0000807249-12-000251.txt : 20120814 0000807249-12-000251.hdr.sgml : 20120814 20120813180607 ACCESSION NUMBER: 0000807249-12-000251 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120813 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 121028813 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR 1 gsi13f0212.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY August 13, 2012 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 140 FORM 13F INFORMATION TABLE VALUE TOTAL: $327,770 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABOVENET INC COM COM 00374N107 15144 180282 SH SOLE 180282 0 0 ACUITY BRANDS INC (B:AYI) COM COM 00508Y102 1145 22500 SH SOLE 22500 0 0 ALLOS THERAPEUTICS INC COM COM 019777101 5697 3182542 SH SOLE 3182542 0 0 AMERICAN AXLE & MANUFACT HLDS COM 024061103 147 14000 SH SOLE 14000 0 0 AMERICAN EXPRESS CO COM 025816109 262 4500 SH SOLE 4500 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 200 20000 SH SOLE 20000 0 0 ARIBA INC COM NEW COM 04033V203 27086 605145 SH SOLE 605145 0 0 AVON PRODUCTS INC COM 054303102 875 54000 SH SOLE 54000 0 0 BANK OF AMERICA COM 060505104 889 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 241 11000 SH SOLE 11000 0 0 BAXTER INTL INC COM COM 071813109 266 5000 SH SOLE 5000 0 0 BECTON DICKINSON & CO COM COM 075887109 239 3200 SH SOLE 3200 0 0 BENIHANA INC COM 082047101 582 36100 SH SOLE 36100 0 0 BIO RAD LABS INC CL B COM 090572108 221 2200 SH SOLE 2200 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 133 23500 SH SOLE 23500 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 239 18000 SH SOLE 18000 0 0 CAPSTONE TURBINE CORP COM COM 14067D102 606 600000 SH SOLE 600000 0 0 CATALYST HEALTH SOLUTIONS COM 14888B103 14476 154919 SH SOLE 154919 0 0 CBS CORP CLASS A COM 124857103 300 9000 SH SOLE 9000 0 0 CF INDS HLDGS INC COM COM 125269100 1162 6000 SH SOLE 6000 0 0 CHARLES RIVER LAB 2.250% 06/15 CONVERTIBLE BOND 159864AB3 1126 1125000 PRN SOLE 1125000 0 0 CHART INDS INC COM 16115Q308 1547 22500 SH SOLE 22500 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 573 575000 PRN SOLE 575000 0 0 CHICAGO BRIDGE & IRON COM 167250109 1139 30000 SH SOLE 30000 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 2470 6500 SH SOLE 6500 0 0 CIE 07/12 C 32.5 OPTION - CALL 3 100 SH CALL SOLE 100 0 0 CINCINNATI BELL COM 171871106 870 233800 SH SOLE 233800 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 84 14000 SH SOLE 14000 0 0 COLE KENNETH PRODTNS INC CL A COM 193294105 749 49763 SH SOLE 49763 0 0 COLLECTIVE BRANDS INC COM COM 19421W100 7079 330500 SH SOLE 330500 0 0 COMCAST CORP CL A SPL COM 20030N200 251 8000 SH SOLE 8000 0 0 COMPLETE GENOMICS INC COM COM 20454K104 107 57200 SH SOLE 57200 0 0 COMVERSE TECHNOLOGY INC COM 205862402 1695 291500 SH SOLE 291500 0 0 COOPER INDUSTRIES PLC SHS COM G24140108 14447 211900 SH SOLE 211900 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 449 100000 SH SOLE 100000 0 0 CORNING INC COM 219350105 155 12000 SH SOLE 12000 0 0 CREDO PETE CORP COM 225439207 929 64200 SH SOLE 64200 0 0 CVR ENERGY INC COM COM 12662P108 960 36100 SH SOLE 36100 0 0 DIGIRAD CORP COM COM 253827109 25 11200 SH SOLE 11200 0 0 DIRECTV-CLASS A COM 25490A101 244 5000 SH SOLE 5000 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 3050 37667 SH SOLE 37667 0 0 EASYLINK SERVICES INTERNATIONA COM 277858106 2278 314676 SH SOLE 314676 0 0 EATON CORP COM 278058102 594 15000 SH SOLE 15000 0 0 EDELMAN FINL GROUP INC COM 27943Q105 667 76700 SH SOLE 76700 0 0 ELECTRONIC ARTS COM COM 285512109 124 10000 SH SOLE 10000 0 0 ELSTER GROUP SE SPONSORED ADR COM 290348101 15081 742916 SH SOLE 742916 0 0 ERESEARCHTECHNOLOGY INC COM COM 29481V108 4810 601653 SH SOLE 601653 0 0 EWZ US 07/12 C 55 OPTION - CALL 6 200 SH CALL SOLE 200 0 0 FEDERAL MOGUL CORP CL A COM 313549404 158 14401 SH SOLE 14401 0 0 GAYLORD ENTERTAINMENT CO COM 367905106 482 12500 SH SOLE 12500 0 0 GENERAL CABLE CORP COM 369300108 519 20000 SH SOLE 20000 0 0 GEN-PROBE INC NEW COM COM 36866T103 20169 245364 SH SOLE 245364 0 0 GEORESOURCES INC COM COM 372476101 725 19800 SH SOLE 19800 0 0 GEORGIA GULF CORP COM 373200302 629 24514 SH SOLE 24514 0 0 GOLAR LNG LTD SHS COM G9456A100 339 9000 SH SOLE 9000 0 0 GOODRICH B F CO COM COM 382388106 36749 289594 SH SOLE 289594 0 0 GRIFOLS SA-ADR COM 398438309 613 63838 SH SOLE 63838 0 0 HEALTHCARE TR AMER INC CL A COM 42225P105 1002 100959 SH SOLE 100959 0 0 HUMAN GENOME SCIENCES INC COM COM 444903108 2037 155176 SH SOLE 155176 0 0 HUNTSMAN CORP COM COM 447011107 259 20000 SH SOLE 20000 0 0 ILLUMINA COM 452327109 2472 61200 SH SOLE 61200 0 0 INFUSYSTEM HLDGS INC COM COM 45685K102 28 15000 SH SOLE 15000 0 0 INTEGRAMED AMER INC COM 45810N302 769 55507 SH SOLE 55507 0 0 INTEL CORP 2.950% 02/15/35 CONVERTIBLE BOND 458140AD2 1187 1050000 PRN SOLE 1050000 0 0 INTERDIGITAL INC COM COM 45867G101 567 19200 SH SOLE 19200 0 0 INTERLINE BRANDS INC COM COM 458743101 4916 196075 SH SOLE 196075 0 0 INTERMUNE INC COM COM 45884X103 191 16000 SH SOLE 16000 0 0 J ALEXANDERS CORP COM 466096104 226 19885 SH SOLE 19885 0 0 KINDER MORGAN INC WT EXP 02/15 WARRANT AND RIGH 49456B119 103 47680 SH SOLE 47680 0 0 KNOLOGY INC COM COM 499183804 1223 62185 SH SOLE 62185 0 0 LECROY CORP COM COM 52324W109 4850 340099 SH SOLE 340099 0 0 LENNAR B SHARES COM 526057302 3436 142998 SH SOLE 142998 0 0 LIN TV CORP CL A COM 532774106 219 72402 SH SOLE 72402 0 0 LINDSAY CORP COM 535555106 974 15000 SH SOLE 15000 0 0 MANNKIND CORP COM COM 56400P201 25 10900 SH SOLE 10900 0 0 MARKET VECTORS ETF TR GOLD MIN MUTUAL FUNDS 57060U100 201 4500 SH SOLE 4500 0 0 MEASUREMENT SPECIALTIES INC CO COM 583421102 488 15000 SH SOLE 15000 0 0 MEDTOX SCIENTIFIC INC COM 584977201 3681 136519 SH SOLE 136519 0 0 MERITOR INC COM 59001K100 147 28200 SH SOLE 28200 0 0 MICRONETICS INC COM 595125105 930 63195 SH SOLE 63195 0 0 MOLYCORP INC DEL COM COM 608753109 977 45331 SH SOLE 45331 0 0 MORGANS HOTEL GROUP CO COM COM 61748W108 269 57320 SH SOLE 57320 0 0 MUELLER WATER PRODUCTS INC COM 624758108 1211 350000 SH SOLE 350000 0 0 MYR GROUP INC DEL COM COM 55405W104 853 50000 SH SOLE 50000 0 0 NABI BIOPHARMACEUTICALS COM 629519109 1759 1113080 SH SOLE 1113080 0 0 NABORS INDUSTRIES LTD SHS COM G6359F103 264 18300 SH SOLE 18300 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 301 6400 SH SOLE 6400 0 0 NEKTAR THERAPEUTICS COM COM 640268108 89 11000 SH SOLE 11000 0 0 NEXSTAR BROADCASTING GROUP ICL COM 65336K103 266 39443 SH SOLE 39443 0 0 NII HLDGS INC CL B NEW COM 62913F201 184 18000 SH SOLE 18000 0 0 NUVASIVE INC COM COM 670704105 221 8700 SH SOLE 8700 0 0 NYSE EURONEXT COM COM 629491101 1008 39400 SH SOLE 39400 0 0 OREXIGEN THERAPEUTICS INC COM COM 686164104 83 15000 SH SOLE 15000 0 0 P F CHANGS CHINA BISTRO INC CO COM 69333Y108 6925 134537 SH SOLE 134537 0 0 PACIFIC BIOSCIENCES CALIF INCO COM 69404D108 54 25000 SH SOLE 25000 0 0 PACIFIC CAP BANCORP NEW COM NE COM 69404P200 6056 132438 SH SOLE 132438 0 0 PENTAIR INC COM COM 709631105 574 15000 SH SOLE 15000 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 2796 282470 SH SOLE 282470 0 0 PHARMERICA CORP COM COM 71714F104 206 18900 SH SOLE 18900 0 0 PLX TECHNOLOGY INC COM COM 693417107 1279 201357 SH SOLE 201357 0 0 POLYPORE INTL INC COM COM 73179V103 404 10000 SH SOLE 10000 0 0 PROGRESS ENERGY INC COM COM 743263105 10518 174800 SH SOLE 174800 0 0 PROSHARES TR ULTRASHT SP500 COM 74347R883 561 36000 SH SOLE 36000 0 0 QUEST SOFTWARE INC COM 74834T103 4917 176808 SH SOLE 176808 0 0 RALCORP HOLDINGS INC COM 751028101 214 3200 SH SOLE 3200 0 0 RAVEN INDS INC COM COM 754212108 870 12500 SH SOLE 12500 0 0 ROBBINS & MYERS INC COM 770196103 962 23000 SH SOLE 23000 0 0 ROPER INDS INC NEW COM 776696106 1232 12500 SH SOLE 12500 0 0 SANOFI-AVENTIS-CVR COM 80105N113 1111 787807 SH SOLE 787807 0 0 SEQUENOM INC COM NEW COM 817337405 41 10000 SH SOLE 10000 0 0 SMITH A O CORP COM COM 831865209 1467 30000 SH SOLE 30000 0 0 SNDK 1 1/2 08/17 CONVERTIBLE BOND 80004CAD3 643 625000 PRN SOLE 625000 0 0 SNYDERS LANCE INC COM COM 833551104 252 10000 SH SOLE 10000 0 0 SOLUTIA INC COM NEW COM 834376501 24869 886585 SH SOLE 886585 0 0 SOLUTIA INC WT EXP WARRANT AND RIGH 834376147 33 664655 SH SOLE 664655 0 0 SPRINT NEXTEL CORP COM 852061100 245 75000 SH SOLE 75000 0 0 SRS LABS INC COM 78464M106 225 25000 SH SOLE 25000 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 8254 223736 SH SOLE 223736 0 0 SUN HEALTHCARE GROUP INC COM 86677E100 908 108455 SH SOLE 108455 0 0 SUNOCO INC COM COM 86764P109 5710 120200 SH SOLE 120200 0 0 SUREWEST COMMUNICATIONS COM COM 868733106 3320 157579 SH SOLE 157579 0 0 TALBOTS, INC. COM 874161102 456 181000 SH SOLE 181000 0 0 TELEPHONE & DATA SYS COM 879433829 393 18479 SH SOLE 18479 0 0 TEREX CORP NEW COM COM 880779103 273 15300 SH SOLE 15300 0 0 TEXAS INSTRUMENTS INC COM 882508104 258 9000 SH SOLE 9000 0 0 TII NETWORK TECHNOLOGIES INC COM 872479209 335 158239 SH SOLE 158239 0 0 TRINA SOLAR LIMITED SPON ADR COM 89628E104 477 75000 SH SOLE 75000 0 0 UNIVERSAL AMERICAN CORP COM 91338E101 863 82000 SH SOLE 82000 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 787 21900 SH SOLE 21900 0 0 USANA HEALTH SCIENCES INC COM COM 90328M107 252 6133 SH SOLE 6133 0 0 USO US 07/12 C 31 OPTION - CALL 30 200 SH CALL SOLE 200 0 0 VIACOM INC NEW CL A COM 92553P102 347 6800 SH SOLE 6800 0 0 VULCAN MATLS CO COM COM 929160109 1152 29000 SH SOLE 29000 0 0 WALGREEN COMPANY COM 931422109 296 10000 SH SOLE 10000 0 0 WATTS WATER TECHNOLOGIES COM 942749102 1000 30000 SH SOLE 30000 0 0 WEIGHT WATCHERS INTL INC NEWCO COM 948626106 412 8000 SH SOLE 8000 0 0 WELLS FARGO & CO NEW COM 949746101 2830 84628 SH SOLE 84628 0 0 WESTPORT INNOVATIONS INC COM N COM 960908309 1470 40000 SH SOLE 40000 0 0 XYLEM INC COM 98419M100 1082 43000 SH SOLE 43000 0 0 YAHOO INC. COM 984332106 1190 75200 SH SOLE 75200 0 0