0000769317-13-000001.txt : 20130122 0000769317-13-000001.hdr.sgml : 20130121 20130122085024 ACCESSION NUMBER: 0000769317-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130122 DATE AS OF CHANGE: 20130122 EFFECTIVENESS DATE: 20130122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 13539057 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings123112.txt

NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE AFLAC INC COMMON 001055102 181 3400 SH SOLE 1 3400 0 0 AGCO CORP COMMON 001084102 3425 69725 SH SOLE 1 69725 0 0 ABBOTT LABORATORIES COMMON 002824100 18807 287130 SH SOLE 1 287130 0 0 AFFILIATED MANAGERS GRO COMMON 008252108 8835 67885 SH SOLE 1 67885 0 0 AIRGAS INC COMMON 009363102 1570 17200 SH SOLE 1 17200 0 0 ALBEMARLE CORP COMMON 012653101 1888 30400 SH SOLE 1 30400 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 16211 172935 SH SOLE 1 172935 0 0 ALLERGAN INC COMMON 018490102 10956 119440 SH SOLE 1 119440 0 0 AMAZON.COM INC COMMON 023135106 10543 42025 SH SOLE 1 42025 0 0 AMETEK INC COMMON 031100100 8227 218968 SH SOLE 1 218968 0 0 ANALOG DEVICES INC COMMON 032654105 463 11000 SH SOLE 1 11000 0 0 APACHE CORP COMMON 037411105 1109 14125 SH SOLE 1 14125 0 0 APPLE INC COMMON 037833100 76143 143080 SH SOLE 1 143080 0 0 APPLIED MATERIALS INC COMMON 038222105 17421 1522800 SH SOLE 1 1522800 0 0 ATWOOD OCEANICS INC COMMON 050095108 3111 67940 SH SOLE 1 67940 0 0 AUTODESK INC COMMON 052769106 242 6850 SH SOLE 1 6850 0 0 AUTOLIV INC COMMON 052800109 19700 292321 SH SOLE 1 292321 0 0 AUTOMATIC DATA PROCESS COMMON 053015103 19413 341000 SH SOLE 1 341000 0 0 BAIDU INC/CHINA COMMON 056752108 1078 10750 SH SOLE 1 10750 0 0 BAKER HUGHES INC COMMON 057224107 47 1150 SH SOLE 1 1150 0 0 BANCO BRADESCO-ADR DEP REC 059460303 1799 103574 SH SOLE 1 103574 0 0 BANK OF NEW YORK MELLON COMMON 064058100 565 21970 SH SOLE 1 21970 0 0 BAXTER INTERNATIONAL COMMON 071813109 39326 589950 SH SOLE 1 589950 0 0 BED BATH & BEYOND INC COMMON 075896100 4816 86145 SH SOLE 1 86145 0 0 BHP BILLITON ADR DEP REC 088606108 5603 71450 SH SOLE 1 71450 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 36995 1135175 SH SOLE 1 1135175 0 0 BRITISH AMER TOB ADR COMMON 110448107 122 1200 SH SOLE 1 1200 0 0 BROADCOM CORP CL A 111320107 35530 1069850 SH SOLE 1 1069850 0 0 BUFFALO WILD WINGS INC COMMON 119848109 6350 87200 SH SOLE 1 87200 0 0 CF INDUSTRIES HOLDINGS COMMON 125269100 21287 104778 SH SOLE 1 104778 0 0 CNOOC LTD ADR DEP REC 126132109 2442 11100 SH SOLE 1 11100 0 0 CSX CORP COMMON 126408103 243 12300 SH SOLE 1 12300 0 0 CVS CAREMARK CORP COMMON 126650100 45466 940354 SH SOLE 1 940354 0 0 CALPINE CORP COMMON 131347304 934 51500 SH SOLE 1 51500 0 0 CANADIAN NATIONAL RAIL COMMON 136375102 334 3675 SH SOLE 1 3675 0 0 CARRIZO OIL & GAS INC COMMON 144577103 226 10800 SH SOLE 1 10800 0 0 CASEYS GENERAL STORES COMMON 147528103 5904 111185 SH SOLE 1 111185 0 0 CATERPILLAR INC COMMON 149123101 9037 100850 SH SOLE 1 100850 0 0 CATO CORP COMMON 149205106 9533 347555 SH SOLE 1 347555 0 0 CELGENE CORP COMMON 151020104 21078 268615 SH SOLE 1 268615 0 0 CHEVRON CORP COMMON 166764100 103674 958700 SH SOLE 1 958700 0 0 CHICAGO BRIDGE & IRON NY REG 167250109 7863 169650 SH SOLE 1 169650 0 0 CHIPOTLE MEXICAN GRILL COMMON 169656105 1725 5800 SH SOLE 1 5800 0 0 CIENA CORP COMMON 171779309 12725 810515 SH SOLE 1 810515 0 0 CITIGROUP INC COMMON 172967424 596 15067 SH SOLE 1 15067 0 0 CITRIX SYSTEMS INC COMMON 177376100 3739 56985 SH SOLE 1 56985 0 0 CLARCOR INC COMMON 179895107 3309 69255 SH SOLE 1 69255 0 0 COACH INC COMMON 189754104 19661 354194 SH SOLE 1 354194 0 0 COCA-COLA CO/THE COMMON 191216100 21538 594150 SH SOLE 1 594150 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 11877 160750 SH SOLE 1 160750 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 15622 149440 SH SOLE 1 149440 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6624 98110 SH SOLE 1 98110 0 0 CUBIST PHARMACEUTICALS COMMON 229678107 2407 57240 SH SOLE 1 57240 0 0 CUMMINS INC COMMON 231021106 2200 20300 SH SOLE 1 20300 0 0 DANAHER CORP COMMON 235851102 10252 183400 SH SOLE 1 183400 0 0 DEERE & CO COMMON 244199105 29130 337075 SH SOLE 1 337075 0 0 DICKS SPORTING GOODS COMMON 253393102 19230 422740 SH SOLE 1 422740 0 0 DISCOVER FINL SVCS COMMON 254709108 1243 32250 SH SOLE 1 32250 0 0 DOVER CORP COMMON 260003108 130 1975 SH SOLE 1 1975 0 0 EI DU PONT DE NEMOURS & COMMON 263534109 279 6200 SH SOLE 1 6200 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 9587 288950 SH SOLE 1 288950 0 0 E M C CORP MASS COMMON 268648102 6636 262295 SH SOLE 1 262295 0 0 EBAY INC COMMON 278642103 127 2500 SH SOLE 1 2500 0 0 ECOLAB INC COMMON 278865100 17627 245155 SH SOLE 1 245155 0 0 EMERSON ELECTRIC CO COMMON 291011104 40523 765155 SH SOLE 1 765155 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2094 32920 SH SOLE 1 32920 0 0 EXPEDITORS INTL WASH COMMON 302130109 3513 88835 SH SOLE 1 88835 0 0 FMC CORP COMMON 302491303 1826 31200 SH SOLE 1 31200 0 0 FACTSET RESEARCH SYSTE COMMON 303075105 3033 34440 SH SOLE 1 34440 0 0 F5 NETWORKS INC COMMON 315616102 3353 34515 SH SOLE 1 34515 0 0 FOSSIL INC COMMON 349882100 5375 57730 SH SOLE 1 57730 0 0 FRANKLIN RESOURCES INC COMMON 354613101 35322 281005 SH SOLE 1 281005 0 0 GENERAL ELECTRIC CO COMMON 369604103 26151 1245900 SH SOLE 1 1245900 0 0 GENERAL MILLS INC COMMON 370334104 38242 946125 SH SOLE 1 946125 0 0 GILEAD SCIENCES INC COMMON 375558103 11941 162575 SH SOLE 1 162575 0 0 GULFPORT ENERGY CORP COMMON 402635304 10750 281270 SH SOLE 1 281270 0 0 HSBC HLDGS ADR DEP REC 404280406 2206 41566 SH SOLE 1 41566 0 0 HAEMONETICS CORP COMMON 405024100 3661 89654 SH SOLE 1 89654 0 0 HAYNES INTERNATIONAL COMMON 420877201 4415 85120 SH SOLE 1 85120 0 0 HEINZ H J CO COMMON 423074103 66 1150 SH SOLE 1 1150 0 0 HOME DEPOT INC COMMON 437076102 36685 593125 SH SOLE 1 593125 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 495 13400 SH SOLE 1 13400 0 0 HONEYWELL INTERNATIONAL COMMON 438516106 44893 707305 SH SOLE 1 707305 0 0 HUB GROUP INC COMMON 443320106 3097 92165 SH SOLE 1 92165 0 0 ICONIX BRAND GROUP INC COMMON 451055107 9193 411895 SH SOLE 1 411895 0 0 INTEL CORP COMMON 458140100 36953 1792095 SH SOLE 1 1792095 0 0 INTL BUSINESS MACHINES COMMON 459200101 102846 536915 SH SOLE 1 536915 0 0 INTL PAPER CO COMMON 460146103 14996 376403 SH SOLE 1 376403 0 0 INTUIT INC COMMON 461202103 65 1100 SH SOLE 1 1100 0 0 IRON MTN INC COMMON 462846106 1130 36400 SH SOLE 1 36400 0 0 ISHARES INC MSCI TAIWAN COMMON 464286731 305 22400 SH SOLE 1 22400 0 0 ITC HOLDINGS CORP COMMON 465685105 2579 33535 SH SOLE 1 33535 0 0 JOHNSON & JOHNSON COMMON 478160104 51841 739530 SH SOLE 1 739530 0 0 KAYNE ANDERSON MLP IN COMMON 486606106 26047 883836 SH SOLE 1 883836 0 0 KNIGHT TRANSN INC COMMON 499064103 2598 177560 SH SOLE 1 177560 0 0 KOHLS CORP COMMON 500255104 262 6100 SH SOLE 1 6100 0 0 KUBOTA CORP ADR DEP REC 501173207 161 2800 SH SOLE 1 2800 0 0 LAUDER ESTEE COS INC COMMON 518439104 108 1800 SH SOLE 1 1800 0 0 LINCOLN ELEC HLDGS INC COMMON 533900106 3339 68600 SH SOLE 1 68600 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 14415 420275 SH SOLE 1 420275 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 3264 56154 SH SOLE 1 56154 0 0 LULULEMON ATHLETICA INC COMMON 550021109 7621 99970 SH SOLE 1 99970 0 0 MSC INDL DIRECT INC CL A 553530106 4498 59665 SH SOLE 1 59665 0 0 MARATHON OIL CORP COMMON 565849106 17620 574700 SH SOLE 1 574700 0 0 MARSH & MCLENNAN COS COMMON 571748102 39517 1146426 SH SOLE 1 1146426 0 0 MARRIOTT INTERNATIONAL CL A 571903202 1473 39532 SH SOLE 1 39532 0 0 MCDONALDS CORP COMMON 580135101 46672 529105 SH SOLE 1 529105 0 0 MICROS SYSTEMS INC COMMON 594901100 4133 97375 SH SOLE 1 97375 0 0 MICROSOFT CORP COMMON 594918104 51361 1922950 SH SOLE 1 1922950 0 0 MONSTER BEVERAGE CORP COMMON 611740101 8693 164520 SH SOLE 1 164520 0 0 MOODYS CORP COMMON 615369105 20488 407148 SH SOLE 1 407148 0 0 MURPHY OIL CORP COMMON 626717102 1483 24900 SH SOLE 1 24900 0 0 MYLAN INC COMMON 628530107 96 3500 SH SOLE 1 3500 0 0 NATIONAL OILWELL VARCO COMMON 637071101 26188 383150 SH SOLE 1 383150 0 0 NESTLE SA-SPONS ADR COMMON 641069406 122 1875 SH SOLE 1 1875 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1760 90600 SH SOLE 1 90600 0 0 NICE SYSTEMS LTD ADR DEP REC 653656108 616 18400 SH SOLE 1 18400 0 0 NIKE INC CL B 654106103 29411 569980 SH SOLE 1 569980 0 0 NORDSTROM INC COMMON 655664100 979 18300 SH SOLE 1 18300 0 0 NORTHERN OIL AND GAS COMMON 665531109 6022 358050 SH SOLE 1 358050 0 0 NUVASIVE INC COMMON 670704105 1527 98791 SH SOLE 1 98791 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 60131 784900 SH SOLE 1 784900 0 0 OCEANEERING INTERNATIO COMMON 675232102 16731 311052 SH SOLE 1 311052 0 0 OLIN CORP COMMON 680665205 2386 110500 SH SOLE 1 110500 0 0 POSCO ADR DEP REC 693483109 764 9300 SH SOLE 1 9300 0 0 PEARSON PLC ADR DEP REC 705015105 13630 697550 SH SOLE 1 697550 0 0 PENNANTPARK INVESTMENT COMMON 708062104 7431 675896 SH SOLE 1 675896 0 0 PEPSICO INC/NC COMMON 713448108 69518 1015900 SH SOLE 1 1015900 0 0 PERKINELMER INC COMMON 714046109 2677 84350 SH SOLE 1 84350 0 0 PFIZER INC COMMON 717081103 56981 2272025 SH SOLE 1 2272025 0 0 PHILIP MORRIS INTERNA COMMON 718172109 48532 580248 SH SOLE 1 580248 0 0 PHILLIPS 66 COMMON 718546104 214 4031 SH SOLE 1 4031 0 0 POLARIS INDUSTRIES INC COMMON 731068102 8277 98360 SH SOLE 1 98360 0 0 PRECISION CASTPARTS COMMON 740189105 9857 52040 SH SOLE 1 52040 0 0 PRICELINE.COM INC COMMON 741503403 13225 21318 SH SOLE 1 21318 0 0 PROCTER & GAMBLE CO COMMON 742718109 61948 912475 SH SOLE 1 912475 0 0 QUALCOMM INC COMMON 747525103 69934 1130520 SH SOLE 1 1130520 0 0 RIO TINTO PLC ADR DEP REC 767204100 1635 28150 SH SOLE 1 28150 0 0 ROGERS COMMUNICATIONS COMMON 775109200 41835 919043 SH SOLE 1 919043 0 0 ROYAL BANK OF CANADA COMMON 780087102 428 7100 SH SOLE 1 7100 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 36611 516450 SH SOLE 1 516450 0 0 SPX CORP COMMON 784635104 1789 25500 SH SOLE 1 25500 0 0 SASOL LTD - ADR DEP REC 803866300 1866 43100 SH SOLE 1 43100 0 0 SCHLUMBERGER LTD COMMON 806857108 14187 204725 SH SOLE 1 204725 0 0 SCHWEITZER-MAUDUIT INTL COMMON 808541106 6739 172650 SH SOLE 1 172650 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 5174 117450 SH SOLE 1 117450 0 0 SNAP-ON INC COMMON 833034101 45533 576435 SH SOLE 1 576435 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 1276 38200 SH SOLE 1 38200 0 0 STANLEY BLACK & DECKER COMMON 854502101 28508 385400 SH SOLE 1 385400 0 0 STERICYCLE INC COMMON 858912108 5391 57795 SH SOLE 1 57795 0 0 STIFEL FINANCIAL CORP COMMON 860630102 2018 63108 SH SOLE 1 63108 0 0 STRYKER CORP COMMON 863667101 30673 559525 SH SOLE 1 559525 0 0 TCF FINANCIAL CORP COMMON 872275102 3129 257550 SH SOLE 1 257550 0 0 TJX COS INC COMMON 872540109 36803 866975 SH SOLE 1 866975 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1462 85200 SH SOLE 1 85200 0 0 TECHNE CORP COMMON 878377100 3176 46470 SH SOLE 1 46470 0 0 TEVA PHARMACEUTICAL IN DEP REC 881624209 474 12700 SH SOLE 1 12700 0 0 THERMO FISHER SCIENTIF COMMON 883556102 8482 132990 SH SOLE 1 132990 0 0 THORATEC CORP COMMON 885175307 7456 198720 SH SOLE 1 198720 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 10268 171766 SH SOLE 1 171766 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 33746 526455 SH SOLE 1 526455 0 0 UGI CORP COMMON 902681105 17831 545120 SH SOLE 1 545120 0 0 US BANCORP COMMON 902973304 29580 926100 SH SOLE 1 926100 0 0 UNION PACIFIC CORP COMMON 907818108 37175 295695 SH SOLE 1 295695 0 0 UNITED PARCEL SERVICE CL B 911312106 27469 372559 SH SOLE 1 372559 0 0 UNITED TECHNOLOGIES C COMMON 913017109 37850 461525 SH SOLE 1 461525 0 0 VEECO INSTRUMENTS INC COMMON 922417100 4311 146185 SH SOLE 1 146185 0 0 VMWARE INC COMMON 928563402 9618 102165 SH SOLE 1 102165 0 0 VOLCANO CORP COMMON 928645100 4556 192965 SH SOLE 1 192965 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 2462 143365 SH SOLE 1 143365 0 0 WABTEC CORP/DE COMMON 929740108 4294 49050 SH SOLE 1 49050 0 0 WADDELL & REED FINL INC CL A 930059100 9722 279200 SH SOLE 1 279200 0 0 WAL-MART STORES INC COMMON 931142103 34888 511325 SH SOLE 1 511325 0 0 WASTE CONNECTIONS INC COMMON 941053100 6929 205070 SH SOLE 1 205070 0 0 WATERS CORP COMMON 941848103 98 1125 SH SOLE 1 1125 0 0 WELLS FARGO & CO COMMON 949746101 39215 1147295 SH SOLE 1 1147295 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 2313 16775 SH SOLE 1 16775 0 0 WISCONSIN ENERGY CORP COMMON 976657106 28351 769350 SH SOLE 1 769350 0 0 WOODWARD GOVERNOR CO COMMON 980745103 2565 67275 SH SOLE 1 67275 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 510 3550 SH SOLE 1 3550 0 0 VALE SA ADR DEP REC 91912E105 2274 108500 SH SOLE 1 108500 0 0 TARGET CORP COMMON 87612E106 67197 1135664 SH SOLE 1 1135664 0 0 EDWARDS LIFESCIENCES COMMON 28176E108 1389 15400 SH SOLE 1 15400 0 0 TRAVELERS COS INC/THE COMMON 89417E109 27392 381400 SH SOLE 1 381400 0 0 THE ADT CORPORATION COMMON 00101J106 12905 277587 SH SOLE 1 277587 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 87 5000 SH SOLE 1 5000 0 0 AMERICA MOVIL ADR DEP REC 02364W105 1511 65300 SH SOLE 1 65300 0 0 AMERIPRISE FINANCIAL COMMON 03076C106 20875 333300 SH SOLE 1 333300 0 0 ANSYS INC COMMON 03662Q105 11675 173375 SH SOLE 1 173375 0 0 APPLIED INDL TECHNOLOG COMMON 03820C105 3865 92000 SH SOLE 1 92000 0 0 ARES CAP CORP COMMON 04010L103 4830 276000 SH SOLE 1 276000 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1287 45173 SH SOLE 1 45173 0 0 CH ROBINSON WORLDWIDE COMMON 12541W209 1524 24100 SH SOLE 1 24100 0 0 CARDINAL HEALTH INC COMMON 14149Y108 23161 562425 SH SOLE 1 562425 0 0 CENTRICA PLC-SP ADR COMMON 15639K300 653 29700 SH SOLE 1 29700 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 1371 27600 SH SOLE 1 27600 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 492 30200 SH SOLE 1 30200 0 0 COCA-COLA ENTERPRISES COMMON 19122T109 2028 63900 SH SOLE 1 63900 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 1412 31800 SH SOLE 1 31800 0 0 COMPANHIA DE BEBIDAS DA DEP REC 20441W203 3023 72000 SH SOLE 1 72000 0 0 CONOCOPHILLIPS COMMON 20825C104 468 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 5207 52735 SH SOLE 1 52735 0 0 DEVON ENERGY CORP COMMON 25179M103 350 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 26350 226025 SH SOLE 1 226025 0 0 EQT CORP COMMON 26884L109 12427 210700 SH SOLE 1 210700 0 0 EMBRAER SA ADR DEP REC 29082A107 1632 57250 SH SOLE 1 57250 0 0 EXPRESS SCRIPTS INC COMMON 30219G108 8627 159766 SH SOLE 1 159766 0 0 EXXON MOBIL CORP COMMON 30231G102 1833 21182 SH SOLE 1 21182 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 21924 668835 SH SOLE 1 668835 0 0 FLOWSERVE CORP COMMON 34354P105 24778 168785 SH SOLE 1 168785 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 23816 696372 SH SOLE 1 696372 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 3833 88175 SH SOLE 1 88175 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 6738 52824 SH SOLE 1 52824 0 0 GOOGLE INC CL A 38259P508 29607 41855 SH SOLE 1 41855 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 383 14400 SH SOLE 1 14400 0 0 ICICI BK LTD ADR DEP REC 45104G104 1295 29700 SH SOLE 1 29700 0 0 IDEX CORP COMMON 45167R104 5807 124800 SH SOLE 1 124800 0 0 IDEXX LABORATORIES INC COMMON 45168D104 1244 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 13191 435045 SH SOLE 1 435045 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 891 7200 SH SOLE 1 7200 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 13881 28308 SH SOLE 1 28308 0 0 JPMORGAN CHASE & CO COMMON 46625H100 56753 1290745 SH SOLE 1 1290745 0 0 KINDER MORGAN INC COMMON 49456B101 40808 1155050 SH SOLE 1 1155050 0 0 LABORATORY CP OF AMER COMMON 50540R409 814 9400 SH SOLE 1 9400 0 0 LIFE TIME FITNESS INC COMMON 53217R207 4191 85172 SH SOLE 1 85172 0 0 M&T BANK CORP COMMON 55261F104 14684 149125 SH SOLE 1 149125 0 0 MACYS INC COMMON 55616P104 2287 58600 SH SOLE 1 58600 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 39041 619701 SH SOLE 1 619701 0 0 MCKESSON CORP COMMON 58155Q103 30773 317380 SH SOLE 1 317380 0 0 MERCADOLIBRE INC COMMON 58733R102 913 11625 SH SOLE 1 11625 0 0 MERCK & CO INC COMMON 58933Y105 36160 883250 SH SOLE 1 883250 0 0 METLIFE INC COMMON 59156R108 53 1600 SH SOLE 1 1600 0 0 MOSAIC CO/THE COMMON 61945C103 986 17410 SH SOLE 1 17410 0 0 NEXTERA ENERGY INC COMMON 65339F101 25780 372592 SH SOLE 1 372592 0 0 ORACLE CORP COMMON 68389X105 49616 1489069 SH SOLE 1 1489069 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 1373 70500 SH SOLE 1 70500 0 0 PRAXAIR INC COMMON 74005P104 7525 68750 SH SOLE 1 68750 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1394 21400 SH SOLE 1 21400 0 0 RTI INTERNATIONAL METAL COMMON 74973W107 11 400 SH SOLE 1 400 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1593 45150 SH SOLE 1 45150 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 6330 89175 SH SOLE 1 89175 0 0 SALESFORCE.COM INC COMMON 79466L302 4002 23805 SH SOLE 1 23805 0 0 SIGNATURE BANK NY COMMON 82669G104 7945 111370 SH SOLE 1 111370 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 6374 313985 SH SOLE 1 313985 0 0 SOLERA HOLDINGS INC COMMON 83421A104 4594 85925 SH SOLE 1 85925 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1910 50451 SH SOLE 1 50451 0 0 STILLWATER MNG CO COMMON 86074Q102 4241 331875 SH SOLE 1 331875 0 0 SYNAPTICS INC COMMON 87157D109 2354 78550 SH SOLE 1 78550 0 0 SYNTEL INC COMMON 87162H103 5779 107765 SH SOLE 1 107765 0 0 TW TELECOM INC COMMON 87311L104 4015 157625 SH SOLE 1 157625 0 0 TELEF BRASIL-ADR DEP REC 87936R106 1142 47450 SH SOLE 1 47450 0 0 TENARIS S A ADR DEP REC 88031M109 256 6100 SH SOLE 1 6100 0 0 TERADATA CORP COMMON 88076W103 8262 133487 SH SOLE 1 133487 0 0 TEXAS CAPITAL BANCSHARE COMMON 88224Q107 2217 49455 SH SOLE 1 49455 0 0 3M CO COMMON 88579Y101 27424 295360 SH SOLE 1 295360 0 0 TORTOISE ENERGY CAPITAL COMMON 89147U100 7670 269409 SH SOLE 1 269409 0 0 ULTA SALON COSMETICS & COMMON 90384S303 9345 95105 SH SOLE 1 95105 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 12663 134125 SH SOLE 1 134125 0 0 UNITED THERAPEUTICS CO COMMON 91307C102 3214 60160 SH SOLE 1 60160 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 32078 591400 SH SOLE 1 591400 0 0 VERA BRADLEY INC COMMON 92335C106 6711 267375 SH SOLE 1 267375 0 0 VERIFONE SYSTEMS INC COMMON 92342Y109 10610 357490 SH SOLE 1 357490 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 72880 1684300 SH SOLE 1 1684300 0 0 VIACOM INC NEW COMMON 92553P201 7331 139000 SH SOLE 1 139000 0 0 VISA INC COMMON 92826C839 15105 99650 SH SOLE 1 99650 0 0 VODAFONE GROUP ADR DEP REC 92857W209 180 7150 SH SOLE 1 7150 0 0 ARCOS DORADOS HOLDINGS COMMON G0457F107 731 61100 SH SOLE 1 61100 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 4773 137785 SH SOLE 1 137785 0 0 ACCENTURE PLC COMMON G1151C101 52528 789890 SH SOLE 1 789890 0 0 COVIDIEN PLC COMMON G2554F113 35794 619925 SH SOLE 1 619925 0 0 EATON CORP PLC COMMON G29183103 678 12505 SH SOLE 1 12505 0 0 LAZARD LTD. COMMON G54050102 57 1900 SH SOLE 1 1900 0 0 PARTNERRE LTD COMMON G6852T105 27136 337135 SH SOLE 1 337135 0 0 SEADRILL LTD COMMON G7945E105 25742 699500 SH SOLE 1 699500 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 25762 744992 SH SOLE 1 744992 0 0 ACE LTD ORD H0023R105 40125 502825 SH SOLE 1 502825 0 0 ALLIED WORLD ASSUR CO COMMON H01531104 4984 63255 SH SOLE 1 63255 0 0 PENTAIR LTD COMMON H6169Q108 74 1500 SH SOLE 1 1500 0 0 TE CONNECTIVITY LTD COMMON H84989104 9660 260250 SH SOLE 1 260250 0 0 TYCO INTL LTD NEW COMMON H89128104 19648 671725 SH SOLE 1 671725 0 0 ASML HOLDING NV DEP REC N07059210 426 6622 SH SOLE 1 6622 0 0 CORE LABORATORIES NV COMMON N22717107 2766 25305 SH SOLE 1 25305 0 0 TORNIER N V COMMON N87237108 2210 131625 SH SOLE 1 131625 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 19191 606350 SH SOLE 1 606350 0 0 AMERICAN SELECT PORTFOL COMMON 029570108 5222 477778 SH SOLE 1 0 477778 0 AMERICAN STRATEGIC INCO COMMON 030098107 3014 263196 SH SOLE 1 0 263196 0 AMERICAN STRATEGIC INCO COMMON 030099105 23043 2612577 SH SOLE 1 0 2612577 0 BLACKROCK INCOME OPPORT COMMON 092475102 7959 701880 SH SOLE 1 0 701880 0 BLACKROCK CREDIT ALLOCA COMMON 092508100 34880 2540417 SH SOLE 1 0 2540417 0 CUTWATER SELECT INCOME COMMON 232229104 5999 305278 SH SOLE 1 0 305278 0 DREYFUS STRATEGIC MUNIC COMMON 261932107 960 100502 SH SOLE 1 0 100502 0 FEDERATED ENHANCED TREA COMMON 314162108 1154 81399 SH SOLE 1 0 81399 0 FLAHERTY & CRUMRINE/CLA COMMON 338478100 293 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE/CLA COMMON 338479108 201 10000 SH SOLE 1 0 10000 0 MFS CHARTER INCOME TRU COMMON 552727109 5216 515431 SH SOLE 1 0 515431 0 MFS GOVERNMENT MARKETS COMMON 552939100 4820 703721 SH SOLE 1 0 703721 0 MN MUNICIPAL INCOME POR COMMON 604062109 1909 111197 SH SOLE 1 0 111197 0 MONTGOMERY STREET INCOM COMMON 614115103 17669 1045524 SH SOLE 1 0 1045524 0 NUVEEN MORTGAGE OPPORTU COMMON 670735109 5638 207114 SH SOLE 1 0 207114 0 NUVEEN NJ INVESTMENT QU COMMON 670971100 262 17153 SH SOLE 1 0 17153 0 NUVEEN PA INVESTMENT QU COMMON 670972108 759 48500 SH SOLE 1 0 48500 0 NUVEEN QUALITY INCOME M COMMON 670977107 514 33697 SH SOLE 1 0 33697 0 NUVEEN MUNI OPP FD NIO COMMON 670984103 7069 461100 SH SOLE 1 0 461100 0 NUVEEN PREMIER INSD MUN COMMON 670987106 147 9600 SH SOLE 1 0 9600 0 NUVEEN PREMIER MUNICIPA COMMON 670988104 725 48600 SH SOLE 1 0 48600 0 PUTNAM PREMIER INCOME T COMMON 746853100 10884 1993440 SH SOLE 1 0 1993440 0 PUTNAM MASTER INTERMEDI COMMON 746909100 10771 2128630 SH SOLE 1 0 2128630 0 PUTNAM MUNICIPAL OPPORT COMMON 746922103 206 15929 SH SOLE 1 0 15929 0 WESTERN ASSET VARIABLE COMMON 957667108 15692 883568 SH SOLE 1 0 883568 0 WESTERN ASSET INTERMEDI COMMON 958435109 106 10000 SH SOLE 1 0 10000 0 ALLIANCEBERNSTEIN INCOM COMMON 01881E101 15519 1915921 SH SOLE 1 0 1915921 0 BLACKROCK CORE BOND TRU COMMON 09249E101 4094 274733 SH SOLE 1 0 274733 0 NUVEEN AZ DIV ADV MUN F COMMON 67072E101 1748 118400 SH SOLE 1 0 118400 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 260 17200 SH SOLE 1 0 17200 0 BLACKROCK MUNIYIELD QUA COMMON 09254E103 2197 143600 SH SOLE 1 0 143600 0 FIRST TRUST/FIDAC MORTG COMMON 33734E103 7780 440534 SH SOLE 1 0 440534 0 INVESCO ADVANTAGE MUNI COMMON 46132E103 5712 434367 SH SOLE 1 0 434367 0 NUVEEN INV QUAL MUNI FD COMMON 67062E103 683 42600 SH SOLE 1 0 42600 0 ALLIANCEBERNSTEIN NATIO COMMON 01864U106 4064 261336 SH SOLE 1 0 261336 0 AMERICAN INCOME FUND COMMON 02672T109 8328 994927 SH SOLE 1 0 994927 0 AMERICAN STRATEGIC INCO COMMON 03009T101 8155 1088726 SH SOLE 1 0 1088726 0 BLACKROCK INVESTMENT QU COMMON 09247D105 3745 229202 SH SOLE 1 0 229202 0 BLACKROCK INCOME TRUST COMMON 09247F100 22202 3020714 SH SOLE 1 0 3020714 0 BLACKROCK BUILD AMERICA COMMON 09248X100 2633 115124 SH SOLE 1 0 115124 0 BLACKROCK MUNICIPAL BON COMMON 09249H104 1568 92221 SH SOLE 1 0 92221 0 BLACKROCK MUNICIPAL INC COMMON 09249N101 4254 262444 SH SOLE 1 0 262444 0 BLACKROCK MUNI 2020 TER COMMON 09249X109 758 45410 SH SOLE 1 0 45410 0 BLACKROCK LONG-TERM MUN COMMON 09250B103 8099 643268 SH SOLE 1 0 643268 0 BLACKROCK FL MUNI 2020 COMMON 09250M109 729 46630 SH SOLE 1 0 46630 0 BLACKROCK MUNIYIELD FD COMMON 09253W104 351 21428 SH SOLE 1 0 21428 0 BLACKROCK MUNIHOLDINGS COMMON 09254C107 3918 259845 SH SOLE 1 0 259845 0 BLACKROCK MUNIYIELD QUA COMMON 09254G108 1170 81000 SH SOLE 1 0 81000 0 BLACKROCK MUNIYIELD AZ COMMON 09254K109 416 27150 SH SOLE 1 0 27150 0 BLACKROCK MUNIHOLDINGS COMMON 09254P108 3149 195598 SH SOLE 1 0 195598 0 BLACKROCK MUNIYIELD INV COMMON 09254R104 2050 121500 SH SOLE 1 0 121500 0 BLACKROCK MUNIYIELD INV COMMON 09254T100 343 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYIELD MI COMMON 09254V105 2257 144210 SH SOLE 1 0 144210 0 BLACKROCK MUNIYIELD MI COMMON 09254W103 2581 179879 SH SOLE 1 0 179879 0 BLACKROCK MUNI NY INTER COMMON 09255F109 148 9600 SH SOLE 1 0 9600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 894 54700 SH SOLE 1 0 54700 0 BLACKROCK ENHANCED GOVE COMMON 09255K108 22857 1462410 SH SOLE 1 0 1462410 0 DWS MUNICIPAL INCOME TR COMMON 23338M106 10891 756852 SH SOLE 1 0 756852 0 DELAWARE INV MN MUN INC COMMON 24610V103 1581 103900 SH SOLE 1 0 103900 0 DREYFUS STRATEGIC MUNI COMMON 26202F107 545 58270 SH SOLE 1 0 58270 0 EATON VANCE MI MUNICI COMMON 27826D106 417 30220 SH SOLE 1 0 30220 0 EATON VANCE CA MUNICIPA COMMON 27826F101 100 7000 SH SOLE 1 0 7000 0 EATON VANCE NJ MUNICPAL COMMON 27826V106 119 7900 SH SOLE 1 0 7900 0 EATON VANCE MUNICIPAL B COMMON 27827X101 2357 168487 SH SOLE 1 0 168487 0 EATON VANCE CA MUNICIPA COMMON 27828C106 1027 72872 SH SOLE 1 0 72872 0 EATON VANCE LIMITED DUR COMMON 27828H105 9909 594774 SH SOLE 1 0 594774 0 EATON VANCE SHORT DUR D COMMON 27828V104 15311 884508 SH SOLE 1 0 884508 0 FIRST AMERICAN MN MUNIC COMMON 31849P104 609 37696 SH SOLE 1 0 37696 0 FRANKLIN TEMPLETON LIMI COMMON 35472T101 1188 82700 SH SOLE 1 0 82700 0 HELIOS TOTAL RETURN FUN COMMON 42327V208 33929 1436445 SH SOLE 1 0 1436445 0 HELIOS STRATEGIC INCOME COMMON 42328A203 2400 379791 SH SOLE 1 0 379791 0 INVESCO MUNI TRUST VKQ COMMON 46131J103 105 7296 SH SOLE 1 0 7296 0 INVESCO TRUST FOR INVES COMMON 46131M106 5795 380739 SH SOLE 1 0 380739 0 INVESCO TRUST FOR INVES COMMON 46131T101 681 41022 SH SOLE 1 0 41022 0 INVESCO MUNI OPPORTUNIT COMMON 46132C107 13451 921916 SH SOLE 1 0 921916 0 INVESCO CA VALUE MUNI I COMMON 46132H106 8408 611909 SH SOLE 1 0 611909 0 INVESCO PA VALUE MUNI I COMMON 46132K109 4436 289939 SH SOLE 1 0 289939 0 INVESCO VALUE MUNI INC COMMON 46132P108 1114 66267 SH SOLE 1 0 66267 0 INVESCO QUALITY MUNI I COMMON 46133G107 6926 505565 SH SOLE 1 0 505565 0 MANAGED DURATION INVEST COMMON 56165R103 2512 164166 SH SOLE 1 0 164166 0 MORGAN STANLEY INCOME S COMMON 61745P874 3082 167160 SH SOLE 1 0 167160 0 NEUBERGER BERMAN INTERM COMMON 64124P101 411 25378 SH SOLE 1 0 25378 0 NUVEEN CONN PREM INCOME COMMON 67060D107 514 35894 SH SOLE 1 0 35894 0 NUVEEN NC PREMIUM INCOM COMMON 67060P100 329 21775 SH SOLE 1 0 21775 0 NUVEEN MD PREMIUM INC M COMMON 67061Q107 822 54060 SH SOLE 1 0 54060 0 NUVEEN CA INVESTMENT QU COMMON 67062A101 773 49304 SH SOLE 1 0 49304 0 NUVEEN MUNICIPAL ADVANT COMMON 67062H106 2953 194131 SH SOLE 1 0 194131 0 NUVEEN CA PERFORMANCE P COMMON 67062Q106 289 17800 SH SOLE 1 0 17800 0 NUVEEN NY PERFORMANCE P COMMON 67062R104 87 5300 SH SOLE 1 0 5300 0 NUVEEN MUNICIPAL MARKET COMMON 67062W103 60 4100 SH SOLE 1 0 4100 0 NUVEEN N Y INVT QUALITY COMMON 67062X101 1589 102800 SH SOLE 1 0 102800 0 NUVEEN PREMIUM INCOME M COMMON 67063W102 15640 1028921 SH SOLE 1 0 1028921 0 NUVEEN VA PREM INC MUNI COMMON 67064R102 149 9606 SH SOLE 1 0 9606 0 NUVEEN DIVIDEND ADVANTA COMMON 67066V101 1365 88200 SH SOLE 1 0 88200 0 NUVEEN NJ DIVIDEND ADVA COMMON 67069Y102 193 12600 SH SOLE 1 0 12600 0 NUVEEN OH DIV ADV MUNI COMMON 67070C107 4378 268400 SH SOLE 1 0 268400 0 NUVEEN OH DIV ADV MUNI COMMON 67070R104 3027 190500 SH SOLE 1 0 190500 0 NUVEEN MI DIV ADV MUN N COMMON 67070W103 503 34500 SH SOLE 1 0 34500 0 NUVEEN DIVIDEND ADVANTA COMMON 67070X101 864 57242 SH SOLE 1 0 57242 0 NUVEEN DIVIDEND ADVANTA COMMON 67071L106 315 20500 SH SOLE 1 0 20500 0 NUVEEN INSURED NY DIVID COMMON 67071N102 732 49200 SH SOLE 1 0 49200 0 NUVEEN QUALITY PREFERRE COMMON 67071S101 2247 259146 SH SOLE 1 0 259146 0 NUVEEN OHIO DIVID NVJ COMMON 67071V104 1879 111600 SH SOLE 1 0 111600 0 NUVEEN PA DIVIDEND ADVA COMMON 67071W102 152 10100 SH SOLE 1 0 10100 0 NUVEEN QUALITY PREFERRE COMMON 67072C105 2222 234861 SH SOLE 1 0 234861 0 NUVEEN QUALITY PREFERR COMMON 67072W101 2680 301488 SH SOLE 1 0 301488 0 NUVEEN PFD INCOME OPP F COMMON 67073B106 7772 800439 SH SOLE 1 0 800439 0 NUVEEN BUILD AMERICAN B COMMON 67074C103 3879 183145 SH SOLE 1 0 183145 0 NUVEEN BUILD AMER BD OP COMMON 67074Q102 5194 239774 SH SOLE 1 0 239774 0 NUVEEN MORTGAGE OPPORTU COMMON 67074R100 4207 154801 SH SOLE 1 0 154801 0 NUVEEN MI PREMIUM INCOM COMMON 67101Q109 767 51300 SH SOLE 1 0 51300 0 PIMCO INCOME STRATEGY F COMMON 72201H108 5000 392458 SH SOLE 1 0 392458 0 PIMCO INCOME STRATEGY F COMMON 72201J104 5942 537776 SH SOLE 1 0 537776 0 WELLS FARGO ADVANTAGE M COMMON 94987D101 19001 1175067 SH SOLE 1 0 1175067 0 WESTERN ASSET MANAGED M COMMON 95766M105 316 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL COMMON 95766P108 661 38366 SH SOLE 1 0 38366 0 WESTERN ASSET INFLATION COMMON 95766U107 1171 62300 SH SOLE 1 0 62300 0 WESTERN ASSET MORTGAGE COMMON 95790B109 2511 103727 SH SOLE 1 0 103727 0

EX-1 3 siasumpg123112.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 402 Form 13F Information Table Value Total: $4,443,582 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc.