0001193125-13-058269.txt : 20130214 0001193125-13-058269.hdr.sgml : 20130214 20130214110924 ACCESSION NUMBER: 0001193125-13-058269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06431 FILM NUMBER: 13607889 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 13F-HR 1 d486595d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 12/31/2012 CHECK HERE IF AMENDMENT [_]; AMENDMENT NUMBER:___ THIS AMENDMENT (CHECK ONLY ONE.): [_] IS A RESTATEMENT. [_] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Peapack Gladstone Financial Corp ADDRESS: 500 Hills Drive Suite 300 P O Box 700 Bedminster, NJ 07921 13F FILE NUMBER: 001-16197 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Daniel J. Leary, III TITLE: First VP & Chief Fiduciary Officer PHONE: (908)719-4331 SIGNATURE,PLACE,AND DATE OF SIGNING: /s/ Daniel J. Leary, III Bedminster, NJ 2/13/13 ---------------------- ---------------- ---------- REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT [_] 13F NOTICE [_] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. ================================================================================ INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 1 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- ABBOTT LABS 002824100 9894561 151062 X 149412 0 1650 ABBOTT LABS 002824100 4456948 68045 X 55615 11430 1000 ADOBE SYS INC 00724F101 1093134 29011 X 29011 0 0 ADOBE SYS INC 00724F101 824627 21885 X 20085 0 1800 AIR PRODUCTS & CHEMICALS INC 009158106 6394846 76111 X 75461 0 650 AIR PRODUCTS & CHEMICALS INC 009158106 2631842 31324 X 29729 1080 515 ALEXION PHARMACEUTICALS INC 015351109 308686 3293 X 3293 0 0 ALLEGHANY CORP 017175100 54482941 162432 X 162432 0 0 ALTERA CORP 021441100 110908 3225 X 2525 0 700 ALTERA CORP 021441100 160085 4655 X 3655 0 1000 ALTRIA GROUP INC 02209S103 223947 7123 X 7123 0 0 ALTRIA GROUP INC 02209S103 79229 2520 X 2520 0 0 AMAZON.COM INC 023135106 312835 1247 X 1247 0 0 AMERICAN ELEC PWR INC 025537101 276225 6472 X 6472 0 0 AMERICAN ELEC PWR INC 025537101 203498 4768 X 4768 0 0 AMERICAN EXPRESS CO 025816109 493753 8590 X 8590 0 0 AMERICAN EXPRESS CO 025816109 368734 6415 X 6415 0 0 AMGEN INC 031162100 1592028 18469 X 17944 0 525 AMGEN INC 031162100 442637 5135 X 4635 500 0 ANADARKO PETROLEUM CORPORATION 032511107 224788 3025 X 3025 0 0 ANADARKO PETROLEUM CORPORATION 032511107 666561 8970 X 8970 0 0 APACHE CORP 037411105 135099 1721 X 871 0 850 APACHE CORP 037411105 109900 1400 X 1400 0 0 APPLE INC 037833100 9019268 16948 X 16478 0 470 APPLE INC 037833100 2889699 5430 X 3830 1600 0 ASHLAND INC 044209104 492913 6130 X 6130 0 0 ASHLAND INC 044209104 149321 1857 X 1857 0 0 ASTEX PHARMACEUTICALS INC 04624B103 145500 50000 X 50000 0 0 AT&T INC 00206R102 7786605 230988 X 227614 0 3374 AT&T INC 00206R102 3596924 106702 X 77769 27252 1681 AUTOMATIC DATA PROCESSING INC 053015103 5735868 100753 X 100088 0 665 AUTOMATIC DATA PROCESSING INC 053015103 2614567 45926 X 43331 1795 800 BANK OF AMERICA CORP 060505104 434957 37464 X 35114 0 2350 BANK OF AMERICA CORP 060505104 258717 22284 X 21634 0 650 BARD CR INC 067383109 307881 3150 X 3150 0 0 BAXTER INTL INC 071813109 533947 8010 X 8010 0 0 BAXTER INTL INC 071813109 115988 1740 X 1740 0 0 BECTON DICKINSON 075887109 819431 10480 X 10230 0 250 BECTON DICKINSON 075887109 875728 11200 X 10700 0 500 BERKSHIRE HATHAWAY INC CLASS A 084670108 268120 2 X 2 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 964634 10754 X 10233 0 521 BERKSHIRE HATHAWAY INC-CL B 084670702 269100 3000 X 3000 0 0 BIOGEN IDEC INC 09062X103 446282 3049 X 3049 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 123213262 1302765 1239157 43657 19951
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- BLACKROCK INC CL A 09247X101 8312016 40211 X 40036 0 175 BLACKROCK INC CL A 09247X101 2440212 11805 X 7355 4450 0 BOEING CO 097023105 333167 4421 X 3621 0 800 BOEING CO 097023105 90432 1200 X 1200 0 0 BRISTOL MYERS SQUIBB CO 110122108 2053300 63004 X 62804 0 200 BRISTOL MYERS SQUIBB CO 110122108 1311617 40246 X 40006 240 0 BUCKEYE PARTNERS LP 118230101 771970 17000 X 17000 0 0 BUCKEYE PARTNERS LP 118230101 423403 9324 X 7299 1625 400 CAMERON INTERNATIONAL CORP 13342B105 321257 5690 X 5690 0 0 CATERPILLAR INC 149123101 4973451 55502 X 55502 0 0 CATERPILLAR INC 149123101 3156370 35224 X 20724 14500 0 CBS CORPORATION CLASS B 124857202 4430923 116450 X 116325 0 125 CBS CORPORATION CLASS B 124857202 700501 18410 X 8410 10000 0 CELGENE CORP 151020104 340246 4336 X 4336 0 0 CENTER BANCORP INC 151408101 181980 15715 X 15715 0 0 CENTER BANCORP INC 151408101 34740 3000 X 3000 0 0 CERNER CORP 156782104 2181519 28145 X 28145 0 0 CHEVRON CORPORATION 166764100 19150621 177091 X 176008 0 1083 CHEVRON CORPORATION 166764100 8185008 75689 X 60804 13690 1195 CHUBB CORP 171232101 3537328 46964 X 46794 0 170 CHUBB CORP 171232101 2492715 33095 X 30790 455 1850 CHURCH & DWIGHT INC 171340102 227940 4255 X 3655 0 600 CHURCH & DWIGHT INC 171340102 56249 1050 X 0 350 700 CISCO SYSTEMS INC 17275R102 1526287 77676 X 77026 0 650 CISCO SYSTEMS INC 17275R102 1371823 69815 X 68165 0 1650 CITRIX SYSTEMS INC 177376100 1917745 29225 X 29125 0 100 CITRIX SYSTEMS INC 177376100 324491 4945 X 4845 0 100 COCA COLA CO 191216100 1954383 53914 X 53914 0 0 COCA COLA CO 191216100 499163 13770 X 13770 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 132397 1792 X 1792 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 80679 1092 X 1092 0 0 COLFAX CORP 194014106 201750 5000 X 5000 0 0 COLGATE PALMOLIVE CO 194162103 5037992 48192 X 47744 0 448 COLGATE PALMOLIVE CO 194162103 842801 8062 X 7712 0 350 COMCAST CORP-CL A 20030N101 717611 19208 X 19058 0 150 COMCAST CORP-CL A 20030N101 106962 2863 X 2863 0 0 COMCAST CORP-SPECIAL CL A 20030N200 851520 23706 X 23706 0 0 CONAGRA FOODS INC 205887102 11800 400 X 400 0 0 CONAGRA FOODS INC 205887102 324500 11000 X 2000 9000 0 CONOCOPHILLIPS 20825C104 1101694 18998 X 17143 0 1855 CONOCOPHILLIPS 20825C104 746447 12872 X 12872 0 0 CONSOLIDATED EDISON INC 209115104 826713 14885 X 13835 0 1050 CONSOLIDATED EDISON INC 209115104 23605 425 X 425 0 0 --------- --------- ---- ------ ----- ---------- ------- ------- SUBTOTALS FOR THIS PAGE 84307328 1225667 1157706 54310 13651
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- COSTCO WHOLESALE CORP NEW 22160K105 6629325 67146 X 67146 0 0 COSTCO WHOLESALE CORP NEW 22160K105 3686578 37340 X 36140 300 900 CSX CORP 126408103 189290 9594 X 9594 0 0 CSX CORP 126408103 118380 6000 X 6000 0 0 CUMMINS INC 231021106 810675 7482 X 7482 0 0 CUMMINS INC 231021106 368390 3400 X 3400 0 0 CVS CAREMARK CORP 126650100 4750823 98259 X 98070 0 189 CVS CAREMARK CORP 126650100 1455432 30102 X 22822 6000 1280 DANAHER CORP 235851102 6513803 116526 X 116526 0 0 DANAHER CORP 235851102 1747546 31262 X 30862 0 400 DARDEN RESTAURANTS INC 237194105 132506 2940 X 2940 0 0 DARDEN RESTAURANTS INC 237194105 79999 1775 X 1775 0 0 DEERE & CO 244199105 868348 10048 X 10048 0 0 DEERE & CO 244199105 1598770 18500 X 8500 10000 0 DEVON ENERGY CORPORATION 25179M103 1356735 26071 X 25631 0 440 DEVON ENERGY CORPORATION 25179M103 340862 6550 X 6550 0 0 DISCOVER FINL SVCS 254709108 217653 5646 X 4646 0 1000 DISCOVER FINL SVCS 254709108 24672 640 X 640 0 0 DISNEY WALT CO NEW 254687106 10043240 201712 X 199062 0 2650 DISNEY WALT CO NEW 254687106 3527074 70839 X 67689 1075 2075 DOMINION RESOURCES INC 25746U109 3869512 74701 X 74401 0 300 DOMINION RESOURCES INC 25746U109 1948612 37618 X 36616 0 1002 DOVER CORP 260003108 388346 5910 X 5910 0 0 DOVER CORP 260003108 131420 2000 X 2000 0 0 DOW CHEMICAL COMPANY 260543103 136883 4234 X 4234 0 0 DOW CHEMICAL COMPANY 260543103 283367 8765 X 8765 0 0 DU PONT E I DE NEMOURS & CO 263534109 9848762 218966 X 216266 0 2700 DU PONT E I DE NEMOURS & CO 263534109 3529913 78480 X 58530 19525 425 DUKE ENERGY CORP 26441C204 1072159 16805 X 16334 0 471 DUKE ENERGY CORP 26441C204 695037 10894 X 10250 0 644 ECOLAB INC 278865100 2208768 30720 X 30420 0 300 ECOLAB INC 278865100 1006097 13993 X 5493 8500 0 EMC CORP MASS 268648102 3352048 132492 X 132492 0 0 EMC CORP MASS 268648102 641355 25350 X 10350 15000 0 EMERSON ELEC CO 291011104 1945274 36731 X 36401 0 330 EMERSON ELEC CO 291011104 1348679 25466 X 24346 1120 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 528008 18925 X 18925 0 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 186930 6700 X 6700 0 0 ENTERGY CORP 29364G103 160331 2515 X 2515 0 0 ENTERGY CORP 29364G103 191250 3000 X 3000 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 347705 6943 X 6943 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 50080 1000 X 700 0 300 EOG RES INC 26875P101 294848 2441 X 2441 0 0 EOG RES INC 26875P101 240855 1994 X 1714 0 280 --------- -------- ---- ------ ----- ---------- ------- ------ SUBTOTALS FOR THIS PAGE 78866340 1518475 1441269 61520 15686
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- ERIE INDEMNITY CO 29530P102 207660 3000 X 3000 0 0 EXELON CORP 30161N101 644049 21656 X 20996 0 660 EXELON CORP 30161N101 183793 6180 X 6180 0 0 EXPRESS SCRIPTS HLDG 30219G108 6543612 121178 X 120928 0 250 EXPRESS SCRIPTS HLDG 30219G108 1901178 35207 X 18247 15860 1100 EXXONMOBIL CORP 30231G102 34077418 393731 X 392244 0 1487 EXXONMOBIL CORP 30231G102 16281180 188113 X 164684 21050 2379 FIDELITY NATIONAL FINANCIAL INC 31620R105 27020422 1147364 X 1147364 0 0 FIDELITY NATL INFORMATION SVCS 31620M106 15680513 450460 X 460 450000 0 FLOWERS FOODS INC 343498101 17406 748 X 748 0 0 FLOWERS FOODS INC 343498101 268652 11545 X 11545 0 0 FORD MOTOR CO DEL 345370860 122313 9445 X 9445 0 0 FORD MOTOR CO DEL 345370860 203963 15750 X 15250 0 500 FRANKLIN RESOURCES INC 354613101 1113074 8855 X 8855 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 110329 3226 X 1726 0 1500 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 126540 3700 X 3700 0 0 GENERAL DYNAMICS CORP 369550108 34635 500 X 500 0 0 GENERAL DYNAMICS CORP 369550108 5597016 80800 X 80800 0 0 GENERAL ELECTRIC CORP 369604103 15573950 741970 X 737856 0 4114 GENERAL ELECTRIC CORP 369604103 8165362 389012 X 306812 79500 2700 GENERAL MLS INC 370334104 1782562 44101 X 43101 0 1000 GENERAL MLS INC 370334104 641263 15865 X 14635 990 240 GLOWPOINT INC 379887201 20696 10400 X 10400 0 0 GOLDMAN SACHS GROUP INC 38141G104 1463113 11470 X 11270 0 200 GOLDMAN SACHS GROUP INC 38141G104 521083 4085 X 3985 100 0 GOOGLE INC CL A 38259P508 1782598 2520 X 2520 0 0 GOOGLE INC CL A 38259P508 202311 286 X 286 0 0 HALLIBURTON CO 406216101 27579 795 X 795 0 0 HALLIBURTON CO 406216101 173450 5000 X 5000 0 0 HEINZ H J CO 423074103 857009 14858 X 14858 0 0 HEINZ H J CO 423074103 224952 3900 X 3500 400 0 HOLLYFRONTIER CORPORATION 436106108 471691 10133 X 10133 0 0 HOME DEPOT INC 437076102 5126066 82879 X 80454 0 2425 HOME DEPOT INC 437076102 3888324 62867 X 41127 20740 1000 HONEYWELL INTERNATIONAL INC 438516106 705659 11118 X 10965 0 153 HONEYWELL INTERNATIONAL INC 438516106 143061 2254 X 2254 0 0 ILLINOIS TOOL WKS INC 452308109 4346334 71474 X 70389 0 1085 ILLINOIS TOOL WKS INC 452308109 1810435 29772 X 22127 7145 500 INGREDION INC 457187102 238391 3700 X 3700 0 0 INTEL CORP 458140100 7312491 354631 X 344331 0 10300 INTEL CORP 458140100 2891233 140215 X 100130 37345 2740 INTERNATIONAL PAPER CO 460146103 3630420 91125 X 90345 0 780 INTERNATIONAL PAPER CO 460146103 1141018 28640 X 10690 17650 300 --------- -------- ---- ---- ---------- -------- ------ SUBTOTALS FOR THIS PAGE 173274804 4634528 3948335 650780 35413
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- INTL. BUSINESS MACHINES CORP 459200101 17888280 93387 X 90512 0 2875 INTL. BUSINESS MACHINES CORP 459200101 8441417 44069 X 38499 4905 665 JM SMUCKER CO 832696405 456210 5290 X 5290 0 0 JM SMUCKER CO 832696405 86068 998 X 998 0 0 JOHNSON & JOHNSON 478160104 12704083 181228 X 178007 0 3221 JOHNSON & JOHNSON 478160104 7678894 109542 X 95922 11120 2500 JOHNSON CONTROLS INC 478366107 544086 17740 X 17740 0 0 JOHNSON CONTROLS INC 478366107 159484 5200 X 5200 0 0 JP MORGAN CHASE & CO 46625H100 10002487 227489 X 223914 0 3575 JP MORGAN CHASE & CO 46625H100 4755698 108160 X 84660 22075 1425 KANSAS CITY SOUTHERN 485170302 423244 5070 X 5070 0 0 KANSAS CITY SOUTHERN 485170302 1014282 12150 X 1750 10000 400 KELLOGG CO 487836108 274782 4920 X 4520 0 400 KELLOGG CO 487836108 72605 1300 X 1300 0 0 KIMBERLY CLARK CORP 494368103 633225 7500 X 7100 0 400 KIMBERLY CLARK CORP 494368103 166749 1975 X 1325 300 350 KINDER MORGAN ENERGY PARTNERS LP 494550106 273281 3425 X 3425 0 0 KINDER MORGAN ENERGY PARTNERS LP 494550106 530604 6650 X 6650 0 0 KINDER MORGAN INC 49456B101 105743 2993 X 2993 0 0 KINDER MORGAN INC 49456B101 205409 5814 X 5814 0 0 KOHLS CORP 500255104 283023 6585 X 6585 0 0 KOHLS CORP 500255104 82737 1925 X 950 750 225 KRAFT FOODS GROUP INC 50076Q106 598158 13155 X 13114 0 41 KRAFT FOODS GROUP INC 50076Q106 171513 3772 X 3697 75 0 LENDER PROCESSING 52602E102 6632874 269410 X 269410 0 0 LENDER PROCESSING 52602E102 3988 162 X 162 0 0 LILLY ELI & CO 532457108 2025819 41075 X 38555 0 2520 LILLY ELI & CO 532457108 1019198 20665 X 20485 180 0 LOWES COS INC 548661107 3120965 87865 X 87865 0 0 LOWES COS INC 548661107 840226 23655 X 23655 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 88113 1150 X 1150 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 145961 1905 X 1905 0 0 MARATHON OIL CORP 565849106 48565 1584 X 1584 0 0 MARATHON OIL CORP 565849106 200823 6550 X 6550 0 0 MARATHON PETROLEUM CORPORATION 56585A102 47376 752 X 752 0 0 MARATHON PETROLEUM CORPORATION 56585A102 198450 3150 X 3150 0 0 MARRIOTT INTERNATIONAL INC 571903202 28176 756 X 403 0 353 MARRIOTT INTERNATIONAL INC 571903202 363383 9750 X 9749 0 1 MATTEL INC 577081102 449877 12285 X 12285 0 0 MCCORMICK & CO INC 579780206 1293026 20353 X 20078 0 275 MCCORMICK & CO INC 579780206 1126705 17735 X 17625 110 0 MCDONALDS CORP 580135101 9860026 111779 X 110599 0 1180 MCDONALDS CORP 580135101 3507141 39759 X 38979 355 425 -------- ------- ---- ------ ----- -------- ------- ----- SUBTOTALS FOR THIS PAGE 98552754 1540677 1469976 49870 20831
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- MCGRAW HILL COMPANIES INC 580645109 203208 3717 X 3717 0 0 MCGRAW HILL COMPANIES INC 580645109 30889 565 X 565 0 0 MCKESSON CORP 58155Q103 729236 7521 X 7521 0 0 MCKESSON CORP 58155Q103 21816 225 X 225 0 0 MEAD JOHNSON NUTRITION CO 582839106 6589 100 X 100 0 0 MEAD JOHNSON NUTRITION CO 582839106 341969 5190 X 5190 0 0 MEDTRONIC INC 585055106 210556 5133 X 5133 0 0 MEDTRONIC INC 585055106 32816 800 X 800 0 0 MERCK & CO INC 58933Y105 5319457 129933 X 128773 0 1160 MERCK & CO INC 58933Y105 4249940 103809 X 79233 22000 2576 MERRIMACK PHARMACEUTICALS INC 590328100 236548 38842 X 38842 0 0 MERRIMACK PHARMACEUTICALS INC 590328100 60912 10002 X 10002 0 0 METLIFE INC 59156R108 2033913 61746 X 61746 0 0 METLIFE INC 59156R108 1453642 44130 X 25730 18000 400 MICROSOFT CORP 594918104 4124939 154436 X 152386 0 2050 MICROSOFT CORP 594918104 2471021 92514 X 59914 28400 4200 MONDELEZ INTERNATIONAL INC 609207105 961469 37774 X 37649 0 125 MONDELEZ INTERNATIONAL INC 609207105 125841 4944 X 4719 225 0 MONSANTO CO 61166W101 462649 4888 X 4718 0 170 MONSANTO CO 61166W101 415514 4390 X 4390 0 0 NATIONAL FUEL GAS CO 636180101 251929 4970 X 4970 0 0 NATIONAL-OILWELL INC 637071101 966674 14143 X 13368 0 775 NATIONAL-OILWELL INC 637071101 1042338 15250 X 9500 5750 0 NEXTERA ENERGY INC 65339F101 3610749 52186 X 52186 0 0 NEXTERA ENERGY INC 65339F101 1044769 15100 X 14725 0 375 NIKE INC-CLASS B 654106103 428177 8298 X 8298 0 0 NIKE INC-CLASS B 654106103 216720 4200 X 4200 0 0 NORFOLK SOUTHERN CORP 655844108 282361 4566 X 4566 0 0 NORFOLK SOUTHERN CORP 655844108 263871 4267 X 4267 0 0 NORTHERN TR CORP 665859104 511632 10200 X 10200 0 0 NORTHERN TR CORP 665859104 248543 4955 X 4655 300 0 NUCOR CORP 670346105 1251208 28990 X 28790 0 200 NUCOR CORP 670346105 417573 9675 X 7425 2010 240 OCCIDENTAL PETE CORP 674599105 798583 10424 X 10424 0 0 OCCIDENTAL PETE CORP 674599105 88868 1160 X 1160 0 0 ORACLE CORPORATION 68389X105 4350626 130571 X 129771 0 800 ORACLE CORPORATION 68389X105 982973 29501 X 29501 0 0 PEABODY ENERGY CORP 704549104 48537 1824 X 1824 0 0 PEABODY ENERGY CORP 704549104 310273 11660 X 11660 0 0 PEAPACK-GLADSTONE FINL CORP 704699107 6795937 482666 X 479666 0 3000 PEAPACK-GLADSTONE FINL CORP 704699107 5717254 406055 X 406055 0 0 PEPSICO INC 713448108 13577059 198408 X 193325 0 5083 PEPSICO INC 713448108 5525586 80748 X 65178 14520 1050 -------- ------- ---- ------ ----- -------- ------- ----- SUBTOTALS FOR THIS PAGE 72225164 2240476 2127067 91205 22204
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ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- PFIZER INC 717081103 1673993 66748 X 62679 0 4069 PFIZER INC 717081103 1407425 56119 X 37919 18200 0 PHILIP MORRIS INTERNATIONAL 718172109 619020 7401 X 7001 0 400 PHILIP MORRIS INTERNATIONAL 718172109 311559 3725 X 3725 0 0 PHILLIPS 66 718546104 168327 3170 X 2443 0 727 PHILLIPS 66 718546104 271925 5121 X 5121 0 0 PITNEY BOWES INC 724479100 351386 33025 X 32525 0 500 PITNEY BOWES INC 724479100 142576 13400 X 8650 3500 1250 PNC FINANCIAL SERVICES GROUP 693475105 1354366 23227 X 23227 0 0 PNC FINANCIAL SERVICES GROUP 693475105 622168 10670 X 9745 0 925 PPG INDUSTRIES INC 693506107 565086 4175 X 4175 0 0 PPG INDUSTRIES INC 693506107 494028 3650 X 3650 0 0 PPL CORPORATION 69351T106 1512380 52825 X 51200 0 1625 PPL CORPORATION 69351T106 595790 20810 X 20810 0 0 PRAXAIR INC 74005P104 434626 3971 X 3971 0 0 PRAXAIR INC 74005P104 98505 900 X 900 0 0 PROCTER & GAMBLE CO 742718109 10072093 148359 X 144939 0 3420 PROCTER & GAMBLE CO 742718109 6339704 93382 X 77072 15120 1190 PROVIDENT FINL SVCS INC 74386T105 1074 72 X 72 0 0 PROVIDENT FINL SVCS INC 74386T105 238720 16000 X 16000 0 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 2098517 68579 X 66829 0 1750 PUBLIC SVC ENTERPRISE GROUP INC 744573106 873783 28555 X 26880 175 1500 PVR PARTNERS LP 693665101 877475 33775 X 33775 0 0 PVR PARTNERS LP 693665101 537786 20700 X 18150 2550 0 QUALCOMM INC 747525103 10091961 163143 X 161618 0 1525 QUALCOMM INC 747525103 3387988 54769 X 40374 13695 700 QUEST DIAGNOSTICS INC 74834L100 557644 9570 X 9570 0 0 QUEST DIAGNOSTICS INC 74834L100 642427 11025 X 10825 0 200 ROCKWELL AUTOMATION INC 773903109 371908 4428 X 4428 0 0 ROCKWELL AUTOMATION INC 773903109 110699 1318 X 518 550 250 RUTH'S HOSPITALITY GROUP INC 783332109 73758 10146 X 10146 0 0 SELECTIVE INS GROUP INC 816300107 279415 14500 x 14500 0 0 SEMPRA ENERGY 816851109 14897 210 X 210 0 0 SEMPRA ENERGY 816851109 255384 3600 X 3600 0 0 SOUTHERN COMPANY 842587107 2700669 63085 X 62092 0 993 SOUTHERN COMPANY 842587107 1847252 43150 X 29850 12000 1300 SPECTRA ENERGY CORP 847560109 567697 20734 X 20734 0 0 SPECTRA ENERGY CORP 847560109 83619 3054 X 2454 0 600 STARBUCKS CORP 855244109 31105 580 X 580 0 0 STARBUCKS CORP 855244109 410270 7650 X 7650 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 93575 2408 X 2408 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 155440 4000 X 4000 0 0 SYSCO CORP 871829107 3788436 119660 X 117860 0 1800 SYSCO CORP 871829107 1572711 49675 X 47300 1360 1015 -------- ------- ---- ------ ----- -------- ------- ----- SUBTOTALS FOR THIS PAGE 58699167 1305064 1212175 67150 25739
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 8 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- TARGET CORP 87612E106 5676533 95936 X 95486 0 450 TARGET CORP 87612E106 2272483 38406 X 33406 5000 0 TEXAS INSTRUMENTS INC 882508104 596949 19325 X 19325 0 0 TEXAS INSTRUMENTS INC 882508104 232447 7525 X 7525 0 0 THE HERSHEY COMPANY 427866108 269453 3731 X 3331 0 400 THERMO FISHER SCIENTIFIC INC 883556102 236815 3713 X 3713 0 0 TIME WARNER INC 887317303 211983 4432 X 4432 0 0 TIME WARNER INC 887317303 9566 200 X 200 0 0 TJX COS INC 872540109 76028 1791 X 1791 0 0 TJX COS INC 872540109 218193 5140 X 5140 0 0 TRAVELERS COMPANIES INC 89417E109 2963868 41268 X 41268 0 0 TRAVELERS COMPANIES INC 89417E109 405280 5643 X 5235 0 408 UGI CORP 902681105 329553 10075 X 7275 0 2800 UGI CORP 902681105 610696 18670 X 4350 13820 500 UNION PAC CORP 907818108 7352357 58482 X 57482 0 1000 UNION PAC CORP 907818108 3203346 25480 X 14780 10000 700 UNITED PARCEL SERVICE CL B 911312106 2380594 32288 X 32288 0 0 UNITED PARCEL SERVICE CL B 911312106 890290 12075 X 2075 10000 0 UNITED TECHNOLOGIES CORP 913017109 9892210 120622 X 119572 0 1050 UNITED TECHNOLOGIES CORP 913017109 5185000 63224 X 60296 200 2728 US BANCORP NEW 902973304 4307460 134861 X 131833 0 3028 US BANCORP NEW 902973304 1906307 59684 X 58884 0 800 V.F. CORP 918204108 2233903 14797 X 14647 0 150 V.F. CORP 918204108 2488137 16481 X 14481 1800 200 VALLEY NATL BANCORP 919794107 202163 21738 X 21417 0 321 VALLEY NATL BANCORP 919794107 24310 2614 X 2614 0 0 VECTREN CORP 92240G101 1599801 54415 X 54415 0 0 VECTREN CORP 92240G101 1525713 51895 X 32355 18540 1000 VERIZON COMMUNICATIONS 92343V104 5199540 120165 X 114609 0 5556 VERIZON COMMUNICATIONS 92343V104 2185265 50503 X 48863 1140 500 VISA INC CL A 92826C839 2016014 13300 X 13300 0 0 VISA INC CL A 92826C839 761690 5025 X 4725 300 0 WAL MART STORES INC 931142103 1042418 15278 X 15278 0 0 WAL MART STORES INC 931142103 1037096 15200 X 5200 10000 0 WALGREEN CO 931422109 123058 3325 X 3325 0 0 WALGREEN CO 931422109 126944 3430 X 3430 0 0 WASTE MANAGEMENT INC 94106L109 5512846 163392 X 160972 0 2420 WASTE MANAGEMENT INC 94106L109 2085132 61800 X 40495 20705 600 WELLS FARGO & CO 949746101 2535472 74180 X 71893 0 2287 WELLS FARGO & CO 949746101 2562064 74958 X 53958 21000 0 WILLIAMS-SONOMA INC 969904101 210096 4800 X 4800 0 0 WISCONSIN ENERGY CORP 976657106 300254 8148 X 7348 0 800 YUM! BRANDS INC 988498101 1051975 15843 X 15843 0 0 YUM! BRANDS INC 988498101 16932 255 X 255 0 0 -------- ------- ---- ------ ----- -------- ------- ----- SUBTOTALS FOR THIS PAGE 84068234 1554113 1413910 112505 27698
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 9 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK DOMESTIC COMMON STOCKS ---------------------- 3M CO 88579Y101 2814933 30317 X 30067 0 250 3M CO 88579Y101 775947 8357 X 8357 0 0 -------- -------- ---- ------ ----- -------- ------- ------ SUBTOTALS FOR DOMESTIC COMMON STOCKS 776797933 15360439 14048019 1130997 181423
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 10 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE A. COMMON STOCK ADR SECURITIES ---------------------- ANHEUSER-BUSCH INBEV SPONS ADR 03524A108 83040 950 X 0 0 950 ANHEUSER-BUSCH INBEV SPONS ADR 03524A108 1223740 14000 X 0 14000 0 BHP BILLITON LTD SPONS ADR 088606108 1179202 15037 X 14762 0 275 BHP BILLITON LTD SPONS ADR 088606108 193697 2470 X 2470 0 0 BP PLC SPONS ADR 055622104 377841 9074 X 8474 0 600 BP PLC SPONS ADR 055622104 196249 4713 X 3913 0 800 GLAXO SMITHKLINE SPONS ADR 37733W105 129975 2990 X 2365 0 625 GLAXO SMITHKLINE SPONS ADR 37733W105 381623 8779 X 8779 0 0 NOVARTIS AG SPONS ADR 66987V109 992228 15675 X 15675 0 0 NOVARTIS AG SPONS ADR 66987V109 638127 10081 X 9756 0 325 ROYAL DUTCH SHELL PLC SPONS ADR 780259107 510266 7198 X 7198 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 807405 11710 X 11710 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 406943 5902 X 5902 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 470633 12604 X 12604 0 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 346889 9290 X 8790 0 500 TOTAL S.A. SPONS ADR 89151E109 1815097 34899 X 34374 0 525 TOTAL S.A. SPONS ADR 89151E109 822798 15820 X 2700 13120 0 UNILEVER NV NY SHARES ADR 904784709 133093 3475 X 1275 0 2200 UNILEVER NV NY SHARES ADR 904784709 68940 1800 X 1800 0 0 UNILEVER PLC SPONS ADR 904767704 165218 4267 X 4267 0 0 UNILEVER PLC SPONS ADR 904767704 77440 2000 X 2000 0 0 VODAFONE GROUP SPONS ADR 92857W209 493447 19589 X 19589 0 0 VODAFONE GROUP SPONS ADR 92857W209 117914 4681 X 4681 0 0 -------- -------- ---- ------ ----- -------- ------- ------ SUBTOTALS FOR ADR SECURITIES 11631805 217004 183084 27120 6800
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 11 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ---------------- --------- -------- ------ ---- ---- -------- ------- ------ 43 DOMESTIC COMMON STOCKS 776797933 15360439 14048019 1130997 181423 44 ADR SECURITIES 11631805 217004 183084 27120 6800 --------- -------- ------ ---- ---- -------- ------- ------ *SUBTOTALS* 788429738 15577443 14231103 1158117 188223
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 12 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER REAL ESTATE INVESTMENT TRUSTS ----------------------------- ANNALY CAPITAL MANAGEMENT REIT * 035710409 14040 1000 X N.A. N.A. N.A. ANNALY CAPITAL MANAGEMENT REIT * 035710409 133380 9500 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 91060 576 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 372934 2359 X N.A. N.A. N.A. -------- ------ ---- ------ ------ ----- ----- ----- SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 611414 13435 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 13 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER FOREIGN SECURITIES ------------------ AON PLC * G0408V102 608930 10950 X 10950 0 0 BCE INC * 05534B760 653332 15215 X 15215 0 0 BCE INC * 05534B760 391226 9111 X 991 7900 220 COVIDIEN PLC * G2554F113 735665 12741 X 12341 0 400 COVIDIEN PLC * G2554F113 422079 7310 X 7310 0 0 INGERSOLL-RAND PLC * G47791101 158268 3300 X 3300 0 0 INGERSOLL-RAND PLC * G47791101 392457 8183 X 8183 0 0 INVESCO LIMITED * G491BT108 924108 35420 X 34790 0 630 INVESCO LIMITED * G491BT108 179238 6870 X 6870 0 0 NOBLE CORP * H5833N103 235488 6763 X 6763 0 0 NOBLE CORP * H5833N103 132316 3800 X 3800 0 0 SCHLUMBERGER LTD * 806857108 9677757 139653 X 137528 0 2125 SCHLUMBERGER LTD * 806857108 3263825 47098 X 45473 750 875 TE CONNECTIVITY LIMITED * H84989104 223500 6021 X 6021 0 0 TRANSOCEAN LTD * H8817H100 45643 1022 X 1022 0 0 TRANSOCEAN LTD * H8817H100 160687 3598 X 3498 0 100 WEATHERFORD INTNTL LTD * H27013103 673862 60220 X 58220 0 2000 WEATHERFORD INTNTL LTD * H27013103 144631 12925 X 9525 2000 1400 -------- ------- ---- ----- ------- ------- ------ ----- SUBTOTALS FOR FOREIGN SECURITIES 19023012 390200 371800 10650 7750
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 14 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- ALERIAN MLP ETF * 00162Q866 793592 49755 X N.A. N.A. N.A. ALERIAN MLP ETF * 00162Q866 267163 16750 X N.A. N.A. N.A. FIRST TR SMALL CAP CORE ALPHADEX-A * 33734Y109 307080 9000 X N.A. N.A. N.A. FIRST TRUST LARGE CAP CORE A * 33734K109 245200 8000 X N.A. N.A. N.A. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF * 78355W106 1829356 34309 X N.A. N.A. N.A. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF * 78355W106 267933 5025 X N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF * 464287507 136583 1343 X N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF * 464287507 69665 685 X N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF * 464287804 944229 12090 X N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF * 464287804 45142 578 X N.A. N.A. N.A. ISHARES CORE S&P 500 ETF * 464287200 184364 1288 X N.A. N.A. N.A. ISHARES CORE S&P 500 ETF * 464287200 18608 130 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 1229057 21472 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 117571 2054 X N.A. N.A. N.A. ISHARES DOW JONES U.S. REAL ESTATE * 464287739 198925 3076 X N.A. N.A. N.A. ISHARES DOW JONES U.S. REAL ESTATE * 464287739 19401 300 X N.A. N.A. N.A. ISHARES HIGH DIVIDEND EQ FD * 46429B663 209891 3572 X N.A. N.A. N.A. ISHARES MSCI AUSTRALIA INDEX FUND * 464286103 189179 7525 X N.A. N.A. N.A. ISHARES MSCI AUSTRALIA INDEX FUND * 464286103 60462 2405 X N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND * 464286509 348525 12272 X N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND * 464286509 94430 3325 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 2545054 44760 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 605786 10654 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 5600341 126276 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 680107 15335 X N.A. N.A. N.A. ISHARES MSCI UNITED KINGDOM * 464286699 260130 14500 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 3254858 23720 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 1055771 7694 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 2202961 35079 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 1297762 20665 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 2124131 18781 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 284447 2515 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 2429456 48357 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 1330104 26475 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 573823 8762 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4584 70 X N.A. N.A. N.A. ISHARES RUSSELL 1000 VALUE * 464287598 271400 3727 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 465961 5759 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 16182 200 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 2551453 33687 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 568429 7505 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 2330223 35099 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 577925 8705 X N.A. N.A. N.A. -------- ------- ---- ----- ------- ------- ------ ---- SUBTOTALS FOR THIS PAGE 38607244 693279 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 15 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END EQUITY MUTUAL FUND ----------------------------- ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 425831 5067 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 4512148 69279 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 1859464 28550 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 300548 1855 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 129616 800 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 7030381 120880 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 2691936 46285 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 11662217 62798 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1705932 9186 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 11676766 81994 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 1353607 9505 X N.A. N.A. N.A. TECHNOLOGY SELECT SECT SPDR * 81369Y803 232675 8065 X N.A. N.A. N.A. TECHNOLOGY SELECT SECT SPDR * 81369Y803 32456 1125 X N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR * 81369Y886 958393 27445 X N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR * 81369Y886 93762 2685 X N.A. N.A. N.A. VANGUARD HEALTH CARE ETF * 92204A504 2818423 39325 X N.A. N.A. N.A. VANGUARD HEALTH CARE ETF * 92204A504 17918 250 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 3215242 39001 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 297856 3613 X N.A. N.A. N.A. VANGUARD INFO TECH ETF * 92204A702 207330 3000 X N.A. N.A. N.A. VANGUARD INFO TECH ETF * 92204A702 6911 100 X N.A. N.A. N.A. VANGUARD LARGE-CAP ETF * 922908637 788762 12105 X N.A. N.A. N.A. VANGUARD LARGE-CAP ETF * 922908637 58644 900 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 576468 16363 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 380484 10800 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 8742308 196324 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 3004350 67468 X N.A. N.A. N.A. VANGUARD S&P 500 ETF * 922908413 326602 5010 X N.A. N.A. N.A. VANGUARD S&P 500 ETF * 922908413 228165 3500 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 3745314 42068 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 1729942 19431 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 3139715 43217 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 1623001 22340 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 6878846 85029 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 1666459 20599 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 337924 8065 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 372910 8900 X N.A. N.A. N.A. --------- ------- ---- ----- ------- ------- ------ ---- SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 123436550 1816206 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 16 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED-END FIXED INCOME (TAX) ----------------------------- ISHARES BARCLAYS TIPS BOND FUND * 464287176 106841 880 X N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUND * 464287176 121410 1000 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CR * 464288646 905546 8585 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CR * 464288646 15822 150 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 1544464 18295 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 176438 2090 X N.A. N.A. N.A. ISHARES IBOXX INV GRD CORP BOND FD * 464287242 355711 2940 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 433839 10950 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 194732 4915 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 1675162 18982 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 593923 6730 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 6092473 75225 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 3157395 38985 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 411579 4898 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 21008 250 X N.A. N.A. N.A. --------- ------- ---- ----- ------- ------- ------ ---- SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 15806343 194875 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 17 SEC USE ONLY ___________
ITEM 6 INVEST AUTH ITEM 8 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES) NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE C. OTHER CLOSED END FIXED INC-NON-TAX ---------------------------- BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 49800 3000 X N.A. N.A. N.A. BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 125878 7583 X N.A. N.A. N.A. ISHARES S&P S/T NATION MUNI * 464288158 700029 6590 X N.A. N.A. N.A. ISHARES TR S&P NAT MUNI BOND FUND * 464288414 542910 4907 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 49088 3200 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 162604 10600 X N.A. N.A. N.A. --------- ------- ---- ----- ------- ------- ------ ---- SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1630309 35880 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 18 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ---------------- --------- ------- ------ ---- ---- ------ ----- ---- 97 CLOSED END FIXED INC-NON-TAX 1630309 35880 N.A. N.A. N.A. 63 CLOSED END EQUITY MUTUAL FUND 123436550 1816206 N.A. N.A. N.A. 68 CLOSED-END FIXED INCOME (TAX) 15806343 194875 N.A. N.A. N.A. 54 FOREIGN SECURITIES 19023012 390200 371800 10650 7750 47 REAL ESTATE INVESTMENT TRUSTS 611414 13435 N.A. N.A. N.A. --------- ------- ------ ---- ---- ------ ----- ---- *SUBTOTALS* 160507628 2450596 371800 10650 7750 *SUBTOTALS* 160507628 2450596 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT INCLUDED IN THE MAPPING INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 1/5/13 AS OF 12/31/12 DEPT ID# 233 PAGE 19 **SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES) -------- --------- -------- ------ ---- ---- -------- ------- ------ A. COMMON STOCK 788429738 15577443 14231103 1158117 188223 C. OTHER 160507628 2450596 371800 10650 7750 --------- -------- ------ ---- ---- -------- ------- ------ **GRAND TOTALS** 948937366 18028039 14602903 1168767 195973