0001436871-13-000005.txt : 20130109 0001436871-13-000005.hdr.sgml : 20130109 20130109163523 ACCESSION NUMBER: 0001436871-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 EFFECTIVENESS DATE: 20130109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC CENTRAL INDEX KEY: 0001436871 IRS NUMBER: 260728851 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13361 FILM NUMBER: 13520851 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757 305 1500 MAIL ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 13F-HR 1 13f4qtr2012.txt 13F4QTR2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2012 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.): [X] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors Address: 999 Waterside Drive, Ste 800 Norfolk, VA 23510 13F File Number: 28-13361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Renshaw Title: Compliance Officer Phone: (757)305-1500 Signature, Place, and Date of Signing: Nancy Renshaw Norfolk, VA January 9, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 543 Form 13F Information Table Value Total: $815,576,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- ------- ------- ISHARES TR BARCLYS 1-3 YR EX TD BD 464287457 757 8966 SH Sole 6641 2325 ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 6700 63521 SH Sole 53476 10045 ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 193 1565 SH Sole 1060 505 ISHARES TR BARCLYS 7-10 YR EX TD BD 464287440 1 10 SH Sole 10 ISHARES TR BARCLYS CR BD EX TD BD 464288620 28 250 SH Sole 250 ISHARES TR BARCLYS INTER CR EX TD BD 464288638 9732 87446 SH Sole 66071 21375 ISHARES TR BARCLYS INTER GV EX TD BD 464288612 801 7125 SH Sole 6895 230 ISHARES TR BARCLYS SH TREA EX TD BD 464288679 33 300 SH Sole 300 ISHARES TR BARCLYS TIPS BD EX TD BD 464287176 2294 18895 SH Sole 15655 3240 ISHARES TR CORE TOTUSBD ETF EX TD BD 464287226 7061 63564 SH Sole 50774 12790 ISHARES TR HIGH YLD CORP EX TD BD 464288513 4284 45896 SH Sole 36156 9740 ISHARES TR S&P NTL AMTFREE EX TD BD 464288414 2001 18085 SH Sole 16085 2000 PIMCO ETF TR INTER MUN BD ST EX TD BD 72201R866 67 1240 SH Sole 1040 200 PROSHARES TR PSHS ULTSH 20YRS EX TD BD 74347B201 48 750 SH Sole 750 SPDR SERIES TRUST BRC HGH YLD EX TD BD 78464A417 12 299 SH Sole 299 SPDR SERIES TRUST NUVN BR SHT EX TD BD 78464A425 60 2475 SH Sole 2050 425 VANGUARD BD INDEX FD INC SHORT EX TD BD 921937827 174 2150 SH Sole 1150 1000 ABERDEEN ASIA PACIFIC INCOM FD CE BD FD 003009107 39 5000 SH Sole 5000 BABSON CAP CORPORATE INVS COM CE BD FD 05617K109 15 1000 SH Sole 1000 BLACKROCK INCOME OPP TRUST INC CE BD FD 092475102 4 350 SH Sole 350 BLACKROCK MUN 2020 TERM TR COM CE BD FD 09249X109 38 2300 SH Sole 2300 BLACKROCK MUNICIPL INC QLTY TR CE BD FD 092479104 18 1098 SH Sole 1098 BLACKROCK MUNIYIELD FD INC COM CE BD FD 09253W104 7 435 SH Sole 435 DWS MUN INCOME TR COM CE BD FD 23338M106 8 584 SH Sole 584 INVESCO MUN OPPORTUNITY TR COM CE BD FD 46132C107 23 1586 SH Sole 1586 MFS INTER INCOME TR SH BEN INT CE BD FD 55273C107 19 3000 SH Sole 3000 NUVEEN MUN ADVANTAGE FD INC CO CE BD FD 67062H106 21 1400 SH Sole 1400 NUVEEN MUN VALUE FD INC COM CE BD FD 670928100 30 2940 SH Sole 2940 NUVEEN PA PREM INCOME MUN FD 2 CE BD FD 67061F101 11 700 SH Sole 700 NUVEEN PREMIER OPPURTUNITY FD CE BD FD 670987106 23 1500 SH Sole 1500 NUVEEN SELECT TAX FREE INCM PT CE BD FD 67063C106 21 1500 SH Sole 1500 NUVEEN VA PREM INCOME MUN FD C CE BD FD 67064R102 30 1943 SH Sole 1943 PIMCO CORPORATE INCOME STRATEG CE BD FD 72200U100 23 1275 SH Sole 1275 PIMCO INCOME OPPORTUNITY FD CO CE BD FD 72202B100 32 1100 SH Sole 1100 PIONEER HIGH INCOME TR COM CE BD FD 72369H106 21 1300 SH Sole 800 500 PUTNAM MUN OPPORTUNITIES TR SH CE BD FD 746922103 9 700 SH Sole 700 TEMPLETON GLOBAL INCOME FD COM CE BD FD 880198106 18 1857 SH Sole 1857 TORTOISE PWR & ENERGY INFRASTR CE BD FD 89147X104 6 250 SH Sole 250 3M CO COM COM 88579Y101 1060 11419 SH Sole 8419 3000 ABBOTT LABS COM COM 002824100 4071 62158 SH Sole 50499 11659 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 48 725 SH Sole 725 ACE LTD SHS COM H0023R105 9407 117881 SH Sole 104291 13590 ADOBE SYS INC COM COM 00724F101 30 800 SH Sole 800 AERCAP HOLDINGS NV SHS COM N00985106 54 3950 SH Sole 3950 AETNA INC NEW COM COM 00817Y108 5155 111315 SH Sole 95690 15625 AFLAC INC COM COM 001055102 7396 139236 SH Sole 125936 13300 AGRIUM INC COM COM 008916108 35 350 SH Sole 350 AIR PRODS & CHEMS INC COM COM 009158106 34 400 SH Sole 200 200 ALCOA INC COM COM 013817101 32 3700 SH Sole 900 2800 ALEXION PHARMACEUTICALS INC CO COM 015351109 3 35 SH Sole 35 ALLERGAN INC COM COM 018490102 9 100 SH Sole 100 ALLIANT ENERGY CORP COM COM 018802108 20 450 SH Sole 450 ALLSTATE CORP COM COM 020002101 104 2591 SH Sole 1591 1000 ALPHA NATURAL RESOURCES INC CO COM 02076X102 34 3500 SH Sole 3500 ALTRIA GROUP INC COM COM 02209S103 11576 368190 SH Sole 312379 55811 AMEREN CORP COM COM 023608102 22 700 SH Sole 700 AMERICAN CAP LTD COM COM 02503Y103 3 254 SH Sole 254 AMERICAN ELEC PWR INC COM COM 025537101 431 10107 SH Sole 3882 6225 AMERICAN EXPRESS CO COM COM 025816109 193 3350 SH Sole 3350 AMERICAN INTL GROUP INC COM NE COM 026874784 29 823 SH Sole 823 AMERICAN TOWER CORP NEW COM COM 03027X100 16 204 SH Sole 204 AMERIGAS PARTNERS L P UNIT L P COM 030975106 94 2425 SH Sole 2425 AMERISOURCEBERGEN CORP COM COM 03073E105 694 16070 SH Sole 15940 130 AMETEK INC NEW COM COM 031100100 7 184 SH Sole 184 AMGEN INC COM COM 031162100 10712 124264 SH Sole 105617 18647 ANADARKO PETE CORP COM COM 032511107 822 11065 SH Sole 8115 2950 ANGLOGOLD ASHANTI LTD SPONSORE COM 035128206 13 415 SH Sole 415 ANHEUSER BUSCH INBEV SA/NV SPO COM 03524A108 24 272 SH Sole 272 ANNALY CAP MGMT INC COM COM 035710409 48 3400 SH Sole 3150 250 APACHE CORP COM COM 037411105 355 4522 SH Sole 250 4272 APPLE INC COM COM 037833100 16736 31449 SH Sole 27143 4306 APPLIED MATLS INC COM COM 038222105 1 100 SH Sole 100 APTARGROUP INC COM COM 038336103 86 1800 SH Sole 1800 ARCH COAL INC COM COM 039380100 20 2800 SH Sole 1000 1800 ARCHER DANIELS MIDLAND CO COM COM 039483102 2825 103151 SH Sole 87785 15366 ASA GOLD AND PRECIOUS MTLS LMT COM G3156P103 74 3450 SH Sole 450 3000 ASCENT CAP GROUP INC COM SER A COM 043632108 126 2030 SH Sole 2030 ASTRAZENECA PLC SPONSORED ADR COM 046353108 12 250 SH Sole 250 AT&T INC COM COM 00206R102 13093 388395 SH Sole 314565 73830 ATMOS ENERGY CORP COM COM 049560105 14 400 SH Sole 400 AUTOMATIC DATA PROCESSING INC COM 053015103 3355 58936 SH Sole 46952 11984 AUTOZONE INC COM COM 053332102 43 120 SH Sole 120 AVALONBAY CMNTYS INC COM COM 053484101 142 1050 SH Sole 750 300 AVERY DENNISON CORP COM COM 053611109 39 1120 SH Sole 1120 BANK NEW YORK MELLON CORP COM COM 064058100 110 4273 SH Sole 4273 BANK OF AMERICA CORPORATION CO COM 060505104 2800 241172 SH Sole 204005 37167 BARRICK GOLD CORP COM COM 067901108 216 6168 SH Sole 3268 2900 BAXTER INTL INC COM COM 071813109 200 3005 SH Sole 2755 250 BB&T CORP COM COM 054937107 3424 117627 SH Sole 105609 12018 BCE INC COM NEW COM 05534B760 170 3966 SH Sole 3966 BEAM INC COM COM 073730103 212 3477 SH Sole 2677 800 BECTON DICKINSON & CO COM COM 075887109 899 11496 SH Sole 9596 1900 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 134 1 SH Sole 1 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 3048 33981 SH Sole 27487 6494 BEST BUY INC COM COM 086516101 27 2275 SH Sole 2275 BHP BILLITON LTD SPONSORED ADR COM 088606108 39 500 SH Sole 100 400 BOARDWALK PIPELINE PARTNERS LP COM 096627104 29 1175 SH Sole 1175 BOEING CO COM COM 097023105 619 8210 SH Sole 6010 2200 BOVIE MEDICAL CORP COM COM 10211F100 12 5000 SH Sole 5000 BP PLC SPONSORED ADR COM 055622104 9956 239103 SH Sole 208328 30775 BRISTOL MYERS SQUIBB CO COM COM 110122108 3465 106324 SH Sole 71799 34525 BROADCOM CORP CL A COM 111320107 10 300 SH Sole 300 BROOKFIELD ASSET MGMT INC CL A COM 112585104 62 1695 SH Sole 1695 BROWN & BROWN INC COM COM 115236101 214 8400 SH Sole 8400 BROWN FORMAN CORP CL B COM 115637209 341 5387 SH Sole 5387 BT GROUP PLC ADR COM 05577E101 7483 196755 SH Sole 171980 24775 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 33 725 SH Sole 725 BUNGE LIMITED COM COM G16962105 15 200 SH Sole 200 C & F FINL CORP COM COM 12466Q104 19 500 SH Sole 500 CA INC COM COM 12673P105 39 1770 SH Sole 1770 CABOT OIL & GAS CORP COM COM 127097103 60 1200 SH Sole 1200 CALLAWAY GOLF CO COM COM 131193104 13 2000 SH Sole 2000 CAMERON INTERNATIONAL CORP COM COM 13342B105 127 2250 SH Sole 2250 CAMPBELL SOUP CO COM COM 134429109 70 2000 SH Sole 1000 1000 CANADIAN NATL RY CO COM COM 136375102 5866 64458 SH Sole 37794 26664 CANADIAN PAC RY LTD COM COM 13645T100 10 100 SH Sole 100 CAPITAL CITY BK GROUP INC COM COM 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CORP SPON AD COM 16941R108 11 100 SH Sole 100 CHUBB CORP COM COM 171232101 117 1550 SH Sole 1550 CHURCH & DWIGHT INC COM COM 171340102 86 1605 SH Sole 1605 CIGNA CORPORATION COM COM 125509109 6240 116728 SH Sole 104208 12520 CINCINNATI BELL INC NEW COM COM 171871106 124 22669 SH Sole 22669 CISCO SYS INC COM COM 17275R102 48 2452 SH Sole 2452 CISCO SYS INC COM COM 17275R102 1705 86786 SH Sole 56136 30650 CITY HLDG CO COM COM 177835105 42 1200 SH Sole 1200 CLIFFS NATURAL RESOURCES INC C COM 18683K101 6000 155573 SH Sole 130623 24950 CLOROX CO DEL COM COM 189054109 192 2618 SH Sole 2318 300 COACH INC COM COM 189754104 50 900 SH Sole 900 COCA COLA CO COM COM 191216100 9008 248493 SH Sole 193587 54906 COLGATE PALMOLIVE CO COM COM 194162103 1151 11011 SH Sole 11011 COMCAST CORP NEW CL A COM 20030N101 2112 56530 SH Sole 2068 54462 COMCAST CORP NEW CL A SPL COM 20030N200 40 1125 SH Sole 1125 COMPASS DIVERSIFIED HOLDINGS S COM 20451Q104 7 475 SH Sole 475 CONAGRA FOODS INC COM COM 205887102 21 700 SH Sole 700 CONOCOPHILLIPS COM COM 20825C104 2819 48611 SH Sole 40210 8401 CONSOL ENERGY INC COM COM 20854P109 51 1600 SH Sole 800 800 CONSOLIDATED EDISON INC COM COM 209115104 1939 34915 SH Sole 20504 14411 CORNING INC COM COM 219350105 3890 308232 SH Sole 262107 46125 COSTCO WHSL CORP NEW COM COM 22160K105 223 2258 SH Sole 2258 COVANCE INC COM COM 222816100 12 200 SH Sole 200 COVENTRY HEALTH CARE INC COM COM 222862104 4 100 SH Sole 100 COVIDIEN PLC SHS COM G2554F113 166 2880 SH Sole 1855 1025 CREE INC COM COM 225447101 14 400 SH Sole 400 CSX CORP COM COM 126408103 1922 97425 SH Sole 65175 32250 CUMMINS INC COM COM 231021106 3929 36265 SH Sole 32020 4245 CVS CAREMARK CORPORATION COM COM 126650100 168 3466 SH Sole 3466 DANAHER CORP DEL COM COM 235851102 27 489 SH Sole 489 DAVITA HEALTHCARE PARTNERS INC COM 23918K108 479 4336 SH Sole 4336 DEERE & CO COM COM 244199105 1370 15855 SH Sole 10355 5500 DELL INC COM COM 24702R101 6 625 SH Sole 625 DEVON ENERGY CORP NEW COM COM 25179M103 16 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11922 2550 EASTMAN CHEM CO COM COM 277432100 2126 31248 SH Sole 25623 5625 EATON CORP PLC SHS COM G29183103 9679 178647 SH Sole 148697 29950 EBAY INC COM COM 278642103 82 1600 SH Sole 800 800 ECOLAB INC COM COM 278865100 789 10968 SH Sole 10968 EDISON INTL COM COM 281020107 113 2500 SH Sole 2500 EMERSON ELEC CO COM COM 291011104 2279 43035 SH Sole 37710 5325 ENCANA CORP COM COM 292505104 6 300 SH Sole 300 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 887 20670 SH Sole 20405 265 ENGILITY HLDGS INC COM COM 29285W104 1 50 SH Sole 50 ENSCO PLC SHS CLASS A COM G3157S106 200 3370 SH Sole 3145 225 ENTERGY CORP NEW COM COM 29364G103 6124 96060 SH Sole 85360 10700 ENTERPRISE PRODS PARTNERS L P COM 293792107 296 5918 SH Sole 5718 200 ERICSSON ADR B SEK 10 COM 294821608 77 7656 SH Sole 7656 EXELIS INC COM COM 30162A108 263 23327 SH Sole 23327 EXELON CORP COM COM 30161N101 205 6909 SH Sole 4909 2000 EXPRESS SCRIPTS HOLDING CO COM 30219G108 1097 20316 SH Sole 20316 EXXON MOBIL CORP COM COM 30231G102 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Sole 1475 HESS CORP COM COM 42809H107 95 1800 SH Sole 1800 HEWLETT PACKARD CO COM COM 428236103 79 5577 SH Sole 2677 2900 HIGHWOODS PPTYS INC COM COM 431284108 23 700 SH Sole 700 HOME DEPOT INC COM COM 437076102 13439 217281 SH Sole 180415 36866 HONEYWELL INTL INC COM COM 438516106 918 14466 SH Sole 11091 3375 HOST HOTELS & RESORTS INC COM COM 44107P104 33 2100 SH Sole 1100 1000 HUGOTON RTY TR TEX UNIT BEN IN COM 444717102 2 300 SH Sole 300 HUMANA INC COM COM 444859102 17 250 SH Sole 250 HUNTINGTON BANCSHARES INC COM COM 446150104 182 28540 SH Sole 5585 22955 HUNTINGTON INGALLS INDS INC CO COM 446413106 20 468 SH Sole 468 ILLINOIS TOOL WKS INC COM COM 452308109 526 8650 SH Sole 7150 1500 ILLUMINA INC COM COM 452327109 67 1200 SH Sole 1200 INGERSOLL-RAND PLC SHS COM G47791101 43 904 SH Sole 504 400 INTEL CORP COM COM 458140100 8468 410653 SH Sole 322276 88377 INTERNATIONAL BUSINESS MACHS C COM 459200101 22060 115167 SH Sole 96707 18460 INTL PAPER CO COM COM 460146103 185 4637 SH Sole 380 4257 INTUIT COM COM 461202103 27 450 SH Sole 450 ITT CORP NEW COM NEW COM 450911201 435 18547 SH Sole 18172 375 JOHNSON & JOHNSON COM COM 478160104 15727 224344 SH Sole 184033 40311 JOHNSON CTLS INC COM COM 478366107 573 18675 SH Sole 17600 1075 JPMORGAN CHASE & CO COM COM 46625H100 14670 333644 SH Sole 271585 62059 KANSAS CITY SOUTHERN COM NEW COM 485170302 92 1100 SH Sole 700 400 KAYNE ANDERSON MLP INVSMNT CO COM 486606106 32 1098 SH Sole 1098 KELLOGG CO COM COM 487836108 297 5325 SH Sole 2525 2800 KEYCORP NEW COM COM 493267108 7 801 SH Sole 801 KIMBERLY CLARK CORP COM COM 494368103 1194 14143 SH Sole 12337 1806 KINDER MORGAN ENERGY PARTNERS COM 494550106 3649 45732 SH Sole 41127 4605 KINDER MORGAN MANAGEMENT LLC S COM 49455U100 73 964 SH Sole 964 KONINKLIJKE PHILIPS ELECTRS NV COM 500472303 13 500 SH Sole 500 KRAFT FOODS GROUP INC COM COM 50076Q106 1712 37645 SH Sole 27787 9858 KROGER CO COM COM 501044101 6646 255425 SH Sole 229020 26405 L-3 COMMUNICATIONS HLDGS INC C COM 502424104 23 300 SH Sole 300 LAUDER ESTEE COS INC CL A COM 518439104 13 217 SH Sole 217 LIBERTY GLOBAL INC COM SER A COM 530555101 850 13500 SH Sole 13500 LIBERTY GLOBAL INC COM SER C COM 530555309 793 13500 SH Sole 13500 LIBERTY INTERACTIVE CORPORATIO COM 53071M104 1331 67650 SH Sole 67650 LIBERTY INTERACTIVE CORPORATIO COM 53071M880 344 5075 SH Sole 5075 LIBERTY MEDIA CORPORATION LIB COM 530322106 2335 20130 SH Sole 20130 LILLY ELI & CO COM COM 532457108 12416 251734 SH Sole 238609 13125 LINCOLN NATL CORP IND COM COM 534187109 512 19761 SH Sole 9453 10308 LINN ENERGY LLC UNIT LTD LIAB COM 536020100 1790 50797 SH Sole 49847 950 LOCKHEED MARTIN CORP COM COM 539830109 867 9392 SH Sole 6956 2436 LOEWS CORP COM COM 540424108 87 2125 SH Sole 1300 825 LOWES COS INC COM COM 548661107 99 2800 SH Sole 1800 1000 MACYS INC COM COM 55616P104 6 143 SH Sole 143 MAGELLAN MIDSTREAM PRTNRS LP C COM 559080106 111 2565 SH Sole 2565 MAGNUM HUNTER RES CORP DEL COM COM 55973B102 3 846 SH Sole 846 MANCHESTER UTD PLC NEW ORD CL COM G5784H106 1 100 SH Sole 100 MANULIFE FINL CORP COM COM 56501R106 55 4056 SH Sole 4056 MARATHON OIL CORP COM COM 565849106 4404 143651 SH Sole 120201 23450 MARATHON PETE CORP COM COM 56585A102 3916 62166 SH Sole 48868 13298 MARKEL CORP COM COM 570535104 1514 3494 SH Sole 2356 1138 MARRIOTT INTL INC NEW CL A COM 571903202 28 753 SH Sole 753 MARSH & MCLENNAN COS INC COM COM 571748102 19 542 SH Sole 542 MASTERCARD INC CL A COM 57636Q104 36 73 SH Sole 73 MATTEL INC COM COM 577081102 22 607 SH Sole 607 MCDONALDS CORP COM COM 580135101 2944 33372 SH Sole 23447 9925 MCGRAW HILL COS INC COM COM 580645109 14 250 SH Sole 250 MCKESSON CORP COM COM 58155Q103 70 725 SH Sole 725 MEADWESTVACO CORP COM COM 583334107 86 2697 SH Sole 1764 933 MEDTRONIC INC COM COM 585055106 338 8235 SH Sole 6635 1600 MERCK & CO INC NEW COM COM 58933Y105 4647 113500 SH Sole 82110 31390 MESABI TR CTF BEN INT COM 590672101 25 1000 SH Sole 1000 METLIFE INC COM COM 59156R108 35 1075 SH Sole 1075 MFA FINANCIAL INC COM COM 55272X102 5 650 SH Sole 650 MICROCHIP TECHNOLOGY INC COM COM 595017104 82 2520 SH Sole 2320 200 MICROSOFT CORP COM COM 594918104 15509 580640 SH Sole 481706 98934 MIDDLEBURG FINANCIAL CORP COM COM 596094102 35 2000 SH Sole 2000 MONARCH FINANCIAL HOLDINGS INC COM 60907Q100 62 7500 SH Sole 7500 MONDELEZ INTL INC CL A COM 609207105 2806 110253 SH Sole 80832 29421 MONSANTO CO NEW COM COM 61166W101 193 2034 SH Sole 2034 MURPHY OIL CORP COM COM 626717102 22 375 SH Sole 375 MYLAN INC COM COM 628530107 77 2800 SH Sole 2000 800 NATIONAL FUEL GAS CO N J COM COM 636180101 10 200 SH Sole 200 NATIONAL GRID PLC SPON ADR NEW COM 636274300 12 213 SH Sole 213 NATIONAL OILWELL VARCO INC COM COM 637071101 34 500 SH Sole 500 NATURAL RESOURCE PARTNERS L P COM 63900P103 3 185 SH Sole 185 NCR CORP NEW COM COM 62886E108 2 88 SH Sole 88 NEW YORK CMNTY BANCORP INC COM COM 649445103 13 1000 SH Sole 1000 NEWMONT MINING CORP COM COM 651639106 153 3300 SH Sole 2200 1100 NEWS CORP CL A COM 65248E104 2238 87727 SH Sole 84352 3375 NEWS CORP CL B COM 65248E203 6421 244719 SH Sole 205475 39244 NEXTERA ENERGY INC COM COM 65339F101 765 11061 SH Sole 7061 4000 NIKE INC CL B COM 654106103 196 3798 SH Sole 350 3448 NISOURCE INC COM COM 65473P105 25 1000 SH Sole 1000 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 284 8150 SH Sole 8150 NOBLE ENERGY INC COM COM 655044105 244 2400 SH Sole 2400 NORDSTROM INC COM COM 655664100 48 900 SH Sole 900 NORFOLK SOUTHERN CORP COM COM 655844108 9726 157281 SH Sole 137041 20240 NORTHEAST UTILS COM COM 664397106 15 393 SH Sole 393 NORTHERN TR CORP COM COM 665859104 70 1400 SH Sole 1400 NORTHROP GRUMMAN CORP COM COM 666807102 288 4265 SH Sole 4265 NOVARTIS A G SPONSORED ADR COM 66987V109 201 3175 SH Sole 3175 NUCOR CORP COM COM 670346105 261 6050 SH Sole 6050 NYSE EURONEXT COM COM 629491101 16 500 SH Sole 500 OCCIDENTAL PETE CORP DEL COM COM 674599105 71 925 SH Sole 925 OGE ENERGY CORP COM COM 670837103 180 3202 SH Sole 3202 OLD POINT FINL CORP COM COM 680194107 142 12837 SH Sole 11525 1312 ONEOK INC NEW COM COM 682680103 107 2500 SH Sole 2500 ORACLE CORP COM COM 68389X105 4389 131721 SH Sole 112161 19560 PALL CORP COM COM 696429307 72 1200 SH Sole 1200 PARKER HANNIFIN CORP COM COM 701094104 263 3088 SH Sole 2888 200 PAYCHEX INC COM COM 704326107 44 1400 SH Sole 400 1000 PENTAIR LTD SHS COM H6169Q108 9 190 SH Sole 190 PEPSICO INC COM COM 713448108 5266 76955 SH Sole 66169 10786 PETROCHINA CO LTD SPONSORED A COM 71646E100 14 100 SH Sole 100 PETROLEO BRASILEIRO SA PETROBR COM 71654V408 8 400 SH Sole 400 PFIZER INC COM COM 717081103 11629 463703 SH Sole 372302 91401 PHILIP MORRIS INTL INC COM COM 718172109 2671 31935 SH Sole 29235 2700 PHILLIPS 66 COM COM 718546104 1245 23445 SH Sole 19426 4019 PLAINS ALL AMERN PIPELINE L P COM 726503105 737 16300 SH Sole 15700 600 PLUM CREEK TIMBER CO INC COM COM 729251108 3427 77245 SH Sole 60562 16683 PNC FINL SVCS GROUP INC COM COM 693475105 2094 35910 SH Sole 31910 4000 PORTFOLIO RECOVERY 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STRYKER CORP COM COM 863667101 14 250 SH Sole 50 200 SUNTRUST BKS INC COM COM 867914103 1215 42862 SH Sole 42862 SYSCO CORP COM COM 871829107 227 7166 SH Sole 6666 500 TARGET CORP COM COM 87612E106 366 6178 SH Sole 3968 2210 TE CONNECTIVITY LTD REG SHS COM H84989104 16 425 SH Sole 425 TECO ENERGY INC COM COM 872375100 9 544 SH Sole 544 TELEFONICA S A SPONSORED ADR COM 879382208 133 9825 SH Sole 9825 TERADATA CORP DEL COM COM 88076W103 5 88 SH Sole 88 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 2175 58240 SH Sole 56585 1655 TEXAS INSTRS INC COM COM 882508104 59 1900 SH Sole 1900 TEXTRON INC COM COM 883203101 15 600 SH Sole 600 THE ADT CORPORATION COM COM 00101J106 26 550 SH Sole 550 THERMO FISHER SCIENTIFIC INC C COM 883556102 230 3600 SH Sole 1350 2250 TICC CAPITAL CORP COM COM 87244T109 15 1500 SH Sole 1500 TIFFANY & CO NEW COM COM 886547108 16 275 SH Sole 275 TIME WARNER CABLE INC COM COM 88732J207 97 994 SH Sole 585 409 TIME WARNER INC COM NEW COM 887317303 118 2465 SH Sole 833 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UNITED TECHNOLOGIES CORP COM COM 913017109 4273 52103 SH Sole 41584 10519 UNITEDHEALTH GROUP INC COM COM 91324P102 44 817 SH Sole 817 UNUM GROUP COM COM 91529Y106 15 700 SH Sole 700 US BANCORP DEL COM NEW COM 902973304 853 26700 SH Sole 16200 10500 V F CORP COM COM 918204108 1261 8350 SH Sole 6875 1475 VALASSIS COMMUNICATIONS INC CO COM 918866104 129 5000 SH Sole 5000 VALERO ENERGY CORP NEW COM COM 91913Y100 766 22450 SH Sole 4350 18100 VALLEY FINL CORP VA COM COM 919629105 7 800 SH Sole 800 VERIZON COMMUNICATIONS INC COM COM 92343V104 5484 126744 SH Sole 88280 38464 VERTEX PHARMACEUTICALS INC COM COM 92532F100 13 300 SH Sole 300 VIACOM INC NEW CL B COM 92553P201 4659 88344 SH Sole 76619 11725 VISA INC COM CL A COM 92826C839 34 224 SH Sole 224 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 906 35986 SH Sole 26393 9593 WAL-MART STORES INC COM COM 931142103 14213 208313 SH Sole 170828 37485 WALGREEN CO COM COM 931422109 126 3400 SH Sole 2500 900 WASHINGTON POST CO CL B COM 939640108 59 162 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Sole 189413 28850 ISHARES TR MSCI GRW IDX EX TRD EQ FD 464288885 893 14875 SH Sole 14325 550 ISHARES TR MSCI VAL IDX EX TRD EQ FD 464288877 909 18695 SH Sole 16795 1900 ISHARES TR REAL EST 50 IN EX TRD EQ FD 464288521 194 4875 SH Sole 4875 ISHARES TR RUSSELL 1000 EX TRD EQ FD 464287622 285 3606 SH Sole 3606 ISHARES TR RUSSELL 2000 EX TRD EQ FD 464287655 17 200 SH Sole 200 ISHARES TR RUSSELL MCP VL EX TRD EQ FD 464287473 69 1380 SH Sole 1380 ISHARES TR RUSSELL MIDCAP EX TRD EQ FD 464287499 20 175 SH Sole 175 ISHARES TR RUSSELL1000GRW EX TRD EQ FD 464287614 347 5306 SH Sole 5306 ISHARES TR RUSSELL1000VAL EX TRD EQ FD 464287598 169 2316 SH Sole 2316 ISHARES TR S&P 500 VALUE EX TRD EQ FD 464287408 1420 21388 SH Sole 17808 3580 ISHARES TR S&P LTN AM 40 EX TRD EQ FD 464287390 867 19770 SH Sole 14910 4860 ISHARES TR S&P MIDCP VALU EX TRD EQ FD 464287705 6917 78472 SH Sole 67852 10620 ISHARES TR S&P SMLCP VALU EX TRD EQ FD 464287879 3105 38377 SH Sole 35012 3365 ISHARES TR S&P500 GRW EX TRD EQ FD 464287309 2068 27305 SH Sole 23805 3500 ISHARES TR US PFD STK IDX EX TRD EQ FD 464288687 51 1296 SH Sole 1296 MARKET VECTORS ETF TR GOLD MIN EX TRD EQ FD 57060U100 598 12900 SH Sole 12900 POWERSHARES ETF TRUST WATER RE EX TRD EQ FD 73935X575 697 33614 SH Sole 28514 5100 POWERSHARES GLOBAL ETF TRUST A EX TRD EQ FD 73936T565 242 16500 SH Sole 16500 POWERSHARES QQQ TRUST UNIT SER EX TRD EQ FD 73935A104 127 1951 SH Sole 1951 SPDR GOLD TRUST GOLD SHS EX TRD EQ FD 78463V107 1339 8266 SH Sole 8141 125 SPDR INDEX SHS FDS S&P EMKTSC EX TRD EQ FD 78463X756 6390 137000 SH Sole 123360 13640 SPDR S&P 500 ETF TR TR UNIT EX TRD EQ FD 78462F103 474 3328 SH Sole 3328 SPDR S&P MIDCAP 400 ETF TR UTS EX TRD EQ FD 78467Y107 19 100 SH Sole 100 SPDR SERIES TRUST WELLS FG PFD EX TRD EQ FD 78464A292 71 1585 SH Sole 1585 VANGUARD INTL EQUITY INDEX FD EX TRD EQ FD 922042858 13638 306275 SH Sole 267685 38590 VANGUARD SPECIALIZED PORTFOLIO EX TRD EQ FD 921908844 3503 58798 SH Sole 45083 13715 VANGUARD TAX MANAGED INTL FD M EX TRD EQ FD 921943858 1070 30380 SH Sole 27180 3200 WISDOMTREE TRUST EMG MKTS SMCA EX TRD EQ FD 97717W281 7196 145554 SH Sole 130409 15145 WISDOMTREE TRUST LARGECAP DIVI EX TRD EQ FD 97717W307 5 100 SH Sole 100 COHEN & STEERS INFRASTRUCTURE CE EQ FD 19248A109 10 529 SH Sole 529 LATIN AMERN DISCOVERY FD INC C CE EQ FD 51828C106 126 8100 SH Sole 4700 3400 NEUBERGER BERMAN RE ES SEC FD CE EQ FD 64190A103 6 1409 SH Sole 1409 NUVEEN DIVERSIFIED DIV INCM FD CE EQ FD 6706EP105 12 1000 SH Sole 1000 NUVEEN REAL ESTATE INCOME FD C CE EQ FD 67071B108 10 1000 SH Sole 1000 TEMPLETON DRAGON FD INC COM CE EQ FD 88018T101 315 11075 SH Sole 11075 ZWEIG FD COM NEW CE EQ FD 989834205 12 956 SH Sole 956 COHEN & STEERS REIT & PFD INCM CE OTH 19247X100 9 540 SH Sole 540 AMERICAN INTL GROUP INC WT EXP 026874156 0 12 SH Sole 12