0001528214-13-000002.txt : 20130206 0001528214-13-000002.hdr.sgml : 20130206 20130206154713 ACCESSION NUMBER: 0001528214-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 EFFECTIVENESS DATE: 20130206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard Bernstein Advisors LLC CENTRAL INDEX KEY: 0001528214 IRS NUMBER: 270193433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14643 FILM NUMBER: 13577716 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE LLC 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-692-4000 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE LLC 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 13FSubmission-2012Q4.txt RBA 13F PERIOD ENDING 12-31-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RICHARD BERNSTEIN ADVISORS LLC Address: 120 W 45th Street, 19th Floor New York, NY 10036 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael H. Meyer Title: Chief Compliance Officer Phone: 212-692-4030 Signature, Place, and Date of Signing: /s/Michael H. Meyer New York, NY 02-06-12 --------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 234 Form 13F Information Table Value Total: $251,821 ----------- (thousands) List of Other Included Managers: NONE Profice a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 20327 428558 SH Sole 428558 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 6899 114035 SH Sole 114035 GENERAL ELECTRIC CO COM 369604103 3494 166463 SH Sole 166463 INTERNATIONAL BUSINESS MACHS COM 459200101 3390 17698 SH Sole 17698 PROCTER & GAMBLE CO COM 742718109 3172 46729 SH Sole 46729 ORACLE CORP COM 68389X105 3022 90689 SH Sole 90689 AT&T INC COM 00206R102 2843 84349 SH Sole 84349 COCA COLA CO COM 191216100 2735 75437 SH Sole 75437 JOHNSON & JOHNSON COM 478160104 2513 35849 SH Sole 35849 CONOCOPHILLIPS COM 20825C104 2229 38435 SH Sole 38435 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2229 54763 SH Sole 54763 ISHARES TR HIGH YLD CORP 464288513 2223 23816 SH Sole 23816 3M CO COM 88579Y101 2164 23311 SH Sole 23311 UNION PAC CORP COM 907818108 2118 16850 SH Sole 16850 ISHARES TR IBOXX INV CPBD 464287242 2110 17438 SH Sole 17438 UNITED PARCEL SERVICE INC CL B 911312106 2084 28263 SH Sole 28263 PEPSICO INC COM 713448108 2079 30387 SH Sole 30387 WAL-MART STORES INC COM 931142103 2073 30384 SH Sole 30384 VISA INC COM CL A 92826C839 2042 13472 SH Sole 13472 WELLS FARGO & CO NEW COM 949746101 2034 59517 SH Sole 59517 JPMORGAN CHASE & CO COM 46625H100 1938 44079 SH Sole 44079 PHILIP MORRIS INTL INC COM 718172109 1867 22323 SH Sole 22323 AMGEN INC COM 031162100 1865 21608 SH Sole 21608 MEDTRONIC INC COM 585055106 1803 43948 SH Sole 43948 AUTOMATIC DATA PROCESSING IN COM 053015103 1767 30997 SH Sole 30997 CISCO SYS INC COM 17275R102 1669 84912 SH Sole 84912 INTUIT COM 461202103 1642 27604 SH Sole 27604 NEXTERA ENERGY INC COM 65339F101 1633 23604 SH Sole 23604 NORTHEAST UTILS COM 664397106 1600 40936 SH Sole 40936 UNITED TECHNOLOGIES CORP COM 913017109 1594 19441 SH Sole 19441 FISERV INC COM 337738108 1574 19912 SH Sole 19912 HERSHEY CO COM 427866108 1565 21676 SH Sole 21676 DTE ENERGY CO COM 233331107 1565 26054 SH Sole 26054 ALTRIA GROUP INC COM 02209S103 1562 49706 SH Sole 49706 CVS CAREMARK CORPORATION COM 126650100 1561 32285 SH Sole 32285 VERIZON COMMUNICATIONS INC COM 92343V104 1546 35721 SH Sole 35721 KINDER MORGAN INC DEL COM 49456B101 1518 42971 SH Sole 42971 CAMPBELL SOUP CO COM 134429109 1488 42634 SH Sole 42634 SUSQUEHANNA BANCSHARES INC P COM 869099101 1483 141467 SH Sole 141467 PAYCHEX INC COM 704326107 1472 47256 SH Sole 47256 HEINZ H J CO COM 423074103 1467 25433 SH Sole 25433 FIRST MIDWEST BANCORP DEL COM 320867104 1429 114103 SH Sole 114103 KIMBERLY CLARK CORP COM 494368103 1384 16391 SH Sole 16391 GLACIER BANCORP INC NEW COM 37637Q105 1367 92954 SH Sole 92954 FNB CORP PA COM 302520101 1360 128044 SH Sole 128044 XCEL ENERGY INC COM 98389B100 1359 50890 SH Sole 50890 ROPER INDS INC NEW COM 776696106 1358 12180 SH Sole 12180 WINTRUST FINANCIAL CORP COM 97650W108 1344 36610 SH Sole 36610 DOMINION RES INC VA NEW COM 25746U109 1339 25840 SH Sole 25840 NORTHWEST BANCSHARES INC MD COM 667340103 1336 110053 SH Sole 110053 MASTERCARD INC CL A 57636Q104 1335 2718 SH Sole 2718 REYNOLDS AMERICAN INC COM 761713106 1335 32226 SH Sole 32226 CITIGROUP INC COM NEW 172967424 1333 33684 SH Sole 33684 QUALCOMM INC COM 747525103 1331 21468 SH Sole 21468 UNITEDHEALTH GROUP INC COM 91324P102 1324 24414 SH Sole 24414 ORITANI FINL CORP DEL COM 68633D103 1321 86233 SH Sole 86233 MCKESSON CORP COM 58155Q103 1298 13388 SH Sole 13388 LILLY ELI & CO COM 532457108 1291 26183 SH Sole 26183 MOTOROLA SOLUTIONS INC COM NEW 620076307 1282 23016 SH Sole 23016 BUNGE LIMITED COM G16962105 1253 17240 SH Sole 17240 NATIONAL PENN BANCSHARES INC COM 637138108 1250 134124 SH Sole 134124 MONSANTO CO NEW COM 61166W101 1239 13091 SH Sole 13091 COLGATE PALMOLIVE CO COM 194162103 1231 11777 SH Sole 11777 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1221 27237 SH Sole 27237 ALLERGAN INC COM 018490102 1189 12962 SH Sole 12962 WATSON PHARMACEUTICALS INC COM 942683103 1187 13808 SH Sole 13808 OLD NATL BANCORP IND COM 680033107 1185 99865 SH Sole 99865 OMNICOM GROUP INC COM 681919106 1154 23096 SH Sole 23096 BROOKLINE BANCORP INC DEL COM 11373M107 1149 135184 SH Sole 135184 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1143 17188 SH Sole 17188 AMERISOURCEBERGEN CORP COM 03073E105 1137 26334 SH Sole 26334 KELLOGG CO COM 487836108 1134 20305 SH Sole 20305 COSTCO WHSL CORP NEW COM 22160K105 1123 11371 SH Sole 11371 BIOGEN IDEC INC COM 09062X103 1108 7555 SH Sole 7555 ECOLAB INC COM 278865100 1102 15331 SH Sole 15331 MYLAN INC COM 628530107 1098 39957 SH Sole 39957 BAXTER INTL INC COM 071813109 1094 16416 SH Sole 16416 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1084 12089 SH Sole 12089 CONAGRA FOODS INC COM 205887102 1074 36390 SH Sole 36390 UMPQUA HLDGS CORP COM 904214103 1065 90302 SH Sole 90302 E M C CORP MASS COM 268648102 1059 41843 SH Sole 41843 INGERSOLL-RAND PLC SHS G47791101 1056 22015 SH Sole 22015 GENERAL MLS INC COM 370334104 1050 25978 SH Sole 25978 SOUTHERN CO COM 842587107 1050 24528 SH Sole 24528 AMERICAN ELEC PWR INC COM 025537101 1035 24245 SH Sole 24245 NORDSTROM INC COM 655664100 1029 19229 SH Sole 19229 CONSOLIDATED EDISON INC COM 209115104 1026 18474 SH Sole 18474 EBAY INC COM 278642103 1026 20112 SH Sole 20112 PACWEST BANCORP DEL COM 695263103 1014 40907 SH Sole 40907 DEERE & CO COM 244199105 1012 11705 SH Sole 11705 CARNIVAL CORP PAIRED CTF 143658300 1008 27411 SH Sole 27411 SEMPRA ENERGY COM 816851109 1001 14111 SH Sole 14111 DAVITA HEALTHCARE PARTNERS I COM 23918K108 997 9021 SH Sole 9021 BANK OF THE OZARKS INC COM 063904106 974 29097 SH Sole 29097 ZIMMER HLDGS INC COM 98956P102 967 14509 SH Sole 14509 YAHOO INC COM 984332106 963 48417 SH Sole 48417 CENTURYLINK INC COM 156700106 960 24548 SH Sole 24548 UNITED BANKSHARES INC WEST V COM 909907107 948 38972 SH Sole 38972 GILEAD SCIENCES INC COM 375558103 935 12725 SH Sole 12725 HONEYWELL INTL INC COM 438516106 921 14510 SH Sole 14510 CIGNA CORPORATION COM 125509109 919 17196 SH Sole 17196 UMB FINL CORP COM 902788108 915 20872 SH Sole 20872 KROGER CO COM 501044101 914 35112 SH Sole 35112 FIRST FINL BANKSHARES COM 32020R109 912 23389 SH Sole 23389 MATTEL INC COM 577081102 895 24442 SH Sole 24442 PROVIDENT FINL SVCS INC COM 74386T105 889 59551 SH Sole 59551 INTUITIVE SURGICAL INC COM NEW 46120E602 880 1795 SH Sole 1795 TIME WARNER CABLE INC COM 88732J207 843 8670 SH Sole 8670 EDISON INTL COM 281020107 843 18656 SH Sole 18656 WALGREEN CO COM 931422109 831 22465 SH Sole 22465 SYSCO CORP COM 871829107 828 26153 SH Sole 26153 MARRIOTT INTL INC NEW CL A 571903202 816 21883 SH Sole 21883 DELPHI AUTOMOTIVE PLC SHS G27823106 815 21305 SH Sole 21305 CARDINAL HEALTH INC COM 14149Y108 802 19484 SH Sole 19484 COMMUNITY BK SYS INC COM 203607106 795 29051 SH Sole 29051 CITY HLDG CO COM 177835105 791 22702 SH Sole 22702 US BANCORP DEL COM NEW 902973304 784 24547 SH Sole 24547 PPL CORP COM 69351T106 783 27355 SH Sole 27355 FIDELITY NATL INFORMATION SV COM 31620M106 780 22409 SH Sole 22409 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 771 6646 SH Sole 6646 NUCOR CORP COM 670346105 763 17681 SH Sole 17681 PRECISION CASTPARTS CORP COM 740189105 763 4030 SH Sole 4030 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 759 10245 SH Sole 10245 COLUMBIA BKG SYS INC COM 197236102 743 41421 SH Sole 41421 AMERICAN EXPRESS CO COM 025816109 742 12917 SH Sole 12917 VALERO ENERGY CORP NEW COM 91913Y100 737 21589 SH Sole 21589 EOG RES INC COM 26875P101 735 6081 SH Sole 6081 COVIDIEN PLC SHS G2554F113 732 12672 SH Sole 12672 S & T BANCORP INC COM 783859101 732 40524 SH Sole 40524 ROCKWELL AUTOMATION INC COM 773903109 727 8654 SH Sole 8654 LAUDER ESTEE COS INC CL A 518439104 727 12142 SH Sole 12142 THERMO FISHER SCIENTIFIC INC COM 883556102 725 11371 SH Sole 11371 CELGENE CORP COM 151020104 717 9113 SH Sole 9113 WELLPOINT INC COM 94973V107 709 11636 SH Sole 11636 GOLDMAN SACHS GROUP INC COM 38141G104 708 5550 SH Sole 5550 INTL PAPER CO COM 460146103 699 17542 SH Sole 17542 FASTENAL CO COM 311900104 696 14912 SH Sole 14912 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 690 12088 SH Sole 12088 MORGAN STANLEY COM NEW 617446448 688 35981 SH Sole 35981 NORTHERN TR CORP COM 665859104 677 13490 SH Sole 13490 TITAN INTL INC ILL COM 88830M102 677 31182 SH Sole 31182 FIRST FINL BANCORP OH COM 320209109 674 46068 SH Sole 46068 NEWMONT MINING CORP COM 651639106 674 14510 SH Sole 14510 SHERWIN WILLIAMS CO COM 824348106 669 4351 SH Sole 4351 VORNADO RLTY TR SH BEN INT 929042109 669 8350 SH Sole 8350 AMERICAN TOWER CORP NEW COM 03027X100 668 8641 SH Sole 8641 BANK NEW YORK MELLON CORP COM 064058100 666 25903 SH Sole 25903 PUBLIC STORAGE COM 74460D109 666 4593 SH Sole 4593 STATE STR CORP COM 857477103 664 14134 SH Sole 14134 PNC FINL SVCS GROUP INC COM 693475105 662 11347 SH Sole 11347 AMPHENOL CORP NEW CL A 032095101 662 10239 SH Sole 10239 INVESCO LTD SHS G491BT108 662 25374 SH Sole 25374 CF INDS HLDGS INC COM 125269100 661 3255 SH Sole 3255 PRUDENTIAL FINL INC COM 744320102 661 12399 SH Sole 12399 BLACKROCK INC COM 09247X101 660 3193 SH Sole 3193 ANADARKO PETE CORP COM 032511107 657 8839 SH Sole 8839 AVALONBAY CMNTYS INC COM 053484101 656 4838 SH Sole 4838 VENTAS INC COM 92276F100 654 10098 SH Sole 10098 BOSTON PROPERTIES INC COM 101121101 654 6178 SH Sole 6178 PRICE T ROWE GROUP INC COM 74144T108 652 10007 SH Sole 10007 PARK NATL CORP COM 700658107 651 10073 SH Sole 10073 HCP INC COM 40414L109 651 14416 SH Sole 14416 FREIGHTCAR AMER INC COM 357023100 648 28886 SH Sole 28886 SALESFORCE COM INC COM 79466L302 647 3847 SH Sole 3847 TETRA TECH INC NEW COM 88162G103 645 24392 SH Sole 24392 ACE LTD SHS H0023R105 642 8040 SH Sole 8040 MARSH & MCLENNAN COS INC COM 571748102 642 18622 SH Sole 18622 CAPITAL ONE FINL CORP COM 14040H105 641 11068 SH Sole 11068 ALEXION PHARMACEUTICALS INC COM 015351109 639 6815 SH Sole 6815 LOEWS CORP COM 540424108 638 15648 SH Sole 15648 AFLAC INC COM 001055102 638 12003 SH Sole 12003 FRANKLIN RES INC COM 354613101 635 5054 SH Sole 5054 URS CORP NEW COM 903236107 634 16156 SH Sole 16156 AON PLC SHS CL A G0408V102 632 11365 SH Sole 11365 ALLSTATE CORP COM 020002101 631 15710 SH Sole 15710 MARATHON OIL CORP COM 565849106 629 20504 SH Sole 20504 NOBLE ENERGY INC COM 655044105 629 6182 SH Sole 6182 TRAVELERS COMPANIES INC COM 89417E109 629 8753 SH Sole 8753 CHUBB CORP COM 171232101 628 8338 SH Sole 8338 DISCOVER FINL SVCS COM 254709108 613 15898 SH Sole 15898 MASTEC INC COM 576323109 531 21312 SH Sole 21312 CAMERON INTERNATIONAL CORP COM 13342B105 484 8567 SH Sole 8567 HUBBELL INC CL B 443510201 470 5554 SH Sole 5554 TRINITY INDS INC COM 896522109 469 13104 SH Sole 13104 OSHKOSH CORP COM 688239201 465 15695 SH Sole 15695 TRIMAS CORP COM NEW 896215209 464 16587 SH Sole 16587 MUELLER INDS INC COM 624756102 459 9165 SH Sole 9165 AZZ INC COM 002474104 459 11952 SH Sole 11952 WABASH NATL CORP COM 929566107 457 50973 SH Sole 50973 GRANITE CONSTR INC COM 387328107 456 13569 SH Sole 13569 KRAFT FOODS GROUP INC COM 50076Q106 455 9999 SH Sole 9999 RBC BEARINGS INC COM 75524B104 439 8764 SH Sole 8764 GENERAC HLDGS INC COM 368736104 432 12585 SH Sole 12585 TUTOR PERINI CORP COM 901109108 421 30735 SH Sole 30735 FIRSTMERIT CORP COM 337915102 415 29276 SH Sole 29276 EMCOR GROUP INC COM 29084Q100 415 11982 SH Sole 11982 ACUITY BRANDS INC COM 00508Y102 409 6037 SH Sole 6037 DYCOM INDS INC COM 267475101 405 20448 SH Sole 20448 PRIMORIS SVCS CORP COM 74164F103 400 26595 SH Sole 26595 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 396 23110 SH Sole 23110 AMERICAN RAILCAR INDS INC COM 02916P103 394 12411 SH Sole 12411 THE ADT CORPORATION COM 00101J106 393 8461 SH Sole 8461 ENCORE WIRE CORP COM 292562105 382 12592 SH Sole 12592 QUANTA SVCS INC COM 74762E102 378 13835 SH Sole 13835 WASTE CONNECTIONS INC COM 941053100 367 10866 SH Sole 10866 NORTHWEST PIPE CO COM 667746101 365 15289 SH Sole 15289 BABCOCK & WILCOX CO NEW COM 05615F102 362 13815 SH Sole 13815 US ECOLOGY INC COM 91732J102 359 15270 SH Sole 15270 LAYNE CHRISTENSEN CO COM 521050104 356 14656 SH Sole 14656 MB FINANCIAL INC NEW COM 55264U108 354 17900 SH Sole 17900 COVANTA HLDG CORP COM 22282E102 351 19045 SH Sole 19045 COMFORT SYS USA INC COM 199908104 347 28523 SH Sole 28523 FIRST MERCHANTS CORP COM 320817109 346 23326 SH Sole 23326 LAKELAND FINL CORP COM 511656100 346 13404 SH Sole 13404 FIRST COMWLTH FINL CORP PA COM 319829107 338 49563 SH Sole 49563 MYR GROUP INC DEL COM 55405W104 338 15193 SH Sole 15193 FIRST FINL CORP IND COM 320218100 338 11162 SH Sole 11162 PRIVATEBANCORP INC COM 742962103 336 21955 SH Sole 21955 GREENBRIER COS INC COM 393657101 335 20710 SH Sole 20710 S Y BANCORP INC COM 785060104 333 14836 SH Sole 14836 BRYN MAWR BK CORP COM 117665109 331 14862 SH Sole 14862 GERMAN AMERN BANCORP INC COM 373865104 330 15191 SH Sole 15191 GREAT LAKES DREDGE & DOCK CO COM 390607109 327 36632 SH Sole 36632 ASSOCIATED BANC CORP COM 045487105 327 24900 SH Sole 24900 HERITAGE CRYSTAL CLEAN INC COM 42726M106 326 21693 SH Sole 21693 FULTON FINL CORP PA COM 360271100 325 33836 SH Sole 33836 HUNTINGTON BANCSHARES INC COM 446150104 323 50584 SH Sole 50584 PEOPLES BANCORP INC COM 709789101 320 15676 SH Sole 15676 ARGAN INC COM 04010E109 311 17275 SH Sole 17275 PHILLIPS 66 COM 718546104 302 5685 SH Sole 5685 FOSTER L B CO COM 350060109 296 6820 SH Sole 6820 HESS CORP COM 42809H107 276 5204 SH Sole 5204 PENTAIR LTD SHS H6169Q108 200 4060 SH Sole 4060 CHEMICAL FINL CORP COM 163731102 187 7852 SH Sole 7852