0000899140-13-000140.txt : 20130214 0000899140-13-000140.hdr.sgml : 20130214 20130214134049 ACCESSION NUMBER: 0000899140-13-000140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J. Goldman & Co LP CENTRAL INDEX KEY: 0001412741 IRS NUMBER: 133341919 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14489 FILM NUMBER: 13610511 BUSINESS ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 26TH FLOOR CITY: New York STATE: NY ZIP: 10022 BUSINESS PHONE: 212-262-4200 MAIL ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 26TH FLOOR CITY: New York STATE: NY ZIP: 10022 13F-HR 1 j9085527.txt REPORT FOR CALENDAR YEAR ENDED DECEMBER 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J. Goldman & Co., L.P. Address: 510 Madison Avenue New York, NY 10022 Form 13F File Number: 028-14489 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay G. Goldman Title: President Phone: (212) 262-4268 Signature, Place, and Date of Signing: /s/ Jay G. Goldman New York, NY February 14, 2013 ------------------ ------------ ----------------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------- Form 13F Information Table Entry Total: 176 --------- Form 13F Information Table Value Total: $564,503 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Other Included Managers: 13F File Number: 1. Jet Capital Investors, L.P. 28-11127 2. Old Bellows Partners L.P. N/A FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None ABERCROMBIE & FITCH CO CL A CL A 002896207 720 15,000 SH SOLE 15,000 ADT CORPORATION (THE) COM 00101J106 325 7,000 SH OTHER 2 0 7,000 ADVANCE AUTO PARTS INC COM 00751Y106 903 12,478 SH OTHER 1 0 12,478 AFFYMAX, INC. COM 00826A109 1,250 65,810 SH SOLE 65,810 AMAG PHARMACEUTICALS, INC. COM 00163U106 2,153 146,339 SH SOLE 146,339 AMERICAN INTL GROUP, INC. COM NEW 026874784 10,590 300,000 SH SOLE 300,000 AMERICAN RLTY CAP TR INC COM 02917L101 4,782 414,384 SH SOLE 414,384 AMERISTAR CASINOS INC COM 03070Q101 798 30,400 SH OTHER 1 0 30,400 AVG TECHNOLOGIES N.V. SHS N07831105 3,641 230,000 SH SOLE 230,000 BEBE STORES INC COM 075571109 2,494 623,576 SH SOLE 623,576 BLACK HILLS CORP COM 092113109 760 20,900 SH OTHER 1 0 20,900 BLOOMIN' BRANDS, INC. COM 094235108 469 30,000 SH SOLE 30,000 BLUE NILE, INC. COM 09578R103 8,215 213,500 SH SOLE 213,500 BOINGO WIRELESS INC COM 09739C102 1,227 162,564 SH SOLE 162,564 BOYD GAMING CORPORATION COM 103304101 498 75,000 SH SOLE 75,000 BP P.L.C. SPONSORED ADR CMN SPONSORED ADR 055622104 2,436 58,505 SH OTHER 1 0 58,505 BRIGHTCOVE INC COM 10921T101 8,534 944,054 SH SOLE 944,054 BROOKDALE SENIOR LIVING, INC. COM 112463104 854 33,741 SH OTHER 1 0 33,741 BUILD-A-BEAR WORKSHOP, INC. COM 120076104 405 106,028 SH SOLE 106,028 C.H. ROBINSON WORLDWIDE INC. COM NEW 12541W209 7,017 111,000 SH SOLE 111,000 CABLEVISION SYS. CORP. CL A NY CABLVS 12686C109 2,241 150,000 SH SOLE 150,000 CAESARS ENTERTAINMENT CORP COM 127686103 807 116,600 SH SOLE 116,600 CALPINE CORPORATION COM NEW 131347304 928 51,179 SH OTHER 1 0 51,179 CANADIAN NATIONAL RAILWAY CO. COM 136375102 2,403 26,400 SH SOLE 26,400 CHENEIERE ENERGY, INC COM NEW 16411R208 1,456 77,545 SH OTHER 1 0 77,545 CHIPOTLE MEXICAN GRILL, INC. C COM 169656105 3,570 12,000 SH SOLE 12,000 COMCAST CORP CLA + CL A 20030N101 4,853 129,900 SH SOLE 129,900 CORRECTIONS CORP AMERICA NEW S COM NEW 22025Y407 68 45,320 SH OTHER 1 0 45,320 CUTERA INC COM 232109108 1,912 212,500 SH SOLE 212,500 DOMINOS PIZZA INC COM 25754A201 370 8,500 SH SOLE 8,500 DYNAVAX TECHNOLOGIES CORP COM 268158102 1,959 687,500 SH SOLE 687,500 EBAY INC. COM 278642103 19,379 380,000 SH SOLE 380,000 ELONG, INC. SPONSORED ADR CMN SPONSORED ADR 290138205 1,934 130,400 SH SOLE 130,400 ENERGY TRANSFER EQUITY LP SWAP COM UT LTD PTN 29273V100 40 63,444 SH OTHER 1 0 63,444 ENVIVIO INC COM 29413T106 566 333,072 SH SOLE 333,072 EXPRESS, INC. COM 30219E103 2,641 175,000 SH SOLE 175,000 FACEBOOK, INC. CMN CLASS A CL A 30303M102 22,693 852,500 SH SOLE 852,500 FMC TECHNOLOGIES INC COM 30249U101 6,424 150,000 SH SOLE 150,000 FRANCESCA'S HOLDINGS CORP COM 351793104 1,556 60,000 SH SOLE 60,000 GENERAL ELECTRIC CO COM 369604103 3,253 155,000 SH SOLE 155,000 GENERAL GROWTH PROPERTIES INC COM 370023103 4,508 227,107 SH OTHER 1 0 227,107 GENERAL MOTORS COMPANY COM 37045V100 7,092 246,000 SH SOLE 246,000 GENPACT LIMITED SHS G3922B107 8,137 525,000 SH SOLE 525,000 GEO GROUP INC COM 36159R103 4,571 162,076 SH OTHER 1 0 162,076 GREENLIGHT CAPITAL RE LTD-A CLASS A G4095J109 1,149 49,795 SH SOLE 49,795 GSV CAPITAL CORP COM 36191J101 2,383 282,703 SH SOLE 282,703 HARVEST NATURAL RES. COM 41754V103 2,941 324,260 SH OTHER 1 303,029 21,231 IMPERVA INC COM 45321L100 10,826 343,341 SH SOLE 343,341 INVESTMENT TECK GROUP INC COM 46145F105 383 42,520 SH OTHER 1 0 42,520 IRON MOUNTAIN INC (NEW) COM 462846106 1,594 51,337 SH OTHER 1 0 51,337 ISHARES MSCI JAPAN INDEXFUND MSCI MALAYSIA 464286848 2,730 280,000 SH SOLE 280,000 K-SWISS INC CL-A CL A 482686102 874 260,000 SH SOLE 260,000 LANDSTAR SYSTEMS INC COM 515098101 5,010 95,500 SH SOLE 95,500 LAS VEGAS SANDS CORP. COM 517834107 1,616 35,000 SH SOLE 35,000 LEUCADIA NATIONAL CORP COM 527288104 1,908 80,222 SH OTHER 0 80,222 LIBERTY INTERACTIVE CORP CMN C LBT VENT COM A 53071M880 3,523 51,995 SH OTHER 0 51,995 MARVELL TECHNOLOGY GROUP LTD. ORD G5876H105 4,175 575,000 SH SOLE 575,000 MCMORAN EXPLORATION INC COM 582411104 1,605 100,000 SH SOLE 100,000 MEDICINES COMPANY COM 584688105 4,794 200,000 SH SOLE 200,000 MELA SCIENCES INC COM 55277R100 85 47,500 SH OTHER 2 0 47,500 MELCO CROWN ENTERTAINMENT LIMI ADR 585464100 589 35,000 SH SOLE 35,000 MICHAEL KORS HOLDINGS LIMITED SHS G60754101 1,531 30,000 SH SOLE 30,000 MILLENNIAL MEDIA, INC. COM 60040N105 3,258 260,000 SH SOLE 260,000 MIPS TECHNOLOGIES INC COM 604567107 1,408 180,539 SH OTHER 1 0 180,539 NATIONAL OILWELL VARCO, INC. COM 637071101 342 5,000 SH SOLE 5,000 NOBLE CORPORATION NAMEN - AKT H5833N103 5,223 150,000 SH SOLE 150,000 NORDSTROM INC COM 655664100 8,292 155,000 SH SOLE 155,000 NRG ENERGY INC COM NEW 629377508 1,562 67,942 SH OTHER 1 0 67,942 OAKTREE CAP GROUP LLC SWAP UNIT 99/99/9999 674001201 478 100,000 SH SOLE 100,000 OIL STATES INTERNATIONAL INC COM 678026105 1,073 15,000 SH SOLE 15,000 ON SEMICONDUCTOR CORP COM 682189105 2,952 418,684 SH SOLE 418,684 PACER INTL INC TENN COM 69373H106 3,095 791,564 SH SOLE 791,564 PACTERA TECHNLGY INTERNATINAL SPONSORED ADR 695255109 794 100,000 SH SOLE 100,000 PANDORA MEDIA INC COM 698354107 1,377 150,000 SH SOLE 150,000 PARKERVISION INC. COM 701354102 61 30,253 SH OTHER 1 0 30,253 PHARMATHENE INC COM 71714G102 61 54,557 SH OTHER 1 0 54,557 POINTS INTL LTD COM NEW 730843208 1,504 135,000 SH SOLE 135,000 RESPONSYS INC COM 761248103 2,148 360,400 SH SOLE 360,400 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 510 15,000 SH SOLE 15,000 RTS/SANOFI-AVENTIS EXP12/31/20 RIGHT 12/31/2020 80105N113 783 460,635 SH OTHER 1 260,000 200,635 SANDISK CORP COM 80004C101 1,044 24,000 SH SOLE 24,000 SHUTTERFLY, INC COM 82568P304 3,883 130,000 SH SOLE 130,000 SIGA PHARMACEUTICALS INC COM 826917106 515 196,690 SH OTHER 1 0 196,690 SOURCEFIRE INC. COM 83616T108 8,736 185,000 SH SOLE 185,000 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 7,099 49,850 SH SOLE 49,850 STARBUCKS CORP. COM 855244109 1,207 22,500 SH SOLE 22,500 STRATEGIC HOTEL CAP INC COM 86272T106 2,368 370,000 SH SOLE 370,000 SUNCOKE ENERGY INC COM 86722A103 3,055 195,958 SH OTHER 1 0 195,958 SYCAMORE NETWORKS INC COM NEW 871206405 537 239,705 SH SOLE 239,705 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 4,558 414,000 SH SOLE 414,000 TESLA MOTORS ORD COM 88160R101 4,403 130,000 SH SOLE 130,000 TIVO INC COM 888706108 9,663 785,000 SH SOLE 785,000 TRANSCEPT PHARMACEUTICALS INC COM 89354M106 445 100,000 SH SOLE 100,000 TRIUS THERAPEUTICS INC COM 89685K100 1,960 410,069 SH SOLE 410,069 UNION PACIFIC CORP COM 907818108 3,168 25,200 SH SOLE 25,200 UNITED PARCEL SERVICE, INC. CL CL B 911312106 7,688 104,275 SH SOLE 104,275 UROPLASTY, INC. COM NEW 917277204 1,176 361,727 SH SOLE 361,727 US AIRWAYS GROUP INC COM 90341W108 1,012 75,000 SH SOLE 75,000 VERISIGN INC COM 92343E102 369 9,500 SH OTHER 1 0 9,500 VERIZON COMMUNICATIONS INC. COM 92343V104 6,793 157,000 SH SOLE 157,000 VOLCANO CORPORATION COM 928645100 1,180 50,000 SH SOLE 50,000 VONAGE HOLDINGS CORP. COM 92886T201 939 396,079 SH SOLE 396,079 WARNER CHILCOTT PLC SHS A G94368100 795 65,997 SH OTHER 1 0 65,997 WEBMD HEALTH CORP. COM 94770V102 620 43,249 SH SOLE 43,249 WELLS FARGO & CO (NEW) COM 949746101 5,981 175,000 SH SOLE 175,000 WESTERN DIGITAL CORPORATION COM 958102105 1,487 35,000 SH SOLE 35,000 WET SEAL INC CL-A COM 961840105 1,527 553,265 SH SOLE 553,265 WISDOMTREE TRUST MUTUAL FUND S INDIA ERNGS FD 97717W422 358 18,500 SH SOLE 18,500 WNS (HOLDINGS) LIMITED SPONSOR SPON ADR 92932M101 1,877 180,000 SH SOLE 180,000 WRIGHT MEDICAL GROUP INC COM 98235T107 630 30,000 SH SOLE 30,000 WTS/RETAIL OPPORTUNITY INVESTM *W EXP 10/23/201 76131N119 355 399,213 SH OTHER 1 0 399,213 WYNN RESORTS, LIMITED COM 983134107 9,337 83,000 SH SOLE 83,000 YANDEX N.V. SHS CLASS A N97284108 9,047 420,000 SH SOLE 420,000 YUM BRANDS INC COM 988498101 2,501 37,673 SH SOLE 37,673 AEGERION PHARMACEUTICALS INC LISTED OPTION 00767E102 1,117 44,000 CALL SOLE 44,000 AFFYMAX, INC. LISTED OPTION 00826A109 2,639 139,000 CALL SOLE 139,000 AGRIUM INC LISTED OPTION 008916108 5,992 60,000 CALL SOLE 60,000 AMARIN CORPORATION PLC SPONSOR LISTED OPTION 023111206 1,375 170,000 CALL SOLE 170,000 AMERICAN RLTY CAP TR INC LISTED OPTION 02917L101 7 600 CALL OTHER 1 0 600 BLACKSTONE GROUP L.P. (THE) LISTED OPTION 09253U108 857 55,000 CALL SOLE 55,000 BP P.L.C. SPONSORED ADR CMN LISTED OPTION 055622104 1,495 35,900 CALL OTHER 1 0 35,900 BROOKDALE SENIOR LIVING, INC. LISTED OPTION 112463104 537 21,200 CALL OTHER 1 0 21,200 CHILDRENS PL RETAIL STORES INC LISTED OPTION 168905107 4,536 102,400 CALL SOLE 102,400 CHIPOTLE MEXICAN GRILL, INC. C LISTED OPTION 169656105 1,487 5,000 CALL SOLE 5,000 COMPANHIA VALE DO RIO DOCE ADR LISTED OPTION 91912E105 298 14,200 CALL OTHER 1 0 14,200 DYNAVAX TECHNOLOGIES CORP LISTED OPTION 268158102 826 289,800 CALL SOLE 289,800 EXACT SCIENCES CORPORATION LISTED OPTION 30063P105 6,089 575,000 CALL SOLE 575,000 EXPRESS, INC. LISTED OPTION 30219E103 3,772 250,000 CALL SOLE 250,000 FACEBOOK, INC. CMN CLASS A LISTED OPTION 30303M102 3,194 120,000 CALL SOLE 120,000 FRANCESCA'S HOLDINGS CORP LISTED OPTION 351793104 4,408 170,000 CALL SOLE 170,000 GENERAL GROWTH PROPERTIES INC LISTED OPTION 370023103 1,048 52,800 CALL OTHER 1 0 52,800 GENERAL MOTORS COMPANY LISTED OPTION 37045V100 1,729 60,000 CALL OTHER 2 50,000 10,000 GLOBAL CASH ACCESS HLDGS, INC. LISTED OPTION 378967103 784 100,000 CALL SOLE 100,000 GOLDMAN SACHS GROUP, INC.(THE) LISTED OPTION 38141G104 2,870 22,500 CALL SOLE 22,500 GROUPON, INC. LISTED OPTION 399473107 5,103 1,050,000 CALL SOLE 1,050,000 ISHARES RUSSELL 2000 INDEX FUN LISTED OPTION 464287655 5,059 60,000 CALL SOLE 60,000 JPMORGAN CHASE & CO LISTED OPTION 46625H100 3,298 75,000 CALL SOLE 75,000 MICHAEL KORS HOLDINGS LIMITED LISTED OPTION G60754101 8,931 175,000 CALL SOLE 175,000 NOKIA CORP SPON ADR SPONSORED LISTED OPTION 654902204 1,185 300,000 CALL SOLE 300,000 OIL STATES INTERNATIONAL INC LISTED OPTION 678026105 3,219 45,000 CALL SOLE 45,000 PANDORA MEDIA INC LISTED OPTION 698354107 7,344 800,000 CALL SOLE 800,000 RALPH LAUREN CORP CMN CLASS A LISTED OPTION 751212101 2,998 20,000 CALL SOLE 20,000 REPROS THERAPEUTICS INC LISTED OPTION 76028H209 8,426 535,000 CALL SOLE 535,000 RYMAN HOSPITALITY PPTYS INC LISTED OPTION 78377T107 5,500 143,000 CALL SOLE 143,000 SHUTTERFLY, INC LISTED OPTION 82568P304 5,078 170,000 CALL SOLE 170,000 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 9,385 65,900 CALL OTHER 1 60,000 5,900 TIVO INC LISTED OPTION 888706108 2,892 235,000 CALL SOLE 235,000 UNITED STATES OIL FUND LP ETF LISTED OPTION 91232N108 4,171 125,000 CALL SOLE 125,000 US NATURAL GAS FUND LP ETF LISTED OPTION 912318201 8,977 475,000 CALL SOLE 475,000 WRIGHT MEDICAL GROUP INC LISTED OPTION 98235T107 1,259 60,000 CALL SOLE 60,000 WYNN RESORTS, LIMITED LISTED OPTION 983134107 1,687 15,000 CALL SOLE 15,000 3 D SYSTEMS CORP (NEW) LISTED OPTION 88554D205 2,134 40,000 PUT SOLE 40,000 AEROPOSTALE INC LISTED OPTION 007865108 975 75,000 PUT SOLE 75,000 ARCELORMITTAL LISTED OPTION 03938L104 786 45,000 PUT SOLE 45,000 ASML HOLDING N.V. ADR CMN LISTED OPTION N07059210 2,093 32,500 PUT SOLE 32,500 BEST BUY CO INC CMN SERIES LISTED OPTION 086516101 325 27,400 PUT OTHER 1 0 27,400 CHESAPEAKE ENERGY CORPORATION LISTED OPTION 165167107 665 40,000 PUT SOLE 40,000 CHESAPEAKE ENERGY CORPORATION LISTED OPTION 165167107 166 10,000 PUT SOLE 10,000 CHILDRENS PL RETAIL STORES INC LISTED OPTION 168905107 4,536 102,400 PUT SOLE 102,400 DREAMWORKS ANIMATION, INC. CMN LISTED OPTION 26153C103 2,071 125,000 PUT SOLE 125,000 DYNAVAX TECHNOLOGIES CORP LISTED OPTION 268158102 1,425 500,000 PUT SOLE 500,000 FRANCESCA'S HOLDINGS CORP LISTED OPTION 351793104 778 30,000 PUT SOLE 30,000 GENERAC HOLDINGS INC. LISTED OPTION 368736104 343 10,000 PUT SOLE 10,000 GENTEX CORP LISTED OPTION 371901109 9,359 496,500 PUT SOLE 496,500 GREEN MOUNTAIN COFFEE ROASTERS LISTED OPTION 393122106 827 20,000 PUT SOLE 20,000 INFOSYS LTD SPONSORED ADR CMN LISTED OPTION 456788108 3,414 80,700 PUT SOLE 80,700 INTEL CORPORATION LISTED OPTION 458140100 3,608 175,000 PUT SOLE 175,000 ISHARES RUSSELL 2000 INDEX FUN LISTED OPTION 464287655 27,142 321,900 PUT OTHER 1 205,000 116,900 NOKIA CORP SPON ADR SPONSORED LISTED OPTION 654902204 1,975 500,000 PUT SOLE 500,000 RESEARCH IN MOTION LIMITED LISTED OPTION 760975102 593 50,000 PUT SOLE 50,000 SPDR S&P RETAIL ETF ETF LISTED OPTION 78464A714 9,357 150,000 PUT SOLE 150,000 TENARIS SA SPONSORED ADR CMN LISTED OPTION 88031M109 4,716 112,500 PUT SOLE 112,500 THE GAP INC LISTED OPTION 364760108 3,104 100,000 PUT SOLE 100,000 UNITED STATES STEEL CORP LISTED OPTION 912909108 2,385 100,000 PUT SOLE 100,000 USG CORPORATION (NEW) LISTED OPTION 903293405 1,403 50,000 PUT SOLE 50,000 VERISIGN INC LISTED OPTION 92343E102 369 9,500 PUT OTHER 1 0 9,500