0001470876-13-000005.txt : 20130220
0001470876-13-000005.hdr.sgml : 20130220
20130220124811
ACCESSION NUMBER: 0001470876-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
EFFECTIVENESS DATE: 20130220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 13625935
BUSINESS ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR/A
1
13ffchAmendment2.20.txt
13F AMENDED HOLDINGS REPORT
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [x]; Amendment Number:
This Amendment (Check only one.): [x] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Freestone Capital Holdings, LLC
Address: 1918 Eighth Ave Ste 3400
Seattle, Washington 98101
Form 13F File Number: 028-13894
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Rooney
Phone: 206-398-1100
Signature, Place, and Date of Signing:
/s/ James Rooney Seattle, Washington Feb 20, 2012
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 575
Form 13F Information Table Value Total: 476,678 (thousands)
List of Other Included Managers:
No. Name Form 13F File Number
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1 Freestone Capital Management, LLC 028-05975
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Name of IssuTitle CUSIP Value Shares P/Inv Other Voting
(x$1000) C Disc MgrsSolShared
3SBIO INC COM 88575Y105 150.86 11060 Other 11060
3SBIO INC CALL 85575Y905 13.64 1000c Other 1000
ABB LTD SP COM 000375204 291.08 14001 Defined 1 14001
ABBOTT LAB COM 002824100 434.59 6635 Defined 1 6635
ABBOTT LAB COM 002824100 949.75 14500 Other 14500
ACACIA RES CALL 003881907 141.13 5500c Other 5500
ACACIA RES COM 003881307 642.33 25033 Other 25033
ACE LTD SH COM h0023r105 357.74 4483 Defined 1 4483
ACELRX PHA COM 00444T100 48.99 11500 Other 11500
ACQUITY GR COM 00489C103 114.49 14849 Other 14849
ADECOAGRO COM L00849106 132.29 15600 Other 15600
ADVANCE AU COM 00751y106 973.47 13455 Defined 1 13455
ADVANCE AU COM 00751Y106 91.88 1270 Other 1270
ADVENT SOF COM 007974108 304.24 14230 Defined 1 14230
AETNA INC COM 00817Y108 393.22 8491 Defined 1 8491
AFLAC INC COM 001055102 962.91 18127 Defined 1 18127
AK STEEL H COM 001547108 285.36 62035 Other 62035
ALBEMARLE COM 012653101 921.92 14841 Defined 1 14841
ALCATEL-LU COM 013904305 159.33 114629 Other 114629
ALEXANDER COM 014491104 402.28 13697 Defined 1 13697
ALLEGHANY COM 017175100 278.40 830 Defined 1 830
ALLETE COM 018522300 557.04 13593 Other 13593
ALTERRA CA COM G0229R108 516.50 18322 Other 18322
AMAZON.COM COM 023135106 275.96 1100 Other 1100
AMAZON.COM PUT 023135956 125.44 500p Other 500
AMER CAMPU COM 024835100 1634.89 35441 Other 35441
AMEREN COM 023608102 544.42 17722 Other 17722
AMERICAN C COM 02503X105 1641.52 56800 Other 56800
AMERICAN E COM 02553E106 346.82 16910 Defined 1 16910
AMERICAN E COM 025816109 820.76 14279 Defined 1 14279
AMERICAN I COM 026874784 497.20 14085 Defined 1 14085
AMERICAN R COM 02917L101 239.28 20735 Other 20735
AMERICAN T COM 03027X100 1622.67 21000 Other 21000
AMERISOURC COM 03073e105 9062.51209877.52 Defined 1 209878
ANGIODYNAM COM 03475V101 320.91 29200 Other 29200
APACHE COR COM 037411105 314.00 4000 Other 4000
APACHE COR COM 037411105 324.60 4135 Defined 1 4135
APPLE INC COM 037833100 2350.08 4416 Other 4416
APPLE INC COM 037833100 3103.10 5831 Defined 1 5831
APPLE INC PUT 037833950 106.43 200p Other 200
ARBITRON I COM 03875Q108 395.29 8468 Other 8468
ARCELORMIT COM 03938L104 202.95 11617 Other 11617
ARCH COAL COM 037833100 137.35 18764 Other 18764
AT&T INC COM 00206r102 2.60 77 Defined 1 77
AT&T INC COM 00206R102 300.02 8900 Other 8900
ATMOS ENER COM 049560105 276.68 7878 Other 7878
ATRICURE I COM 04963C209 76.09 11028 Other 11028
ATWOOD OCE COM 050095108 678.56 14819 Defined 1 14819
AU OPTRONI COM 002255107 90.00 20000 Other 20000
AUXILIUM P COM 05334D107 331.86 17900 Other 17900
AVAGO TECH COM Y0486S104 291.19 9200 Other 9200
AVALONBAY COM 053484101 2787.46 20558 Other 20558
AVG TECHNO COM N07831105 228.30 14422 Other 14422
AVON PRODU COM 054303102 226.89 15800 Other 15800
BANK OF AM COM 060505682 200.90 177 Other 177
BANK OF AM COM 060505104 132.35 11400 Defined 1 11400
BANKFINANC COM 06643p104 625.27 84268 Defined 1 84268
BARRICK GO COM 067901108 741.16 21170 Defined 1 21170
BAXTER INT COM 071813109 375.10 5627 Defined 1 5627
BENEFICIAL COM 08173R104 95.87 10092 Other 10092
BERKSHIRE COM 084670702 2768.32 30862 Defined 1 30862
BEST BUY COM 086516101 200.63 16931 Other 16931
BEST BUY C CALL 086516901 11.85 1000c Other 1000
BHP BILLIT COM 088606108 1055.93 13465 Defined 1 13465
BOSTON SCI COM 101137107 1030.83 179900 Other 179900
BRIGHTCOVE COM 10921T101 124.23 13742 Other 13742
BRITISH AM COM 110448107 422.62 4174 Defined 1 4174
BROADCOM C COM 111320107 411.01 12376 Other 12376
BROOKDALE CALL 112463904 37.98 1500c Other 1500
BROOKDALE COM 112463104 265.86 10500 Other 10500
BUCKLE INC COM 118440106 8065.77180684.79 Defined 1 180685
BUCKLE INC COM 118440106 31.25 700 Other 700
C&J ENERGY COM 12467b304 7083.24 330375 Defined 1 330375
C&J ENERGY COM 12467B304 116.23 5421 Other 5421
CA INC COM 12673p105 6491.72295346.85 Defined 1 295347
CABELAS IN COM 126804301 754.42 18070 Defined 1 18070
CABELAS IN COM 126804301 154.18 3693 Other 3693
CALIX INC COM 13100M509 207.63 27000 Other 27000
CALLIDUS S COM 13123E500 176.15 38800 Other 38800
CANADIAN N COM 136385101 510.19 17672 Defined 1 17672
CANADIAN N COM 136375102 482.54 5302 Defined 1 5302
CANADIAN P COM 13645T100 1157.96 11395 Defined 1 11395
CANON INC COM 138006309 288.66 7362 Defined 1 7362
CAPITOL FE COM 14057j101 4.68 400 Defined 1 400
CAPITOL FE COM 14057J101 379.93 32500 Other 32500
CAREFUSION COM 14170t101 423.76 14827 Defined 1 14827
CAREFUSION COM 14170T101 127.72 4434 Other 4434
CARNIVAL C COM 143658300 393.99 10715 Defined 1 10715
CARTER INC COM 146229109 726.29 13051 Defined 1 13051
CARTER INC COM 146229109 361.73 6500 Other 6500
CATERPILLA COM 149123101 343.74 3836 Other 3836
CELL THERA COM 150934883 72.32 55629 Other 55629
CHART INDS COM 16115q308 443.35 6648 Defined 1 6648
CHARTER CO COM 16117M305 609.92 8000 Other 8000
CHEMED COR COM 16359R103 8735.15127353.16 Defined 1 127353
CHEMED COR COM 16359R103 111.60 1627 Other 1627
CHEMED COR PUT 16359R953 41.15 600p Other 600
CHESAPEAKE COM 165167107 556.80 33502 Defined 1 33502
CHEVRON CO COM 166764100 972.50 8993 Defined 1 8993
CHIPMOS TE COM G2110R114 170.54 14698 Other 14698
CHUBB CORP COM 171232101 44.14 586 Defined 1 586
CHUBB CORP COM 171232101 335.17 4450 Other 4450
CIBER INC COM 17163B102 40.08 12000 Other 12000
CIENA CORP COM 171779309 0.61 39 Defined 1 39
CIENA CORP COM 171779309 270.06 17201 Other 17201
CIRRUS LOG COM 172755100 548.52 18934 Other 18934
CISCO SYS COM 17275r102 8381.84426569.57 Defined 1 426570
CISCO SYS COM 17275R102 129.69 6600 Other 6600
CIT GROUP COM 125581801 680.57 17613 Defined 1 17613
CITIZENS R COM 174420307 286.45 15100 Other 15100
CITRIX SYS COM 177376100 9.06 138 Defined 1 138
CITRIX SYS COM 177376100 1174.73 17902 Other 17902
CLEARWIRE COM 18538Q105 218.14 75480 Other 75480
CLECO CORP COM 12561W105 1329.45 33228 Other 33228
CMS ENERGY COM 125896100 1141.25 46811 Other 46811
COACH INC COM 189754104 790.63 14243 Defined 1 14243
COGNIZANT COM 192446102 929.07 12575 Defined 1 12575
COGNIZANT COM 192446102 22.83 309 Other 309
COLUMBIA S COM 198516106 310.24 5814 Defined 1 5814
COMMONWEAL COM 203233408 407.66 17663 Other 17663
COMPLETE G COM 20454K104 58.63 18612 Other 18612
COMPUTER S COM 205363104 292.37 7300 Other 7300
COMVERSE I COM 20585P105 346.64 12150 Other 12150
COMVERSE T COM 205862402 384.00 100000 Other 100000
CONOCOPHIL COM 20825c104 1372.91 23675 Defined 1 23675
CONSTELLAT COM 21036P108 353.90 10000 Other 10000
CORNING IN COM 219350105 37.41 2964 Defined 1 2964
CORNING IN COM 219350105 176.68 14000 Other 14000
CORPORATE COM 22002T108 2481.61 99344 Other 99344
CORRECTION COM 22025y407 667.12 18808 Defined 1 18808
CORRECTION COM 22025Y407 51.25 1445 Other 1445
COVANTA HL COM 22282e102 564.50 30646 Defined 1 30646
COVENTRY H COM 222862104 1.43 32 Defined 1 32
COVENTRY H COM 222862104 976.31 21778 Other 21778
CREXUS INV COM 226553105 338.05 27596 Other 27596
CRH PLC AD COM 12626k203 269.12 13231 Defined 1 13231
CROSS CTRY COM 227483104 54.72 11400 Other 11400
CUMMINS IN COM 231021106 1144.50 10563 Defined 1 10563
CUMMINS IN COM 231021106 20.48 189 Other 189
CVS CAREMA COM 126650100 1531.68 31679 Defined 1 31679
CYBEX INT' COM 23252E106 38.54 15478 Other 15478
CYMER INC COM 232572107 1218.91 13479 Other 13479
CYMER INC. PUT 232572957 45.22 500p Other 500
D R HORTON COM 23331A109 1616.18 81708 Other 81708
DELL INC COM 24702r101 21.75 2145 Defined 1 2145
DELL INC COM 24702R101 161.35 15912 Other 15912
DELL INC CALL 24702R901 20.28 2000c Other 2000
DELUXE COR COM 248019101 7994.39 247965 Defined 1 247965
DELUXE COR COM 248019101 136.18 4224 Other 4224
DENBURY RE COM 247916208 393.43 24286 Defined 1 24286
DEVON ENER COM 25179M103 442.03 8494 Defined 1 8494
DEVON ENER COM 25179M103 93.67 1800 Other 1800
DIAGEO P L COM 25243q205 820.49 7038 Defined 1 7038
DIAMONDROC COM 252784301 1570.50 174500 Other 174500
DIGIMARC C COM 25381b101 935.04 45171 Defined 1 45171
DIGITAL RL COM 253868103 0.54 8 Defined 1 8
DIGITAL RL COM 253868103 1002.74 14770 Other 14770
DIRECTV COM 25490A309 516.65 10300 Other 10300
DISNEY WAL COM 254687106 3.63 73 Defined 1 73
DISNEY WAL COM 254687106 443.38 8905 Other 8905
DOLBY LABO COM 25659t107 5405.98184315.82 Defined 1 184316
DOLBY LABO COM 25659T107 76.73 2616 Other 2616
DOLLAR GEN COM 256677105 327.68 7432 Defined 1 7432
DOLLAR GEN COM 256677105 221.99 5035 Other 5035
DOMINION R COM 25746U109 815.85 15750 Other 15750
DOW CHEM C COM 260543103 588.07 18190 Defined 1 18190
DU PONT E COM 263534109 9.00 200 Defined 1 200
DU PONT E COM 263534109 348.40 7746 Other 7746
DUN & BRAD COM 26483E100 8834.22112323.24 Defined 1 112323
DYAX CORP COM 26746e103 52.20 15000 Defined 1 15000
E M C CORP COM 268648102 684.42 27052 Defined 1 27052
E M C CORP COM 268648102 574.61 22712 Other 22712
EATON CORP COM g29183103 646.69 11936 Defined 1 11936
EATON CORP COM G29183103 8.34 154 Other 154
EATON VANC COM 278265103 769.94 24174 Defined 1 24174
EDISON INT COM 281020107 1355.70 30000 Other 30000
EL PASO EL COM 283677854 222.89 6985 Other 6985
ELECTRONIC COM 285512109 228.11 15710 Other 15710
EMCORE COR COM 290846203 127.79 29719 Other 29719
ENBRIDGE I COM 29250N105 637.58 14718 Other 14718
ENCANA COR COM 292505104 322.29 16310 Defined 1 16310
ENDEAVOUR COM 29259G200 56.98 11000 Other 11000
ENERGIZER COM 29266r108 330.64 4134 Defined 1 4134
ENI S P A COM 26874r108 355.18 7228 Defined 1 7228
ENI S P A COM 26874R108 29.48 600 Other 600
ENTROPIC C COM 29384r105 55.25 10445 Defined 1 10445
EPOCH HOLD COM 29428R103 665.86 23866 Other 23866
EQT CORP COM 26884L109 1126.52 19100 Other 19100
EQUINIX IN COM 29444U502 724.17 3512 Other 3512
EQUITY RES COM 29476L107 2402.81 42400 Other 42400
ERICSSON A COM 294821608 234.09 23177 Defined 1 23177
ERICSSON A COM 294821608 192.30 19040 Other 19040
EURONET WO COM 298736109 303.66 12867 Defined 1 12867
EXELIXIS I COM 30161Q104 82.46 18043 Other 18043
EXPEDITORS COM 302130109 831.34 21020 Defined 1 21020
EXPEDITORS COM 302130109 83.06 2100 Other 2100
EXPRESS SC COM 30219g108 1103.87 20442 Defined 1 20442
EXPRESS SC COM 30219G108 8.80 163 Other 163
EXTREME NE COM 30226D106 116.04 31880 Other 31880
F5 NETWORK COM 315616102 2946.75 30332 Defined 1 30332
F5 NETWORK COM 315616102 275.23 2833 Other 2833
FACEBOOK I COM 30303M102 917.50 34467 Other 34467
FALCONSTOR COM 306137100 48.24 20702 Other 20702
FAMILY DLR COM 307000109 249.45 3934 Other 3934
FEDERATED COM 314211103 9001.76 444970.7 Defined 1 444971
FIFTH STRE COM 31678A103 156.30 15000 Other 15000
FIRST CALI COM 319395109 313.70 40635 Other 40635
FIRST COMW COM 319829107 81.01 11879 Other 11879
FIRST INDU COM 32054K103 335.99 23863 Defined 1 23863
FIRST REP COM 33616c100 411.36 12549 Defined 1 12549
FIRSTENERG COM 337932107 208.80 5000 Other 5000
FIRSTENERG PUT 337932957 41.76 1000p Other 1000
FLEXTRONIC COM Y2573F102 507.61 81741 Defined 1 81741
FLEXTRONIC COM Y2573F102 457.88 73732 Other 73732
FLUOR CORP COM 343412102 8877.80 151137.2 Defined 1 151137
FLUOR CORP COM 343412102 29.37 500 Other 500
FORD MTR C COM 345370860 569.48 43975 Defined 1 43975
FORD MTR C COM 345370860 195.43 15091 Other 15091
FORTINET COM 34959E109 359.88 17121 Other 17121
FRANCE TEL COM 35177Q105 185.55 16792 Defined 1 16792
FREEPORT-M COM 35671D857 63.82 1866 Defined 1 1866
FREEPORT-M COM 35671D857 398.94 11665 Other 11665
FREEPORT-M CALL 35671D907 44.46 1300c Other 1300
FRONTLINE COM G3682E127 892.16 273669 Defined 1 273669
FRONTLINE COM G3682E127 10.03 3077 Other 3077
GAMESTOP C COM 36467w109 10.39 414 Defined 1 414
GAMESTOP C COM 36467W109 309.86 12350 Other 12350
GARDNER DE COM 365558105 241.87 3531 Other 3531
GARDNER DE PUT 365558955 41.10 600p Other 600
GENERAC HL COM 368736104 205.86 6000 Other 6000
GENERAL CA COM 369300108 386.30 12703 Defined 1 12703
GENERAL MO PUT 37045V950 17.30 600p Other 600
GENERAL MT COM 37045v100 2743.09 95147 Defined 1 95147
GENERAL MT COM 37045V100 95.14 3300 Other 3300
GENWORTH F COM 37247d106 4012.56 534296 Defined 1 534296
GILEAD SCI COM 375558103 770.49 10490 Defined 1 10490
GILEAD SCI COM 375558103 160.34 2183 Other 2183
GLAXOSMITH COM 37733w105 352.72 8114 Defined 1 8114
GLEACHER & COM 377341102 43.47 57961 Other 57961
GOOGLE INC COM 38259p508 1778.35 2514 Defined 1 2514
GOOGLE INC COM 38259P508 930.91 1316 Other 1316
GOOGLE INC PUT 38259P958 70.74 100p Other 100
GREENBRIER COM 393657101 215.06 13300 Other 13300
GSI TECHNO COM 36241U106 86.10 13732 Other 13732
GT ADVANCE COM 36191U106 37.64 12421 Other 12421
HALLIBURTO COM 406216101 1621.06 46730 Defined 1 46730
HALLIBURTO COM 406216101 31.22 900 Other 900
HANMI FINL COM 410495204 176.67 13000 Other 13000
HATTERAS F COM 41902r103 352.10 14192 Defined 1 14192
HCC INS HL COM 404132102 786.06 21125 Defined 1 21125
HCP INC COM 40414L109 2428.39 53773 Other 53773
HEALTH CAR COM 42217K106 2424.39 39556 Other 39556
HEALTH MGM COM 421933102 968.35 103900 Other 103900
HEALTHCARE COM 42225P105 446.35 45086 Other 45086
HEELYS INC COM 42279M107 94.51 42379 Other 42379
HEWLETT PA COM 428236103 17.09 1199 Defined 1 1199
HEWLETT PA COM 428236103 156.75 11000 Other 11000
HEXCEL COR COM 428291108 719.48 26687 Defined 1 26687
HOME DEPOT COM 437076102 393.37 6360 Other 6360
HOMETRUST COM 437872104 423.13 31320 Other 31320
HONEYWELL COM 438516106 573.39 9034 Defined 1 9034
HOSPIRA IN COM 441060100 336.42 10769 Defined 1 10769
HOST HOTEL COM 44107p104 594.93 37966 Defined 1 37966
HOST HOTEL COM 44107P104 618.97 39500 Other 39500
HSBC HLDGS COM 404280406 353.71 6665 Defined 1 6665
HUDSON CIT COM 443683107 173.10 21292 Other 21292
HUMANA INC COM 444859102 315.70 4600 Other 4600
ICONIX BRA COM 451055107 9783.86 438345 Defined 1 438345
IDEX CORP COM 45167r104 463.30 9957 Defined 1 9957
IMAX COM 45245E109 404.64 18000 Other 18000
IMPERIAL H COM 452834104 3835.48 861906 Defined 1 861906
INFINERA C COM 45667G103 139.44 24000 Other 24000
INFINITY P COM 45665G303 385.00 11000 Other 11000
INFINITY P PUT 45665G953 206.50 5900p Other 5900
INGERSOLL- COM G47791101 363.34 7576 Defined 1 7576
INTERDIGIT COM 45867g101 1079.64 26275 Defined 1 26275
INTERDIGIT COM 45867G101 116.08 2825 Other 2825
INTERMEC I COM 458786100 189.27 19196 Other 19196
INTERNATIO COM 459200101 622.35 3249 Defined 1 3249
INTERPUBLI COM 460690100 0.02 2 Defined 1 2
INTERPUBLI COM 460690100 113.44 10294 Other 10294
INTEST COR COM 461147100 29.37 10640 Other 10640
INVENTURE COM 461212102 66.60 10262 Other 10262
INVESTORS COM 46146P102 364.29 20489 Other 20489
IPASS INC COM 46261V108 45.96 25113 Other 25113
ISHARES TR COM 464287457 1043.60 12362 Other 12362
ISHARES TR COM 464287176 570.87 4702 Other 4702
ISHARES TR COM 464287176 368.45 3034.721 Defined 1 3034.72
ISHARES TR COM 464287242 575.67 4758 Other 4758
ISHARES TR CALL 464287905 4468.85 6200c Other 6200
ISHARES, I PUT 464286958 3114.15 7000p Other 7000
ISLE OF CA COM 464592104 63.28 11300 Other 11300
JACOBS ENG COM 469814107 519.10 12194 Defined 1 12194
JIVE SOFTW COM 47760A108 203.42 14000 Other 14000
JOHNSON & COM 478160104 587.51 8381 Defined 1 8381
JPMORGAN C COM 46625H365 2657.12 69088 Other 69088
KAMAN CORP COM 483548103 462.87 12578 Defined 1 12578
KBR INC COM 48242w106 563.87 18846 Defined 1 18846
KBW INC COM 482423100 228.60 14941 Other 14941
KILROY RLT COM 49427F108 2399.29 50650 Other 50650
KINDER MOR COM 49456B101 2017.34 57100 Other 57100
KINDER MOR COM 49455u100 1863.0824689.668 Defined 1 24689.7
KOHLS CORP COM 500255104 39.50 919 Defined 1 919
KOHLS CORP COM 500255104 296.56 6900 Other 6900
KRATON PER COM 50077c106 342.57 14256 Defined 1 14256
KRATOS DEF COM 50077B207 377.78 75105 Other 75105
KROGER CO COM 501044101 795.41 30569 Defined 1 30569
KROGER CO COM 501044101 1.01 39 Other 39
KULICKE & COM 501242101 47.50 3962 Defined 1 3962
KULICKE & COM 501242101 202.57 16895 Other 16895
LACLEDE GR COM 505597104 243.24 6300 Other 6300
LANTRONIX COM 516548203 34.74 17545 Other 17545
LEAP WIREL COM 521863308 68.02 10229 Other 10229
LIFE TECHN COM 53217v109 917.79 18719 Defined 1 18719
LILLY ELI COM 532457108 448.71 9098 Defined 1 9098
LIMELIGHT COM 53261M104 139.71 62932 Other 62932
LIONS GATE COM 535919203 213.20 13000 Other 13000
LJ INTL IN COM G55312105 23.37 12983 Other 12983
LML PMT SY COM 50208P109 43.51 12686 Other 12686
LOCKHEED M COM 539830109 1091.51 11827 Defined 1 11827
LORILLARD COM 544147101 417.56 3579 Defined 1 3579
LSI CORPOR COM 502161102 234.79 33209 Other 33209
LTX-CREDEN COM 502403207 138.94 21180 Other 21180
MACERICH C COM 554382101 0.87 15 Defined 1 15
MACERICH C COM 554382101 633.66 10869 Other 10869
MAGNACHIP COM 55933J203 341.79 21469 Other 21469
MANULIFE F COM 56501r106 141.25 10394 Defined 1 10394
MARATHON O COM 565849106 459.90 15000 Defined 1 15000
MARATHON O COM 565849106 30.66 1000 Other 1000
MARATHON P COM 56585a102 504.00 8000 Defined 1 8000
MARKEL COR COM 570535104 369.71 853 Other 853
MARKET VEC COM 57060U837 375.72 14945 Other 14945
MARKET VEC COM 57060U100 30.34 654 Other 654
MARTIN MAR COM 573284106 269.08 2854 Defined 1 2854
MARTIN MAR COM 573284106 70.90 752 Other 752
MARVELL TE COM g5876h105 7760.831068896.9 Defined 1 1068897
MARVELL TE COM G5876H105 227.98 31400 Other 31400
MATSON INC COM 57686g105 405.93 16421 Defined 1 16421
MBIA INC COM 55262C100 352.79 44941 Defined 1 44941
MBIA INC. CALL 55262C900 23.55 3000c Other 3000
MCDONALDS COM 580135101 839.94 9522 Defined 1 9522
MCKESSON C COM 58155Q103 9995.12 103085 Defined 1 103085
MEMSIC INC COM 586264103 37.12 11115 Other 11115
METLIFE IN COM 59156R108 504.90 15328 Defined 1 15328
METLIFE IN COM 59156R108 25.40 771 Other 771
METROPCS C COM 591708102 501.73 50476 Other 50476
MICREL INC COM 594793101 414.05 43584 Defined 1 43584
MICROSOFT COM 594918104 9389.88351553.19 Defined 1 351553
MICROSOFT COM 594918104 499.04 18684 Other 18684
MICROSOFT CALL 594918904 160.26 6000c Other 6000
MIND C T I COM M70240102 32.85 16426 Other 16426
MIPS TECHN COM 604567107 99.33 12734 Other 12734
MITSUBISHI COM 606822104 293.15 54087 Defined 1 54087
MONSTER BE COM 611740101 486.55 9208 Defined 1 9208
MONTPELIER COM G62185106 530.33 23199 Defined 1 23199
MOSAIC CO COM 61945c103 559.22 9875 Defined 1 9875
MURPHY OIL COM 626717102 754.32 12667 Other 12667
NABORS IND COM g6359f103 658.53 45573 Defined 1 45573
NATIONAL O COM 637071101 607.56 8889 Defined 1 8889
NATIONAL O COM 637071101 321.04 4697 Other 4697
NATUZZI S COM 63905A101 27.88 14523 Other 14523
NCR CORP N COM 62886E108 999.10 39211 Defined 1 39211
NEUSTAR IN COM 64126x201 782.92 18672 Defined 1 18672
NEVSUN RES COM 64156L101 124.69 29134 Other 29134
NEWMARKET COM 651587107 811.77 3096 Defined 1 3096
NEWMONT MI COM 651639106 696.60 15000 Defined 1 15000
NEWMONT MI COM 651639106 48.76 1050 Other 1050
NEXTERA EN COM 65339F101 209.09 3022 Other 3022
NOBLE CORP COM h5833n103 696.75 20010 Defined 1 20010
NOKIA CORP COM 654902204 150.10 38000 Other 38000
NORFOLK SO COM 655844108 557.55 9016 Defined 1 9016
NOVARTIS A COM 66987v109 2114.60 33406 Defined 1 33406
NQ MOBILE COM 64118U108 186.94 30950 Other 30950
NRG ENERGY COM 629377508 744.74 32394 Other 32394
NTT DOCOMO COM 62942m201 217.04 15062 Defined 1 15062
NU SKIN EN COM 67018t105 694.87 18755 Defined 1 18755
NU SKIN EN COM 67018T105 25.94 700 Other 700
NVIDIA COR COM 67066G104 122.60 10000 Other 10000
OCCIDENTAL COM 674599105 525.62 6861 Defined 1 6861
OCCIDENTAL COM 674599105 49.80 650 Other 650
OGE ENERGY COM 670837103 435.61 7736 Other 7736
OLD DOMINI COM 679580100 706.10 20598 Defined 1 20598
OMNIAMERIC COM 68216R107 486.26 21023 Other 21023
ON SEMICON COM 682189105 354.37 50265 Defined 1 50265
ON SEMICON COM 682189105 17.63 2500 Other 2500
ORACLE COR COM 68389x105 10075.5302387.72 Defined 1 302388
ORACLE COR COM 68389X105 196.59 5900 Other 5900
PACIFIC DR COM L7257P106 151.52 16051 Other 16051
PACIFIC PR COM 69478X105 143.36 14000 Other 14000
PARKER HAN COM 701094104 327.48 3850 Other 3850
PARTNERRE COM g6852t105 1252.26 15558 Defined 1 15558
PAYCHEX IN COM 704326107 29.23 940 Defined 1 940
PAYCHEX IN COM 704326107 289.23 9300 Other 9300
PDL BIOPHA COM 69329Y104 14.76 2096 Defined 1 2096
PDL BIOPHA COM 69329Y104 115.11 16351 Other 16351
PENN VA CO COM 707882106 86.00 19500 Other 19500
PENNEY J C COM 708160106 236.52 12000 Other 12000
PENNYMAC M COM 70931t103 4726.88186906.89 Defined 1 186907
PEOPLES UN COM 712704105 343.21 28388 Other 28388
PEPSICO IN COM 713448108 65.62 959 Defined 1 959
PEPSICO IN COM 713448108 205.29 3000 Other 3000
PERMA-FIX COM 714157104 15.01 22042 Other 22042
PERRIGO CO COM 714290103 587.67 5649 Defined 1 5649
PERVASIVE COM 715710109 493.70 55410 Other 55410
PETROLEO B COM 71654v408 241.31 12394 Defined 1 12394
PHARMATHEN COM 71714G102 41.44 37000 Other 37000
PIMCO INCO COM 72201J104 110.50 10000 Other 10000
PIONEER NA COM 723787107 483.28 4534 Defined 1 4534
PLX TECHNO COM 693417107 72.60 20000 Other 20000
POTASH COR COM 73755L107 669.88 16463 Defined 1 16463
POTASH COR COM 73755L107 176.31 4333 Other 4333
PREMIER EX COM 74051e102 365.61 134912 Defined 1 134912
PRICELINE COM 741503403 566.42 913 Defined 1 913
PRICELINE COM 741503403 184.88 298 Other 298
PRICESMART COM 741511109 716.55 9307 Defined 1 9307
PROCTER & COM 742718109 642.04 9457 Defined 1 9457
PRUDENTIAL COM 744320102 337.10 6321 Defined 1 6321
PSS WORLD COM 69366A100 229.16 7935 Other 7935
PUBLIC STO COM 74460D109 3442.80 23750 Other 23750
PVH CORP COM 693656100 608.56 5482 Defined 1 5482
QLOGIC COR COM 747277101 3486.41 358316 Defined 1 358316
QLT INC COM 746927102 117.90 15000 Other 15000
QUALCOMM I COM 747525103 1328.19 21471 Defined 1 21471
QUALCOMM I COM 747525103 1060.27 17140 Other 17140
QUALITY SY COM 747582104 8706.90501549.63 Defined 1 501550
QUESTCOR P COM 74835y101 7327.36274227.54 Defined 1 274228
QUESTCOR P COM 74835Y101 1344.02 50300 Other 50300
QUESTCOR P CALL 74835Y901 224.45 3500c Other 3500
QUICKSILVE COM 74837r104 934.84 326868 Defined 1 326868
RALCORP HL COM 751028101 0.63 7 Defined 1 7
RALCORP HL COM 751028101 655.97 7317 Other 7317
RAYTHEON C COM 755111507 7720.70 134133 Defined 1 134133
RAYTHEON C COM 755111507 113.16 1966 Other 1966
REED ELSEV COM 758205207 271.79 6465 Defined 1 6465
REGENCY CT COM 758849103 2028.66 43053 Other 43053
REGIONS FI COM 7591ep100 381.99 53575 Defined 1 53575
REGIONS FI COM 7591EP100 33.42 4687 Other 4687
RELIANCE S COM 759509102 633.42 10200 Defined 1 10200
RELIANCE S COM 759509102 31.05 500 Other 500
RENTECH IN COM 760112102 64.39 24483 Defined 1 24483
REPROS THE COM 76028H209 573.30 36400 Other 36400
REPROS THE CALL 76028H909 266.18 16900c Other 16900
RIO TINTO COM 767204100 773.47 13315 Defined 1 13315
RIO TINTO COM 767204100 151.15 2602 Other 2602
RITCHIE BR COM 767744105 313.14 14990 Defined 1 14990
RIVERBED T COM 768573107 0.45 23 Defined 1 23
RIVERBED T COM 768573107 293.79 14898 Other 14898
ROBBINS & COM 770196103 324.24 5454 Other 5454
ROCKWELL A COM 773903109 394.08 4692 Defined 1 4692
ROPER INDS COM 776696106 383.60 3441 Defined 1 3441
ROSS STORE COM 778296103 567.35 10489 Defined 1 10489
ROYAL DUTC COM 780259206 868.43 12595 Defined 1 12595
SAFE BULKE COM Y7388L103 84.00 25000 Other 25000
SALESFORCE COM 79466L302 528.51 3144 Other 3144
SALIX PHAR COM 795435106 643.50 15900 Other 15900
SANOFI SPO COM 80105n105 1898.42 40068 Defined 1 40068
SAP AG SPO COM 803054204 408.25 5079 Defined 1 5079
SAREPTA TH PUT 803607950 224.46 2000p Other 2000
SBA COMMUN COM 78388j106 1.92 27 Defined 1 27
SBA COMMUN COM 78388J106 212.94 3000 Other 3000
SCHLUMBERG COM 806857108 1355.55 19561 Defined 1 19561
SCHWAB CHA COM 808513105 943.47 65701 Defined 1 65701
SCICLONE P COM 80862K104 48.20 11183 Other 11183
SCRIPPS NE COM 811065101 295.39 5100 Other 5100
SEAGATE TE COM g7945m107 18.43 606 Defined 1 606
SEAGATE TE COM G7945M107 285.95 9400 Other 9400
SEALY CORP COM 812139301 56.62 26094 Other 26094
SEI INVEST COM 784117103 457.44 19599 Defined 1 19599
SEMILEDS C COM 816645105 16.20 20000 Other 20000
SERVICE CO COM 817565104 662.58 47978 Defined 1 47978
SIGA TECHN COM 826917106 71.00 27100 Other 27100
SIGA TECHN CALL 826917906 56.33 21500c Other 21500
SILICON IM COM 82705T102 363.89 73365 Other 73365
SILICON MO COM 82706C108 142.20 10000 Other 10000
SKYWORKS S COM 83088M102 0.89 44 Defined 1 44
SKYWORKS S COM 83088M102 1246.36 61397 Other 61397
SOLITARIO COM 8342EP107 44.36 26404 Other 26404
SPDR GOLD COM 78463V107 81.01 500 Other 500
SPDR S&P 5 PUT 78462F953 1637.72 2000p Other 2000
SPDR SERIE COM 78464A755 301.02 6670 Other 6670
SPIRIT AER COM 848574109 329.22 19400 Other 19400
SPIRIT RLT COM 84860F109 642.75 36150 Other 36150
SPRINT NEX COM 852061100 5.04 889 Defined 1 889
SPRINT NEX COM 852061100 658.25 116094 Other 116094
STANLEY BL COM 854502101 285.45 3859 Defined 1 3859
STARBUCKS COM 855244109 264.18 4926 Defined 1 4926
STARBUCKS COM 855244109 107.26 2000 Other 2000
STERICYCLE COM 858912108 565.09 6058 Defined 1 6058
STERLING F COM 859319303 208.12 9958 Other 9958
STURM RUGE COM 864159108 266.95 5880 Defined 1 5880
STURM RUGE COM 864159108 36.32 800 Other 800
SUNCOR ENE COM 867224107 697.82 21159 Defined 1 21159
SUNOPTA IN COM 8676EP108 93.40 16590 Other 16590
SUPERIOR E COM 868157108 359.49 17350 Defined 1 17350
SUPERIOR E COM 868157108 31.08 1500 Other 1500
SUPPORT CO COM 86858W101 70.89 17000 Other 17000
SYKES ENTE COM 871237103 524.18 34440 Other 34440
SYMANTEC C COM 871503108 687.98 36556 Defined 1 36556
SYMANTEC C COM 871503108 206.68 10982 Other 10982
SYNERGETIC COM 87160G107 74.40 15500 Other 15500
SYNGENTA A COM 87160a100 358.27 4434 Defined 1 4434
TALISMAN E COM 87425e103 149.70 13213 Defined 1 13213
TARGACEPT COM 87611R306 52.60 12010 Other 12010
TARGET COR COM 87612e106 585.66 9898 Defined 1 9898
TARGET COR CALL 87612E906 147.93 2500c Other 2500
TAUBMAN CT COM 876664103 1787.73 22710 Other 22710
TEJON RANC COM 879080109 384.30 13686 Defined 1 13686
TELULAR CO COM 87970T208 117.70 12429 Other 12429
TEMPUR PED COM 88023u101 2233.65 70932 Defined 1 70932
TENARIS S COM 88031m109 608.59 14518 Defined 1 14518
TENET HEAL COM 88033g407 558.52 17201 Defined 1 17201
TESSERA TE COM 88164l100 43.13 2622 Defined 1 2622
TESSERA TE COM 88164L100 575.75 35000 Other 35000
TESSERA TE CALL 88164L900 164.50 10000c Other 10000
TEVA PHARM COM 881624209 225.05 6027 Defined 1 6027
TEVA PHARM COM 881624209 26.14 700 Other 700
THERMO FIS COM 883556102 531.16 8328 Defined 1 8328
THERMO FIS COM 883556102 31.89 500 Other 500
TOLL BROTH COM 889478103 2099.83 64950 Other 64950
TOP IMAGE COM M87896102 35.81 10470 Other 10470
TOTAL S A COM 89151e109 865.86 16648 Defined 1 16648
TOWERS WAT COM 891894107 7487.49 133205.6 Defined 1 133206
TRANSOCEAN COM h8817h100 1561.89 34973 Defined 1 34973
TRANSOCEAN COM H8817H100 74.81 1675 Other 1675
TREDEGAR C COM 894650100 300.89 14735 Defined 1 14735
TRIPADVISO COM 896945201 419.20 10000 Other 10000
TRIQUINT S COM 89674K103 304.86 63117 Other 63117
TRONOX LTD COM Q9235V101 206.23 11300 Other 11300
TRW AUTOMO COM 87264s106 10908.4 203477 Defined 1 203477
TSAKOS ENE COM G9108L108 263.06 70150 Other 70150
UBS AG SHS COM h89231338 299.64 19037 Defined 1 19037
UBS AG SHS COM H89231338 31.48 2000 Other 2000
UNILEVER N COM 904784709 340.03 8878 Defined 1 8878
UNILEVER P COM 904767704 400.36 10340 Defined 1 10340
UNION PAC COM 907818108 472.08 3755 Defined 1 3755
UNION PAC COM 907818108 74.55 593 Other 593
UNITIL COR COM 913259107 228.82 8828 Other 8828
UTSTARCOM COM G9310A106 50.45 48920 Other 48920
VALE S A A COM 91912e105 580.76 27708 Defined 1 27708
VALEANT PH COM 91911k102 774.74 12962 Defined 1 12962
VALERO ENE COM 91913y100 607.30 17799 Defined 1 17799
VALUECLICK COM 92046n102 544.49 28052 Defined 1 28052
VARIAN MED COM 92220p105 914.10 13014 Defined 1 13014
VERINT SYS COM 92343X100 1321.20 45000 Other 45000
VERISK ANA COM 92345y106 672.75 13199 Defined 1 13199
VIACOM INC COM 92553p201 8427.13159786.39 Defined 1 159786
VIACOM INC COM 92553P201 429.15 8137 Other 8137
VISA INC C COM 92826c839 669.83 4419 Defined 1 4419
VISA INC C COM 92826C839 75.79 500 Other 500
VMWARE INC COM 928563402 705.30 7492 Other 7492
VODAFONE G COM 92857w209 1598.68 63465 Defined 1 63465
VONAGE HLD COM 92886T201 107.38 45306 Other 45306
WABTEC COR COM 929740108 578.38 6607 Defined 1 6607
WADDELL & COM 930059100 527.98 15163 Defined 1 15163
WARNACO GR COM 934390402 4.22 59 Defined 1 59
WARNACO GR COM 934390402 446.53 6239 Other 6239
WEATHERFOR COM h27013103 977.99 87399 Defined 1 87399
WEST COAST COM 952145209 238.84 10783 Other 10783
WESTERN DI COM 958102105 297.43 7000 Other 7000
WESTERN UN COM 959802109 16450.51208706.9 Defined 1 1208707
WESTERN UN COM 959802109 20.42 1500 Other 1500
WESTFIELD COM 96008P104 178.99 24756 Other 24756
WET SEAL I COM 961840105 73.38 26586 Other 26586
WHITE MTNS COM g9618e107 425.39 826 Defined 1 826
WHITING US COM 966389108 47.50 10236 Other 10236
WILLIS GRO COM g96666105 330.24 9849 Defined 1 9849
WILLIS GRO COM G96666105 33.53 1000 Other 1000
WORLD FUEL COM 981475106 488.03 11854 Defined 1 11854
XEROX CORP COM 984121103 11.40 1671 Defined 1 1671
XEROX CORP COM 984121103 230.52 33800 Other 33800
YAHOO INC COM 984332106 398.34 20017 Other 20017
YAHOO! INC PUT 984332956 75.62 3800p Other 3800
YM BIOSCIE COM 984238105 218.68 76194 Other 76194
ZIX CORP COM 98974p100 61.38 22000 Defined 1 22000
ZYNGA INC COM 98986T108 98.46 41722 Other 41722