0001539338-13-000002.txt : 20130213
0001539338-13-000002.hdr.sgml : 20130213
20130213114301
ACCESSION NUMBER: 0001539338-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Advisory Group
CENTRAL INDEX KEY: 0001539338
IRS NUMBER: 760536640
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14635
FILM NUMBER: 13600887
BUSINESS ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-627-7660
MAIL ADDRESS:
STREET 1: 5599 SAN FELIPE
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
finadvgrp13f4q2012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31,2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Financial Advisory Group, Inc.
Address: 5599 San Felipe, Suite 900
Houston, Texas 77056
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Curtis Holden
Title: Director of Investment Research
Phone: 713-627-7660
Signature, Place, and Date of Signing:
Curtis Holden Houston, Texas
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: none
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 44
-----------------------
Form 13F Information Table Value Total: $ 135157.508X1000
(x thousand)
-----------------------
List of Other Included Managers:
Name of Reporting Manager
Form 13F Information Table
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------------------------------------------------------------------
3M COMPANY COM 88579Y101 347.816 3746SH SOLE 3746
AMERICAN ELECTRIC TECHS COM 025576109 146.699 29107SH SOLE 29107
APPLE INC COM 037833100 766.857 1441SH SOLE 1498
BAXTER INTERNATIONAL INC COM 071813109 379.562 5694SH SOLE 5694
BOEING CO COM 097023105 503.556 6682SH SOLE 6682
CHEVRON CORPORATION COM 166764100 390.494 3611SH SOLE 3611
EMERSON ELECTRIC CO COM 291011104 313.258 5915SH SOLE 5915
EXXON MOBIL CORPORATION COM 30231G102 3068.198 35450SH SOLE 35450
FREEPORT MCMORAN COPPER COM 35671D857 246.172 7198SH SOLE 7198
GENERAL ELECTRIC COMPANY COM 369604103 205.261 9779SH SOLE 9779
GOOGLE INC CL A 38259P508 430.087 608SH SOLE 608
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3334.686 62541SH SOLE 62541
HOME DEPOT INC COM 437076102 306.900 4962SH SOLE 4962
ISHARES TR BARCLYS INTER CR 464288638 306.048 2750SH SOLE 2750
ISHARES TR BARCLYS 1-3YR CR 464288646 606.510 5750SH SOLE 5750
ISHARES TR MSCI ACJPN IDX 464288182 453.476 7493SH SOLE 7493
ISHARES TR RUSSELL MIDCAP 464287499 998.899 8832SH SOLE 8832
ISHARES SILVER TRUST ISHARES 46428Q109 206.324 7025SH SOLE 7025
JP MORGAN CHASE & CO ALERIAN ML ETN 46625H365 12038.442 313012SH SOLE 313012
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 7253.972 137490SH SOLE 137490
MC DONALDS CORP COM 580135101 389.271 4413SH SOLE 4413
NAVIDEA BIOPHARMA COM 63937X103 35.375 12500SH SOLE 12500
NORFOLK SOUTHERN CORP COM 655844108 247.360 4000SH SOLE 4000
PEPSICO INCORPORATED COM 713448108 846.205 12366SH SOLE 12366
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 256.506 2480SH SOLE 2480
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 5239.879 189302SH SOLE 189302
POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 666.801 10238SH SOLE 10238
PROCTER & GAMBLE COM 742718109 366.878 5404SH SOLE 5404
S P D R S&P 500 ETF TR EXPIRING 01/22/21TR UNIT 78462F103 13167.086 92459SH SOLE 92459
SCHLUMBERGER LTD F COM 806857108 323.146 4663SH SOLE 4663
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4094.233 57326SH SOLE 57326
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 36072.986 276252SH SOLE 276252
SPDR GOLD TRUST GOLD SHS 78463V107 1499.657 9256SH SOLE 9256
SPDR SERIES TRUST S&P DIVID ETF 78464A763 6589.935 113307SH SOLE 113307
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13144.368 70779SH SOLE 70779
UNION PACIFIC CORP COM 907818108 359.811 2862SH SOLE 2862
UNITED TECHNOLOGIES CORP COM 913017109 761.627 9287SH SOLE 9287
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 494.431 8300SH SOLE 8300
VANGUARD INDEX FDS GROWTH ETF 922908736 7668.720 107737SH SOLE 107737
VANGUARD INDEX FDS LARGE CAP ETF 922908637 8082.707 124044SH SOLE 124044
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 846.070 19000SH SOLE 19000
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 514.048 6400SH SOLE 6400
VANGUARD WORLD FDS UTILITIES ETF 92204A876 436.740 5800SH SOLE 5800
WAL-MART STORES INC COM 931142103 750.462 10999SH SOLE 10999
TOTAL $135157.508X1000