0000919458-13-000001.txt : 20130213
0000919458-13-000001.hdr.sgml : 20130213
20130213100435
ACCESSION NUMBER: 0000919458-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL NA
CENTRAL INDEX KEY: 0000919458
IRS NUMBER: 450140105
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03439
FILM NUMBER: 13600118
BUSINESS ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA
DATE OF NAME CHANGE: 19980309
13F-HR
1
sec13f.txt
ALERUS FINANCIAL - 13F-HR 12.31.2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calender Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: Alerus Financial, N.A.
Address: PO Box 6001
401 Demers Ave
Grand Forks, ND 58206-6001
13F File Number: 28-03439
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas C. Carpenter
Title: Director Trust & Investments
Phone: 701-795-3211
Signature, Place, and Date of Signing:
Douglas C. Carpenter Grand Forks, North Dakota February 5, 2013
Report Type (Check only one.):
[ ] 13F Holdings Report.
[ ] 13F Notice.
[X ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
28-06758 Arbor Capital Management LLC
28-10174 Leuthold Weeden Capital Management LLC
28-14784 Alerus Investment Advisors Corp
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers 0
Form 13F Information Table Entry 17
Form 13F Information Table Value $171,561
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE
ISHARES TRUST DJ SEL DIV INX 464287168 13011 227307 SH SOLE 227,307
ISHARES TRUST BARCLYS TIPS BD 464287176 5222 43012 SH SOLE 43,012
ISHARES TRUST S & P 500 INDEX 464287200 25650 179197 SH SOLE 179,197
ISHARES TRUST BARCLY USAGG B 464287226 10392 93552 SH SOLE 93,552
ISHARES TRUST MSCI EMERG MKT 464287234 6316 142418 SH SOLE 142,418
ISHARES TRUST IBOXX INV CPBD 464287242 11724 96902 SH SOLE 96,902
ISHARES TRUST MSCI EAFE INDEX 464287465 12955 227844 SH SOLE 227,844
ISHARES TRUST S & P MIDCAP 400 464287507 5872 57743 SH SOLE 57,743
ISHARES TRUST RUSSELL 2000 464287655 13093 155282 SH SOLE 155,282
ISHARES TRUST DEV SM CP EX-N 464288497 2213 61034 SH SOLE 61,034
ISHARES TRUST HIGH YLD CORP 464288513 4738 50755 SH SOLE 50,755
SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2182 76688 SH SOLE 76,688
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 14098 400184 SH SOLE 400,184
VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 19552 299916 SH SOLE 299,916
VANGUARD INDEX FUNDS REIT ETF 922908553 5282 80268 SH SOLE 80,268
VANGUARD INDEX FUNDS MCAP ETF 922908629 6688 81120 SH SOLE 81,120
VANGUARD INDEX FUNDS SMALL CP ETF 922908751 12573 155416 SH SOLE 155,416