0001157523-13-000769.txt : 20130214 0001157523-13-000769.hdr.sgml : 20130214 20130214101820 ACCESSION NUMBER: 0001157523-13-000769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PANAGORA ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000883677 IRS NUMBER: 043063840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03042 FILM NUMBER: 13607311 BUSINESS ADDRESS: STREET 1: 470 ATLANTIC AVENUE 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6174396300 MAIL ADDRESS: STREET 1: 470 ATLANTIC AVENUE 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 13F-HR 1 a50562427.txt PANAGORA ASSET MANAGEMENT, INC. 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PanAgora Asset Management, Inc. ------------------------------------- Address: 470 Atlantic Avenue, 8th Floor ------------------------------------- Boston, MA 02210 ------------------------------------- Form 13F File Number: 28-03042 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louis X. Iglesias ------------------------------------- Title: Chief Compliance Officer ------------------------------------- Phone: 617.439.6300 ------------------------------------- Signature, Place and Date of Signing: /s/ Louis X. Iglesias Boston, MA 2/14/2013 --------------------- ---------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-01190 Russell Company --------- --------------- 028-02437 Strategic Investment Group --------- -------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 2172 ------------------ Form 13F Information Table Value Total: 17312671 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PanAgora Asset Management, Inc. 13F Holdings Report - 12/31/12
VOTING VOTING VOTING AUTH- AUTH- AUTH- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ORITY- ORITY- ORITY- CLASS (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 1-800-FLOWERS.COM INC-CL A COMMON 68243Q106 1062 289856 SH Sole NONE 142827 147029 1ST SOURCE CORP COMMON 336901103 1095 49551 SH Sole NONE 8248 41303 3M CO COMMON 88579Y101 23193 249794 SH Sole NONE 162093 87701 A.F.P. PROVIDA SA-SPONS ADR ADR 00709P108 891 8570 SH Sole NONE 0 8570 AAR CORP COMMON 000361105 6 345 SH Sole NONE 345 0 AARON'S INC COMMON 002535300 1115 39427 SH Sole NONE 0 39427 ABBOTT LABORATORIES COMMON 002824100 78906 1204666 SH Sole NONE 782291 422375 ABBVIE INC COMMON 00287Y109 17884 523534 SH Sole NONE 149101 374433 ABERCROMBIE & FITCH CO-CL A COMMON 002896207 1314 27383 SH Sole NONE 5698 21685 ABM INDUSTRIES INC COMMON 000957100 30 1500 SH Sole NONE 1500 0 ACADIA REALTY TRUST REIT 004239109 12 464 SH Sole NONE 464 0 ACCENTURE PLC-CL A COMMON G1151C101 143174 2152991 SH Sole NONE 884578 1268413 ACCESS NATIONAL CORP COMMON 004337101 406 31260 SH Sole NONE 1778 29482 ACCO BRANDS CORP COMMON 00081T108 3394 462372 SH Sole NONE 86866 375506 ACE LTD COMMON H0023R105 1800 22562 SH Sole NONE 13880 8682 ACHILLION PHARMACEUTICALS COMMON 00448Q201 74 9229 SH Sole NONE 0 9229 ACORDA THERAPEUTICS INC COMMON 00484M106 547 22009 SH Sole NONE 16074 5935 Actavis Inc COMMON 00507K103 5143 59798 SH 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31 4436 SH Sole NONE 0 4436 AES CORP COMMON 00130H105 782 73097 SH Sole NONE 42404 30693 AETNA INC COMMON 00817Y108 61920 1337366 SH Sole NONE 576219 761147 AFC ENTERPRISES COMMON 00104Q107 4178 159882 SH Sole NONE 10857 149025 AFFILIATED MANAGERS GROUP COMMON 008252108 1244 9560 SH Sole NONE 2450 7110 AFFYMAX INC COMMON 00826A109 9 469 SH Sole NONE 469 0 AFFYMETRIX INC COMMON 00826T108 125 39553 SH Sole NONE 16628 22925 AFLAC INC COMMON 001055102 187052 3521319 SH Sole NONE 1758349 1762970 AG MORTGAGE INVESTMENT TRUST REIT 001228105 27 1152 SH Sole NONE 1152 0 AGCO CORP COMMON 001084102 1255 25550 SH Sole NONE 4641 20909 Agenus Inc COMMON 00847G705 89 21713 SH Sole NONE 3562 18151 AGILENT TECHNOLOGIES INC COMMON 00846U101 21697 529966 SH Sole NONE 258378 271588 AGILYSYS INC COMMON 00847J105 242 28874 SH Sole NONE 7173 21701 AGL RESOURCES INC COMMON 001204106 771 19291 SH Sole NONE 11124 8167 AGNICO-EAGLE MINES LTD COMMON 008474108 971 18500 SH Sole NONE 18500 0 AGREE REALTY CORP REIT 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NONE 100 0 ALLIED WORLD ASSURANCE CO COMMON H01531104 13991 177547 SH Sole NONE 83190 94357 ALLSCRIPTS HEALTHCARE SOLUTI COMMON 01988P108 284 30157 SH Sole NONE 1080 29077 ALLSTATE CORP COMMON 020002101 2873 71514 SH Sole NONE 21085 50429 ALON USA ENERGY INC COMMON 020520102 1415 78198 SH Sole NONE 13431 64767 ALON USA PARTNERS LP UNIT 02052T109 209 8702 SH Sole NONE 8702 0 ALPHA & OMEGA SEMICONDUCTOR COMMON G6331P104 798 95022 SH Sole NONE 31014 64008 ALPHA NATURAL RESOURCES INC COMMON 02076X102 192 19743 SH Sole NONE 19743 0 ALPHATEC HOLDINGS INC COMMON 02081G102 144 87103 SH Sole NONE 27342 59761 ALTERA CORP COMMON 021441100 994 28852 SH Sole NONE 15324 13528 Alterra Capital Holdings Ltd COMMON G0229R108 354 12575 SH Sole NONE 12575 0 ALTISOURCE RESIDENTI-CL B- COMMON 02153W100 188 11873 SH Sole NONE 11873 0 ALTRIA GROUP INC COMMON 02209S103 7926 252269 SH Sole NONE 163199 89070 ALUMINUM CORP OF CHINA-ADR ADR 022276109 38 3159 SH Sole NONE 3159 0 AMAG PHARMACEUTICALS INC COMMON 00163U106 170 11570 SH Sole NONE 867 10703 AMAZON.COM INC COMMON 023135106 235991 939678 SH Sole NONE 550546 389132 AMBAC FINANCIAL GROUP INC COMMON 023139108 0 100 SH Sole NONE 0 100 AMC NETWORKS INC-A COMMON 00164V103 28480 575356 SH Sole NONE 200277 375079 AMCOL INTERNATIONAL CORP COMMON 02341W103 49 1600 SH Sole NONE 1600 0 AMDOCS LTD COMMON G02602103 24884 732098 SH Sole NONE 429249 302849 AMEDISYS INC COMMON 023436108 50 4455 SH Sole NONE 4455 0 AMERCO COMMON 023586100 186 1463 SH Sole NONE 1463 0 AMEREN CORPORATION COMMON 023608102 67190 2187179 SH Sole NONE 694045 1493134 AMERICA MOVIL-ADR SERIES L ADR 02364W105 940 40607 SH Sole NONE 32346 8261 AMERICAN ASSETS TRUST INC REIT 024013104 32 1155 SH Sole NONE 195 960 AMERICAN AXLE & MFG HOLDINGS COMMON 024061103 85 7627 SH Sole NONE 7627 0 AMERICAN CAMPUS COMMUNITIES REIT 024835100 89 1940 SH Sole NONE 1940 0 AMERICAN CAPITAL AGENCY CORP REIT 02503X105 638 22055 SH Sole NONE 22055 0 AMERICAN CAPITAL LTD COMMON 02503Y103 1297 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19929 SH Sole NONE 5083 14846 AMERICAN WOODMARK CORP COMMON 030506109 527 18940 SH Sole NONE 2422 16518 AMERIPRISE FINANCIAL INC COMMON 03076C106 78376 1251406 SH Sole NONE 671301 580105 AMERISOURCEBERGEN CORP COMMON 03073E105 89313 2068389 SH Sole NONE 1056703 1011686 AMERISTAR CASINOS INC COMMON 03070Q101 4934 188046 SH Sole NONE 17601 170445 AMES NATIONAL CORP COMMON 031001100 196 8950 SH Sole NONE 0 8950 AMETEK INC COMMON 031100100 381 10138 SH Sole NONE 10012 126 AMGEN INC COMMON 031162100 21678 251132 SH Sole NONE 123999 127133 AMKOR TECHNOLOGY INC COMMON 031652100 26 6164 SH Sole NONE 6164 0 AMN HEALTHCARE SERVICES INC COMMON 001744101 147 12734 SH Sole NONE 6395 6339 AMPHENOL CORP-CL A COMMON 032095101 1162 17955 SH Sole NONE 10573 7382 AMSURG CORP COMMON 03232P405 1471 49024 SH Sole NONE 622 48402 AMTRUST FINANCIAL SERVICES COMMON 032359309 3828 133433 SH Sole NONE 87412 46021 ANACOR PHARMACEUTICALS INC COMMON 032420101 22 4321 SH Sole NONE 537 3784 ANADARKO PETROLEUM CORP 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