0001335644-13-000002.txt : 20130213 0001335644-13-000002.hdr.sgml : 20130213 20130213153648 ACCESSION NUMBER: 0001335644-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 13602741 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 scapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scotia Capital Inc. Address: 40 King St. West 33rd Floor Toronto, Ontario, M5W 2X6 13F File Number: 28-11461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bob Edwards Title: Managing Director, Financial Acctg & Control & Reg Phone: 416-863-7844 Signature, Place, and Date of Signing: /s/ Bob Edwards Toronto, ON, Canada February 14, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 375 Form 13F Information Table Value Total: $2,466,269 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11475 The Bank of Nova Scotia FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 2654 28587 SH DEFINED 1 0 28587 0 ABB LTD SPONSORED ADR 000375204 390 18767 SH DEFINED 1 0 18767 0 ABBOTT LABS COM 002824100 4019 62187 SH DEFINED 1 0 62187 0 ABERCROMBIE & FITCH CO CL A 002896207 288 5996 SH DEFINED 1 0 5996 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 527 68025 SH DEFINED 1 0 68025 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 822 12370 SH DEFINED 1 0 12370 0 AFLAC INC COM 001055102 1336 25160 SH DEFINED 1 21300 3860 0 AGNICO EAGLE MINES LTD COM 008474108 6420 122608 SH DEFINED 1 90725 31883 0 AGRIUM INC COM 008916108 19034 190982 SH DEFINED 1 78933 112049 0 AIR PRODS & CHEMS INC COM 009158106 243 2894 SH DEFINED 1 0 2894 0 ALCOA INC COM 013817101 563 64820 SH DEFINED 1 0 64820 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 209 25830 SH DEFINED 1 0 25830 0 ALLIED NEVADA GOLD CORP COM 019344100 1393 46900 SH DEFINED 1 46700 200 0 ALLSTATE CORP COM 020002101 208 5175 SH DEFINED 1 0 5175 0 ALPHA NATURAL RESOURCES INC COM 02076X102 293 30100 SH DEFINED 1 30000 100 0 ALTRIA GROUP INC COM 02209S103 876 27878 SH DEFINED 1 0 27878 0 AMERICAN CAP MTG INVT CORP COM 02504A104 355 15041 SH DEFINED 1 0 15041 0 AMERICAN EXPRESS CO COM 025816109 1961 34100 SH DEFINED 1 0 34100 0 AMERICAN INTL GROUP INC COM NEW 026874784 1070 30323 SH DEFINED 1 29723 600 0 ANNALY CAP MGMT INC COM 035710409 1442 102585 SH DEFINED 1 0 102585 0 AOL INC COM 00184X105 232 7820 SH DEFINED 1 0 7820 0 APACHE CORP COM 037411105 849 10819 SH DEFINED 1 8804 2015 0 APPLE INC COM 037833100 20829 39153 SH DEFINED 1 0 39153 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 393 22521 SH DEFINED 1 19086 3435 0 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