0000315498-13-000001.txt : 20130118 0000315498-13-000001.hdr.sgml : 20130118 20130117180915 ACCESSION NUMBER: 0000315498-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130117 EFFECTIVENESS DATE: 20130118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 13535838 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 dec12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : MARK BROWN TITLE : COMPLIANCE OFFICER PHONE : 312-832-1534 SIGNATURE, PLACE, AND DATE OF SIGNING: MARK BROWN CHICAGO, ILLINOIS December 31, 2012 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 478 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,608,815,0000 LIST OF OTHER INCLUDED MANAGERS: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hologic Cvt CONV 436440AA9 1062 1065000 PRN Sole 25000 1040000 3M Company COM 88579Y101 11256 121227 SH Sole 938 120289 Abbott Laboratories COM 002824100 18140 276946 SH Sole 1520 275426 Accenture Plc Cl A COM G1151C101 153 2300 SH Sole 2300 Actuant Cl A COM 00508X203 329 11784 SH Sole 11784 Adobe Systems COM 00724F101 1578 41875 SH Sole 1100 40775 Advance Auto Parts COM 00751Y106 365 5050 SH Sole 5050 Affiliated Managers Group COM 008252108 419 3218 SH Sole 3218 AFLAC COM 001055102 16 300 SH 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