0001373442-12-000003.txt : 20121128 0001373442-12-000003.hdr.sgml : 20121128 20121128164007 ACCESSION NUMBER: 0001373442-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 EFFECTIVENESS DATE: 20121128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 IRS NUMBER: 204553256 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13550 FILM NUMBER: 121229455 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 13F-HR/A 1 2012_Q2_MWA_13FA.txt 2012 Q2 13FA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mariner Wealth Advisors Address: 4200 W 115th St Suite 100 Leawood, KS 66211 Form 13F File Number: 28-13550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cheryl Vohland Title: Chief Compliance Officer Phone: (913) 647-9700 Signature, Place, and Date of Signing: Cheryl Vohland Leawood, KS 11/16/2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,114 Form 13F Information Table Value Total: 140,106 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

NameOfIssuer TitleOfClass Cusip MarketSHRS/ OR/SH/ PUT/InvestmentOther SoleSharedNone Value PRN/ AMT PRN CALLDiscretionManagers PRAXAIR INC COM 74005P104 200 1843 SH SOLE 1373442 0 0 1843 CITIGROUP INC COM NEW 172967424 201 7316 SH SOLE 1373442 0 0 7316 MERCK & CO INC NEW COM 58933Y105 206 4933 SH SOLE 1373442 0 0 4933 CONOCOPHILLIPS COM 20825C104 209 3738 SH SOLE 1373442 0 0 3738 ROGERS COMMUNICATIONS INC CL B 775109200 213 5896 SH SOLE 1373442 0 0 5896 MICROCHIP TECHNOLOGY INC COM 595017104 215 6495 SH SOLE 1373442 0 0 6495 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 220 7962 SH SOLE 1373442 0 0 7962 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 222 5558 SH SOLE 1373442 0 0 5558 HORMEL FOODS CORP COM 440452100 222 7291 SH SOLE 1373442 0 0 7291 ISHARES TR S&P SMLCP GROW 464287887 223 2764 SH SOLE 1373442 0 0 2764 US BANCORP DEL COM NEW 902973304 224 6950 SH SOLE 1373442 0 0 6950 NORFOLK SOUTHERN CORP COM 655844108 225 3131 SH SOLE 1373442 0 0 3131 DINEEQUITY INC COM 254423106 229 5141 SH SOLE 1373442 0 0 5141 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 230 8836 SH SOLE 1373442 0 0 8836 AVALONBAY CMNTYS INC COM 053484101 239 1687 SH SOLE 1373442 0 0 1687 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 247 6705 SH SOLE 1373442 0 0 6705 GOOGLE INC CL A 38259P508 248 428 SH SOLE 1373442 0 0 428 ALTERA CORP COM 021441100 251 7424 SH SOLE 1373442 0 0 7424 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 253 4767 SH SOLE 1373442 0 0 4767 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 256 4766 SH SOLE 1373442 0 0 4766 ISHARES TR BARCLYS 7-10 YR 464287440 259 2399 SH SOLE 1373442 0 0 2399 ISHARES TR DJ US REAL EST 464287739 263 4114 SH SOLE 1373442 0 0 4114 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 263 5304 SH SOLE 1373442 0 0 5304 ISHARES TR BARCLYS 20+ YR 464287432 279 2227 SH SOLE 1373442 0 0 2227 BED BATH & BEYOND INC COM 075896100 284 4590 SH SOLE 1373442 0 0 4590 TORONTO DOMINION BK ONT COM NEW 891160509 285 3645 SH SOLE 1373442 0 0 3645 VANGUARD INDEX FDS LARGE CAP ETF 922908637 286 4598 SH SOLE 1373442 0 0 4598 WELLS FARGO & CO NEW COM 949746101 288 8603 SH SOLE 1373442 0 0 8603 PANERA BREAD CO CL A 69840W108 290 2083 SH SOLE 1373442 0 0 2083 GILEAD SCIENCES INC COM 375558103 297 5795 SH SOLE 1373442 0 0 5795 PEPSICO INC COM 713448108 304 4304 SH SOLE 1373442 0 0 4304 3M CO COM 88579Y101 307 3431 SH SOLE 1373442 0 0 3431 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 307 4785 SH SOLE 1373442 0 0 4785 SCHLUMBERGER LTD COM 806857108 318 4902 SH SOLE 1373442 0 0 4902 MASTERCARD INC CL A 57636Q104 323 751 SH SOLE 1373442 0 0 751 O REILLY AUTOMOTIVE INC NEW COM 67103H107 327 3909 SH SOLE 1373442 0 0 3909 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 334 2550 SH SOLE 1373442 0 0 2550 COVIDIEN PLC SHS G2554F113 342 6388 SH SOLE 1373442 0 0 6388 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 358 4428 SH SOLE 1373442 0 0 4428 BRISTOL MYERS SQUIBB CO COM 110122108 358 9950 SH SOLE 1373442 0 0 9950 VANGUARD INDEX FDS TOTAL STK MKT 922908769 390 5593 SH SOLE 1373442 0 0 5593 ABBOTT LABS COM 002824100 402 6239 SH SOLE 1373442 0 0 6239 DU PONT E I DE NEMOURS & CO COM 263534109 405 8013 SH SOLE 1373442 0 0 8013 ISHARES TR RUSSELL MCP VL 464287473 407 8792 SH SOLE 1373442 0 0 8792 MCDONALDS CORP COM 580135101 413 4662 SH SOLE 1373442 0 0 4662 THERMO FISHER SCIENTIFIC INC COM 883556102 423 8149 SH SOLE 1373442 0 0 8149 WAL-MART STORES INC COM 931142103 429 6151 SH SOLE 1373442 0 0 6151 DRESSER-RAND GROUP INC COM 261608103 434 9749 SH SOLE 1373442 0 0 9749 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 439 5582 SH SOLE 1373442 0 0 5582 UNITED TECHNOLOGIES CORP COM 913017109 444 5874 SH SOLE 1373442 0 0 5874 UNION PAC CORP COM 907818108 459 3850 SH SOLE 1373442 0 0 3850 DST SYS INC DEL COM 233326107 462 8503 SH SOLE 1373442 0 0 8503 CHEVRON CORP NEW COM 166764100 487 4616 SH SOLE 1373442 0 0 4616 MONSANTO CO NEW COM 61166W101 543 6565 SH SOLE 1373442 0 0 6565 JOHNSON & JOHNSON COM 478160104 557 8238 SH SOLE 1373442 0 0 8238 ISHARES TR DJ SEL DIV INX 464287168 562 9993 SH SOLE 1373442 0 0 9993 CELGENE CORP COM 151020104 590 9200 SH SOLE 1373442 0 0 9200 NIKE INC CL B 654106103 603 6873 SH SOLE 1373442 0 0 6873 COCA COLA CO COM 191216100 611 7812 SH SOLE 1373442 0 0 7812 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 644 7731 SH SOLE 1373442 0 0 7731 SPDR S&P 500 ETF TR TR UNIT 78462F103 694 5096 SH SOLE 1373442 0 0 5096 COLGATE PALMOLIVE CO COM 194162103 700 6721 SH SOLE 1373442 0 0 6721 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 782 9634 SH SOLE 1373442 0 0 9634 SPDR GOLD TRUST GOLD SHS 78463V107 872 5622 SH SOLE 1373442 0 0 5622 BERKSHIRE HATHAWAY INC DEL CL A 084670108 875 7 SH SOLE 1373442 0 0 7 V F CORP COM 918204108 981 7350 SH SOLE 1373442 0 0 7350 INTERNATIONAL BUSINESS MACHS COM 459200101 1005 5137 SH SOLE 1373442 0 0 5137 APPLE INC COM 037833100 3704 6342 SH SOLE 1373442 0 0 6342 INTEL CORP COM 458140100 271 10153 SH SOLE 1373442 0 0 10153 PHILIP MORRIS INTL INC COM 718172109 887 10165 SH SOLE 1373442 0 0 10165 ONEOK INC NEW COM 682680103 459 10846 SH SOLE 1373442 0 0 10846 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 450 11275 SH SOLE 1373442 0 0 11275 TORTOISE PWR & ENERGY INFRAS COM 89147X104 283 11369 SH SOLE 1373442 0 0 11369 QUALCOMM INC COM 747525103 646 11603 SH SOLE 1373442 0 0 11603 GENERAL MLS INC COM 370334104 454 11771 SH SOLE 1373442 0 0 11771 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 361 11852 SH SOLE 1373442 0 0 11852 CYTORI THERAPEUTICS INC COM 23283K105 32 12019 SH SOLE 1373442 0 0 12019 MCMORAN EXPLORATION CO COM 582411104 152 12020 SH SOLE 1373442 0 0 12020 DISNEY WALT CO COM DISNEY 254687106 584 12038 SH SOLE 1373442 0 0 12038 VERIZON COMMUNICATIONS INC COM 92343V104 546 12278 SH SOLE 1373442 0 0 12278 ISHARES TR IBOXX INV CPBD 464287242 1445 12287 SH SOLE 1373442 0 0 12287 KRAFT FOODS INC CL A 50075N104 479 12401 SH SOLE 1373442 0 0 12401 ISHARES TR BARCLY USAGG B 464287226 1510 13565 SH SOLE 1373442 0 0 13565 AQUA AMERICA INC COM 03836W103 341 13670 SH SOLE 1373442 0 0 13670 TECO ENERGY INC COM 872375100 254 14075 SH SOLE 1373442 0 0 14075 ISHARES TR BARCLYS 1-3YR CR 464288646 1538 14686 SH SOLE 1373442 0 0 14686 ALTRIA GROUP INC COM 02209S103 541 15667 SH SOLE 1373442 0 0 15667 JPMORGAN CHASE & CO COM 46625H100 571 15988 SH SOLE 1373442 0 0 15988 PROSPECT CAPITAL CORPORATION COM 74348T102 183 16035 SH SOLE 1373442 0 0 16035 CISCO SYS INC COM 17275R102 297 17326 SH SOLE 1373442 0 0 17326 JONES LANG LASALLE INC COM 48020Q107 1242 17646 SH SOLE 1373442 0 0 17646 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1249 17688 SH SOLE 1373442 0 0 17688 PFIZER INC COM 717081103 419 18231 SH SOLE 1373442 0 0 18231 CAPITOL FED FINL INC COM 14057J101 219 18458 SH SOLE 1373442 0 0 18458 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 967 18502 SH SOLE 1373442 0 0 18502 ISHARES TR BARCLYS 1-3 YR 464287457 1574 18659 SH SOLE 1373442 0 0 18659 ISHARES TR BARCLYS TIPS BD 464287176 2283 19074 SH SOLE 1373442 0 0 19074 ISHARES TR RUSSELL1000VAL 464287598 1310 19196 SH SOLE 1373442 0 0 19196 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 596 19376 SH SOLE 1373442 0 0 19376 PROSHARES TR PSHS ULTSH 20YRS 74347R297 307 19412 SH SOLE 1373442 0 0 19412 GENWORTH FINL INC COM CL A 37247D106 112 19712 SH SOLE 1373442 0 0 19712 MICROSOFT CORP COM 594918104 606 19817 SH SOLE 1373442 0 0 19817 COMMERCE BANCSHARES INC COM 200525103 772 20369 SH SOLE 1373442 0 0 20369 ISHARES TR S&P NA TECH FD 464287549 1459 22256 SH SOLE 1373442 0 0 22256 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 327 22372 SH SOLE 1373442 0 0 22372 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1007 22778 SH SOLE 1373442 0 0 22778 SIRIUS XM RADIO INC COM 82967N108 44 23696 SH SOLE 1373442 0 0 23696 CERNER CORP COM 156782104 1982 23984 SH SOLE 1373442 0 0 23984 TORTOISE MLP FD INC COM 89148B101 620 24807 SH SOLE 1373442 0 0 24807 FORD MTR CO DEL COM PAR $0.01 345370860 243 25391 SH SOLE 1373442 0 0 25391 WILLBROS GROUP INC DEL COM 969203108 169 26180 SH SOLE 1373442 0 0 26180 ISHARES TR RUSSELL1000GRW 464287614 1660 26258 SH SOLE 1373442 0 0 26258 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1206 28612 SH SOLE 1373442 0 0 28612 SAIC INC COM 78390X101 350 28867 SH SOLE 1373442 0 0 28867 CIMAREX ENERGY CO COM 171798101 1595 28934 SH SOLE 1373442 0 0 28934 ISHARES TR RUSSELL MIDCAP 464287499 3051 28962 SH SOLE 1373442 0 0 28962 FIRST HORIZON NATL CORP COM 320517105 252 29188 SH SOLE 1373442 0 0 29188 ISHARES TR S&P 500 INDEX 464287200 4060 29686 SH SOLE 1373442 0 0 29686 ISHARES TR RUSSELL 2000 464287655 2421 30426 SH SOLE 1373442 0 0 30426 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 866 30662 SH SOLE 1373442 0 0 30662 HUNTINGTON BANCSHARES INC COM 446150104 216 33769 SH SOLE 1373442 0 0 33769 KANSAS CITY SOUTHERN COM NEW 485170302 2368 34043 SH SOLE 1373442 0 0 34043 AT&T INC COM 00206R102 1219 34188 SH SOLE 1373442 0 0 34188 TORTOISE ENERGY CAP CORP COM 89147U100 932 35817 SH SOLE 1373442 0 0 35817 ISHARES TR MSCI EAFE INDEX 464287465 1968 39389 SH SOLE 1373442 0 0 39389 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1558 39479 SH SOLE 1373442 0 0 39479 PROCTER & GAMBLE CO COM 742718109 2429 39665 SH SOLE 1373442 0 0 39665 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1658 39789 SH SOLE 1373442 0 0 39789 EXXON MOBIL CORP COM 30231G102 3524 41179 SH SOLE 1373442 0 0 41179 GENERAL ELECTRIC CO COM 369604103 890 42706 SH SOLE 1373442 0 0 42706 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2447 43163 SH SOLE 1373442 0 0 43163 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 2580 43628 SH SOLE 1373442 0 0 43628 ISHARES TR MSCI EMERG MKT 464287234 1760 44980 SH SOLE 1373442 0 0 44980 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1935 48498 SH SOLE 1373442 0 0 48498 KEYCORP NEW COM 493267108 380 49032 SH SOLE 1373442 0 0 49032 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2055 61137 SH SOLE 1373442 0 0 61137 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2404 62033 SH SOLE 1373442 0 0 62033 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4410 64020 SH SOLE 1373442 0 0 64020 BANK OF AMERICA CORPORATION COM 060505104 719 87931 SH SOLE 1373442 0 0 87931 TORTOISE CAP RES CORP COM 89147N304 1171 131032 SH SOLE 1373442 0 0 131032 INERGY L P UNIT LTD PTNR 456615103 2485 133464 SH SOLE 1373442 0 0 133464 CBIZ INC COM 124805102 897 150929 SH SOLE 1373442 0 0 150929 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 4418 171579 SH SOLE 1373442 0 0 171579 VANGUARD INDEX FDS REIT ETF 922908553 11655 178123 SH SOLE 1373442 0 0 178123 ISHARES GOLD TRUST ISHARES 464285105 8182 525849 SH SOLE 1373442 0 0 525849 SYNTROLEUM CORP COM 871630109 456 675270 SH SOLE 1373442 0 0 675270 NEXXUS LIGHTING INC COM 65338E105 216 771985 SH SOLE 1373442 0 0 771985