0001172661-13-000293.txt : 20130211 0001172661-13-000293.hdr.sgml : 20130211 20130211082224 ACCESSION NUMBER: 0001172661-13-000293 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 13588917 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 homrich4q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Homrich Berg Address: 3060 Peachtree Road Suite 830 Atlanta, Georgia 30305 13F File Number: 028-14008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Casdia Title: Compliance & Operations Manager Phone: (404) 264-1400 Signature, Place, and Date of Signing: /s/ Christopher Casdia Atlanta, GA/USA February 11, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: $430,365 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 269 2892 SH SOLE 0 0 2892 ABBOTT LABS COM 002824100 424 6466 SH SOLE 0 0 6466 AFLAC INC COM 001055102 12274 231071 SH SOLE 0 0 231071 ALTRIA GROUP INC COM 02209S103 406 12919 SH SOLE 0 0 12919 AMERICAN ELEC PWR INC COM 025537101 421 9861 SH SOLE 0 0 9861 AMERICAN TOWER CORP NEW COM 03027X100 334 4317 SH SOLE 0 0 4317 AMERICAN WTR WKS CO INC NEW COM 030420103 222 5982 SH SOLE 0 0 5982 APPLE INC COM 037833100 1499 2815 SH SOLE 0 0 2815 ARES CAP CORP COM 04010L103 510 29158 SH SOLE 0 0 29158 AT&T INC COM 00206R102 8662 256966 SH SOLE 0 0 256966 BEMIS INC COM 081437105 670 20012 SH SOLE 0 0 20012 BERKSHIRE HATHAWAY INC DEL CL A 084670108 268 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1515 16885 SH SOLE 0 0 16885 BLACKROCK INCOME TR INC COM 09247F100 766 104236 SH SOLE 0 0 104236 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 488 19581 SH SOLE 0 0 19581 BORGWARNER INC COM 099724106 673 9391 SH SOLE 0 0 9391 BP PLC SPONSORED ADR 055622104 215 5167 SH SOLE 0 0 5167 BRISTOL MYERS SQUIBB CO COM 110122108 473 14509 SH SOLE 0 0 14509 CENTENE CORP DEL COM 15135B101 520 12683 SH SOLE 0 0 12683 CENTERPOINT ENERGY INC COM 15189T107 440 22833 SH SOLE 0 0 22833 CHEVRON CORP NEW COM 166764100 1330 12294 SH SOLE 0 0 12294 CISCO SYS INC COM 17275R102 651 33123 SH SOLE 0 0 33123 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 216 5989 SH SOLE 0 0 5989 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 343 29179 SH SOLE 0 0 29179 CMS ENERGY CORP COM 125896100 1076 44141 SH SOLE 0 0 44141 COCA COLA CO COM 191216100 5147 141975 SH SOLE 0 0 141975 COMCAST CORP NEW CL A SPL 20030N200 216 6000 SH SOLE 0 0 6000 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 581 13826 SH SOLE 0 0 13826 CONAGRA FOODS INC COM 205887102 1030 34929 SH SOLE 0 0 34929 CONOCOPHILLIPS COM 20825C104 370 6372 SH SOLE 0 0 6372 COPANO ENERGY L L C COM UNITS 217202100 1223 38655 SH SOLE 0 0 38655 CVR PARTNERS LP COM 126633106 616 24408 SH SOLE 0 0 24408 DU PONT E I DE NEMOURS & CO COM 263534109 542 12044 SH SOLE 0 0 12044 DUKE ENERGY CORP NEW COM NEW 26441C204 240 3767 SH SOLE 0 0 3767 EDGEWATER TECHNOLOGY INC COM 280358102 166 43642 SH SOLE 0 0 43642 ENDURO RTY TR TR UNIT 29269K100 2176 129730 SH SOLE 0 0 129730 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 265 6183 SH SOLE 0 0 6183 ENTERPRISE PRODS PARTNERS L COM 293792107 1606 32074 SH SOLE 0 0 32074 EQUIFAX INC COM 294429105 754 13939 SH SOLE 0 0 13939 EXXON MOBIL CORP COM 30231G102 1908 22042 SH SOLE 0 0 22042 FLEETCOR TECHNOLOGIES INC COM 339041105 1677 31250 SH SOLE 0 0 31250 GENERAL ELECTRIC CO COM 369604103 1176 56032 SH SOLE 0 0 56032 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 829 18839 SH SOLE 0 0 18839 GOLUB CAP BDC INC COM 38173M102 648 40552 SH SOLE 0 0 40552 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 1500 110572 SH SOLE 0 0 110572 HERCULES TECH GROWTH CAP INC COM 427096508 454 40754 SH SOLE 0 0 40754 HOME DEPOT INC COM 437076102 6596 106640 SH SOLE 0 0 106640 INERGY L P UNIT LTD PTNR 456615103 226 12445 SH SOLE 0 0 12445 INTEL CORP COM 458140100 1005 48750 SH SOLE 0 0 48750 INTERNATIONAL BUSINESS MACHS COM 459200101 1197 6249 SH SOLE 0 0 6249 ISHARES GOLD TRUST ISHARES 464285105 944 57973 SH SOLE 0 0 57973 ISHARES INC MSCI EMU INDEX 464286608 263 7845 SH SOLE 0 0 7845 ISHARES TR BARCLYS TIPS BD 464287176 823 6781 SH SOLE 0 0 6781 ISHARES TR IBOXX INV CPBD 464287242 858 7073 SH SOLE 0 0 7073 ISHARES TR S&P500 GRW 464287309 28945 382181 SH SOLE 0 0 382181 ISHARES TR S&P NA NAT RES 464287374 2281 59773 SH SOLE 0 0 59773 ISHARES TR S&P 500 VALUE 464287408 1025 15439 SH SOLE 0 0 15439 ISHARES TR MSCI EAFE INDEX 464287465 1117 19642 SH SOLE 0 0 19642 ISHARES TR S&P MC 400 GRW 464287606 436 3808 SH SOLE 0 0 3808 ISHARES TR RUSSELL1000GRW 464287614 1557 23769 SH SOLE 0 0 23769 ISHARES TR RUSL 2000 GROW 464287648 747 7836 SH SOLE 0 0 7836 ISHARES TR BARCLYS MBS BD 464288588 1028 9517 SH SOLE 0 0 9517 ISHARES TR HGH DIV EQT FD 46429B663 59229 1008004 SH SOLE 0 0 1008004 JOHNSON & JOHNSON COM 478160104 1425 20324 SH SOLE 0 0 20324 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1199 31180 SH SOLE 0 0 31180 KIMBERLY CLARK CORP COM 494368103 554 6513 SH SOLE 0 0 6513 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 226 2829 SH SOLE 0 0 2829 KRAFT FOODS GROUP INC COM 50076Q106 218 4803 SH SOLE 0 0 4803 LILLY ELI & CO COM 532457108 611 12395 SH SOLE 0 0 12395 LOCKHEED MARTIN CORP COM 539830109 467 5065 SH SOLE 0 0 5065 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2075 48052 SH SOLE 0 0 48052 MAIN STREET CAPITAL CORP COM 56035L104 1528 50072 SH SOLE 0 0 50072 MCDONALDS CORP COM 580135101 299 3393 SH SOLE 0 0 3393 MERCK & CO INC NEW COM 58933Y105 577 14094 SH SOLE 0 0 14094 MICROSOFT CORP COM 594918104 593 22214 SH SOLE 0 0 22214 MONDELEZ INTL INC CL A 609207105 385 15135 SH SOLE 0 0 15135 NEXTERA ENERGY INC COM 65339F101 546 7889 SH SOLE 0 0 7889 NOKIA CORP SPONSORED ADR 654902204 45 11372 SH SOLE 0 0 11372 NORFOLK SOUTHERN CORP COM 655844108 373 6026 SH SOLE 0 0 6026 NUVEEN MTG OPPORTUNITY TERM COM 670735109 565 20748 SH SOLE 0 0 20748 OCCIDENTAL PETE CORP DEL COM 674599105 253 3298 SH SOLE 0 0 3298 OLIN CORP COM PAR $1 680665205 485 22459 SH SOLE 0 0 22459 PENNANTPARK INVT CORP COM 708062104 1045 92723 SH SOLE 0 0 92723 PEPSICO INC COM 713448108 555 8036 SH SOLE 0 0 8036 PFIZER INC COM 717081103 1561 62227 SH SOLE 0 0 62227 PHILIP MORRIS INTL INC COM 718172109 2333 27889 SH SOLE 0 0 27889 PIMCO CORPORATE & INCOME OPP COM 72201B101 568 29257 SH SOLE 0 0 29257 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1483 32790 SH SOLE 0 0 32790 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 545 21823 SH SOLE 0 0 21823 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 3189 165643 SH SOLE 0 0 165643 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 588 18690 SH SOLE 0 0 18690 PPL CORP COM 69351T106 750 25873 SH SOLE 0 0 25873 PROCTER & GAMBLE CO COM 742718109 2046 30135 SH SOLE 0 0 30135 RAYONIER INC COM 754907103 576 11117 SH SOLE 0 0 11117 REGIONS FINL CORP NEW COM 7591EP100 668 93539 SH SOLE 0 0 93539 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 264 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 32619 1151003 SH SOLE 0 0 1151003 SEAGATE TECHNOLOGY PLC SHS G7945M107 301 9888 SH SOLE 0 0 9888 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 222 3068 SH SOLE 0 0 3068 SOUTHERN CO COM 842587107 846 19753 SH SOLE 0 0 19753 SOUTHERN COPPER CORP COM 84265V105 213 5616 SH SOLE 0 0 5616 SOUTHWEST AIRLS CO COM 844741108 124 12089 SH SOLE 0 0 12089 SPDR GOLD TRUST GOLD SHS 78463V107 522 3223 SH SOLE 0 0 3223 SPDR S&P 500 ETF TR TR UNIT 78462F103 2856 20054 SH SOLE 0 0 20054 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 290 4778 SH SOLE 0 0 4778 SPDR SERIES TRUST S&P DIVID ETF 78464A763 682 11728 SH SOLE 0 0 11728 STARWOOD PPTY TR INC COM 85571B105 570 24843 SH SOLE 0 0 24843 SYSCO CORP COM 871829107 445 14060 SH SOLE 0 0 14060 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 681 18215 SH SOLE 0 0 18215 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 375 9930 SH SOLE 0 0 9930 TOTAL SYS SVCS INC COM 891906109 2998 139964 SH SOLE 0 0 139964 TRIANGLE CAP CORP COM 895848109 589 23093 SH SOLE 0 0 23093 UBS AG JERSEY BRH ALERIAN INFRST 902641646 39747 1221586 SH SOLE 0 0 1221586 UNITED PARCEL SERVICE INC CL B 911312106 231 3130 SH SOLE 0 0 3130 UNITED TECHNOLOGIES CORP COM 913017109 496 6043 SH SOLE 0 0 6043 US BANCORP DEL COM NEW 902973304 365 11415 SH SOLE 0 0 11415 VALIDUS HOLDINGS LTD COM SHS G9319H102 237 6847 SH SOLE 0 0 6847 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1283 15844 SH SOLE 0 0 15844 VANGUARD INDEX FDS GROWTH ETF 922908736 371 5217 SH SOLE 0 0 5217 VANGUARD INDEX FDS VALUE ETF 922908744 320 5450 SH SOLE 0 0 5450 VANGUARD INDEX FDS TOTAL STK MKT 922908769 52991 723171 SH SOLE 0 0 723171 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10385 226994 SH SOLE 0 0 226994 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 228 5124 SH SOLE 0 0 5124 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1314 14992 SH SOLE 0 0 14992 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 69405 1165143 SH SOLE 0 0 1165143 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1919 54461 SH SOLE 0 0 54461 VANGUARD WORLD FDS ENERGY ETF 92204A306 7487 73223 SH SOLE 0 0 73223 VERIZON COMMUNICATIONS INC COM 92343V104 1154 26673 SH SOLE 0 0 26673 VISA INC COM CL A 92826C839 256 1690 SH SOLE 0 0 1690 WAL-MART STORES INC COM 931142103 535 7840 SH SOLE 0 0 7840 WASTE MGMT INC DEL COM 94106L109 419 12418 SH SOLE 0 0 12418 WESTERN ASSET MTG DEF OPPTY COM 95790B109 465 19215 SH SOLE 0 0 19215 WINTHROP RLTY TR SH BEN INT NEW 976391300 214 19409 SH SOLE 0 0 19409 WISDOMTREE TR EM LCL DEBT FD 97717X867 1156 21624 SH SOLE 0 0 21624 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 393 6864 SH SOLE 0 0 6864