0000919458-13-000001.txt : 20130213 0000919458-13-000001.hdr.sgml : 20130213 20130213100435 ACCESSION NUMBER: 0000919458-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 13600118 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt ALERUS FINANCIAL - 13F-HR 12.31.2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Director Trust & Investments Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota February 5, 2013 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: 28-06758 Arbor Capital Management LLC 28-10174 Leuthold Weeden Capital Management LLC 28-14784 Alerus Investment Advisors Corp I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 0 Form 13F Information Table Entry 17 Form 13F Information Table Value $171,561 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE ISHARES TRUST DJ SEL DIV INX 464287168 13011 227307 SH SOLE 227,307 ISHARES TRUST BARCLYS TIPS BD 464287176 5222 43012 SH SOLE 43,012 ISHARES TRUST S & P 500 INDEX 464287200 25650 179197 SH SOLE 179,197 ISHARES TRUST BARCLY USAGG B 464287226 10392 93552 SH SOLE 93,552 ISHARES TRUST MSCI EMERG MKT 464287234 6316 142418 SH SOLE 142,418 ISHARES TRUST IBOXX INV CPBD 464287242 11724 96902 SH SOLE 96,902 ISHARES TRUST MSCI EAFE INDEX 464287465 12955 227844 SH SOLE 227,844 ISHARES TRUST S & P MIDCAP 400 464287507 5872 57743 SH SOLE 57,743 ISHARES TRUST RUSSELL 2000 464287655 13093 155282 SH SOLE 155,282 ISHARES TRUST DEV SM CP EX-N 464288497 2213 61034 SH SOLE 61,034 ISHARES TRUST HIGH YLD CORP 464288513 4738 50755 SH SOLE 50,755 SPDR INDEX SHS FDS S & P INTL SMCP 78463X871 2182 76688 SH SOLE 76,688 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 14098 400184 SH SOLE 400,184 VANGUARD INDEX FUNDS S & P 500 ETF SHS922908413 19552 299916 SH SOLE 299,916 VANGUARD INDEX FUNDS REIT ETF 922908553 5282 80268 SH SOLE 80,268 VANGUARD INDEX FUNDS MCAP ETF 922908629 6688 81120 SH SOLE 81,120 VANGUARD INDEX FUNDS SMALL CP ETF 922908751 12573 155416 SH SOLE 155,416