0001047469-13-001132.txt : 20130214 0001047469-13-001132.hdr.sgml : 20130214 20130214160316 ACCESSION NUMBER: 0001047469-13-001132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 13613503 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2212565z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York February 14, 2013 ------------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 31 -------------------- Form 13F Information Table Value Total: $1,597,555 -------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ARBITRON INC COM 03875Q108 48360 1035991 SH SOLE 1035991 ASHLAND INC NEW COM 044209104 84273 1048036 SH SOLE 1048036 BED BATH & BEYOND INC COM 075896100 72627 1299000 SH SOLE 1299000 BLOUNT INTL INC NEW COM 095180105 7736 488970 SH SOLE 488970 DARLING INTL INC COM 237266101 53165 3314536 SH SOLE 3314536 DAVITA HEALTHCARE PARTNERS I COM 23918K108 87806 794410 SH SOLE 794410 DOMTAR CORP COM NEW 257559203 75727 906697 SH SOLE 906697 DOVER DOWNS GAMING & ENTMT COM 260095104 5831 2650323 SH SOLE 2650323 FLOTEK INDS INC DEL COM 343389102 51338 4208032 SH SOLE 4208032 GRACE W R & CO DEL NEW COM 38388F108 81593 1213635 SH SOLE 1213635 GRACE W R & CO DEL NEW COM 38388F958 1136 450000 SH PUT SOLE 450000 HEADWATERS INC COM 42210P102 2166 253000 SH SOLE 253000 HECKMANN CORP COM 422680108 8583 2129678 SH SOLE 2129678 INTERNATIONAL GAME TECHNOLOGY COM 459902102 124220 8766397 SH SOLE 8766397 INTERVAL LEISURE GROUP INC COM 46113M108 41737 2152483 SH SOLE 2152483 ITT CORP NEW COM NEW 450911201 31603 1347104 SH SOLE 1347104 KAR AUCTION SVCS INC COM 48238T109 14500 716419 SH SOLE 716419 MCGRAW HILL COS INC COM 580645109 69969 1279841 SH SOLE 1279841 MERCER INTL INC COM 588056101 31608 4414522 SH SOLE 4414522 MGM RESORTS INTERNATIONAL NOTE 4.25% 4/1 55303QAE0 68470 64671000 PRN SOLE 64671000 MGM RESORTS INTERNATIONAL COM 552953101 7284 625785 SH SOLE 625785 MUELLER INDS INC COM 624756102 51584 1031052 SH SOLE 1031052 NORTEK INC COM NEW 656559309 132127 1994363 SH SOLE 1994363 QUANEX BUILDING PRODUCTS COR COM 747619104 22197 1087561 SH SOLE 1087561 RICHARDSON ELECTRS LTD COM 763165107 20080 1773866 SH SOLE 1773866 ROCKWOOD HLDGS INC COM 774415103 60914 1231586 SH SOLE 1231586 SCRIPPS E W CO OHIO CL A NEW 811054402 29743 513521 SH SOLE 513521 SNAP ON INC COM 833034101 78093 988643 SH SOLE 988643 TRONOX LTD SHS CL A Q9235V101 104916 5748829 SH SOLE 5748829 VISHAY PRECISION GROUP INC COM 92835K103 13162 995550 SH SOLE 995550 XYLEM INC COM 98419M100 115007 4243788 SH SOLE 4243788