0001085146-13-000145.txt : 20130129 0001085146-13-000145.hdr.sgml : 20130129 20130129065937 ACCESSION NUMBER: 0001085146-13-000145 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 EFFECTIVENESS DATE: 20130129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAM Sustainable Asset Management Ltd. CENTRAL INDEX KEY: 0001418427 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12627 FILM NUMBER: 13553546 BUSINESS ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 BUSINESS PHONE: 0041-44-397 10 45 MAIL ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 13F-HR 1 sam4q2012.txt SAM SUSTAINABLE ASSET MANAGEMENT LTD. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAM Sustainable Asset Management Ltd. Address: Josefstrasse 218 CH-8005 Zurich, Switzerland, 13F File Number: 028-12627 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christian Hasler Title: Head Legal & Compliance Phone: +41 44 653 1204 Signature, Place, and Date of Signing: /s/ Christian Hasler Zurich, Switzerland January 28, 2013 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-12635 Robeco Institutional Asset Management BV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 163 Form 13F Information Table Value Total: $1,029,170 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-12635 Robeco Institutional Asset Management BV 02 028-12637 Robeco Groep NV FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3956 43100 SH DEFINED 43100 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1796 75000 SH DEFINED 75000 0 0 AEGION CORP COM 00770F104 534 25000 SH DEFINED 25000 0 0 AGCO CORP COM 001084102 3471 72200 SH DEFINED 72200 0 0 AIR PRODS & CHEMS INC COM 009158106 1327 16000 SH DEFINED 16000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3355 115000 SH DEFINED 115000 0 0 ALLSTATE CORP COM 020002101 801 20100 SH DEFINED 20100 0 0 AMERICAN STS WTR CO COM 029899101 9385 198790 SH DEFINED 198790 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 53254 1449480 SH DEFINED 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