0001568298-13-000001.txt : 20130211 0001568298-13-000001.hdr.sgml : 20130211 20130211123902 ACCESSION NUMBER: 0001568298-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concannon Wealth Management, LLC CENTRAL INDEX KEY: 0001568298 IRS NUMBER: 232971139 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15154 FILM NUMBER: 13590223 BUSINESS ADDRESS: STREET 1: 1525 VALLEY CENTER PARKWAY STREET 2: SUITE 310 CITY: BETHLEHEM STATE: PA ZIP: 18017 BUSINESS PHONE: 610-814-2474 MAIL ADDRESS: STREET 1: 1525 VALLEY CENTER PARKWAY STREET 2: SUITE 310 CITY: BETHLEHEM STATE: PA ZIP: 18017 13F-HR 1 concannon13f4q2013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31,2012 Check here if Amendment [ ]; Amendment Number:1 This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Concannon Wealth Management Address: 1525 Valley Center Parkway Suite 310 Bethlehem, PA 18017 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn M. Brown Title: Partner Phone: 610.814.2474 Signature, Place, and Date of Signing: Kathryn M. Brown Bethlehem, PA 18017 February 8,2013 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 131 ----------------------- Form 13F Information Table Value Total: 100110 (x1000) ----------------------- List of Other Included Managers: Concannon Wealth Management Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------------- 3M CO COM 88579Y101 9 100SH SOLE 100 ACNB CORP COM 000868109 8 500SH SOLE 500 AIR PRODS & CHEMS INC COM 009158106 31 370SH SOLE 370 ALPHA NAT RES INC COM 02076X102 19 2000SH SOLE 2000 ALTRIA GROUP INC COM 02209S103 1965 62510SH SOLE 62510 AMAZON COM INC COM 023135106 13 50SH SOLE 50 AMERIPRISE FINL INC COM 03076C106 10 159SH SOLE 159 APPLE INC COM 037833100 1550 2912SH SOLE 2912 AQUA AMERICA INC COM 03836W103 3 100SH SOLE 100 ARCHER DANIELS MDLND CO COM 039483102 2999 109490SH SOLE 109490 AT&T INC COM 00206R102 63 1867SH SOLE 1867 BANCO SANTANDER SA ADR 05964H105 2 185SH SOLE 185 BARCLAYS BK PLC IPTHS&PMTETN 06740C519 11 400SH SOLE 400 BLACKROCK CORE BD TR SHS BEN INT 09249E101 71 4745SH SOLE 4745 CA INC COM 12673P105 3506 159490SH SOLE 159490 CALMET SPEC PRODS PTNR UT LTD PTNR 131476103 9 300SH SOLE 300 CATERPILLAR INC DEL COM 149123101 9 100SH SOLE 100 CENOVUS ENRGY INC COM 15135U109 2 50SH SOLE 50 CENTURYLINK INC COM 156700106 1 35SH SOLE 35 CHEASAPEAKE ENRGY CORP COM 165167107 33 2000SH SOLE 2000 CHEVRON CORP NEW COM 166764100 1333 12331SH SOLE 12331 CITY TELECOM H K LTD SPONS ADR 178677209 3 500SH SOLE 500 CONOCOPHILLIPS COM 20825C104 698 12029SH SOLE 12029 CONSOLIDATED EDISON INC COM 209115104 7 125SH SOLE 125 CORNING INC COM 219350105 1517 120180SH SOLE 120180 CYS INVTS INC COM 12673A108 2780 235381SH SOLE 235381 DENBURY RES INC COM NEW 247916208 2 100SH SOLE 100 DEVON ENRGY CORP NEW COM 25179M103 10 200SH SOLE 200 DISNEY WALT CO COM 254687106 55 1097SH SOLE 1097 DOUGLAS DYNAMICS INC COM 25960R105 7 500SH SOLE 500 EBIX INC COM NEW 278715206 4 250SH SOLE 250 ENTERPRISE PRODS PART L COM 293792107 29 575SH SOLE 575 EXXON MOBIL CORP COM 30231G102 1229 14199SH SOLE 14199 FACEBOOK INC CL A 30303M102 29 1100SH SOLE 1100 FAIRPOINT COMM INC COM NEW 305560302 0 2SH SOLE 2 FRONTIER COMM CORP COM 35906A108 0 102SH SOLE 102 GENERAL ELEC CO COM 369604103 33 1591SH SOLE 1591 GENERAL MTRS CO EXP7.10.201 37045V126 0 32SH SOLE 32 GENERAL MTRS CO EXP7.10.201 37045V118 1 32SH SOLE 32 GENESIS ENERGY L P UN LTDPARTN 371927104 11 300SH SOLE 300 GEORGIA GULF CORP COM PAR.01NW 373200302 12 300SH SOLE 300 GILEAD SCIENCES INC COM 375558103 22 300SH SOLE 300 HERSHA HOSPITALITY TR SH BEN INT A 427825104 6 1282SH SOLE 1282 INTEL CORP COM 458140100 2544 123380SH SOLE 123380 ISHARES GOLD TRUST ISHARES 464285105 50 3100SH SOLE 3100 ISHARES S&P GSCI COMMODITY I UN BEN INT 46428R107 2343 71448SH SOLE 71448 ISHARES TR RUSS MCP VL 464287473 6 120SH SOLE 120 ISHARES TR COHENST RLTY 464287564 9 111SH SOLE 111 ISHARES TR RUSSELL 2000 464287655 14 170SH SOLE 170 ISHARES TR S&P GBL ENER 464287341 23 589SH SOLE 589 ISHARES TR DJ US BS MTL 464287838 23 330SH SOLE 330 ISHARES TR S&P GRW 464287309 34 452SH SOLE 452 ISHARES TR S&P 500 VAL 464287408 38 570SH SOLE 570 ISHARES TR S&P GBL FIN 464287333 43 940SH SOLE 940 ISHARES TR RUSS1000GRW 464287614 226 3445SH SOLE 3445 ISHARES TR S&P GLC STPL 464288737 634 8617SH SOLE 8617 ISHARES TR MSCI EMG MKT 464287234 1737 39166SH SOLE 39166 ISHARES TR HI DV EQT FD 46429B663 1886 32102SH SOLE 32102 ISHARES TR DJ US UTILS 464287697 3387 39222SH SOLE 39222 ISHARES TR BRCLY TIP BD 464287176 14080 115973SH SOLE 115973 JOHNSON & JOHNSON COM 478160104 1553 22161SH SOLE 22161 JPMORGAN CHASE & CO COM 46625h100 12 275SH SOLE 275 KELLOGG CO COM 487836108 21 370SH SOLE 370 KINDER MORGAN ENRGY PART UT LTD PTNR 494550106 3603 45151SH SOLE 45151 KRAFT FOODS GROUP INC COM 50076Q106 16 350SH SOLE 350 LINN ENERGY LLC UT LTD LIAB 536020100 2 51SH SOLE 51 LIVEPERSON INC COM 538146101 4 300SH SOLE 300 LUMOS NETWORKS CORP COM 550283105 0 40SH SOLE 40 MAGNUM HUNTER RES CORP DEL COM 55973B102 20 5000SH SOLE 5000 MARKEL CORP COM 570535104 260 600SH SOLE 600 MCDONALDS CORP COM 580135101 3340 37859SH SOLE 37859 MERCK & CO INC NEW COM 58933Y105 2030 49595SH SOLE 49595 MICROCHIP TECH INC COM 595017104 42 1280SH SOLE 1280 MICROSOFT CORP COM 594918104 53 1971SH SOLE 1971 MOLYCORP INC DEL COM 608753109 0 50SH SOLE 50 MONDELEZ INTL INC CL A 609207105 27 1053SH SOLE 1053 NATIONAL PENN BANCSHARES INC COM 637138108 14 1545SH SOLE 1545 NTELOS HLDGS CORP COM NEW 67020Q305 1 44SH SOLE 44 NUVEEN DIVERSIFIED COMMODTY COM UTBN INT 67074P104 1 74SH SOLE 74 OMICOM GROUP INC COM 681919106 47 932SH SOLE 932 ONCOTHYREON INC COM 682324108 0 200SH SOLE 200 ORASURE TECH INC COM 68554V108 2 300SH SOLE 300 PEPSICO INC COM 713448108 27 400SH SOLE 400 PFIZER INC COM 717081103 1978 78880SH SOLE 78880 PHILIP MORRIS INTL INC COM 718172109 1919 22939SH SOLE 22939 PHILLIPS 66 COM 718546104 7 124SH SOLE 124 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1 53SH SOLE 53 PPL CORP COM 69351T106 1898 66289SH SOLE 66289 PROCTER & GAMBLE CO COM 742718109 188 2764SH SOLE 2764 PROSHARES TR SH 20+YR TRE 74347X849 42 1420SH SOLE 1420 PROSHARES TR II VX MDTRM FTR 74347W684 18 530SH SOLE 530 PROSHARES TR II SHT VX STTRM 74347W627 2780 163435SH SOLE 163435 PRUDENTIAL FINL INC COM 744320102 3 50SH SOLE 50 QUALCOMM INC COM 747525103 31 500SH SOLE 500 RACKSPACE HOSTING INC COM 750086100 7 100SH SOLE 100 RAYTHEON CO COM NEW 755111507 12 200SH SOLE 200 SANOFI RGHT12.31.20 80105N113 1 804SH SOLE 804 SCHLUMBERGER LTD COM 806857108 46 666SH SOLE 666 SCHWEITZER-MAUDUIT INTL INC COM 808541106 8 200SH SOLE 200 SELECT SECTOR SPDR TR SBI INTUTILS 81369Y886 8 219SH SOLE 219 SELECT SECTOR SPDR TR SBI CON STPL 81369Y308 14 400SH SOLE 400 SELECT SECTOR SPDR TR SBI HLTHCRE 81369Y209 32 811SH SOLE 811 SELECT SECTOR SPDR TR SBI INT INDS 81369Y704 89 2340SH SOLE 2340 SOUTHERN CO COM 842587107 3556 83058SH SOLE 83058 SPDR GOLD TRUST GOLD SHS 78463V107 6590 40675SH SOLE 40675 SPDR S&P 500 ETF TR TR UNIT 78462F103 2797 19643SH SOLE 19643 SPDR S&P MIDCAP 400 ETF TR UTSER1 DCRP 78467Y107 10 114SH SOLE 114 SPDR SERIES TRUST S&P600 SMCPGW 78464A201 20 157SH SOLE 157 SPECTRA ENERGY CORP COM 847560109 1 50SH SOLE 50 STAR SCIENTIFIC INC COM 85517P101 0 100SH SOLE 100 STATE STR CORP COM 857477103 442 9400SH SOLE 9400 STMICROELECTRONICS NV NY RGTRY 861012102 25 3390SH SOLE 3390 STURM RUGER & CO INC COM 864159108 5 100SH SOLE 100 SUBURBAN PROPANE PART L UN LTD PRTN 864482104 284 7308SH SOLE 7308 SUPERVALU INC COM 868536103 5 2000SH SOLE 2000 TORONTO DOMINION BK ONT COM NEW 891160509 42 500SH SOLE 500 TURKCELL ILETISIM HIZMETLERI SPON ADR NW 900111204 2 100SH SOLE 100 UIL HLDG CORP COM 902748102 2 55SH SOLE 55 UNION PAC CORP COM 907818108 32 256SH SOLE 256 US BANCORP DEL COM NEW 902973304 60 1882SH SOLE 1882 VANGUARD BD INDEX FD INC TOT BND MRKT 921937835 10867 129325SH SOLE 129325 VANGUARD INDEX FDS SMCP VALETF 922908611 15 202SH SOLE 202 VANGUARD INTL EQTY INDEX F MSCI EMR MKT 922042858 59 1322SH SOLE 1322 VANGUARD NAT RESOURCES L COM UNIT 92205F106 2 86SH SOLE 86 VERIZON COMM INC COM 92343V104 3303 76331SH SOLE 76331 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3333 132333SH SOLE 132333 WAL-MART STORES INC COM 931142103 46 670SH SOLE 670 WASTE MGMT INC DEL COM 94106L109 3228 95685SH SOLE 95685 WEB COM GROUP INC COM 94733A104 30 2000SH SOLE 2000 WELLS FARGO & CO NEW COM 949746101 10 295SH SOLE 295 YANZHOU COAL MNG CO LTD SPONADR H SH 984846105 9 500SH SOLE 500