0001085146-13-000285.txt : 20130208 0001085146-13-000285.hdr.sgml : 20130208 20130207195714 ACCESSION NUMBER: 0001085146-13-000285 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130207 EFFECTIVENESS DATE: 20130208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pathstone Family Office, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 13584345 BUSINESS ADDRESS: STREET 1: 285 GRAND AVE STREET 2: FIVE PATRIOT CENTRE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 285 GRAND AVE STREET 2: FIVE PATRIOT CENTRE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 13F-HR 1 pathstonefamily4q2012.txt PATHSTONE FAMILY OFFICE, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pathstone Family Office, LLC Address: Five Patriot Centre 285 Grand Ave Englewood, NJ 07631 13F File Number: 028-14122 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Sher Title: Director of Operations & CCO Phone: 201-731-7112 Signature, Place, and Date of Signing: /s/ Matthew Sher Englewood, NJ February 07, 2013 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-04558 Parametric Portfolio Associates 028-05505 Sawgrass Asset Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 211 Form 13F Information Table Value Total: $65,916 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 45 489 SH SOLE 489 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 18 270 SH SOLE 270 0 0 ACE LTD SHS H0023R105 18 231 SH SOLE 231 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1 500 SH SOLE 500 0 0 AETNA INC NEW COM 00817Y108 15 325 SH SOLE 325 0 0 ALEXCO RESOURCE CORP COM 01535P106 2909 814919 SH SOLE 814919 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 2 23 SH SOLE 23 0 0 ALLEGHANY CORP DEL COM 017175100 4 12 SH SOLE 12 0 0 ALTRIA GROUP INC COM 02209s103 1 45 SH SOLE 45 0 0 AMAZON COM INC COM 023135106 3 12 SH SOLE 12 0 0 AMERICAN ELEC PWR INC COM 025537101 17 404 SH SOLE 404 0 0 AMGEN INC COM 031162100 9 100 SH SOLE 100 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3 32 SH SOLE 32 0 0 AOL INC COM 00184X105 2 81 SH SOLE 81 0 0 APPLE INC COM 037833100 488 917 SH SOLE 917 0 0 APPLIED MATLS INC COM 038222105 2 200 SH SOLE 200 0 0 ARES CAP CORP COM 04010L103 5 273 SH SOLE 273 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 6 93 SH SOLE 93 0 0 ATMEL CORP COM 049513104 20 3000 SH SOLE 3000 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 11 352 SH SOLE 352 0 0 AVENUE INCOME CR STRATEGIES COM 05358e106 45 2485 SH SOLE 2485 0 0 BANCO DE CHILE SPONSORED ADR 059520106 6 64 SH SOLE 64 0 0 BANCORP INC DEL COM 05969A105 14 1246 SH SOLE 1246 0 0 BANCORPSOUTH INC COM 059692103 44 3006 SH SOLE 3006 0 0 BARCLAYS BK PLC IPTH NAT GAS 06740p239 13 441 SH SOLE 441 0 0 BARRICK GOLD CORP COM 067901108 59 1670 SH SOLE 1670 0 0 BECTON DICKINSON & CO COM 075887109 3063 39179 SH SOLE 39179 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 134 1 SH SOLE 1 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 2 24 SH SOLE 24 0 0 BHP BILLITON PLC SPONSORED ADR 05545e209 12 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INC CL A 30303M102 4 135 SH SOLE 135 0 0 GAP INC DEL COM 364760108 11 343 SH SOLE 343 0 0 GENERAL DYNAMICS CORP COM 369550108 9 126 SH SOLE 126 0 0 GEOKINETICS INC COM PAR $0.01 372910307 0 5000 SH SOLE 5000 0 0 GILEAD SCIENCES INC COM 375558103 2271 30930 SH SOLE 30930 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1 22 SH SOLE 22 0 0 GOOGLE INC CL A 38259p508 82 116 SH SOLE 116 0 0 GRAINGER W W INC COM 384802104 2 10 SH SOLE 10 0 0 GULFPORT ENERGY CORP COM NEW 402635304 38 1000 SH SOLE 1000 0 0 HALLIBURTON CO COM 406216101 53 1517 SH SOLE 1517 0 0 HARMONIC INC COM 413160102 23 4500 SH SOLE 4500 0 0 HASBRO INC COM 418056107 0 5 SH SOLE 5 0 0 HEINZ H J CO COM 423074103 46 794 SH SOLE 794 0 0 HONDA MOTOR LTD AMERN SHS 438128308 1 17 SH SOLE 17 0 0 ING GROEP N V SPONSORED ADR 456837103 1 143 SH SOLE 143 0 0 ING PRIME RATE TR SH BEN INT 44977W106 44 7050 SH SOLE 7050 0 0 INSIGHT ENTERPRISES INC COM 45765U103 35 2000 SH SOLE 2000 0 0 INTEL CORP COM 458140100 66 3186 SH SOLE 3186 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 0 2 SH SOLE 2 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 76 395 SH SOLE 395 0 0 ISHARES INC MSCI AUSTRALIA 464286103 66 2617 SH SOLE 2617 0 0 ISHARES INC MSCI CDA INDEX 464286509 44 1554 SH SOLE 1554 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 23 790 SH SOLE 790 0 0 ISHARES TR BARCLYS 20+ YR 464287432 14 119 SH SOLE 119 0 0 ISHARES TR COHEN&ST RLTY 464287564 79 1000 SH SOLE 1000 0 0 ISHARES TR DJ HOME CONSTN 464288752 20 948 SH SOLE 948 0 0 ISHARES TR DJ US REAL EST 464287739 220 3401 SH SOLE 3401 0 0 ISHARES TR MSCI EAFE INDEX 464287465 1670 29370 SH SOLE 29370 0 0 ISHARES TR MSCI EMERG MKT 464287234 278 6282 SH SOLE 6282 0 0 ISHARES TR RUSL 2000 GROW 464287648 19 202 SH SOLE 202 0 0 ISHARES TR RUSSELL 1000 464287622 552 6985 SH SOLE 6985 0 0 ISHARES TR RUSSELL1000GRW 464287614 50 760 SH SOLE 760 0 0 ISHARES TR S&P GL C STAPL 464288737 47 634 SH SOLE 634 0 0 ISHARES TR S&P MC 400 GRW 464287606 25 215 SH SOLE 215 0 0 ISHARES TR S&P 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