0001033427-13-000017.txt : 20130204
0001033427-13-000017.hdr.sgml : 20130204
20130204153330
ACCESSION NUMBER: 0001033427-13-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
EFFECTIVENESS DATE: 20130204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT
CENTRAL INDEX KEY: 0001033427
IRS NUMBER: 061439577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06008
FILM NUMBER: 13569847
BUSINESS ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
BUSINESS PHONE: 2033417800
MAIL ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
13F-HR
1
inftable.txt
IRIDIAN ASSET MANAGEMENT LLC 13F-HR DECEMBER 31, 2012
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment { }: Amendment Number:
This Amendment (check only one):
[ ] is a restatement. [ ] adds new holdings entries.
Report Type (Check only one.):
[ ] 13F Holdings Report
[ ] 13F Notice
[X] 13F Combination Report
Institutional Investment Manager Filing this Report:
Name: Iridian Asset Management LLC
Address: 276 Post Road West, Westport, CT 06880-4704
13F File Number: 028-06008
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11953 First Eagle Investment Management LLC
028-12592 The Bank of New York Mellon Corporation
(The Dreyfus Corporation)
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lane S. Bucklan
Title: General Counsel and Chief Compliance Officer
Phone: 203-341-9053
Signature, Place and date of Signing:
/s/ Lane S. Bucklan Westport, CT February 4, 2013
---------------------- ----------- -------------
[Signature] [City, State] [Date]
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of other included Managers: 0
Form 13F Information Table Entry Total: 176
Form 13F Information Table Value Total: $6,068,757
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 2617 39960 SH Sole 30760 9200
ABBVIE INC COM 00287Y109 629 18410 SH Sole 14340 4070
ACCURAY INC COM 004397105 293 45600 SH Sole 45600
ACXIOM CORP COM 005125109 250 14300 SH Sole 14300
AEROPOSTALE INC COM 007865108 242 18580 SH Sole 18580
ALLIANT TECHSYSTEMS INC COM 018804104 90441 1459673 SH Sole 1197810 261863
ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 263 27950 SH Sole 27950
AMDOCS LTD COM G02602103 112100 3298024 SH Sole 2655922 642102
AMERICAN EAGLE OUTFITTERS COM 02553E106 266 12980 SH Sole 12980
AMERICAN INTERNATIONAL GROUP COM 026874784 3429 97130 SH Sole 74950 22180
AMGEN INC COM 031162100 128757 1491620 SH Sole 1180590 311030
ANGIODYNAMICS INC COM 03475V101 350 31820 SH Sole 31820
ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 1037 11860 SH Sole 11860
AOL INC COM 00184X105 85238 2878689 SH Sole 2316587 562102
AON PLC COM G0408V102 22780 409706 SH Sole 331170 78536
ARGO GROUP INTN'L COM G0464B107 338 10050 SH Sole 10050
ARKANSAS BEST CORP COM 040790107 276 28870 SH Sole 28870
ASPEN INSURANCE HOLDINGS COM G05384105 414 12910 SH Sole 12910
ATLAS ENERGY LP COM 04930A104 1790 51539 SH Sole 51539
ATLAS PIPELINE PARTNERS LP COM 049392103 371 11757 SH Sole 11757
ATLAS RESOURCE PARTNERS LP COM 04941A101 342 15241 SH Sole 15241
AUTOZONE INC COM 053332102 194471 548687 SH Sole 443305 105382
AVIAT NETWORKS INC COM 05366Y102 312 94730 SH Sole 94730
AVIS BUDGET GROUP INC COM 053774105 88437 4461986 SH Sole 3608770 853216
BALL CORP COM 058498106 176703 3948671 SH Sole 3190715 757956
BANK OF AMERICA CORP COM 060505104 2317 199760 SH Sole 156410 43350
BAXTER INTL INC COM 071813109 244608 3669485 SH Sole 2956566 712919
BEBE STORES INC COM 075571109 229 57412 SH Sole 57412
BROOKLINE BANCORP COM 11373M107 335 39366 SH Sole 39366
CAL DIVE INTNL INC COM 12802T101 422 244140 SH Sole 244140
CENTERSTATE BANKS INC COM 15201P109 424 49721 SH Sole 49721
CHECK POINT SOFTWARE TECH COM M22465104 52095 1093522 SH Sole 884190 209332
CHEVRON CORP COM 166764100 3332 30816 SH Sole 23528 7288
CHICOS FAS INC COM 168615102 357 19344 SH Sole 19344
CHUBB CORP COM 171232101 2067 27440 SH Sole 21400 6040
CITIGROUP INC COM 172967424 1712 43280 SH Sole 33910 9370
COCA COLA COM 191216100 1999 55150 SH Sole 40430 14720
COMVERSE INC COM 20585P105 249 8732 SH Sole 8732
COMVERSE TECHNOLOGY INC COM 205862402 166 43200 SH Sole 43200
COPANO ENERGY LLC-UNITS COM 217202100 633 20000 SH Sole 20000
COVANTA HOLDING CORP COM 22282E102 56039 3042267 SH Sole 2454115 588152
CROWN HOLDINGS INC COM 228368106 129033 3505374 SH Sole 2799566 705808
CRYOLIFE INC COM COM 228903100 351 56400 SH Sole 56400
DEVON ENERGY CORP COM 25179M103 919 17650 SH Sole 13870 3780
DRESSER-RAND GROUP INC COM 261608103 211798 3772673 SH Sole 3050142 722531
DU PONT (EI) DE NEMOURS COM 263534109 1564 34780 SH Sole 26540 8240
EASTMAN CHEMICAL CO COM 277432100 299364 4399170 SH Sole 3557592 841578
EBAY INC COM 278642103 2431 47650 SH Sole 36900 10750
EMULEX CORP COM 292475209 265 36340 SH Sole 36340
EXIDE TECHNOLOGIES COM 302051206 271 79180 SH Sole 79180
FALCONSTOR SOFTWARE INC COM 306137100 376 161370 SH Sole 161370
FERRO CORP COM 315405100 350 83850 SH Sole 83850
FIDELITY NATIONAL FINL-A COM 31620R105 457 19393 SH Sole 19393
FIFTH STREET FINANCE CORP COM 31678A103 295 28283 SH Sole 28283
FIRST FINANCIAL HOLDINGS INC COM 320239106 395 30168 SH Sole 30168
FIRST MERCHANTS CORP COM 320817109 321 21618 SH Sole 21618
FIRST MIDWEST BANK COM 320867104 376 30070 SH Sole 30070
FLAMEL TECHNOLOGIES-SP ADR COM 338488109 379 125180 SH Sole 125180
FLOW INTL CORP COM 343468104 341 97333 SH Sole 97333
FLOWSERVE CORP COM 34354P105 67197 457743 SH Sole 369920 87823
FLUSHING FINANCIAL CORP COM 343873105 366 23870 SH Sole 23870
FMC CORP COM 302491303 100437 1716292 SH Sole 1385290 331002
FORMFACTOR INC COM 346375108 223 48979 SH Sole 48979
FOSTER WHEELER LTD COM H27178104 233 9591 SH Sole 9591
FRANKLIN RESOURCES INC COM 354613101 3026 24070 SH Sole 18230 5840
FREEPORT-MCMORAN COPPER COM 35671D857 1344 39300 SH Sole 30600 8700
GENERAL ELECTRIC CO COM 369604103 2273 108300 SH Sole 108300
GIBRALTAR INDUSTRIES INC COM 374689107 400 25120 SH Sole 25120
GRACE W R & CO COM 38388F108 238468 3547053 SH Sole 2867310 679743
GSI GROUP INC COM 36191C205 290 33520 SH Sole 33520
GUESS? INC COM 401617105 211 8580 SH Sole 8580
HANOVER INSURANCE GROUP INC COM 410867105 326 8410 SH Sole 8410
HARSCO CORP COM 415864107 341 14520 SH Sole 14520
HEALTH NET INC COM 42222G108 139747 5750917 SH Sole 4698145 1052772
HERITAGE FINANCIAL GROUP COM 42726X102 390 28292 SH Sole 28292
HEWLETT-PACKARD CO COM 428236103 79763 5597430 SH Sole 4545610 1051820
HILLSHIRE BRANDS CO COM 432589109 378 13450 SH Sole 13450
IBM CORPORATION COM 459200101 1969 10280 SH Sole 7970 2310
INTERNATIONAL PAPER CO COM 460146103 123860 3108940 SH Sole 2509169 599771
INTERPUBLIC GROUP OF COS INC COM 460690100 158836 14413474 SH Sole 11650414 2763060
INVACARE CORP COM 461203101 319 19580 SH Sole 19580
INVESTORS BANCORP INC COM 46146P102 220 12393 SH Sole 12393
JAKKS PACIFIC INC COM 47012E106 305 24373 SH Sole 24373
JPMORGAN CHASE & CO COM 46625H100 5498 125030 SH Sole 95390 29640
KIMBERLY-CLARK CORP COM 494368103 880 10420 SH Sole 7530 2890
KIRKLAND'S INC COM 497498105 268 25330 SH Sole 25330
KOHLS CORP COM 500255104 1103 25670 SH Sole 19330 6340
KRATON PERFORMANCE POLYMERS COM 50077C106 255 10600 SH Sole 10600
KRISPY KREME DOUGHNUTS INC COM 501014104 330 35160 SH Sole 35160
LABORATORY CORP OF AMERICA HLD COM 50540R409 1145 13220 SH Sole 9980 3240
LAWSON PRODUCTS INC COM 520776105 122 12310 SH Sole 12310
LEUCADIA NATIONAL CORP COM 527288104 357 15020 SH Sole 15020
LEXMARK INTERNATIONAL CL-A COM 529771107 80002 3449859 SH Sole 2789960 659899
LSI CORP COM 502161102 178149 25162327 SH Sole 20354820 4807507
LSI INDUSTRIES INC COM 50216C108 272 38806 SH Sole 38806
LTX-CREDENCE CORP COM 502403207 288 43884 SH Sole 43884
MACY'S INC COM 55616P104 2532 64890 SH Sole 50350 14540
MASTERCARD INC-CLASS A COM 57636Q104 1887 3840 SH Sole 2760 1080
MCDONALDS CORP COM 580135101 1525 17290 SH Sole 12570 4720
MCKESSON CORP COM 58155Q103 1741 17960 SH Sole 13620 4340
MERIT MEDICAL SYSTEMS INC COM 589889104 351 25217 SH Sole 25217
METALICO INC COM 591176102 167 85270 SH Sole 85270
MICROSOFT CORP COM COM 594918104 1680 62840 SH Sole 49110 13730
MORGAN STANLEY COM 617446448 2082 108870 SH Sole 84360 24510
MOTOROLA SOLUTIONS INC COM 620076307 241941 4345200 SH Sole 3517637 827563
MUELLER INDUSTRIES INC COM 624756102 32198 643569 SH Sole 519810 123759
McDERMOTT INTL INC COM 580037109 303 27460 SH Sole 27460
NATIONAL BANK HOLDING-CL A COM 633707104 311 16360 SH Sole 16360
NATUS MEDICAL INC COM 639050103 311 27860 SH Sole 27860
NII HOLDINGS INC COM 62913F201 10422 1461672 SH Sole 1179670 282002
NXSTAGE MEDICAL INC COM 67072V103 236 20940 SH Sole 20940
OCCIDENTAL PETROLEUM CORP COM 674599105 195868 2556690 SH Sole 2066230 490460
OLYMPIC STEEL INC COM 68162K106 306 13839 SH Sole 13839
OMNICARE INC COM 681904108 254511 7050159 SH Sole 5692313 1357846
ORACLE CORP COM 68389X105 1738 52170 SH Sole 40420 11750
ORION MARINE GROUP INC COM 68628V308 351 47960 SH Sole 47960
OWENS CORNING COM 690742101 85957 2323781 SH Sole 1878386 445395
PACKAGING CORP OF AMERICA COM 695156109 129321 3361612 SH Sole 2711126 650486
PEPSICO INC COM 713448108 1970 28790 SH Sole 22100 6690
PETROQUEST ENERGY INC COM 716748108 272 55030 SH Sole 55030
PFIZER INC COM 717081103 2570 102460 SH Sole 102460
PICO HOLDINGS INC COM 693366205 361 17790 SH Sole 17790
PIKE ELECTRIC CORP COM 721283109 278 29104 SH Sole 29104
PIPER JAFFRAY COS COM 724078100 352 10945 SH Sole 10945
PLATINUM UNDERWRITERS HLDGS COM G7127P100 439 9540 SH Sole 9540
PRAXAIR INC COM 74005P104 2434 22240 SH Sole 17190 5050
PRECISION CASTPARTS CORP COM 740189105 2832 14950 SH Sole 12000 2950
PROGRESS SOFTWARE CORP COM 743312100 315 14990 SH Sole 14990
PULSE ELECTRONICS CORP COM 74586W106 49 156417 SH Sole 156417
QUANTUM CORP COM 747906204 389 313770 SH Sole 313770
RADISYS CORP COM 750459109 308 103230 SH Sole 103230
REGIS CORP COM 758932107 251 14810 SH Sole 14810
ROCKVILLE FINANCIAL INC COM 774188106 366 28370 SH Sole 28370
ROCKWOOD HOLDINGS INC COM 774415103 181461 3668844 SH Sole 2965634 703210
ROYAL DUTCH SHELL PLC-ADR COM 780259107 1309 18470 SH Sole 14030 4440
RUBY TUESDAY INC COM 781182100 341 43400 SH Sole 43400
SAGENT PHARMACEUTICALS INC COM 786692103 261 16200 SH Sole 16200
SCHLUMBERGER LTD COM 806857108 2163 31220 SH Sole 24380 6840
SEAGATE TECHNOLOGY COM G7945M107 95548 3134790 SH Sole 2534148 600642
SERVICE CORP INTERNATIONAL COM 817565104 77411 5605408 SH Sole 4525390 1080018
SHIRE PLC-ADR COM 82481R106 1338 14520 SH Sole 10650 3870
SILICON GRAPHICS INTN'L CORP COM 82706L108 358 34990 SH Sole 34990
SPDR GOLD TRUST COM 78463V107 1904 11753 SH Sole 11753
STATE STREET CORP COM 857477103 2926 62250 SH Sole 46720 15530
STILLWATER MINING COM 86074Q102 308 24106 SH Sole 24106
STONE ENERGY CORP COM 861642106 239 11643 SH Sole 11643
SYNERON MEDICAL LTD COM M87245102 343 39614 SH Sole 39614
TEEKAY OFFSHORE PARTNERS LP COM Y8565J101 848 32600 SH Sole 32600
TENNECO INC COM 880349105 105190 2996004 SH Sole 2421717 574287
TERADYNE INC COM 880770102 272 16081 SH Sole 16081
TEVA PHARMACEUTICAL-SP ADR COM 881624209 57655 1544050 SH Sole 1233730 310320
THE ADT CORP COM 00101J106 167480 3602486 SH Sole 2911007 691479
THE TRAVELERS COS INC COM 89417E109 2642 36780 SH Sole 28330 8450
THERAVANCE INC COM 88338T104 71380 3205205 SH Sole 2590037 615168
THERMO FISHER SCIENTIFIC INC COM 883556102 1649 25850 SH Sole 19960 5890
TIME WARNER INC COM 887317303 1912 39970 SH Sole 30860 9110
TOWER GROUP INC COM 891777104 336 18890 SH Sole 18890
TYCO INTERNATIONAL LTD COM H89128104 206818 7070704 SH Sole 5716015 1354689
UNION BANKSHARES CORP COM 90662P104 395 25053 SH Sole 25053
UNITEDHEALTH GROUP INC COM 91324P102 2721 50160 SH Sole 38450 11710
UNWIRED PLANET INC NEW COM 91531F103 162 135040 SH Sole 135040
US BANCORP COM 902973304 2103 65850 SH Sole 47690 18160
VALEANT PHARMACEUTICALS INTNL COM 91911K102 209382 3503121 SH Sole 2827953 675168
VALSPAR CORP COM 920355104 221977 3557320 SH Sole 2873712 683608
VEECO INSTRUMENTS COM 922417100 205 6930 SH Sole 6930
VIACOM INC CL B COM 92553P201 137908 2614856 SH Sole 2136230 478626
VISHAY INTERTECHNOLOGY INC COM 928298108 309 29080 SH Sole 29080
VISTEON CORP COM 92839U206 274 5100 SH Sole 5100
WAL-MART STORES INC COM 931142103 998 14630 SH Sole 10410 4220
WALTER ENERGY INC COM 93317Q105 52673 1468030 SH Sole 1187660 280370
WARREN RESOURCES INC COM 93564A100 408 145110 SH Sole 145110
WASHINGTON FEDERAL INC COM 938824109 259 15329 SH Sole 15329
WELLS FARGO & CO COM 949746101 2937 85940 SH Sole 65730 20210
WENDY'S/ARBY'S GROUP INC-A COM 95058W100 260 55240 SH Sole 55240
WYNDHAM WORLDWIDE CORP COM 98310W108 273653 5142892 SH Sole 4155242 987650
YAHOO! INC COM 984332106 83114 4176580 SH Sole 3373710 802870