0001560717-13-000002.txt : 20130212
0001560717-13-000002.hdr.sgml : 20130212
20130212101228
ACCESSION NUMBER: 0001560717-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Investments, LLC/SC
CENTRAL INDEX KEY: 0001560717
IRS NUMBER: 582461603
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15165
FILM NUMBER: 13594941
BUSINESS ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: X1
ZIP: 28226
BUSINESS PHONE: 704-544-2399
MAIL ADDRESS:
STREET 1: 13024 BALLANTYNE CORPORATE PLACE
STREET 2: SUITE 225
CITY: CHARLOTTE
STATE: X1
ZIP: 28226
13F-HR
1
HZI_13f_20121231.txt
20121231 13 F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: Dec 31, 2012
----------------------------
Check here if Amendment [ ]; Amendment Number:
-------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Horizon Investments, LLC/SC
Address: Charlotte, NC 28277
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ben Johnson
Title: Chief Compliance Officer
Phone: 704-544-2399
Signature, Place, and Date of Signing:
/s/ Ben Johnson Charlotte, NC Dec 31, 2012
------------------ --------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
----
Form 13F Information Table Entry Total: 48
----
Form 13F Information Table Value Total: 202488.0
------------
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
01 Unknown Founders Financial Securities, LLC
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------
ARMOUR RESIDENTI COM 042315101 92.0 14167 SH SOLE NONE 0 0 14167
ISHARES INC MSCI BRIC INDX COM 464286657 322.0 7894 SH SOLE NONE 0 0 7894
ISHARES MSCI MEXICO INVESTABLE COM 464286822 333.0 4720 SH SOLE NONE 0 0 4720
ISHARES TR SP 100 IDX FD COM 464287101 18166.0 280813 SH SOLE NONE 128673 0 152140
ISHARES TR FTSE CHINA25 IDX COM 464287184 339.0 8388 SH SOLE NONE 0 0 8388
ISHARES SP 500 INDEX COM 464287200 897.0 6264 SH SOLE NONE 0 0 6264
ISHARES BARCLAYS AGGREGATE BON COM 464287226 19493.0 175487 SH SOLE NONE 0 0 175487
ISHARES TR IBOXX INV CPBD COM 464287242 1327.0 10964 SH SOLE NONE 0 0 10964
ISHARES SP 500 GROWTH INDEX COM 464287309 19294.0 254736 SH SOLE NONE 116531 0 138205
ISHARES TR SP 500 VALUE COM 464287408 15191.0 228817 SH SOLE NONE 104638 0 124179
ISHARES TR RUSSELL MIDCAP COM 464287499 843.0 7452 SH SOLE NONE 0 0 7452
ISHARES SP MIDCAP 400 INDEX COM 464287507 404.0 3973 SH SOLE NONE 0 0 3973
ISHARES RUSSELL 1000 VALUE IND COM 464287598 2404.0 33014 SH SOLE NONE 0 0 33014
ISHARES TR RUSSELL1000GRW COM 464287614 2281.0 34831 SH SOLE NONE 0 0 34831
ISHARES RUSSELL 1000 INDEX COM 464287622 36942.0 466732 SH SOLE NONE 213795 0 252937
ISHARES TR MSCI ACJPN IDX COM 464288182 648.0 10706 SH SOLE NONE 0 0 10706
ISHARES TR SP NTL AMTFREE COM 464288414 315.0 2846 SH SOLE NONE 0 0 2846
ISHARES IBOXX $ HIGH YIELD COR COM 464288513 7981.0 85492 SH SOLE NONE 0 0 85492
ISHARES TR BARCLYS CR BD COM 464288620 4726.0 41765 SH SOLE NONE 0 0 41765
PROSHARES TR PSHS ULTSH 20YRS COM 74347B201 317.0 4995 SH SOLE NONE 0 0 4995
PROSHARES TR PSHS ULSHT SP500 COM 74347B300 203.0 3759 SH SOLE NONE 0 0 3759
PULSE ELECTRONICS CORP COM 74586W106 6.0 20648 SH SOLE NONE 0 0 20648
SPDR SP 500 COM 78462F103 24154.0 169612 SH SOLE NONE 77543 0 92069
SPDR GOLD TRUST GOLD SHS COM 78463V107 288.0 1775 SH SOLE NONE 0 0 1775
SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 457.0 11451 SH SOLE NONE 0 0 11451
FINANCIAL SELECT SECTOR SPDR COM 81369Y605 339.0 20672 SH SOLE NONE 0 0 20672
VALLEY NATL BANCORP COM 919794107 101.0 10892 SH SOLE NONE 0 0 10892
VANGUARD LARGE CAP ETF COM 922908637 24108.0 369984 SH SOLE NONE 169422 0 200562
FIRST TR EXCHANGE TRADED FD DJ COM 33733E302 975.0 25029 SH SHARED 01 0 0 25029
FIRST TR SP REIT INDEX FD COM 33734G108 937.0 52763 SH SHARED 01 0 0 52763
FIRST TRUST CONSUMER DISC ALPH COM 33734X101 968.0 42835 SH SHARED 01 0 0 42835
FIRST TRUST CONSUMER STAPLES A COM 33734X119 986.0 38914 SH SHARED 01 0 0 38914
FIRST TR EXCHANGE TRADED FD HL COM 33734X143 967.0 29689 SH SHARED 01 0 0 29689
ISHARES TR BARCLYS TIPS BD COM 464287176 1459.0 12015 SH SHARED 01 0 0 12015
ISHARES TR IBOXX INV CPBD COM 464287242 2636.0 21788 SH SHARED 01 0 0 21788
ISHARES MSCI EAFE INDEX COM 464287465 444.0 7811 SH SHARED 01 0 0 7811
ISHARES TR RUSSELL1000GRW COM 464287614 353.0 5392 SH SHARED 01 0 0 5392
ISHARES TR JPMORGAN USD COM 464288281 219.0 1783 SH SHARED 01 0 0 1783
POWERSHARES DB AGRICULTURE COM 73936B408 448.0 16041 SH SHARED 01 0 0 16041
POWERSHS DB MULTI SECT M DB GO COM 73936B606 495.0 8632 SH SHARED 01 0 0 8632
SPDR SP 500 COM 78462F103 535.0 3760 SH SHARED 01 0 0 3760
SPDR SERIES TRUST BRC HGH YLD COM 78464A417 275.0 6752 SH SHARED 01 0 0 6752
SPDR BARCLAYS CAPITAL INTL TRE COM 78464A516 1974.0 32359 SH SHARED 01 0 0 32359
VANGUARD INTERMEDIATE-TERM BON COM 921937819 3294.0 37328 SH SHARED 01 0 0 37328
VANGUARD SHORT-TERM BOND ETF COM 921937827 2185.0 26984 SH SHARED 01 0 0 26984
VANGUARD MSCI EMERGING MARKETS COM 922042858 298.0 6692 SH SHARED 01 0 0 6692
VANGUARD MID-CAP ETF COM 922908629 359.0 4357 SH SHARED 01 0 0 4357
VANGUARD INDEX FDS VALUE ETF COM 922908744 710.0 12082 SH SHARED 01 0 0 12082