0001085146-13-000408.txt : 20130213
0001085146-13-000408.hdr.sgml : 20130213
20130212214859
ACCESSION NUMBER: 0001085146-13-000408
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Network
CENTRAL INDEX KEY: 0001534468
IRS NUMBER: 953845382
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14619
FILM NUMBER: 13599363
BUSINESS ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-326-3100
MAIL ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
13F-HR
1
finnet4q2012.txt
FINANCIAL NETWORK INVESTMENT CORPORATION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financial Network Investment Corporation
Address: 200 N Sepulveda Blvd., Suite 1300
El Segunda, CA 90245
13F File Number: 028-14619
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jose Rodriguez
Title: Director, Advisory Compliance
Phone: (310) 326-3100
Signature, Place, and Date of Signing:
/s/ Jose Rodriguez El Segunda, CA February 12, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $166,993 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579y101 4320 46491 SH SOLE 0 0 46491
ABERDEEN ASIA PACIFIC INCOM COM 003009107 444 57714 SH SOLE 0 0 57714
ABERDEEN ISRAEL FUND INC COM 00301L109 469 35953 SH SOLE 0 0 35953
ABERDEEN LATIN AMER EQTY FD COM 00306K106 1315 36285 SH SOLE 0 0 36285
ACNB CORP COM 000868109 224 13839 SH SOLE 0 0 13839
ADVISORSHARES TR BNY GRWTH ADR 00768Y206 1794 58504 SH SOLE 0 0 58504
AGIC CONV & INCOME FD II COM 001191105 181 22660 SH SOLE 0 0 22660
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 723 89254 SH SOLE 0 0 89254
ALTRIA GROUP INC COM 02209s103 2300 73462 SH SOLE 0 0 73462
AMERICAN CAP LTD COM 02503Y103 268 22140 SH SOLE 0 0 22140
AMERICAN RLTY CAP TR INC COM 02917l101 953 82372 SH SOLE 0 0 82372
AMERICAN TOWER CORP NEW COM 03027X100 629 8092 SH SOLE 0 0 8092
APPLE INC COM 037833100 25091 47130 SH SOLE 0 0 47130
AT&T INC COM 00206r102 8154 242006 SH SOLE 0 0 242006
BANK NEW YORK MELLON CORP COM 064058100 1920 74458 SH SOLE 0 0 74458
BANK OF AMERICA CORPORATION COM 060505104 1823 157160 SH SOLE 0 0 157160
BHP BILLITON LTD SPONSORED ADR 088606108 1049 13375 SH SOLE 0 0 13375
BLACKROCK ENHANCED EQT DIV T COM 09251a104 195 27299 SH SOLE 0 0 27299
BLACKROCK REAL ASSET EQUITY COM 09254B109 156 15604 SH SOLE 0 0 15604
CARMAX INC COM 143130102 805 21285 SH SOLE 0 0 21285
CENTURYLINK INC COM 156700106 751 19156 SH SOLE 0 0 19156
CF INDS HLDGS INC COM 125269100 429 2116 SH SOLE 0 0 2116
CHIMERA INVT CORP COM 16934Q109 48 18000 SH SOLE 0 0 18000
CITIGROUP INC COM NEW 172967424 301 7553 SH SOLE 0 0 7553
COMCAST CORP NEW CL A 20030n101 499 13380 SH SOLE 0 0 13380
COMPASS MINERALS INTL INC COM 20451n101 1023 13830 SH SOLE 0 0 13830
CONOCOPHILLIPS COM 20825c104 2060 35473 SH SOLE 0 0 35473
COSTCO WHSL CORP NEW COM 22160k105 1396 14118 SH SOLE 0 0 14118
DIRECTV COM 25490A309 522 10417 SH SOLE 0 0 10417
DNP SELECT INCOME FD COM 23325p104 134 13941 SH SOLE 0 0 13941
DOLLAR TREE INC COM 256746108 266 6607 SH SOLE 0 0 6607
DOMINION RES INC VA NEW COM 25746u109 931 17932 SH SOLE 0 0 17932
DUKE ENERGY CORP NEW COM NEW 26441C204 5207 81686 SH SOLE 0 0 81686
EATON VANCE ENHANCED EQ INC COM 278274105 573 53509 SH SOLE 0 0 53509
EATON VANCE TAX MNGD GBL DV COM 27829F108 250 28434 SH SOLE 0 0 28434
EATON VANCE TXMGD GL BUYWR O COM 27829c105 141 13250 SH SOLE 0 0 13250
EXPRESS SCRIPTS HLDG CO COM 30219G108 2957 54811 SH SOLE 0 0 54811
EXTERRAN HLDGS INC NOTE 4.750% 1/1 30225xad5 26 25000 PRN SOLE 0 0 25000
FACEBOOK INC CL A 30303M102 1113 41749 SH SOLE 0 0 41749
FEDEX CORP COM 31428x106 2589 28196 SH SOLE 0 0 28196
FIFTH STREET FINANCE CORP COM 31678A103 128 12700 SH SOLE 0 0 12700
FIRST TR VALUE LINE DIVID IN SHS 33734h106 343 19891 SH SOLE 0 0 19891
FOOT LOCKER INC COM 344849104 234 7277 SH SOLE 0 0 7277
FORD MTR CO DEL COM PAR $0.01 345370860 1219 94236 SH SOLE 0 0 94236
FRONTIER COMMUNICATIONS CORP COM 35906A108 193 47412 SH SOLE 0 0 47412
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 379 29338 SH SOLE 0 0 29338
GENCO SHIPPING & TRADING LTD NOTE 5.000% 8/1 36869maa3 5 12000 PRN SOLE 0 0 12000
GENERAL MTRS CO COM 37045V100 206 7024 SH SOLE 0 0 7024
HALCON RES CORP COM NEW 40537Q209 122 17193 SH SOLE 0 0 17193
HONEYWELL INTL INC COM 438516106 902 14202 SH SOLE 0 0 14202
ING GROEP N V SPONSORED ADR 456837103 114 11972 SH SOLE 0 0 11972
INVESCO MUN OPPORTUNITY TR COM 46132C107 333 22703 SH SOLE 0 0 22703
ISHARES TR MSCI ACJPN IDX 464288182 493 8100 SH SOLE 0 0 8100
ISHARES TR BARCLYS 3-7 YR 464288661 403 3279 SH SOLE 0 0 3279
JDS UNIPHASE CORP COM PAR $0.001 46612j507 138 10155 SH SOLE 0 0 10155
JPMORGAN CHASE & CO COM 46625h100 7149 162107 SH SOLE 0 0 162107
KINDER MORGAN INC DEL COM 49456B101 276 7800 SH SOLE 0 0 7800
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 344 8920 SH SOLE 0 0 8920
MCKESSON CORP COM 58155q103 246 2530 SH SOLE 0 0 2530
MELA SCIENCES INC COM 55277R100 25 14000 SH SOLE 0 0 14000
MERCK & CO INC NEW COM 58933Y105 2345 57289 SH SOLE 0 0 57289
MFA FINANCIAL INC COM 55272x102 462 56860 SH SOLE 0 0 56860
MOLSON COORS BREWING CO CL B 60871r209 249 5813 SH SOLE 0 0 5813
NATIONAL RETAIL PPTYS INC COM 637417106 377 12137 SH SOLE 0 0 12137
NEXTERA ENERGY INC COM 65339F101 673 9707 SH SOLE 0 0 9707
OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 4552 100100 SH SOLE 0 0 100100
PENGROWTH ENERGY CORP COM 70706P104 82 16440 SH SOLE 0 0 16440
PIMCO CORPORATE INCOME STRAT COM 72200u100 209 11955 SH SOLE 0 0 11955
PIMCO ETF TR ENHAN SHRT MAT 72201R833 902 8880 SH SOLE 0 0 8880
PNM RES INC COM 69349h107 206 10054 SH SOLE 0 0 10054
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3077 110489 SH SOLE 0 0 110489
POWERSHARES ETF TR II BUILD AMER ETF 73937B407 222 7400 SH SOLE 0 0 7400
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 801 43841 SH SOLE 0 0 43841
POWERSHARES ETF TRUST DIV ACHV PRTF 73935x732 1062 65950 SH SOLE 0 0 65950
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 285 14771 SH SOLE 0 0 14771
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5419 82789 SH SOLE 0 0 82789
PRICE T ROWE GROUP INC COM 74144t108 659 10045 SH SOLE 0 0 10045
PROSHARES TR PSHS ULTSH 20YRS 74347B201 655 10282 SH SOLE 0 0 10282
RMR REAL ESTATE INCOME FUND COM 76970b101 604 33190 SH SOLE 0 0 33190
ROCKWELL COLLINS INC COM 774341101 391 6719 SH SOLE 0 0 6719
ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 813 33415 SH SOLE 0 0 33415
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 559 23080 SH SOLE 0 0 23080
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1371 19795 SH SOLE 0 0 19795
RYDEX ETF TRUST GUG RUSS TOP 50 78355w205 296 2865 SH SOLE 0 0 2865
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 265 15556 SH SOLE 0 0 15556
SANOFI SPONSORED ADR 80105n105 674 14251 SH SOLE 0 0 14251
SCANA CORP NEW COM 80589m102 671 14677 SH SOLE 0 0 14677
SIRIUS XM RADIO INC COM 82967N108 70 23970 SH SOLE 0 0 23970
SOUTHERN COPPER CORP COM 84265v105 231 6079 SH SOLE 0 0 6079
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 7069 54145 SH SOLE 0 0 54145
SPDR GOLD TRUST GOLD SHS 78463V107 19242 118742 SH SOLE 0 0 118742
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 1393 40260 SH SOLE 0 0 40260
SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 453 12732 SH SOLE 0 0 12732
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3208 17305 SH SOLE 0 0 17305
SPDR SERIES TRUST DJ REIT ETF 78464A607 287 3928 SH SOLE 0 0 3928
SPDR SERIES TRUST S&P REGL BKG 78464A698 258 9109 SH SOLE 0 0 9109
SPDR SERIES TRUST S&P DIVID ETF 78464A763 1779 30588 SH SOLE 0 0 30588
SPECTRA ENERGY CORP COM 847560109 2535 93026 SH SOLE 0 0 93026
TRAVELERS COMPANIES INC COM 89417E109 269 3729 SH SOLE 0 0 3729
UNION FIRST MKT BANKSH CP COM 90662P104 536 34011 SH SOLE 0 0 34011
UNITEDHEALTH GROUP INC COM 91324p102 373 6826 SH SOLE 0 0 6826
US BANCORP DEL COM NEW 902973304 792 24756 SH SOLE 0 0 24756
VANGUARD INDEX FDS MID CAP ETF 922908629 252 3076 SH SOLE 0 0 3076
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 7240 146551 SH SOLE 0 0 146551
VISA INC COM CL A 92826C839 1392 9210 SH SOLE 0 0 9210
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 898 35531 SH SOLE 0 0 35531
WESTAR ENERGY INC COM 95709t100 239 8338 SH SOLE 0 0 8338
WESTERN ASSET EMRG MKT INCM COM 95766E103 173 11300 SH SOLE 0 0 11300
WINDSTREAM CORP COM 97381W104 372 44860 SH SOLE 0 0 44860
WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 642 11111 SH SOLE 0 0 11111
WISDOMTREE TRUST INTL LRGCAP DV 97717W794 401 8932 SH SOLE 0 0 8932
YUM BRANDS INC COM 988498101 1727 25945 SH SOLE 0 0 25945