0001193125-13-059676.txt : 20130214 0001193125-13-059676.hdr.sgml : 20130214 20130214145435 ACCESSION NUMBER: 0001193125-13-059676 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 13612363 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d485364d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER, 2012 Check here if Amendment [_]; Amendment Number: ----------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BALYASNY ASSET MANAGEMENT Address: 181 W. MADISON, SUITE 3600 CHICAGO, IL 6062 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SCOTT SCHROEDER Title: PARTNER Phone: 1 312 499 2974 Signature, Place, and Date of Signing: SCOTT SCHROEDER CHICAGO, ILLINOIS 2/14/2013 ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [if there are no entries in this list, omit this section.] Form I3F File Number Name 28- ------------------------- --------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 355 Form 13F Information Table Value Total: 3,720,093 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there arc no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- --- ------------------- ----------------- [Repeat as necessary.]

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- --------------- --------- ------- ---------- --- ---- ---------- -------- ---------- ------ ---- SPDR S&P 500 ETF Trust Option 78462F953 245,671 1,725,100 SH Put SOLE NONE 1,725,100 -- -- Chicago Bridge & Iron Co NV Common Stock 167250109 163,905 3,536,243 SH SOLE NONE 3,536,243 -- -- SM Energy Co Common Stock 78454L100 110,511 2,116,663 SH SOLE NONE 2,116,663 -- -- Walter Energy Inc Common Stock 93317Q105 107,496 2,995,982 SH SOLE NONE 2,995,982 -- -- Penn National Gaming Inc Common Stock 707569109 100,833 2,053,201 SH SOLE NONE 2,053,201 -- -- Whiting Petroleum Corp Common Stock 966387102 100,442 2,315,930 SH SOLE NONE 2,315,930 -- -- Occidental Petroleum Corp Common Stock 674599105 93,482 1,220,230 SH SOLE NONE 1,220,230 -- -- Cameron International Corp Common Stock 13342B105 87,527 1,550,250 SH SOLE NONE 1,550,250 -- -- Halliburton Co Common Stock 406216101 80,636 2,324,462 SH SOLE NONE 2,324,462 -- -- Newfield Exploration Co Common Stock 651290108 77,350 2,888,352 SH SOLE NONE 2,888,352 -- -- International Game Technology Common Stock 459902102 72,644 5,126,572 SH SOLE NONE 5,126,572 -- -- Peabody Energy Corp Common Stock 704549104 65,693 2,468,740 SH SOLE NONE 2,468,740 -- -- Marathon Oil Corp Common Stock 565849106 60,238 1,964,701 SH SOLE NONE 1,964,701 -- -- MarkWest Energy Partners LP MLP 570759100 50,884 997,539 SH SOLE NONE 997,539 -- -- Ameristar Casinos Inc Common Stock 03070Q101 42,389 1,615,442 SH SOLE NONE 1,615,442 -- -- iShares Russell 2000 Index Fund Option 464287955 42,159 500,000 SH Put SOLE NONE 500,000 -- -- SemGroup Corp Common Stock 81663A105 40,159 1,027,615 SH SOLE NONE 1,027,615 -- -- Monsanto Co Common Stock 61166W101 37,610 397,356 SH SOLE NONE 397,356 -- -- FMC Technologies Inc Common Stock 30249U101 36,164 844,366 SH SOLE NONE 844,366 -- -- Mueller Water Products Inc Common Stock 624758108 35,399 6,310,059 SH SOLE NONE 6,310,059 -- -- Atlas Pipeline Partners LP MLP 049392103 33,887 1,073,400 SH SOLE NONE 1,073,400 -- -- OGE Energy Corp Common Stock 670837103 33,179 589,226 SH SOLE NONE 589,226 -- -- Melco Crown Entertainment Ltd ADR 585464100 29,787 1,768,844 SH SOLE NONE 1,768,844 -- -- Cliffs Natural Resources Inc Common Stock 18683K101 29,144 755,609 SH SOLE NONE 755,609 -- -- Schlumberger Ltd Common Stock 806857108 28,645 413,360 SH SOLE NONE 413,360 -- -- Energy Transfer Partners LP MLP 29273R109 25,719 599,100 SH SOLE NONE 599,100 -- -- Access Midstream Partners LP MLP 00434L109 24,581 732,900 SH SOLE NONE 732,900 -- -- Abercrombie & Fitch Co Common Stock 002896207 24,501 510,750 SH SOLE NONE 510,750 -- -- iShares Barclays TIPS Bond Fund ETP 464287176 24,254 199,767 SH SOLE NONE 199,767 -- -- SPDR Barclays High Yield Bond ETF ETP 78464A417 24,189 594,185 SH SOLE NONE 594,185 -- -- iShares iBoxx $ High Yield Corporate Bond Fund Option 464288953 24,159 258,800 SH Put SOLE NONE 258,800 -- -- Starbucks Corp Common Stock 855244109 23,531 438,769 SH SOLE NONE 438,769 -- -- Foster Wheeler AG Common Stock H27178104 21,032 864,821 SH SOLE NONE 864,821 -- -- Hospira Inc Option 441060900 19,497 624,100 SH Call SOLE NONE 624,100 -- -- HCA Holdings Inc Common Stock 40412C101 18,940 627,781 SH SOLE NONE 627,781 -- -- Western Gas Equity Partners LP MLP 95825R103 18,258 609,600 SH SOLE NONE 609,600 -- -- Atlas Energy LP MLP 04930A104 17,959 516,942 SH SOLE NONE 516,942 -- -- United Technologies Corp Common Stock 913017109 17,933 218,673 SH SOLE NONE 218,673 -- -- Costco Wholesale Corp Common Stock 22160K105 17,754 179,823 SH SOLE NONE 179,823 -- -- Las Vegas Sands Corp Common Stock 517834107 17,054 369,449 SH SOLE NONE 369,449 -- -- Genesis Energy LP MLP 371927104 16,578 464,100 SH SOLE NONE 464,100 -- -- Tesco Corp Common Stock 88157K101 16,287 1,429,931 SH SOLE NONE 1,429,931 -- -- MGM Resorts International Common Stock 552953101 16,242 1,395,341 SH SOLE NONE 1,395,341 -- -- Pfizer Inc Common Stock 717081103 16,113 642,464 SH SOLE NONE 642,464 -- -- Stanley Black & Decker Inc Common Stock 854502101 16,089 217,512 SH SOLE NONE 217,512 -- -- McDonald's Corp Common Stock 580135101 16,072 182,200 SH SOLE NONE 182,200 -- -- Manitowoc Co Inc/The Common Stock 563571108 14,657 934,733 SH SOLE NONE 934,733 -- -- Mylan Inc/PA Option 628530907 14,178 516,500 SH Call SOLE NONE 516,500 -- -- Spectra Energy Corp Option 847560909 14,147 516,700 SH Call SOLE NONE 516,700 -- -- Crane Co Common Stock 224399105 13,715 296,357 SH SOLE NONE 296,357 -- -- Financial Select Sector SPDR Fund ETP 81369Y605 13,651 832,865 SH SOLE NONE 832,865 -- -- Vantage Drilling Co Corporate Bond G93205AA3 13,404 11,605,000 PRN SOLE NONE 11,605,000 -- -- Hercules Offshore Inc Common Stock 427093109 13,144 2,130,248 SH SOLE NONE 2,130,248 -- -- iShares FTSE China 25 Index Fund ETP 464287184 13,133 324,684 SH SOLE NONE 324,684 -- -- Time Warner Inc Common Stock 887317303 13,112 274,128 SH SOLE NONE 274,128 -- -- Google Inc Common Stock 38259P508 13,087 18,500 SH SOLE NONE 18,500 -- -- SPDR S&P Retail ETF Option 78464A954 12,887 206,600 SH Put SOLE NONE 206,600 -- -- 3M Co Common Stock 88579Y101 12,621 135,926 SH SOLE NONE 135,926 -- -- Powershares QQQ Trust Series 1 ETP 73935A104 12,613 193,666 SH SOLE NONE 193,666 -- -- Waste Connections Inc Common Stock 941053100 12,603 372,990 SH SOLE NONE 372,990 -- -- Bed Bath & Beyond Inc Common Stock 075896100 12,508 223,718 SH SOLE NONE 223,718 -- -- LyondellBasell Industries NV Common Stock N53745100 12,231 214,247 SH SOLE NONE 214,247 -- -- Morgan Stanley Common Stock 617446448 12,208 638,479 SH SOLE NONE 638,479 -- -- Michael Kors Holdings Ltd Common Stock G60754101 12,132 237,736 SH SOLE NONE 237,736 -- -- Kinder Morgan Inc/ Delaware Equity WRT 49456B119 11,843 3,133,030 SH SOLE NONE 3,133,030 -- -- SPX Corp Common Stock 784635104 11,734 167,277 SH SOLE NONE 167,277 -- -- Albemarle Corp Common Stock 012653101 11,695 188,267 SH SOLE NONE 188,267 -- -- Union Pacific Corp Common Stock 907818108 11,684 92,934 SH SOLE NONE 92,934 -- -- Lamar Advertising Co Common Stock 512815101 11,382 293,730 SH SOLE NONE 293,730 -- -- Industrial Select Sector SPDR Fund ETP 81369Y704 11,370 300,000 SH SOLE NONE 300,000 -- -- PennyMac Mortgage Investment Trust REIT 70931T103 11,351 448,840 SH SOLE NONE 448,840 -- -- Cummins Inc Common Stock 231021106 11,333 104,594 SH SOLE NONE 104,594 -- -- Key Energy Services Inc Common Stock 492914106 11,229 1,615,613 SH SOLE NONE 1,615,613 -- -- Medicines Co/The Common Stock 584688105 11,170 465,983 SH SOLE NONE 465,983 -- -- Constellation Brands Inc Option 21036P958 11,066 312,700 SH Put SOLE NONE 312,700 -- -- Boston Scientific Corp Common Stock 101137107 11,046 1,927,775 SH SOLE NONE 1,927,775 -- -- SPDR Gold Shares ETP 78463V107 10,983 67,790 SH SOLE NONE 67,790 -- -- Rayonier Inc REIT 754907103 10,707 206,585 SH SOLE NONE 206,585 -- -- Consumer Staples Select Sector SPDR Fund ETP 81369Y308 10,699 306,548 SH SOLE NONE 306,548 -- --

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ------ --------- --- ---- ---------- -------- --------- ------ ---- Jacobs Engineering Group Inc Common Stock 469814107 10,642 249,995 SH SOLE NONE 249,995 -- -- SPDR S&P Homebuilders ETF ETP 78464A888 10,640 400,000 SH SOLE NONE 400,000 -- -- Actavis Inc Common Stock 942683103 10,636 123,670 SH SOLE NONE 123,670 -- -- Genworth Financial Inc Common Stock 37247D106 10,635 1,416,134 SH SOLE NONE 1,416,134 -- -- Jazz Pharmaceuticals Plc Common Stock G50871105 10,407 195,430 SH SOLE NONE 195,430 -- -- Steel Dynamics Inc Common Stock 858119100 10,211 743,711 SH SOLE NONE 743,711 -- -- Norfolk Southern Corp Common Stock 655844108 10,087 163,119 SH SOLE NONE 163,119 -- -- McKesson Corp Common Stock 58155Q103 10,015 103,286 SH SOLE NONE 103,286 -- -- SPDR S&P Homebuilders ETF Option 78464A958 9,616 361,500 SH Put SOLE NONE 361,500 -- -- Wal-Mart Stores Inc Common Stock 931142103 9,538 139,788 SH SOLE NONE 139,788 -- -- PACCAR Inc Common Stock 693718108 9,486 209,824 SH SOLE NONE 209,824 -- -- United Rentals Inc Common Stock 911363109 9,444 207,479 SH SOLE NONE 207,479 -- -- Carpenter Technology Corp Common Stock 144285103 9,339 180,883 SH SOLE NONE 180,883 -- -- Vantage Drilling Co Common Stock G93205113 9,318 5,091,541 SH SOLE NONE 5,091,541 -- -- Timken Co Common Stock 887389104 9,255 193,507 SH SOLE NONE 193,507 -- -- Caterpillar Inc Option 149123951 8,961 100,000 SH Put SOLE NONE 100,000 -- -- Boyd Gaming Corp Common Stock 103304101 8,852 1,333,156 SH SOLE NONE 1,333,156 -- -- Bank of America Corp Common Stock 060505104 8,770 755,347 SH SOLE NONE 755,347 -- -- SLM Corp Common Stock 78442P106 8,765 511,657 SH SOLE NONE 511,657 -- -- Landstar System Inc Common Stock 515098101 8,753 166,855 SH SOLE NONE 166,855 -- -- Teck Resources Ltd Common Stock 878742204 8,588 236,254 SH SOLE NONE 236,254 -- -- Consumer Discretionary Select Sector SPDR Fund Option 81369Y957 8,577 180,800 SH Put SOLE NONE 180,800 -- -- Forest Laboratories Inc Common Stock 345838106 8,564 242,467 SH SOLE NONE 242,467 -- -- Garmin Ltd Option H2906T959 8,497 208,500 SH Put SOLE NONE 208,500 -- -- SPDR S&P 500 ETF Trust ETP 78462F103 8,484 59,577 SH SOLE NONE 59,577 -- -- KKR & Co LP MLP 48248M102 8,481 556,832 SH SOLE NONE 556,832 -- -- iShares Russell 2000 Index Fund Option 464287905 8,432 100,000 SH Call SOLE NONE 100,000 -- -- Dole Food Co Inc Common Stock 256603101 8,354 728,369 SH SOLE NONE 728,369 -- -- Hertz Global Holdings Inc Common Stock 42805T105 8,319 511,297 SH SOLE NONE 511,297 -- -- Genesee & Wyoming Inc Common Stock 371559105 8,285 108,894 SH SOLE NONE 108,894 -- -- Coinstar Inc Option 19259P950 8,155 156,800 SH Put SOLE NONE 156,800 -- -- Dean Foods Co Common Stock 242370104 7,947 481,360 SH SOLE NONE 481,360 -- -- Nationstar Mortgage Holdings Inc Common Stock 63861C109 7,926 255,855 SH SOLE NONE 255,855 -- -- Infinity Pharmaceuticals Inc Common Stock 45665G303 7,869 224,822 SH SOLE NONE 224,822 -- -- Informatica Corp Common Stock 45666Q102 7,836 258,427 SH SOLE NONE 258,427 -- -- Fortinet Inc Common Stock 34959E109 7,820 372,045 SH SOLE NONE 372,045 -- -- Ltd Brands Inc Option 532716907 7,360 156,400 SH Call SOLE NONE 156,400 -- -- PVH Corp Common Stock 693656100 7,243 65,243 SH SOLE NONE 65,243 -- -- Delek Logistics Partners LP MLP 24664T103 7,154 311,049 SH SOLE NONE 311,049 -- -- Mondelez International Inc Common Stock 609207105 7,099 278,890 SH SOLE NONE 278,890 -- -- Terex Corp Common Stock 880779103 7,020 249,716 SH SOLE NONE 249,716 -- -- Fastenal Co Common Stock 311900104 6,984 149,708 SH SOLE NONE 149,708 -- -- Netflix Inc Option 64110L906 6,945 75,000 SH Call SOLE NONE 75,000 -- -- Puma Biotechnology Inc Common Stock 74587V107 6,942 370,253 SH SOLE NONE 370,253 -- -- Duke Energy Corp Common Stock 26441C204 6,916 108,394 SH SOLE NONE 108,394 -- -- NetApp Inc Option 64110D954 6,895 205,500 SH Put SOLE NONE 205,500 -- -- General Motors Co Common Stock 37045V100 6,807 236,117 SH SOLE NONE 236,117 -- -- ICICI Bank Ltd ADR 45104G104 6,718 154,043 SH SOLE NONE 154,043 -- -- Johnson Controls Inc Common Stock 478366107 6,624 215,989 SH SOLE NONE 215,989 -- -- priceline.com Inc Common Stock 741503403 6,548 10,554 SH SOLE NONE 10,554 -- -- Brookdale Senior Living Inc Common Stock 112463104 6,496 256,547 SH SOLE NONE 256,547 -- -- Advance Auto Parts Inc Common Stock 00751Y106 6,445 89,085 SH SOLE NONE 89,085 -- -- eBay Inc Common Stock 278642103 6,375 125,000 SH SOLE NONE 125,000 -- -- Seagate Technology PLC Option G7945M957 6,251 205,500 SH Put SOLE NONE 205,500 -- -- SAP AG Option 803054904 6,229 77,500 SH Call SOLE NONE 77,500 -- -- Ross Stores Inc Common Stock 778296103 6,219 114,969 SH SOLE NONE 114,969 -- -- Netflix Inc Common Stock 64110L106 6,155 66,471 SH SOLE NONE 66,471 -- -- Target Corp Option 87612E956 6,112 103,300 SH Put SOLE NONE 103,300 -- -- Jazz Pharmaceuticals Plc Option G50871955 6,049 113,600 SH Put SOLE NONE 113,600 -- -- Packaging Corp of America Common Stock 695156109 6,014 156,325 SH SOLE NONE 156,325 -- -- EQT Corp Common Stock 26884L109 5,898 100,000 SH SOLE NONE 100,000 -- -- Kellogg Co Common Stock 487836108 5,851 104,756 SH SOLE NONE 104,756 -- -- Canadian Pacific Railway Ltd Common Stock 13645T100 5,839 57,463 SH SOLE NONE 57,463 -- -- Colony Financial Inc REIT 19624R106 5,796 297,209 SH SOLE NONE 297,209 -- -- Pepco Holdings Inc Common Stock 713291102 5,724 291,878 SH SOLE NONE 291,878 -- -- Southcross Energy Partners LP MLP 84130C100 5,667 238,325 SH SOLE NONE 238,325 -- -- Baxter International Inc Common Stock 071813109 5,630 84,458 SH SOLE NONE 84,458 -- -- Blackstone Group LP MLP 09253U108 5,577 357,753 SH SOLE NONE 357,753 -- -- International Paper Co Common Stock 460146103 5,555 139,442 SH SOLE NONE 139,442 -- -- Constellation Brands Inc Common Stock 21036P108 5,535 156,411 SH SOLE NONE 156,411 -- -- Responsys Inc Common Stock 761248103 5,523 926,630 SH SOLE NONE 926,630 -- -- Wyndham Worldwide Corp Common Stock 98310W108 5,496 103,286 SH SOLE NONE 103,286 -- -- Ryder System Inc Common Stock 783549108 5,484 109,839 SH SOLE NONE 109,839 -- -- Targa Resources Partners LP MLP 87611X105 5,454 145,900 SH SOLE NONE 145,900 -- -- Ctrip.com International Ltd ADR 22943F100 5,390 237,847 SH SOLE NONE 237,847 -- -- Urban Outfitters Inc Common Stock 917047102 5,372 136,475 SH SOLE NONE 136,475 -- -- Rite Aid Corp Common Stock 767754104 5,359 3,940,801 SH SOLE NONE 3,940,801 -- -- NIKE Inc Option 654106903 5,330 103,300 SH Call SOLE NONE 103,300 -- -- Health Care Select Sector SPDR Fund ETP 81369Y209 5,135 128,756 SH SOLE NONE 128,756 -- -- SINA Corp/China Option G81477904 5,102 101,600 SH Call SOLE NONE 101,600 -- --

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- --------- --- ---- ---------- -------- --------- ------ ---- Life Technologies Corp Option 53217V909 5,065 103,300 SH Call SOLE NONE 103,300 -- -- iShares MSCI Japan Index Fund ETP 464286848 5,004 513,198 SH SOLE NONE 513,198 -- -- Dunkin' Brands Group Inc Common Stock 265504100 4,945 149,036 SH SOLE NONE 149,036 -- -- T Rowe Price Group Inc Common Stock 74144T108 4,884 75,000 SH SOLE NONE 75,000 -- -- Synta Pharmaceuticals Corp Common Stock 87162T206 4,881 541,120 SH SOLE NONE 541,120 -- -- Sagent Pharmaceuticals Inc Common Stock 786692103 4,880 303,285 SH SOLE NONE 303,285 -- -- Williams Cos Inc/The Common Stock 969457100 4,826 147,401 SH SOLE NONE 147,401 -- -- Marriott International Inc/DE Common Stock 571903202 4,812 129,101 SH SOLE NONE 129,101 -- -- Capital One Financial Corp Common Stock 14040H105 4,793 82,740 SH SOLE NONE 82,740 -- -- Home Depot Inc/The Common Stock 437076102 4,767 77,080 SH SOLE NONE 77,080 -- -- VMware Inc Option 928563902 4,707 50,000 SH Call SOLE NONE 50,000 -- -- State Street Corp Common Stock 857477103 4,701 100,000 SH SOLE NONE 100,000 -- -- Titan International Inc Common Stock 88830M102 4,680 215,457 SH SOLE NONE 215,457 -- -- Chipotle Mexican Grill Inc Common Stock 169656105 4,603 15,474 SH SOLE NONE 15,474 -- -- DSW Inc Common Stock 23334L102 4,524 68,864 SH SOLE NONE 68,864 -- -- SPDR S&P Metals & Mining ETF ETP 78464A755 4,513 100,000 SH SOLE NONE 100,000 -- -- Starwood Property Trust Inc REIT 85571B105 4,435 193,164 SH SOLE NONE 193,164 -- -- Och-Ziff Capital Management Group LLC MLP 67551U105 4,411 464,308 SH SOLE NONE 464,308 -- -- Bed Bath & Beyond Inc Option 075896900 4,333 77,500 SH Call SOLE NONE 77,500 -- -- Wells Fargo & Co Common Stock 949746101 4,323 126,470 SH SOLE NONE 126,470 -- -- Axiall Corp Common Stock 373200302 4,317 104,569 SH SOLE NONE 104,569 -- -- QLT Inc Common Stock 746927102 4,314 548,806 SH SOLE NONE 548,806 -- -- American Axle & Manufacturing Holdings Inc Common Stock 024061103 4,312 384,989 SH SOLE NONE 384,989 -- -- Alexion Pharmaceuticals Inc Common Stock 015351109 4,309 45,965 SH SOLE NONE 45,965 -- -- Actavis Inc Option 942683903 4,300 50,000 SH Call SOLE NONE 50,000 -- -- NextEra Energy Inc Common Stock 65339F101 4,290 61,996 SH SOLE NONE 61,996 -- -- Tesla Motors Inc Common Stock 88160R101 4,270 126,075 SH SOLE NONE 126,075 -- -- Apple Inc Common Stock 037833100 4,180 7,855 SH SOLE NONE 7,855 -- -- ANN Inc Common Stock 035623107 4,174 123,335 SH SOLE NONE 123,335 -- -- Joy Global Inc Common Stock 481165108 4,146 65,000 SH SOLE NONE 65,000 -- -- Green Mountain Coffee Roasters Inc Option 393122956 4,134 100,000 SH Put SOLE NONE 100,000 -- -- Abbott Laboratories Common Stock 002824126 4,129 131,481 SH SOLE NONE 131,481 -- -- Tata Motors Ltd ADR 876568502 4,105 142,938 SH SOLE NONE 142,938 -- -- JC Penney Co Inc Option 708160906 4,072 206,600 SH Call SOLE NONE 206,600 -- -- Illumina Inc Common Stock 452327109 3,979 71,569 SH SOLE NONE 71,569 -- -- First Cash Financial Services Inc Common Stock 31942D107 3,974 80,087 SH SOLE NONE 80,087 -- -- Tupperware Brands Corp Common Stock 899896104 3,960 61,773 SH SOLE NONE 61,773 -- -- Aegerion Pharmaceuticals Inc Common Stock 00767E102 3,951 155,692 SH SOLE NONE 155,692 -- -- Fidelity National Financial Inc Common Stock 31620R105 3,934 167,039 SH SOLE NONE 167,039 -- -- Market Vectors Semiconductor ETF ETP 57060U233 3,911 120,959 SH SOLE NONE 120,959 -- -- Regions Financial Corp Common Stock 7591EP100 3,876 543,562 SH SOLE NONE 543,562 -- -- Teva Pharmaceutical Industries Ltd ADR 881624209 3,873 103,731 SH SOLE NONE 103,731 -- -- Buffalo Wild Wings Inc Common Stock 119848109 3,866 53,084 SH SOLE NONE 53,084 -- -- MasTec Inc Common Stock 576323109 3,862 154,916 SH SOLE NONE 154,916 -- -- Cliffs Natural Resources Inc Option 18683K901 3,858 100,000 SH Call SOLE NONE 100,000 -- -- PHH Corp Common Stock 693320202 3,831 168,382 SH SOLE NONE 168,382 -- -- WESCO International Inc Common Stock 95082P105 3,826 56,739 SH SOLE NONE 56,739 -- -- Williams- Sonoma Inc Common Stock 969904101 3,707 84,703 SH SOLE NONE 84,703 -- -- Cray Inc Common Stock 225223304 3,693 231,530 SH SOLE NONE 231,530 -- -- JPMorgan Chase & Co Common Stock 46625H100 3,675 83,592 SH SOLE NONE 83,592 -- -- Ltd Brands Inc Common Stock 532716107 3,673 78,052 SH SOLE NONE 78,052 -- -- Deere & Co Common Stock 244199105 3,620 41,888 SH SOLE NONE 41,888 -- -- Zynga Inc Common Stock 98986T108 3,579 1,516,528 SH SOLE NONE 1,516,528 -- -- Gardner Denver Inc Common Stock 365558105 3,556 51,906 SH SOLE NONE 51,906 -- -- LeapFrog Enterprises Inc Common Stock 52186N106 3,555 411,973 SH SOLE NONE 411,973 -- -- ViroPharma Inc Option 928241958 3,526 154,900 SH Put SOLE NONE 154,900 -- -- Boeing Co/The Common Stock 097023105 3,505 46,511 SH SOLE NONE 46,511 -- -- Ford Motor Co Common Stock 345370860 3,497 270,013 SH SOLE NONE 270,013 -- -- Hub Group Inc Common Stock 443320106 3,474 103,389 SH SOLE NONE 103,389 -- -- Panera Bread Co Common Stock 69840W108 3,450 21,723 SH SOLE NONE 21,723 -- -- TIBCO Software Inc Common Stock 88632Q103 3,377 153,650 SH SOLE NONE 153,650 -- -- Hertz Global Holdings Inc Option 42805T955 3,363 206,700 SH Put SOLE NONE 206,700 -- -- Deckers Outdoor Corp Option 243537907 3,326 82,600 SH Call SOLE NONE 82,600 -- -- Viacom Inc Common Stock 92553P201 3,284 62,272 SH SOLE NONE 62,272 -- -- Citrix Systems Inc Option 177376900 3,281 50,000 SH Call SOLE NONE 50,000 -- -- Children's Place Retail Stores Inc/The Common Stock 168905107 3,204 72,349 SH SOLE NONE 72,349 -- -- Norfolk Southern Corp Option 655844958 3,191 51,600 SH Put SOLE NONE 51,600 -- -- Huntsman Corp Common Stock 447011107 3,180 200,000 SH SOLE NONE 200,000 -- -- Optimer Pharmaceuticals Inc Common Stock 68401H104 3,142 347,141 SH SOLE NONE 347,141 -- -- Amazon.com Inc Common Stock 023135106 3,136 12,500 SH SOLE NONE 12,500 -- -- Informatica Corp Option 45666Q902 3,132 103,300 SH Call SOLE NONE 103,300 -- -- Informatica Corp Option 45666Q952 3,132 103,300 SH Put SOLE NONE 103,300 -- -- Gap Inc/The Option 364760958 3,104 100,000 SH Put SOLE NONE 100,000 -- -- Aeropostale Inc Option 007865908 3,103 238,500 SH Call SOLE NONE 238,500 -- -- Teradata Corp Option 88076W903 3,095 50,000 SH Call SOLE NONE 50,000 -- -- Yum! Brands Inc Option 988498951 3,088 46,500 SH Put SOLE NONE 46,500 -- -- Brinker International Inc Common Stock 109641100 3,073 99,154 SH SOLE NONE 99,154 -- -- Dillard's Inc Common Stock 254067101 3,039 36,281 SH SOLE NONE 36,281 -- -- CommVault Systems Inc Option 204166902 3,037 43,600 SH Call SOLE NONE 43,600 -- -- Biogen Idec Inc Option 09062X903 3,030 20,700 SH Call SOLE NONE 20,700 -- --

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- --------- --- ---- ---------- -------- --------- ------ ---- Alliance Data Systems Corp Common Stock 018581108 3,017 20,840 SH SOLE NONE 20,840 -- -- BB&T Corp Option 054937907 3,007 103,300 SH Call SOLE NONE 103,300 -- -- KBR Inc Common Stock 48242W106 2,992 100,000 SH SOLE NONE 100,000 -- -- BB&T Corp Common Stock 054937107 2,911 100,000 SH SOLE NONE 100,000 -- -- Acme Packet Inc Option 004764906 2,896 130,900 SH Call SOLE NONE 130,900 -- -- iShares MSCI Emerging Markets Index Fund ETP 464287234 2,895 65,287 SH SOLE NONE 65,287 -- -- Northern Oil and Gas Inc Common Stock 665531109 2,894 172,034 SH SOLE NONE 172,034 -- -- Expedia Inc Common Stock 30212P303 2,867 46,662 SH SOLE NONE 46,662 -- -- Tiffany & Co Option 886547958 2,867 50,000 SH Put SOLE NONE 50,000 -- -- Harman International Industries Inc Common Stock 413086109 2,768 61,996 SH SOLE NONE 61,996 -- -- Palo Alto Networks Inc Option 697435905 2,762 51,600 SH Call SOLE NONE 51,600 -- -- Nordstrom Inc Option 655664950 2,761 51,600 SH Put SOLE NONE 51,600 -- -- Novartis AG ADR 66987V109 2,716 42,900 SH SOLE NONE 42,900 -- -- Smithfield Foods Inc Common Stock 832248108 2,714 125,815 SH SOLE NONE 125,815 -- -- Marriott International Inc/DE Option 571903952 2,695 72,300 SH Put SOLE NONE 72,300 -- -- Zimmer Holdings Inc Common Stock 98956P102 2,694 40,412 SH SOLE NONE 40,412 -- -- NIKE Inc Common Stock 654106103 2,664 51,631 SH SOLE NONE 51,631 -- -- United Continental Holdings Inc Common Stock 910047109 2,632 112,562 SH SOLE NONE 112,562 -- -- Ferrellgas Partners LP Option 315293950 2,585 153,400 SH Put SOLE NONE 153,400 -- -- Medivation Inc Common Stock 58501N101 2,577 50,373 SH SOLE NONE 50,373 -- -- QLIK Technologies Inc Common Stock 74733T105 2,570 118,340 SH SOLE NONE 118,340 -- -- CommVault Systems Inc Common Stock 204166102 2,529 36,297 SH SOLE NONE 36,297 -- -- Eli Lilly & Co Common Stock 532457108 2,524 51,181 SH SOLE NONE 51,181 -- -- Salesforce.com Inc Common Stock 79466L302 2,522 15,000 SH SOLE NONE 15,000 -- -- General Electric Co Common Stock 369604103 2,493 118,786 SH SOLE NONE 118,786 -- -- Zynga Inc Option 98986T908 2,460 1,042,300 SH Call SOLE NONE 1,042,300 -- -- Whole Foods Market Inc Common Stock 966837106 2,430 26,655 SH SOLE NONE 26,655 -- -- United Therapeutics Corp Common Stock 91307C102 2,399 44,911 SH SOLE NONE 44,911 -- -- Citrix Systems Inc Common Stock 177376100 2,377 36,230 SH SOLE NONE 36,230 -- -- Skechers U.S.A. Inc Common Stock 830566105 2,337 126,317 SH SOLE NONE 126,317 -- -- Netflix Inc Option 64110L956 2,315 25,000 SH Put SOLE NONE 25,000 -- -- iPath Dow Jones-UBS Copper Subindex Total Return ETN ETP 06739F101 2,300 50,000 SH SOLE NONE 50,000 -- -- Jive Software Inc Common Stock 47760A108 2,290 157,638 SH SOLE NONE 157,638 -- -- CME Group Inc/IL Common Stock 12572Q105 2,282 45,028 SH SOLE NONE 45,028 -- -- ViroPharma Inc Common Stock 928241108 2,245 98,652 SH SOLE NONE 98,652 -- -- Harley-Davidson Inc Common Stock 412822108 2,241 45,901 SH SOLE NONE 45,901 -- --

SH/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP VALUE QUANTITY PRN P/C DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- ----- -------- --- ---- ---------- -------- ------- ------ ---- Kohl's Corp Option 500255904 2,218 51,600 SH Call SOLE NONE 51,600 -- -- Toyota Motor Corp ADR 892331307 2,174 23,314 SH SOLE NONE 23,314 -- -- Discover Financial Services Common Stock 254709108 2,170 56,286 SH SOLE NONE 56,286 -- -- Rock Tenn Co Common Stock 772739207 2,167 31,000 SH SOLE NONE 31,000 -- -- CBS Corp Common Stock 124857202 2,165 56,888 SH SOLE NONE 56,888 -- -- Consumer Discretionary Select Sector SPDR Fund ETP 81369Y407 2,010 42,361 SH SOLE NONE 42,361 -- -- Aegerion Pharmaceuticals Inc Option 00767E902 1,967 77,500 SH Call SOLE NONE 77,500 -- -- Tenet Healthcare Corp Common Stock 88033G407 1,943 59,828 SH SOLE NONE 59,828 -- -- IntercontinentalExchange Inc Common Stock 45865V100 1,871 15,108 SH SOLE NONE 15,108 -- -- iShares iBoxx $ High Yield Corporate Bond Fund ETP 464288513 1,838 19,687 SH SOLE NONE 19,687 -- -- Celgene Corp Common Stock 151020104 1,832 23,350 SH SOLE NONE 23,350 -- -- Marvell Technology Group Ltd Common Stock G5876H105 1,815 250,000 SH SOLE NONE 250,000 -- -- Verizon Communications Inc Common Stock 92343V104 1,752 40,498 SH SOLE NONE 40,498 -- -- Tesla Motors Inc Option 88160R901 1,748 51,600 SH Call SOLE NONE 51,600 -- -- Macy's Inc Common Stock 55616P104 1,724 44,182 SH SOLE NONE 44,182 -- -- Cubist Pharmaceuticals Inc Common Stock 229678107 1,667 39,650 SH SOLE NONE 39,650 -- -- Pinnacle Entertainment Inc Option 723456909 1,635 103,300 SH Call SOLE NONE 103,300 -- -- Charter Communications Inc Common Stock 16117M305 1,633 21,415 SH SOLE NONE 21,415 -- -- Madison Square Garden Co/The Common Stock 55826P100 1,605 36,181 SH SOLE NONE 36,181 -- -- Family Dollar Stores Inc Common Stock 307000109 1,585 25,000 SH SOLE NONE 25,000 -- -- Sarepta Therapeutics Inc Common Stock 803607100 1,548 60,006 SH SOLE NONE 60,006 -- -- Sirona Dental Systems Inc Common Stock 82966C103 1,547 24,000 SH SOLE NONE 24,000 -- -- BioMarin Pharmaceutical Inc Common Stock 09061G101 1,530 31,107 SH SOLE NONE 31,107 -- -- Electronic Arts Inc Option 285512909 1,500 103,300 SH Call SOLE NONE 103,300 -- -- Coca-Cola Co/The Common Stock 191216100 1,497 41,289 SH SOLE NONE 41,289 -- -- XenoPort Inc Common Stock 98411C100 1,488 191,559 SH SOLE NONE 191,559 -- -- MB Financial Inc Common Stock 55264U108 1,449 73,347 SH SOLE NONE 73,347 -- -- BMC Software Inc Common Stock 055921100 1,433 36,156 SH SOLE NONE 36,156 -- -- LinkedIn Corp Common Stock 53578A108 1,378 12,000 SH SOLE NONE 12,000 -- -- Red Hat Inc Common Stock 756577102 1,367 25,815 SH SOLE NONE 25,815 -- -- ExactTarget Inc Common Stock 30064K105 1,345 67,229 SH SOLE NONE 67,229 -- -- Masco Corp Common Stock 574599106 1,301 78,099 SH SOLE NONE 78,099 -- -- SINA Corp/China Common Stock G81477104 1,296 25,815 SH SOLE NONE 25,815 -- -- Honda Motor Co Ltd ADR 438128308 1,236 33,452 SH SOLE NONE 33,452 -- -- Juniper Networks Inc Common Stock 48203R104 1,180 60,000 SH SOLE NONE 60,000 -- -- Adobe Systems Inc Option 00724F901 1,164 30,900 SH Call SOLE NONE 30,900 -- -- PacWest Bancorp Common Stock 695263103 1,162 46,896 SH SOLE NONE 46,896 -- -- Applied Materials Inc Common Stock 038222105 1,144 100,000 SH SOLE NONE 100,000 -- -- Sanofi ADR 80105N105 1,125 23,750 SH SOLE NONE 23,750 -- -- QLIK Technologies Inc Option 74733T955 1,121 51,600 SH Put SOLE NONE 51,600 -- -- Activision Blizzard Inc Option 00507V909 1,097 103,300 SH Call SOLE NONE 103,300 -- -- Facebook Inc Common Stock 30303M102 1,065 40,000 SH SOLE NONE 40,000 -- -- Autodesk Inc Common Stock 052769106 1,061 30,000 SH SOLE NONE 30,000 -- -- Equinix Inc Common Stock 29444U502 997 4,835 SH SOLE NONE 4,835 -- -- Cisco Systems Inc Common Stock 17275R102 982 50,000 SH SOLE NONE 50,000 -- -- Sourcefire Inc Common Stock 83616T108 977 20,696 SH SOLE NONE 20,696 -- -- Avago Technologies Ltd Common Stock Y0486S104 950 30,000 SH SOLE NONE 30,000 -- -- Amicus Therapeutics Inc Common Stock 03152W109 938 349,853 SH SOLE NONE 349,853 -- -- TFS Financial Corp Common Stock 87240R107 854 88,761 SH SOLE NONE 88,761 -- -- Foot Locker Inc Common Stock 344849104 783 24,369 SH SOLE NONE 24,369 -- -- Acme Packet Inc Option 004764956 774 35,000 SH Put SOLE NONE 35,000 -- -- Comcast Corp Common Stock 20030N101 747 20,000 SH SOLE NONE 20,000 -- -- Harry Winston Diamond Corp Option 41587B900 737 52,400 SH Call SOLE NONE 52,400 -- -- Fidelity National Information Services Inc Common Stock 31620M106 619 248,100 SH SOLE NONE 248,100 -- -- QUALCOMM Inc Common Stock 747525103 619 10,000 SH SOLE NONE 10,000 -- -- SanDisk Corp Common Stock 80004C101 601 13,806 SH SOLE NONE 13,806 -- -- Research In Motion Ltd Option 760975902 594 50,000 SH Call SOLE NONE 50,000 -- -- Momenta Pharmaceuticals Inc Common Stock 60877T100 590 50,000 SH SOLE NONE 50,000 -- -- Oncothyreon Inc Common Stock 682324108 563 293,341 SH SOLE NONE 293,341 -- -- Nuance Communications Inc Common Stock 67020Y100 558 25,000 SH SOLE NONE 25,000 -- -- Acme Packet Inc Common Stock 004764106 553 25,000 SH SOLE NONE 25,000 -- -- Bruker Corp Common Stock 116794108 533 35,000 SH SOLE NONE 35,000 -- -- iShares Russell 2000 Index Fund ETP 464287655 523 6,205 SH SOLE NONE 6,205 -- -- First Horizon National Corp Common Stock 320517105 512 51,660 SH SOLE NONE 51,660 -- -- National Bank of Greece SA ADR 633643606 500 279,334 SH SOLE NONE 279,334 -- -- Riverbed Technology Inc Option 768573907 493 25,000 SH Call SOLE NONE 25,000 -- -- East West Bancorp Inc Common Stock 27579R104 460 21,393 SH SOLE NONE 21,393 -- -- Biogen Idec Inc Common Stock 09062X103 454 3,100 SH SOLE NONE 3,100 -- -- ACCO Brands Corp Common Stock 00081T108 450 61,337 SH SOLE NONE 61,337 -- -- Affymax Inc Common Stock 00826A109 441 23,200 SH SOLE NONE 23,200 -- -- NetEase Inc ADR 64110W102 439 10,332 SH SOLE NONE 10,332 -- -- Teradyne Inc Common Stock 880770102 422 25,000 SH SOLE NONE 25,000 -- -- PharmAthene Inc Common Stock 71714G102 370 330,434 SH SOLE NONE 330,434 -- -- Integrated Device Technology Inc Common Stock 458118106 365 50,000 SH SOLE NONE 50,000 -- -- Altera Corp Option 021441900 354 10,300 SH Call SOLE NONE 10,300 -- -- iShares MSCI Taiwan Index Fund ETP 464286731 352 25,873 SH SOLE NONE 25,873 -- -- Ariad Pharmaceuticals Inc Common Stock 04033A100 297 15,474 SH SOLE NONE 15,474 -- -- Imperva Inc Common Stock 45321L100 249 7,899 SH SOLE NONE 7,899 -- -- Amicus Therapeutics Inc Option 03152W959 152 56,900 SH Put SOLE NONE 56,900 -- -- TiVo Inc Common Stock 888706108 123 10,000 SH SOLE NONE 10,000 -- --