0001056466-13-000002.txt : 20130205 0001056466-13-000002.hdr.sgml : 20130205 20130205121314 ACCESSION NUMBER: 0001056466-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 EFFECTIVENESS DATE: 20130205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLARK ESTATES INC/NY CENTRAL INDEX KEY: 0001056466 IRS NUMBER: 135524538 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06760 FILM NUMBER: 13572911 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129776900 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 Form13F12312012.txt FORM 13F-HR QTR ENDING 12/31/2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Clark Estates, Inc. Address: One Rockeller Plaza 31st Floor New York, New York 10020 13F File Number: 028-06760 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Richard C. Vanison Title: Treasurer Phone: 212-977-6900 Signature, Place and date of Signing: Richard C. Vanison New York, New York 02/05/2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total (x$1000): $543,206 List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- THE ADT CORP COM 00101J106 8457 181900 SH SOLE 181900 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1221 115000 SH SOLE 115000 0 0 AEROVIRONMENT INC COM 008073108 544 25000 SH SOLE 25000 0 0 AETNA INC. COM 00817Y108 6946 150000 SH SOLE 150000 0 0 ALLIANCE BANCORP INC PA NEW COM 01890A108 98 7700 SH SOLE 7700 0 0 ALLIED NEVADA GOLD CORP COM 019344100 572 19000 SH SOLE 19000 0 0 ALTRIA GROUP INC COM 02209S103 9 300 SH SOLE 300 0 0 AMERISOURCEBERGEN CORP COM 03073E105 2548 59000 SH SOLE 59000 0 0 APOLLO GROUP INC CL A 037604105 837 40000 SH SOLE 40000 0 0 BP PLC SPONSORED ADR 055622104 21 513 SH SOLE 513 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 25315 985030 SH SOLE 985030 0 0 BELO CORPORATION COM 080555105 172 22465 SH SOLE 22465 0 0 BLUCORA INC COM 095229100 1430 91000 SH SOLE 91000 0 0 BOOZ ALLEN HAMILTON HOLDING CO COM 099502106 334 24000 SH SOLE 24000 0 0 BRIDGEPOINT ED INC COM 10807M105 1017 98700 SH SOLE 98700 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 8 250 SH SOLE 250 0 0 BROCADE COMMUNICATIONS SYSTEMS COM 111621306 1455 273000 SH SOLE 273000 0 0 BUCKLE INC COM 118440106 1612 36100 SH SOLE 36100 0 0 CF INDS HLDGS INC COM 125269100 1503 7400 SH SOLE 7400 0 0 CSG SYSTEMS INTERNATIONAL INC COM 126349109 1236 68000 SH SOLE 68000 0 0 CVS CAREMARK CORPORATION COM 126650100 3094 64000 SH SOLE 64000 0 0 CA INC COM 12673P105 1208 54950 SH SOLE 54950 0 0 CACI INTL INC CL A 127190304 1469 26700 SH SOLE 26700 0 0 CAPE BANCORP INC COM 139209100 113 12970 SH SOLE 12970 0 0 CENTER BANCORP INC COM 151408101 4503 388871 SH SOLE 388871 0 0 CHEVRON CORP COM 166764100 22 200 SH SOLE 200 0 0 CHEVIOT FINL CORP NEW COM 16677X105 46 5000 SH SOLE 5000 0 0 CISCO SYS INC COM 17275R102 3439 175000 SH SOLE 175000 0 0 COINSTAR INC COM 19259P300 1456 28000 SH SOLE 28000 0 0 COLONIAL FINL SVCS INC COM 19566B101 360 27504 SH SOLE 27504 0 0 DANAHER CORP DEL COM 235851102 112 2000 SH SOLE 2000 0 0 DARLING INTL INC COM 237266101 1437 89600 SH SOLE 89600 0 0 DECKERS OUTDOOR CORP COM 243537107 1611 40000 SH SOLE 40000 0 0 DELL INC COM 24702R101 1067 105251 SH SOLE 105251 0 0 DELUXE CORP COM 248019101 983 30500 SH SOLE 30500 0 0 DEVRY INC DEL COM 251893103 1424 60000 SH SOLE 60000 0 0 DEXCOM INC COM 252131107 951 70000 SH SOLE 70000 0 0 DICE HLDGS INC COM 253017107 1359 148000 SH SOLE 148000 0 0 DISH NETWORK CORP CL A 25470M109 1674 46000 SH SOLE 46000 0 0 DOMINION RES INC VA NEW COM 25746U109 65 1250 SH SOLE 1250 0 0 DOVER MOTORSPORTS INC COM 260174107 1 700 SH SOLE 700 0 0 DU PONT E I DE MOURS & CO COM 263534109 12082 268616 SH SOLE 268616 0 0 DUKE ENERGY HLDG COM 26441C204 11 166 SH SOLE 166 0 0 DUN & BRADSTREET CORP DEL COM 26483E100 18542 235750 SH SOLE 235750 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 631 7000 SH SOLE 7000 0 0 ENDO HEALTH SOLUTIONS INC. COM 29264F205 1469 56000 SH SOLE 56000 0 0 EXPRESS INC COM 30219E103 1268 84000 SH SOLE 84000 0 0 EXXON MOBIL CORP COM 30231G102 3878 44805 SH SOLE 44805 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 3655 105000 SH SOLE 105000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 909 45000 SH SOLE 45000 0 0 FOSTER L B CO COM 350060109 174 4000 SH SOLE 4000 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 654 39267 SH SOLE 39267 0 0 FRANKLIN FINANCIAL CORP/VA COM 35353C102 1139 68672 SH SOLE 68672 0 0 GAMESTOP CORP NEW CL A 36467W109 1897 75600 SH SOLE 75600 0 0 GENERAL ELECTRIC CO COM 369604103 688 32768 SH SOLE 32768 0 0 GOOGLE INC CL A 38259P508 566 800 SH SOLE 800 0 0 HASBRO INC COM 418056107 382 10650 SH SOLE 10650 0 0 HERITAGE FINANCIAL GROUP INC COM 42726X102 241 17500 SH SOLE 17500 0 0 HEWLETT PACKARD CO COM 428236103 1459 102400 SH SOLE 102400 0 0 HIGHER ONE HOLDINGS INC. COM 42983D104 178 16842 SH SOLE 16842 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 381 22000 SH SOLE 22000 0 0 ICONIX BRAND GROUP INC COM 451055107 2411 108000 SH SOLE 108000 0 0 INTEL CORP COM 458140100 638 30962 SH SOLE 30962 0 0 INTL BUSINESS MACHS COM 459200101 862 4502 SH SOLE 4502 0 0 INTERPUBLIC GROUP COS INC COM 460690100 1414 128300 SH SOLE 128300 0 0 ISHARES MSCI CANADA INDEXED COM 464286509 14 500 SH SOLE 500 0 0 JP MORGAN CHASE & CO COM 46625H100 24501 557233 SH SOLE 557233 0 0 JOHNSON & JOHNSON COM 478160104 31986 456296 SH SOLE 456296 0 0 J2 GLOBAL INC COM 48123V102 1591 52000 SH SOLE 52000 0 0 KRAFT FOODS GROUP COM 50076Q106 5938 130595 SH SOLE 130595 0 0 KRONOS WORLDWIDE INC COM 50105F105 1268 65000 SH SOLE 65000 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 6283 82000 SH SOLE 82000 0 0 LAB CORP OF AMERICA COM 50540R409 13365 154300 SH SOLE 154300 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 1177 24000 SH SOLE 24000 0 0 LIVE NATION ENTERTAINMENT INC COM 538034109 1434 154000 SH SOLE 154000 0 0 MANTECH INTL CORP CL A 564563104 1649 63567 SH SOLE 63567 0 0 MASTERCARD INC CL A 57636Q104 11191 22780 SH SOLE 22780 0 0 MATTEL INC COM 577081102 7 200 SH SOLE 200 0 0 MCGRAW HILL COS INC COM 580645109 1651 30200 SH SOLE 30200 0 0 MEDIFAST INC COM 58470H101 1188 45000 SH SOLE 45000 0 0 MEDNAX INC COM 58502B106 1662 20900 SH SOLE 20900 0 0 MEREDITH CORP COM 589433101 1447 42000 SH SOLE 42000 0 0 MICROSOFT CORP COM 594918104 14294 535178 SH SOLE 535178 0 0 MONDELEZ INTERNATIONAL INC COM 609207105 9974 391850 SH SOLE 391850 0 0 MONOTYPE IMAGING HOLDINGS INC COM 61022P100 879 55000 SH SOLE 55000 0 0 MYRIAD GENETICS INC COM 62855J104 1172 43000 SH SOLE 43000 0 0 NASDAQ OMX GROUP INC COM 631103108 10896 436000 SH SOLE 436000 0 0 NORTHROP GRUMMAN CORP COM 666807102 1487 22000 SH SOLE 22000 0 0 OBA FINL SVCS INC COM 67424G101 603 34260 SH SOLE 34260 0 0 OCEAN SHORE HOLDING CO COM 67501R103 401 27122 SH SOLE 27122 0 0 ORACLE CORP COM 68389X105 2999 90000 SH SOLE 90000 0 0 ORITANI FINANCIAL CORP NEW COM 68633D103 31 2000 SH SOLE 2000 0 0 PEOPLES FED BANCSHARES INC COM 711037101 118 6766 SH SOLE 6766 0 0 PFIZER INC COM 717081103 23208 925379 SH SOLE 925379 0 0 PHILIP MORRIS INTL INC COM 718172109 25 300 SH SOLE 300 0 0 PITNEY BOWES INC COM 724479100 1128 106000 SH SOLE 106000 0 0 POWER ONE INC NEW COM 73930R102 1108 269600 SH SOLE 269600 0 0 PROCTER & GAMBLE CO COM 742718109 378 5570 SH SOLE 5570 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1470 55000 SH SOLE 55000 0 0 RENTRAK CORP COM 760174102 1013 52000 SH SOLE 52000 0 0 ROPER INDS INC NEW COM 776696106 111 1000 SH SOLE 1000 0 0 SI FINANCIAL GROUP INC COM 78425V104 418 36375 SH SOLE 36375 0 0 SANDISK CORP COM 80004C101 1653 38000 SH SOLE 38000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1615 128000 SH SOLE 128000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1136 90000 SH SOLE 90000 0 0 SMART BALANCE INC COM 83169Y108 1419 110000 SH SOLE 110000 0 0 SMITH & WESSON HOLDING CORP. COM 831756101 1477 175000 SH SOLE 175000 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 1784 100000 SH SOLE 100000 0 0 SYMANTEC CORP COM 871503108 1600 85000 SH SOLE 85000 0 0 SYNAPTICS INC COM 87157D109 749 25000 SH SOLE 25000 0 0 TF FINANCIAL CORP COM 872391107 207 8680 SH SOLE 8680 0 0 TRC COS INC COM 872625108 32407 5568257 SH SOLE 5568257 0 0 TEMPUR PEDIC INTL INC COM 88023U101 1688 53600 SH SOLE 53600 0 0 TEVA PHARMACEUTICAL INDS LTD COM 881624209 672 18000 SH SOLE 18000 0 0 TEXAS INSTRS INC COM 882508104 31 990 SH SOLE 990 0 0 THOMSON REUTERS CORP COM 884903105 6538 225000 SH SOLE 225000 0 0 3-D SYSTEMS COM 88554D205 82871 1553339 SH SOLE 1553339 0 0 TIME WARNER INC COM NEW 887317303 1841 38500 SH SOLE 38500 0 0 TYLER TECHNOLOGIES INC COM 902252105 1114 23000 SH SOLE 23000 0 0 URS CORP NEW COM 903236107 7852 200000 SH SOLE 200000 0 0 USANA HEALTH SCIENCES INC COM 90328M107 1220 37059 SH SOLE 37059 0 0 UBIQUITI NETWORKS INC COM 90347A100 2040 168000 SH SOLE 168000 0 0 UNISYS CORP COM NEW 909214306 1246 72000 SH SOLE 72000 0 0 UNITED ONLINE INC COM 911268100 1325 237000 SH SOLE 237000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 74 1000 SH SOLE 1000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 15106 184200 SH SOLE 184200 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1597 29900 SH SOLE 29900 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 1738 67400 SH SOLE 67400 0 0 VALUE CLINK INC COM 92046N102 1805 93000 SH SOLE 93000 0 0 VEECO INSTRS INC DEL COM 922417100 1592 54000 SH SOLE 54000 0 0 VIACOM INC NEW CL B 92553P201 791 15000 SH SOLE 15000 0 0 VIROPHARMA INC COM 928241108 1001 44000 SH SOLE 44000 0 0 WAL-MART STORE INC COM 931142103 17 250 SH SOLE 250 0 0 WASTE MANAGEMENT INC COM 94106L109 310 9200 SH SOLE 9200 0 0 WESTERN REFNG INC COM 959319104 2086 74000 SH SOLE 74000 0 0 WESTERN UN CO COM 959802109 1456 107000 SH SOLE 107000 0 0 WESTFIELD FINANCIAL INC COM 96008P104 25 3450 SH SOLE 3450 0 0 AON PLC CL A G0408V102 7 120 SH SOLE 120 0 0 COVIDIEN PLC COM G2554F113 26769 463615 SH SOLE 463615 0 0 PENTAIR LTD COM H6169Q108 10279 209139 SH SOLE 209139 0 0 TYCO INTERNATIONAL LTD COM H89128104 10745 367340 SH SOLE 367340 0 0