0001047469-13-001016.txt : 20130214 0001047469-13-001016.hdr.sgml : 20130214 20130214060034 ACCESSION NUMBER: 0001047469-13-001016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER POMA INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 13606000 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 8316256355 MAIL ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD STREET 2: SUITE 200 CITY: CARMEL STATE: CA ZIP: 93923 FORMER COMPANY: FORMER CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC DATE OF NAME CHANGE: 19990407 13F-HR 1 a2212711z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/12 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Poma Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ ------------------------------- Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 2/14/13 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 32 -------------------- Form 13F Information Table Value Total: $251,097 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Poma Investment Counsel LLC ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Acacia Research COM 003881307 8133 316950 316950 NONE 251000 65950 Allied Nevada Gold Corp. COM 019344100 5603 185950 185950 120550 65400 Bank Of The Ozarks COM 063904106 12727 380250 380250 296450 83800 Chart Industries Inc. COM 16115Q308 3960 59380 59380 45180 14200 Coherent Inc. COM 192479103 7485 147825 147825 117325 30500 Dresser-Rand Group Inc. COM 261608103 7333 130625 130625 94425 36200 EBIX Inc. COM 278715206 2717 168550 168550 126150 42400 Enersys COM 29275Y102 4225 112275 112275 86125 26150 FEI Company COM 30241L109 8588 154825 154825 119225 35600 First Financial Bancorp COM 320209109 7244 495500 495500 371500 124000 Haemonetics Corporation COM 405024100 5873 143800 143800 109400 34400 Herbalife Ltd. COM G4412G101 5918 179650 179650 137950 41700 Innophos Holdings Inc. COM 45774N108 2542 54675 54675 41575 13100 Innospec Inc. COM 45768S105 1217 35300 35300 22200 13100 IPG Photonics Corp. COM 44980X109 8345 125200 125200 95600 29600 Jack Henry & Associates Inc. COM 426281101 11843 301650 301650 231850 69800 Maximus Inc. COM 577933104 8803 139250 139250 106050 33200 Oriental Financial Group COM 68618W100 12714 952394 952394 725394 227000 Pier 1 Imports, Inc. COM 720279108 8876 443825 443825 338125 105700 Questcor Pharmaceuticals COM 74835Y101 6609 247325 247325 192250 55075 Sirona Dental Systems Inc. COM 82966C103 11210 173900 173900 132500 41400 Snap-On Incorporated COM 833034101 11746 148700 148700 113750 34950 Stantec Inc. COM 85472N109 11876 296150 296150 218850 77300 Steelcase Inc. COM 858155203 6976 547550 547550 423300 124250 Steven Madden, Ltd. COM 556269108 11599 274400 274400 216600 57800 Thor Industries Inc. COM 885160101 5875 156950 156950 121550 35400

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Tupperware Brands Corp. COM 899896104 10950 170825 170825 NONE 131425 39400 Ultratech Inc. COM 904034105 10353 277550 277550 213350 64200 UMB Financial Corp. COM 902788108 10108 230675 230675 174575 56100 Veeco Instruments Inc. COM 922417100 3409 115600 115600 89400 26200 Wabtec Corporation COM 929740108 10387 118650 118650 90400 28250 SPDR Gold Trust ETF 78463V107 5853 36125 36125 35950 175