0001172661-13-000183.txt : 20130125 0001172661-13-000183.hdr.sgml : 20130125 20130124173942 ACCESSION NUMBER: 0001172661-13-000183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130124 EFFECTIVENESS DATE: 20130125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 13546496 BUSINESS ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 johnstonassetmanagement4q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Johnston Asset Management Corp. Address: 1 Landmark Square Stamford, CT 06901 13F File Number: 028-05210 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Julie O'Connor Title: Chief Operating Officer Phone: 203-324-4722 Signature, Place, and Date of Signing: /s/ Julie O'Connor Stamford, CT January 24, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: $1,414,033 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 29450 1416532 SH SOLE 1416532 0 0 ABBOTT LABS COM 002824100 1653 52751 SH SOLE 52751 0 0 ADOBE SYS INC COM 00724F101 33383 885958 SH SOLE 883708 0 2250 AGL RES INC COM 001204106 23 586 SH SOLE 586 0 0 AIR PRODS & CHEMS INC COM 009158106 84 1000 SH SOLE 1000 0 0 AMAZON COM INC COM 023135106 14 57 SH SOLE 57 0 0 AMGEN INC COM 031162100 10316 119670 SH SOLE 118870 0 800 APPLE INC COM 037833100 9549 17943 SH SOLE 17943 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 66124 1026925 SH SOLE 1026232 0 693 AT&T INC COM 00206R102 777 23050 SH SOLE 23050 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 20813 365590 SH SOLE 363590 0 2000 BAIDU INC SPON ADR REP A 056752108 73310 730985 SH SOLE 730535 0 450 BANK NEW YORK MELLON CORP COM 064058100 153 5971 SH SOLE 5971 0 0 BECTON DICKINSON & CO COM 075887109 8759 112021 SH SOLE 110572 0 1449 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 128 1428 SH SOLE 1428 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 28046 398557 SH SOLE 398557 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 61 3750 SH SOLE 3750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 0 1 SH SOLE 1 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 9 875 SH SOLE 875 0 0 CELGENE CORP COM 151020104 30571 389585 SH SOLE 388885 0 700 CERNER CORP COM 156782104 18205 234875 SH SOLE 233875 0 1000 CHEVRON CORP NEW COM 166764100 401 3707 SH SOLE 3707 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 21954 441827 SH SOLE 441827 0 0 CISCO SYS INC COM 17275R102 15743 801218 SH SOLE 797618 0 3600 COCA COLA CO COM 191216100 394 10856 SH SOLE 10856 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 31679 428773 SH SOLE 428193 0 580 COMCAST CORP NEW CL A 20030N101 24772 663069 SH SOLE 661569 0 1500 CREDIT SUISSE GROUP SPONSORED ADR 225401108 30670 1248798 SH SOLE 1247498 0 1300 CYTEC INDS INC COM 232820100 8596 124890 SH SOLE 124890 0 0 DARDEN RESTAURANTS INC COM 237194105 26 571 SH SOLE 571 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 126301 1083382 SH SOLE 1081982 0 1400 DISNEY WALT CO COM DISNEY 254687106 15 300 SH SOLE 300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 17 266 SH SOLE 266 0 0 E M C CORP MASS COM 268648102 26410 1043879 SH SOLE 1041379 0 2500 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 41 4700 SH SOLE 4700 0 0 EATON VANCE MUN BD FD COM 27827X101 49 3500 SH SOLE 3500 0 0 EATON VANCE PA MUN BD FD COM 27828W102 143 9300 SH SOLE 9300 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 14 1000 SH SOLE 1000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 78 8300 SH SOLE 8300 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 10254 113713 SH SOLE 112713 0 1000 EMERSON ELEC CO COM 291011104 141 2671 SH SOLE 2671 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 716 16670 SH SOLE 15170 0 1500 ENTERPRISE PRODS PARTNERS L COM 293792107 6628 132352 SH SOLE 125152 0 7200 EOG RES INC COM 26875P101 26184 216770 SH SOLE 216240 0 530 EXPRESS SCRIPTS HLDG CO COM 30219G108 40 742 SH SOLE 742 0 0 EXXON MOBIL CORP COM 30231G102 2741 31675 SH SOLE 31675 0 0 FASTENAL CO COM 311900104 40 856 SH SOLE 856 0 0 FLIR SYS INC COM 302445101 13875 621776 SH SOLE 619456 0 2320 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 47039 1371412 SH SOLE 1367412 0 4000 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 110 SH SOLE 110 0 0 FULTON FINL CORP PA COM 360271100 219 22758 SH SOLE 22758 0 0 GENERAL ELECTRIC CO COM 369604103 25306 1205600 SH SOLE 1201200 0 4400 GOOGLE INC CL A 38259P508 30855 43619 SH SOLE 43534 0 85 HALLIBURTON CO COM 406216101 42 1200 SH SOLE 1200 0 0 HEINZ H J CO COM 423074103 195 3375 SH SOLE 3375 0 0 HERSHEY CO COM 427866108 253 3500 SH SOLE 3500 0 0 HEWLETT PACKARD CO COM 428236103 0 0 SH SOLE 0 0 0 HIGHWOODS PPTYS INC COM 431284108 853 25500 SH SOLE 25500 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 13693 258010 SH SOLE 258010 0 0 ICICI BK LTD ADR 45104G104 117931 2704217 SH SOLE 2704217 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 52 1000 SH SOLE 1000 0 0 INTEL CORP COM 458140100 10670 517476 SH SOLE 515776 0 1700 INTERNATIONAL BUSINESS MACHS COM 459200101 48 250 SH SOLE 250 0 0 INTUIT COM 461202103 64 1071 SH SOLE 1071 0 0 ISHARES GOLD TRUST ISHARES 464285105 82 5050 SH SOLE 5050 0 0 ISHARES TR DJ US BAS MATL 464287838 37 535 SH SOLE 535 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 18 SH SOLE 18 0 0 JOHNSON & JOHNSON COM 478160104 15343 218878 SH SOLE 217678 0 1200 KIMBERLY CLARK CORP COM 494368103 116 1375 SH SOLE 1375 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 371 4650 SH SOLE 4650 0 0 KLA-TENCOR CORP COM 482480100 11883 248798 SH SOLE 247443 0 1355 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 6 SH SOLE 6 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2231 62324 SH SOLE 60324 0 2000 M & T BK CORP COM 55261F104 1558 15827 SH SOLE 15827 0 0 MARSH & MCLENNAN COS INC COM 571748102 20913 606690 SH SOLE 606690 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 20879 710156 SH SOLE 706576 0 3580 MCDONALDS CORP COM 580135101 31 357 SH SOLE 357 0 0 MEDTRONIC INC COM 585055106 18167 442883 SH SOLE 442083 0 800 MERCK & CO INC NEW COM 58933Y105 508 12410 SH SOLE 12410 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 293 9000 SH SOLE 9000 0 0 MICROSOFT CORP COM 594918104 15093 565070 SH SOLE 563070 0 2000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 52638 1609728 SH SOLE 1609728 0 0 MONSANTO CO NEW COM 61166W101 16004 169085 SH SOLE 168685 0 400 NETAPP INC COM 64110D104 24851 740727 SH SOLE 738927 0 1800 NORDIC AMERICAN TANKERS LIMI COM G65773106 22 2500 SH SOLE 2500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 32 500 SH SOLE 500 0 0 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 29 2000 SH SOLE 2000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 26 2500 SH SOLE 2500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9188 119935 SH SOLE 119935 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1398 25890 SH SOLE 24290 0 1600 PALL CORP COM 696429307 31570 523904 SH SOLE 521904 0 2000 PAYCHEX INC COM 704326107 50 1600 SH SOLE 1600 0 0 PFIZER INC COM 717081103 90 3600 SH SOLE 3600 0 0 PHILIP MORRIS INTL INC COM 718172109 30 357 SH SOLE 357 0 0 PIMCO MUN INCOME FD II COM 72200W106 68 5179 SH SOLE 5179 0 0 PROCTER & GAMBLE CO COM 742718109 1540 22678 SH SOLE 22678 0 0 QIAGEN NV REG SHS N72482107 76603 4220610 SH SOLE 4217610 0 3000 QUALCOMM INC COM 747525103 30229 488675 SH SOLE 487075 0 1600 QUEST DIAGNOSTICS INC COM 74834L100 13621 233749 SH SOLE 233749 0 0 RF MICRODEVICES INC COM 749941100 1 300 SH SOLE 300 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 552 8000 SH SOLE 8000 0 0 SAP AG SPON ADR 803054204 33934 422169 SH SOLE 422169 0 0 SCHLUMBERGER LTD COM 806857108 28028 404452 SH SOLE 403752 0 700 SEADRILL LIMITED SHS G7945E105 11 300 SH SOLE 300 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 66 1400 SH SOLE 1400 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 71 1000 SH SOLE 1000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 58 2000 SH SOLE 2000 0 0 SHIRE PLC SPONSORED ADR 82481R106 24595 266810 SH SOLE 266810 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 79 428 SH SOLE 428 0 0 STATE STR CORP COM 857477103 30 647 SH SOLE 647 0 0 STILLWATER MNG CO COM 86074Q102 96 7500 SH SOLE 7500 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 161 4300 SH SOLE 4300 0 0 TECO ENERGY INC COM 872375100 84 5000 SH SOLE 5000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3376 90410 SH SOLE 89760 0 650 TRANSOCEAN LTD REG SHS H8817H100 64 1431 SH SOLE 1431 0 0 UNION PAC CORP COM 907818108 402 3200 SH SOLE 3200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 59 714 SH SOLE 714 0 0 VARIAN MED SYS INC COM 92220P105 21170 301399 SH SOLE 299699 0 1700 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 7214 589340 SH SOLE 589340 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 20 460 SH SOLE 460 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1184 47008 SH SOLE 44088 0 2920 WESTPAC BKG CORP SPONSORED ADR 961214301 681 4941 SH SOLE 4941 0 0 ZIMMER HLDGS INC COM 98956P102 33 500 SH SOLE 500 0 0