTREE TRUST DREYFUS COMMODITY ETF 97717X859 468 21814 SH Y NONE