0001344717-13-000001.txt : 20130219 0001344717-13-000001.hdr.sgml : 20130219 20130215110919 ACCESSION NUMBER: 0001344717-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 13617980 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13fq42012.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY February 15, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 602 Form 13F Information Table Value Total: $1,430.7 (thousands) List of Other Included Managers: NONE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DAIMLERCHRYSLER AG ORD COMMON D1668R123 14,490 266 X 266 0 0 AMDOCS LTD ORD COMMON G02602103 5,099 150 X 150 0 0 APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 114,114 9,270 X 7,270 0 2,000 BUNGE LIMITED COM COMMON G16962105 1,522,492 20,945 X 14,875 0 6,070 COVIDIEN PLC COMMON G2554F113 22,284,926 385,953 X X 225,744 795 159,414 EATON CORP PLC SHS COMMON G29183103 36,602,328 675,569 X X 411,904 1,116 262,549 ASA GOLD AND PRECIOUS MTLS LSH COMMON G3156P103 43,060 2,000 X 0 0 2,000 ENSCO PLC SHS CLASS A COMMON G3157S106 28,591,515 482,313 X X 301,359 749 180,205 GASLOG LTD SHS COMMON G37585109 169,670 13,650 X X 9,050 3,000 1,600 INGERSOLL-RAND PLC COMMON G47791101 567,703 11,837 X 10,402 0 1,435 LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 90 500 X 500 0 0 MICHAEL KORS HLDGS LTD SHS COMMON G60754101 25,515 500 X 0 0 500 PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 43,612 1,732 X 1,032 0 700 RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,286,494 28,138 X 25,971 0 2,167 VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 26,903 778 X 778 0 0 ACE LTD SHS COMMON H0023R105 26,542,597 332,614 X X 200,154 520 131,940 WEATHERFORD INTERNATIONAL LTD COMMON H27013103 43,641 3,900 X 1,500 0 2,400 NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 6,964 200 X 0 0 200 PENTAIR LTD SHS COMMON H6169Q108 29,834 607 X 548 0 59 TE CONNECTIVITY LTD COMMON H84989104 167,485 4,512 X 3,762 0 750 TYCO INTERNATIONAL LTD SHS COMMON H89128104 74,558 2,549 X 2,299 0 250 DE MASTER BLENDERS 1753 N.V.OR COMMON N2563N109 11,410 1,000 X 0 0 1,000 QIAGEN N V ORD COMMON N72482107 73,507 4,050 X 0 0 4,050 BANCO LATINOAMER EXPORT S A CL COMMON P16994132 28,028 1,300 X 800 0 500 STANDARD CHARTERED FOREIGN XR0408284 12,789 500 X 0 0 500 HENGAN INTERNATIONAL GROUP CO FOREIGN XR6136233 13,537 1,500 X 0 0 1,500 EUROSEAS LTD COM NEW COMMON Y23592200 910 1,000 X 1,000 0 0 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 18,630 3,000 X 0 0 3,000 SEASPAN CORP SHS COMMON Y75638109 44,083 2,750 X 0 0 2,750 THE ADT CORPORATION COM COMMON 00101J106 59,135 1,272 X 1,147 0 125 AFLAC INC COMMON 001055102 3,989,578 75,105 X X 49,905 900 24,300 AGIC EQUITY & CONV INCOME FDCO MUTUAL 00119P102 56,576 3,400 X 0 0 3,400 AGIC CONV & INCOME FD II COM MUTUAL 001191105 24,060 3,034 X 3,034 0 0 AGL RES INC COMMON 001204106 58,356 1,460 X 1,460 0 0 AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 18,409 768 X 0 0 768 AOL INC COM COMMON 00184X105 30 1 X 0 0 1 A T & T INC COMMON 00206R102 20,394,550 605,000 X X 365,393 1,149 238,458 A V HOMES INC COMMON 00234P102 5,688 400 X 200 0 200 ABBOTT LABS COMMON 002824100 3,780,660 57,720 X 32,295 0 25,425 ADVANT-E CORP COM COMMON 00761J107 5,000 20,000 X 0 0 20,000 AEGION CORP COM COMMON 00770F104 11,095 500 X 500 0 0 AGILENT TECHNOLOGIES INC. COMMON 00846U101 75,657 1,848 X 795 0 1,053 AIR PRODS & CHEMS INC COMMON 009158106 109,226 1,300 X 0 0 1,300 ALCOA INC COMMON 013817101 5,642 650 X 0 0 650 ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 54 39 X 39 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 2,581 85 X 85 0 0 ALLIANCEBERNSTEIN GRW & INCMCL MUTUAL 018597104 64 16 X 0 0 16 ALLIANCE BERNSTEIN HLDGS LP UN UNITS 01881G106 1,014,391 58,198 X 58,198 0 0 ALLIED IRISH BANKS PLC COMMON 019228808 2 4 X 4 0 0 ALLSTATE CORP COMMON 020002101 1,917,756 47,741 X 39,464 0 8,277 ALLY FINL INC PERP PFD-A FLT PREFERR 02005N308 115,588 4,400 X 2,400 0 2,000 ALPINE GLOBAL PREMIER PPTYS CO MUTUAL 02083A103 96,380 13,239 X 0 0 13,239 AMBASE CORP COM COMMON 023164106 4,900 5,000 X 5,000 0 0 AMEREN CORP COMMON 023608102 92,160 3,000 X 1,000 0 2,000 AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 277,680 12,000 X 0 0 12,000 AMERICAN CENTY INTL BD FD INTL MUTUAL 025082108 3,346 229 X 0 0 229 AMERICAN ELECTRIC POWER COMMON 025537101 72,556 1,700 X 500 0 1,200 AMERICAN EXPRESS COMPANY COMMON 025816109 5,575,962 97,007 X 71,611 0 25,396 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 35 1 X 1 0 0 AMERICAN INTL CORP PFD 6.45% PREFERR 026874800 249,800 10,000 X 10,000 0 0 AMERICAN TOWER REIT COM COMMON 03027X100 38,635 500 X 500 0 0 AMERIPRISE FINL INC COM COMMON 03076C106 142,796 2,280 X 0 0 2,280 AMERIGAS PARTNERS L P UT LTD P UNITS 030975106 3,264,387 84,264 X 32,348 0 51,916 AMETEK INC NEW COMMON 031100100 169,065 4,500 X 4,500 0 0 AMGEN INC COMMON 031162100 235,412 2,731 X 2,455 0 276 ANADARKO PETE CORP COMMON 032511107 179,087 2,410 X 1,182 0 1,228 ANALOG DEVICES INC COMMON 032654105 3,185,835 75,745 X 59,045 0 16,700 ANHEUSER BUSCH INBEV SA/NV SPO COMMON 03524A108 1,486 17 X 17 0 0 ANNALY MTG MGMT INC COMMON 035710409 150,228 10,700 X 0 0 10,700 APACHE CORP COMMON 037411105 2,436,719 31,041 X 30,615 0 426 APOLLO INVT CORP COM SH BEN IN COMMON 03761U106 2,090 250 X 250 0 0 APPLE COMPUTER INC COMMON 037833100 2,721,532 5,114 X 3,873 0 1,241 APPLIED MATLS INC COMMON 038222105 44,753 3,912 X 0 0 3,912 ARCH COAL INC COMMON 039380100 5,929 810 X 0 0 810 ASHLAND INC NEW COM COMMON 044209104 87,325 1,086 X 86 0 1,000 AUTODESK INC COMMON 052769106 4,525 128 X 0 0 128 AUTOMATIC DATA PROCESSING COMMON 053015103 254,705 4,474 X 2,740 0 1,734 AVIAT NETWORKS INC COMMON 05366Y102 1,109 337 X 337 0 0 BB&T CORPORATION COMMON 054937107 7,335,225 251,983 X X 162,177 711 89,095 BB&T CORP 1/1000 E PRPTL PREFERR 054937404 25,480 1,000 X 1,000 0 0 BB&T CORPORATION 5.20% PFD SER PREFERR 054937602 294,840 12,000 X 12,000 0 0 B & G FOODS INC NEW CL A COMMON 05508R106 14,155 500 X 0 0 500 BAC CAP TR VIII GTD CAP SECS PREFERR 05518T209 82,863 3,300 X 0 0 3,300 BCE INC COM NEW COMMON 05534B760 10,196,060 237,449 X 155,124 0 82,325 BP AMOCO ADS COMMON 055622104 193,501 4,647 X 4,647 0 0 BABCOCK & WILCOX CO NEW COM COMMON 05615F102 326,714 12,470 X 10,540 0 1,930 BAKER HUGHES INC COMMON 057224107 1,053,013 25,779 X 13,185 0 12,594 BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 9,420 1,000 X 0 0 1,000 BANK OF AMERICA COMMON 060505104 2,223,327 191,501 X 117,972 0 73,529 BANK OF AMERICA CORPORATION PF PREFERR 060505559 313,110 12,250 X 12,050 0 200 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BANK OF AMERICA CORP 7.25%CNV CONVERT 060505682 45,400 40 X 40 0 0 BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,938,075 114,322 X 89,038 0 25,284 BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 8,583,778 148,303 X 100,423 0 47,880 BARD C R INC N J COMMON 067383109 24,435 250 X 0 0 250 BARCLAYS BANK PLC 6.625% 00/00 PREFERR 06739F390 125,000 5,000 X 5,000 0 0 BARRICK GOLD CORP COMMON 067901108 11,273 322 X 0 0 322 BAXTER INTL INC COMMON 071813109 66,660 1,000 X 0 0 1,000 BEAVER COAL CO, LTD PRTNSH COMMON 074799107 75,615 71 X 71 0 0 BECTON DICKINSON & CO COMMON 075887109 1,146,735 14,666 X 6,300 0 8,366 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 670,300 5 X 2 0 3 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 2,807,789 31,302 X 25,067 0 6,235 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 945,824 12,061 X 2,985 0 9,076 BIOGEN IDEC INC COMMON 09062X103 2,985,948 20,400 X 20,000 0 400 BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 9,883 666 X 0 0 666 BLACKROCK LTD DURATION INC TCO COMMON 09249W101 18,170 1,000 X 1,000 0 0 BLACKROCK PFD & EQ ADVANTAGECO MUTUAL 092508100 73,359 5,343 X 0 0 5,343 H R BLOCK INC COMMON 093671105 4,550 245 X 245 0 0 BOEING CO COMMON 097023105 37,680 500 X 500 0 0 BORG WARNER AUTOMOTIVE INC COMMON 099724106 1,671,181 23,334 X 17,558 0 5,776 BOSTON SCIENTIFIC CORP COMMON 101137107 26,123 4,559 X 1,200 0 3,359 BRINKER INTL INC COMMON 109641100 65,079 2,100 X 2,100 0 0 BRISTOL MYERS SQUIBB CO. COMMON 110122108 1,159,194 35,569 X 23,323 0 12,246 BRITISH AMERN TOB PLC ADR SPON COMMON 110448107 608 6 X 6 0 0 BUCKEYE PARTNERS L P UNITS 118230101 1,778,664 39,169 X 26,679 0 12,490 CAI INTERNATIONAL INC COM COMMON 12477X106 10,975 500 X 500 0 0 CH ENERGY GROUP, INC. COMMON 12541M102 32,610 500 X 500 0 0 CPI AEROSTRUCTURES INC COM NEW COMMON 125919308 20,020 2,000 X 2,000 0 0 CNOOC LTD SPONSORED ADR COMMON 126132109 418,000 1,900 X 1,900 0 0 CRH PLC ADR COMMON 12626K203 386 19 X 19 0 0 CSX CORP COMMON 126408103 219,003 11,100 X 11,100 0 0 CABOT OIL & GAS CORP CL A COMMON 127097103 24,870 500 X 0 0 500 CAMERON INTERNATIONAL CORP COM COMMON 13342B105 7,904 140 X 140 0 0 CDN IMPERIAL BK OF COMMERCE CO COMMON 136069101 3,899,106 48,370 X 26,490 0 21,880 CANADIAN NATL RY CO COMMON 136375102 4,285,206 47,085 X 31,095 0 15,990 CANADIAN PAC RY LTD COM COMMON 13645T100 9,108,404 89,632 X 56,946 0 32,686 CAPITAL ONE FINANCIAL 6.00% SE PREFERR 14040H402 248,600 10,000 X 10,000 0 0 CAPITAL ONE CAPITAL III 7.686% PREFERR 14042BAA4 20,000 200 X 0 0 200 CARDINAL HEALTH INC. COMMON 14149Y108 582,491 14,145 X 9,370 0 4,775 CAREFUSION CORP COM COMMON 14170T101 10,003 350 X 0 0 350 CATERPILLAR COMMON 149123101 6,406,829 71,498 X 48,360 0 23,138 CELGENE CORP COM COMMON 151020104 15,616 199 X 0 0 199 CELLDEX THERAPEUTICS INC NEWCO COMMON 15117B103 725 108 X 0 0 108 CENOVUS ENERGY INC COM COMMON 15135U109 4,122,468 122,912 X 84,811 0 38,101 CENTERPOINT ENERGY INC COM COMMON 15189T107 46,200 2,400 X 400 0 2,000 CHELSEA THERAPEUTICS INTL LTCO COMMON 163428105 11,400 15,000 X 0 0 15,000 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CHEUNG KONG HLDGS LTD ADR FOREIGN 166744201 10,864 700 X 0 0 700 CHEVRON CORPORATION COMMON 166764100 16,163,361 149,467 X X 88,903 25 60,539 CHICOS FAS INC COM COMMON 168615102 3,692 200 X 0 0 200 CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 114,920 1,000 X 0 0 1,000 CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 14,873 50 X 50 0 0 CHUBB CORP COMMON 171232101 5,489,698 72,885 X 61,862 0 11,023 CHURCH & DWIGHT CO COMMON 171340102 53,570 1,000 X 1,000 0 0 CISCO SYS INC COMMON 17275R102 24,396,715 1,241,601 X X 764,765 5,398 471,438 CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0 CITIGROUP INC COMMON 172967424 2,960,196 74,828 X 50,632 0 24,196 CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,456 1,200 X 0 0 1,200 CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 256,680 9,200 X 9,200 0 0 CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 20,080 800 X 0 0 800 CITIZENS REPUBLIC BANCORP INC COMMON 174420307 18,970 1,000 X 0 0 1,000 CLEARBRIDGE ENERGY MLP FD INCO MUTUAL 184692101 34,545 1,500 X 0 0 1,500 CLEARWIRE CORP NEW CL A COMMON 18538Q105 1,445 500 X 0 0 500 CLIFFS NATURAL RESOURCES INC COMMON 18683K101 184,365 4,780 X 80 0 4,700 COACH INC COM COMMON 189754104 55,510 1,000 X 300 0 700 COCA COLA CO COMMON 191216100 947,430 26,136 X 22,036 0 4,100 COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 295,529 4,000 X 0 0 4,000 COHEN & STEERS QUALITY RLTY CO COMMON 19247L106 31,537 3,104 X 0 0 3,104 COLGATE PALMOLIVE CO COMMON 194162103 8,826,417 84,431 X 59,956 0 24,475 COLUMBIA FDS SER TR I LGR CAP MUTUAL 19765Y688 89,286 6,442 X 0 0 6,442 COLUMBIA LABS INC COMMON 197779101 7,626 12,000 X 12,000 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 151,719 4,061 X 1,745 0 2,316 COMCAST CORP CL A SPL COMMON 20030N200 125,720 3,500 X 2,500 0 1,000 COMCAST CORP NEW NT 61 PREFERR 20030N606 104,760 4,000 X 4,000 0 0 COMSTOCK RES INC COM NEW COMMON 205768203 15,120 1,000 X 1,000 0 0 CONAGRA INC COMMON 205887102 118,000 4,000 X 4,000 0 0 CONOCOPHILLIPS COMMON 20825C104 18,135,909 312,742 X X 189,550 1,000 122,192 CONSOL ENERGY INC COM COMMON 20854P109 2,503,768 77,999 X 68,179 0 9,820 CONSOLIDATED EDISON INC COMMON 209115104 97,750 1,760 X 1,760 0 0 CORNING INC COMMON 219350105 272,087 21,560 X 6,000 0 15,560 GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 60,751 2,431 X 2,431 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 28,167,669 285,300 X X 170,223 462 114,615 CYTEC INDS INC COMMON 232820100 14,661 213 X 0 0 213 DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 1,519,283 36,390 X 22,370 0 14,020 DDR CORP DEPSHS1/20 CLJ COMMON 23317H607 24,460 1,000 X 1,000 0 0 DTC ENERGY 6.500% PFD PREFERR 233331602 272,900 10,000 X 10,000 0 0 DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 18,390 1,000 X 0 0 1,000 DANAHER CORP SHS BEN INT COMMON 235851102 22,695 406 X 0 0 406 DAVIS NY VENTURE FD INC CL Y MUTUAL 239080401 83,973 2,389 X 0 0 2,389 DEERE & CO. COMMON 244199105 543,927 6,294 X 3,794 0 2,500 DE LUXE CORP COMMON 248019101 96,720 3,000 X 3,000 0 0 DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 63,552 2,535 X 1,035 0 1,500 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DEVON ENERGY CORP NEW COMMON 25179M103 85,085 1,635 X 1,435 0 200 DISNEY (WALT) PRODUCTIONS COMMON 254687106 79,664 1,600 X 600 0 1,000 DISCOVER FINANCIAL SVS 6.50% S PREFERR 254709207 25,250 1,000 X 1,000 0 0 DIRECTV COMMON 25490A309 9,631 192 X 0 0 192 DOMINION RES INC VA NEW COMMON 25746U109 2,353,585 45,436 X 41,576 0 3,860 DOVER CORP COMMON 260003108 3,922,690 59,697 X X 50,042 300 9,355 DOW CHEMICAL CORP COMMON 260543103 34,309,543 1,061,249 X X 653,360 3,177 404,712 DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 12,724 288 X 288 0 0 DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 32,683 4,900 X 0 0 4,900 DU PONT E I DE NEMOURS CO COMMON 263534109 34,187,843 760,093 X X 489,002 1,904 269,187 DUKE ENERGY CORPORATION COM NE COMMON 26441C204 4,382,486 68,691 X 30,876 0 37,815 DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 129,773 1,650 X 0 0 1,650 E DIGITAL CORP COMMON 26841Y103 64 500 X 500 0 0 E M C CORP MASS COMMON 268648102 8,902,438 351,875 X 290,350 0 61,525 EOG RESOURCES INC. COMMON 26875P101 1,944,477 16,098 X 14,094 0 2,004 EQT CORP COM COMMON 26884L109 2,435,992 41,302 X 40,080 0 1,222 EQT MIDSTREAM PARTNERS LP UNIT UNITS 26885B100 487,498 15,650 X 10,930 0 4,720 EASTMAN CHEM CO COMMON 277432100 53,964 793 X 500 0 293 EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,362 503 X 503 0 0 ECOLAB INC COMMON 278865100 35,950 500 X 0 0 500 EDISON INTERNATIONAL COMMON 281020107 255,143 5,646 X 5,646 0 0 EL PASO PIPELINE PARTNERS L CO UNITS 283702108 948,909 25,667 X 15,792 0 9,875 EMERSON ELEC CO COMMON 291011104 25,503,100 481,554 X X 296,493 762 184,299 ENBRIDGE INC COM COMMON 29250N105 401,793 9,275 X 5,300 0 3,975 ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 1,969,712 70,599 X 54,079 0 16,520 ENCANA CORP COM COMMON 292505104 73,033 3,696 X 3,600 0 96 ENERGY TRANSFER PRTNRS L P UNI UNITS 29273R109 1,634,002 38,062 X 24,181 0 13,881 ENERGY TRANSFER EQUITY L P COM UNITS 29273V100 321,771 7,075 X 5,600 0 1,475 ENNIS BUSINESS FORM INC COM COMMON 293389102 38,675 2,500 X 2,500 0 0 ENTERPRISE PRODS PARTNERS L CO UNITS 293792107 4,817,145 96,189 X 53,677 0 42,512 EQUIFAX INC COMMON 294429105 54,120 1,000 X 1,000 0 0 ERICSSON L M TEL CO ADR B SEK COMMON 294821608 4,585 454 X 120 0 334 ESPEY MFG & ELECTRS CORP COM COMMON 296650104 37,800 1,500 X 1,500 0 0 EURO PAC GROWTH FD SH BEN INT COMMON 298706102 55,812 1,354 X 0 0 1,354 EVERBANK FINL CORP COM COMMON 29977G102 223,650 15,000 X 15,000 0 0 EVOLUCIA INC COMMON 30049B105 111 5,000 X 5,000 0 0 EXELON CORP COMMON 30161N101 306,411 10,303 X 9,523 0 780 EXELIS INC COM COMMON 30162A108 8,791 780 X 780 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 261,360 4,840 X 4,530 0 310 EXXON MOBIL CORPORATION COMMON 30231G102 18,629,195 215,242 X 117,636 0 97,606 FPL GROUP CAP TR I PFD TR SECS PREFERR 30257V207 12,770 500 X 500 0 0 FACEBOOK INC CL A COMMON 30303M102 665 25 X 0 0 25 FACTSET RESH SYS INC COM COMMON 303075105 1,135,534 12,895 X 7,229 0 5,666 FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 90 X 90 0 0 FAMILY DLR STORES INC COMMON 307000109 19,023 300 X 0 0 300 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- FARMERS & MERCHANTS BK COM COMMON 308243104 4,310 1 X 1 0 0 FEDERAL HOME LN MTG CORP PFD 8 PREFERR 313400624 1,750 1,000 X 1,000 0 0 FANNIE MAE PFD SER T 8.25% DTD PREFERR 313586737 4,220 2,000 X 0 0 2,000 FEDEX CORP COMMON 31428X106 4,459,610 48,622 X 37,680 0 10,942 FERRELLGAS PARTNERS L P COMMON 315293100 5,611 333 X 333 0 0 FIDELITY DEVONSHIRE TR TAX FRE MUTUAL 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729251108 65,224 1,470 X 1,470 0 0 POTASH CORP SASK INC COMMON 73755L107 13,523,281 332,349 X X 182,172 1,178 148,999 POWERSHARES ETF TRUST WATER RE MUTUAL 73935X575 12,450 600 X 0 0 600 GOLDMAN SACHS PFD 6.000% PREFERR 73941X577 446,580 18,000 X 18,000 0 0 PRAXAIR INC COMMON 74005P104 3,976,647 36,333 X 21,439 0 14,894 PRECISION CASTPARTS CORP COMMON 740189105 19,321 102 X 0 0 102 PROCTER & GAMBLE CO COMMON 742718109 9,993,544 147,202 X 105,518 0 41,684 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- PRUDENTIAL FINL INC COM COMMON 744320102 13,652 256 X 0 0 256 PUBLIC SVC ENTERPRISES COMMON 744573106 73,440 2,400 X 150 0 2,250 PUBLIC STORAGE INC COMMON 74460D109 312,389 2,155 X 2,155 0 0 PUBLIC STORAGE 5.900% PREFERRE PREFERR 74460W206 366,100 14,000 X 14,000 0 0 PULTE HOMES INC COM COMMON 745867101 108,960 6,000 X 6,000 0 0 QLIK TECHNOLOGIES INC COM COMMON 74733T105 5,430 250 X 250 0 0 QEP RES INC COM COMMON 74733V100 1,142,027 37,728 X 31,331 0 6,397 QUALCOMM INC COMMON 747525103 28,266,497 456,946 X X 294,752 787 161,407 QUESTAR CORP COMMON 748356102 9,234,283 467,322 X 316,510 0 150,812 QWEST CORP 7.375% PREFERRED PREFERR 74913G204 160,860 6,000 X 6,000 0 0 QWEST CORP 7.500% PFD PREFERR 74913G303 107,880 4,000 X 4,000 0 0 RH DONNELLEY CORP COMMON 74955W307 0 20 X 20 0 0 RAMBUS INC DEL COM COMMON 750917106 4,870 1,000 X 0 0 1,000 RANGE RES CORP COM COMMON 75281A109 17,741,747 282,377 X X 172,227 570 109,580 RAYTHEON CO NEW COM COMMON 755111507 427,901 7,434 X 7,100 0 334 RED HAT INC COM COMMON 756577102 2,118 40 X 0 0 40 REGIONS FINANCIAL CORP (NEW) COMMON 7591EP100 72,833 10,215 X 6,746 0 3,469 RELM WIRELESS CORP COM COMMON 759525108 24,741 14,727 X 14,727 0 0 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 525,958 10,466 X 10,000 0 466 ROCKWELL INTL CORP NEW COMMON 773903109 100,788 1,200 X 1,100 0 100 ROSETTA RESOURCES INC COM COMMON 777779307 2,039 45 X 45 0 0 ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 166 7 X 7 0 0 ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 74,131 5,148 X 0 0 5,148 T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 65,013 1,960 X 0 0 1,960 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 21,013,072 296,418 X X 191,746 879 103,793 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 2,960,989 42,944 X 20,431 0 22,513 ROYCE FD MICRO-CAP MUTUAL 780905709 13,287 899 X 0 0 899 RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 274 8 X 8 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 102,535 720 X X 600 50 70 SPX CORP COMMON 784635104 94,703 1,350 X 1,350 0 0 ST JUDE MED INC COMMON 790849103 32,526 900 X 900 0 0 SALISBURY BANCORP INC COM COMMON 795226109 70,230 3,000 X 3,000 0 0 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 883,384 65,875 X 48,800 0 17,075 SANDISK CORP COM COMMON 80004C101 10,875 250 X 0 0 250 SANOFI-AVENTIS ADR COMMON 80105N105 1,594,384 33,651 X 23,384 0 10,267 SANOFI AVENTIS CONTGNT VAL RT WARRANT 80105N113 24 14 X 14 0 0 SCANA CORP NEW COMMON 80589M102 36,512 800 X 0 0 800 SCHLUMBERGER COMMON 806857108 24,686,725 356,237 X X 225,114 613 130,510 SCHWAB 6.00% SERIES B PFD PREFERR 808513204 104,600 4,000 X 4,000 0 0 SEMILEDS CORP COM COMMON 816645105 608 750 X 0 0 750 SIEMENS A G SPONSORED ADR COMMON 826197501 32,841 300 X 300 0 0 SIGMA ALDRICH CORP COMMON 826552101 91,975 1,250 X 1,250 0 0 SMUCKER J M CO COM NEW COMMON 832696405 112,112 1,300 X 1,300 0 0 SONOCO PRODUCTS COMMON 835495102 2,060,497 69,307 X 56,434 0 12,873 SOUTH JERSEY INDS INC COM COMMON 838518108 18,421 366 X 366 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- SOUTHERN CO COMMON 842587107 225,395 5,265 X 3,200 0 2,065 SOUTHERN MO BANCORP INC COMMON 843380106 33,675 1,500 X 1,500 0 0 SOVRAN SELF STORAGE INC COMMON 84610H108 6,210 100 X 0 0 100 SPECTRA ENERGY PARTNERS LP COM UNITS 84756N109 9,369 300 X 300 0 0 SPECTRA ENERGY CORP COM COMMON 847560109 2,174,848 79,432 X 72,659 0 6,773 STANLEY BLACK AND DECKER INC COMMON 854502101 249,131 3,368 X 0 0 3,368 STANLEY BLACK & DECKER 5.750% PREFERR 854502705 129,750 5,000 X 5,000 0 0 STAPLES INC COMMON 855030102 22,800 2,000 X 2,000 0 0 STARBUCKS CORP COMMON 855244109 9,922 185 X 185 0 0 STATE STREET CORP COMMON 857477103 133,979 2,850 X 2,550 0 300 STATOIL ASA SPONSORED ADR COMMON 85771P102 28,195 1,126 X 126 0 1,000 STRYKER CORP COMMON 863667101 927,829 16,925 X 9,295 0 7,630 SUBURBAN PROPANE PARTNERS L UN UNITS 864482104 298,717 7,687 X 6,367 0 1,320 SUNCOKE ENERGY INC COM COMMON 86722A103 11,568 742 X 0 0 742 SUNCOR ENERGY INC COMMON 867224107 90,695 2,750 X 2,750 0 0 SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 4,784,672 96,213 X 66,493 0 29,720 SUNTRUST BANKS 5.875% SERIES E PREFERR 867914889 122,350 5,000 X 5,000 0 0 SUPERIOR ENERGY SVCS INC COMMON 868157108 226,884 10,950 X 10,750 0 200 SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 877 100 X 100 0 0 SYSCO CORP COMMON 871829107 395,908 12,505 X 2,900 0 9,605 TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 357,388 8,855 X 7,365 0 1,490 TECO ENERGY INC COMMON 872375100 327,658 19,550 X 1,800 0 17,750 TJX COS INC NEW COMMON 872540109 1,320,195 31,100 X 25,630 0 5,470 TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 112,140 3,000 X 0 0 3,000 TARGET CORP COMMON 87612E106 10,044,108 169,750 X X 101,305 293 68,152 TECK COMINCO LTD CL B COMMON 878742204 3,635 100 X 0 0 100 TELEFONICA DE ESPANA S A ORD COMMON 879382208 5,059 375 X 375 0 0 TELEPHONE & DATA SYSTEM 5.875% PREFERR 879433795 147,360 6,000 X 5,000 0 1,000 TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 132,400 5,000 X 5,000 0 0 TELENOR ASA SPONSORED ADR COMMON 87944W105 847 14 X 14 0 0 TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,800 119 X 119 0 0 TEMPLETON GROWTH FD INC COM MUTUAL 880199104 30,369 1,563 X 0 0 1,563 TENET HEALTHCARE CORPORATION C COMMON 88033G407 974 30 X 30 0 0 TENNECO AUTOMOTIVE INC COMMON 880349105 1,194 34 X 34 0 0 TERADATA CORP DEL COM COMMON 88076W103 12,378 200 X 0 0 200 TESLA MTRS INC COM COMMON 88160R101 19,306 570 X 0 0 570 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 680,372 18,221 X 13,280 0 4,941 TEXAS INSTRUMENTS INC COMMON 882508104 3,140,401 101,664 X 64,422 0 37,242 TEXTRON INC COMMON 883203101 148,740 6,000 X 3,600 0 2,400 THERMO FISHER SCIENTIFIC INC. COMMON 883556102 6,378 100 X 0 0 100 3M COMPANY COM COMMON 88579Y101 4,029,504 43,398 X 24,897 0 18,501 TIFFANY & CO NEW COMMON 886547108 16,048,434 279,882 X X 201,929 316 77,637 TIME WARNER INC COM COMMON 887317303 163,387 3,416 X 30 0 3,386 TIME WARNER CABLE INC COM COMMON 88732J207 82,612 850 X 0 0 850 TOLL BROS INC COM COMMON 889478103 12,932 400 X 0 0 400 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TORONTO DOMINION BK ONT COM NE COMMON 891160509 4,238,004 50,255 X 29,451 0 20,804 TOTAL FINA SA ADR SPONS COMMON 89151E109 36,407 700 X 700 0 0 TOWER GROUP INC COM COMMON 891777104 17,790 1,000 X 0 0 1,000 TOYOTA MTR CORP ADR 1 SH COMMON 892331307 9,325 100 X 100 0 0 TRANSCANADA CORP COM COMMON 89353D107 8,399,584 177,506 X 124,973 0 52,533 TRAVELERS COMPANIES INC COMMON 89417E109 900,766 12,542 X 11,321 0 1,221 TWO HBRS INVT CORP COM COMMON 90187B101 88,640 8,000 X 0 0 8,000 U S BANCORP COMMON 902973304 12,424,053 388,981 X 290,173 0 98,808 UNILEVER PLC ADR SPON NEW COMMON 904767704 254,313 6,568 X 5,380 0 1,188 UNION PAC CORP COMMON 907818108 28,225,523 224,511 X X 159,701 336 64,474 UNITED PARCEL SERVICE COMMON 911312106 4,498 61 X 61 0 0 US CELLULAR CORP 6.950% PFD PREFERR 911684405 357,890 13,000 X 13,000 0 0 UNITED TECHNOLOGIES CORP. COMMON 913017109 20,540,307 250,461 X X 150,801 464 99,196 UNITEDHEALTH GROUP INC COMMON 91324P102 6,336,534 116,824 X 99,388 0 17,436 V F CORP COMMON 918204108 105,679 700 X 500 0 200 VSE CORP COM COMMON 918284100 63,726 2,600 X 2,600 0 0 VALE S A ADR COMMON 91912E105 46,112 2,200 X 1,200 0 1,000 VALLEY NATL BANCORP COMMON 919794107 89,782 9,654 X 0 0 9,654 VANGUARD SPECIALIZED PTFLS ENE MUTUAL 921908109 61,707 1,042 X 0 0 1,042 VARIAN MED SYS INC COMMON 92220P105 84,288 1,200 X 1,200 0 0 VENTAS INC COMMON 92276F100 453 7 X 7 0 0 VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 12,480 95 X 70 0 25 VEOLIA ENVIRONNEMENT SPONSORED COMMON 92334N103 1,346 110 X 110 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 21,947,107 507,213 X X 323,250 999 182,964 VIACOM INC NEW CL B COMMON 92553P201 5,801 110 X 110 0 0 VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 20,980 2,000 X 2,000 0 0 VIRTUS OPPORTUNITIES TR VIRTUS MUTUAL 92828R586 43,126 1,235 X 0 0 1,235 VIRTUS INSIGHT TR VIRTUS EMRG MUTUAL 92828T889 28,889 2,802 X 0 0 2,802 VODAFONE GROUP INC COMMON 92857W209 781,872 31,039 X 15,089 0 15,950 VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 134,850 5,000 X 5,000 0 0 VULCAN MATERIALS CO COMMON 929160109 265,039 5,092 X 1,372 0 3,720 WPP PLC COMMON 92933H101 218,700 3,000 X 3,000 0 0 WMI HLDGS CORP COM COMMON 92936P100 30 36 X 36 0 0 WAL MART STORES INC COMMON 931142103 319,521 4,683 X 3,501 0 1,182 WALGREEN CO COMMON 931422109 29,608 800 X 800 0 0 8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0 WASTE MANAGEMENT INC COMMON 94106L109 1,799,793 53,343 X 46,239 0 7,104 WEINGARTEN REALTY INC COMMON 948741103 91,018 3,400 X 3,400 0 0 WELLS FARGO NEW COMMON 949746101 26,315,934 769,922 X X 534,151 3,133 232,638 WELLS FARGO & COMPANY 5.125% P PREFERR 949746721 896,400 36,000 X 35,000 0 1,000 WELLS FARGO CAP PFD 5.625% PREFERR 94979P203 25,080 1,000 X 0 0 1,000 WELLS FARGO CAP XII ENH TRUPS7 PREFERR 94985V202 10,132 400 X 400 0 0 WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 57 4 X 4 0 0 WESTERN GAS PARTNERS LP COM UN UNITS 958254104 479,539 10,068 X 8,388 0 1,680 WESTERN UN CO COM COMMON 959802109 917,532 67,416 X 60,677 0 6,739 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- WEYCO GROUP INC COM COMMON 962149100 35,040 1,500 X 1,500 0 0 WHITING PETE CORP NEW COM COMMON 966387102 11,016 254 X 254 0 0 WILEY JOHN & SONS INC CLASS A COMMON 968223206 109,004 2,800 X 2,800 0 0 WILLIAMS CO COMMON 969457100 41,593,845 1,270,429 X X 810,703 3,193 456,533 WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 1,135,432 23,334 X 16,554 0 6,780 WINDSTREAM CORP COM COMMON 97381W104 24,840 3,000 X 0 0 3,000 WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 52,880 2,000 X 0 0 2,000 WISCONSIN ENERGY CORP COMMON 976657106 137,303 3,726 X 0 0 3,726 WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0 WPX ENERGY INC COM COMMON 98212B103 1,198,480 80,543 X 73,055 0 7,488 XCEL ENERGY INC COMMON 98389B100 146,905 5,500 X 3,000 0 2,500 XILINX INC COMMON 983919101 21,660 604 X 604 0 0 XEROX CORP COMMON 984121103 8,866 1,300 X 700 0 600 XYLEM INC COM COMMON 98419M100 21,138 780 X 780 0 0 YUM BRANDS INC COM COMMON 988498101 81,008 1,220 X 400 0 820 ZIMMER HLDGS INC COMMON 98956P102 386,961 5,805 X 5,800 0 5 ZWEIG TOTAL RETURN FD INC COM MUTUAL 989837208 24,620 2,000 X 0 0 2,000 TOTAL 1,430,726,887