0000807249-12-000342.txt : 20121114 0000807249-12-000342.hdr.sgml : 20121114 20121113174210 ACCESSION NUMBER: 0000807249-12-000342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI SECURITIES INC CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 121200139 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 13F-HR 1 gsi13f0312.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gabelli Securities, Inc. Address: One Corporate Center Rye, New York 10580 Form 13F File Number: 028-10598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas R. Jamieson /S/ Title: President Phone: 914-921-5020 Signature, Place and Date of Signing: Douglas R. Jamieson /s/ Rye, NY November 13, 2012 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 131 FORM 13F INFORMATION TABLE VALUE TOTAL: $389,416 (thousands) LIST OF OTHER INCLUDED MANAGERS: NONE

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3SBIO INC SPONSORED ADR COM 88575Y105 343 26413 SH SOLE 26413 0 0 ACUITY BRANDS INC (B:AYI) COM COM 00508Y102 475 7500 SH SOLE 7500 0 0 ALCOA INC COM COM 013817101 219 24700 SH SOLE 24700 0 0 AMERICAN AXLE & MANUFACT HLDS COM 024061103 158 14000 SH SOLE 14000 0 0 AMERICAN EXPRESS CO COM 025816109 256 4500 SH SOLE 4500 0 0 AMERIGROUP CORP COM COM 03073T102 31095 340099 SH SOLE 340099 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 175 21000 SH SOLE 21000 0 0 ARIBA INC COM NEW COM 04033V203 37940 846886 SH SOLE 846886 0 0 AVON PRODUCTS INC COM 054303102 941 59000 SH SOLE 59000 0 0 BANK OF AMERICA COM 060505104 960 108729 SH SOLE 108729 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 249 11000 SH SOLE 11000 0 0 BECTON DICKINSON & CO COM COM 075887109 251 3200 SH SOLE 3200 0 0 BIO RAD LABS INC CL B COM 090572108 234 2200 SH SOLE 2200 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 72 12500 SH SOLE 12500 0 0 BRIGHTPOINT INC COM NEW COM 109473405 8646 963928 SH SOLE 963928 0 0 CABLEVISION SYS NY GROUP A COM 12686C109 285 18000 SH SOLE 18000 0 0 CAPSTONE TURBINE CORP COM COM 14067D102 477 476600 SH SOLE 476600 0 0 CBS CORP CLASS A COM 124857103 328 9000 SH SOLE 9000 0 0 CF INDS HLDGS INC COM COM 125269100 1111 5000 SH SOLE 5000 0 0 CHARLES RIVER LAB 2.250% 06/15 CONVERTIBLE BOND 159864AB3 1016 1000000 PRN SOLE 1000000 0 0 CHART INDS INC COM 16115Q308 799 10816 SH SOLE 10816 0 0 CHEMED CORP 1.875% 05/15/14 CONVERTIBLE BOND 16359RAC7 606 575000 PRN SOLE 575000 0 0 CHEMED CORPORATION COM 16359R103 208 3000 SH SOLE 3000 0 0 CHICAGO BRIDGE & IRON COM 167250109 952 25000 SH SOLE 25000 0 0 CHINA KANGHUI HLDGS SPONSORED COM 16890V100 692 22800 SH SOLE 22800 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 2064 6500 SH SOLE 6500 0 0 CIE US 10/12 C 25 OPTION - CALL 3 100 SH CALL SOLE 100 0 0 CINCINNATI BELL COM 171871106 587 103010 SH SOLE 103010 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 84 14000 SH SOLE 14000 0 0 CNH GLOBAL NV COM COM N20935206 2033 52439 SH SOLE 52439 0 0 COLLECTIVE BRANDS INC COM COM 19421W100 8234 379273 SH SOLE 379273 0 0 COMCAST CORP CL A SPL COM 20030N200 278 8000 SH SOLE 8000 0 0 COMPLETE GENOMICS INC COM COM 20454K104 63 20200 SH SOLE 20200 0 0 COMVERSE TECHNOLOGY INC COM 205862402 3021 491155 SH SOLE 491155 0 0 COOPER INDUSTRIES PLC SHS COM G24140108 23418 311992 SH SOLE 311992 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 279 100000 SH SOLE 100000 0 0 CORNING INC COM 219350105 158 12000 SH SOLE 12000 0 0 COVENTRY HEALTH CARE INC COM COM 222862104 7944 190542 SH SOLE 190542 0 0 DELTEK INC COM 24784L105 1060 81390 SH SOLE 81390 0 0 DENDREON CORP COM COM 24823Q107 77 16000 SH SOLE 16000 0 0 DIGIRAD CORP COM COM 253827109 23 11200 SH SOLE 11200 0 0 DIGITAL GENERATION INC COM 25400B108 144 12700 SH SOLE 12700 0 0 DOLLAR THRIFTY AUTOMOTIVE GRCO COM 256743105 32696 376119 SH SOLE 376119 0 0 ELECTRONIC ARTS COM COM 285512109 726 57200 SH SOLE 57200 0 0 EMN/WS US 02/27/13 WRT WARRANT AND RIGH 277432118 100 664655 SH SOLE 664655 0 0 ETP US 10/12 P 50.0 OPTION - PUT 238 290 SH PUT SOLE 290 0 0 FEDERAL MOGUL CORP CL A COM 313549404 440 48081 SH SOLE 48081 0 0 FIRST SOLAR INC COM COM 336433107 1107 50000 SH SOLE 50000 0 0 FLAGSTONE REINSURANCE HOLDINCO COM L3466T104 448 52200 SH SOLE 52200 0 0 FOCUS MEDIA HLDG LTD SPONSORED COM 34415V109 973 41600 SH SOLE 41600 0 0 FSI INTL INC COM COM 302633102 6370 1029858 SH SOLE 1029858 0 0 GENERAL CABLE CORP COM 369300108 441 15000 SH SOLE 15000 0 0 GENERAL GROWTH PPTYS INC NEWCO COM 370023103 201 10300 SH SOLE 10300 0 0 GEOEYE INC COM COM 37250W108 3357 127000 SH SOLE 127000 0 0 GOLAR LNG LTD SHS COM G9456A100 386 10000 SH SOLE 10000 0 0 GRIFOLS SA SP ADR REP B NVT COM 398438408 729 31918 SH SOLE 31918 0 0 GRUPO TELEVISA SA DE CV ADR (B COM 40049J206 235 10000 SH SOLE 10000 0 0 HEALTHCARE TR AMER INC CL A COM 42225P105 509 51994 SH SOLE 51994 0 0 HECKMANN CORP COM COM 422680108 945 225000 SH SOLE 225000 0 0 HUDSON CITY BANCORP INC COM COM 443683107 1231 155000 SH SOLE 155000 0 0 HUNTSMAN CORP COM COM 447011107 149 10000 SH SOLE 10000 0 0 ILLUMINA COM 452327109 1947 40400 SH SOLE 40400 0 0 INFUSYSTEM HLDGS INC COM COM 45685K102 26 15000 SH SOLE 15000 0 0 INTERMUNE INC COM COM 45884X103 179 20000 SH SOLE 20000 0 0 IRIS INTL INC COM COM 46270W105 3714 190266 SH SOLE 190266 0 0 KENEXA CORP COM COM 488879107 13453 293540 SH SOLE 293540 0 0 KRAFT FOODS INC CL A COM COM 50075N104 421 10175 SH SOLE 10175 0 0 LAYNE CHRISTENSEN CO COM COM 521050104 267 13640 SH SOLE 13640 0 0 LENNAR B SHARES COM 526057302 3852 142998 SH SOLE 142998 0 0 LENNOX INTERNATIONAL INC. COM COM 526107107 484 10000 SH SOLE 10000 0 0 LIBERTY VENTURES SER A COM 53071M880 284 5725 SH SOLE 5725 0 0 LINDSAY CORP COM 535555106 720 10000 SH SOLE 10000 0 0 LML PMT SYS INC COM 50208P109 1583 465668 SH SOLE 465668 0 0 MANNKIND CORP COM COM 56400P201 31 10900 SH SOLE 10900 0 0 MCP 3.250% 06/15/16 CONVERTIBLE BOND 608753AA7 823 1175000 PRN SOLE 1175000 0 0 MCP 6.000% 09/01/17 CONVERTIBLE BOND 608753AF6 1268 1125000 PRN SOLE 1125000 0 0 MEASUREMENT SPECIALTIES INC CO COM 583421102 323 9800 SH SOLE 9800 0 0 MEDICIS PHARMACEUTICAL CORP CL COM 584690309 27304 631015 SH SOLE 631015 0 0 MOLYCORP INC DEL COM COM 608753109 980 85231 SH SOLE 85231 0 0 MONSTER WORLDWIDE INC COM COM 611742107 320 43591 SH SOLE 43591 0 0 MORGANS HOTEL GROUP CO COM COM 61748W108 368 57320 SH SOLE 57320 0 0 MUELLER WATER PRODUCTS INC COM 624758108 980 200000 SH SOLE 200000 0 0 MYR GROUP INC DEL COM COM 55405W104 998 50000 SH SOLE 50000 0 0 NABI BIOPHARMACEUTICALS COM 629519109 2243 1267342 SH SOLE 1267342 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 346 6400 SH SOLE 6400 0 0 NEKTAR THERAPEUTICS COM COM 640268108 117 11000 SH SOLE 11000 0 0 NEWMONT MINING CORP HOLDING CO COM 651639106 224 4000 SH SOLE 4000 0 0 NEXEN INC COM COM 65334H102 27299 1077300 SH SOLE 1077300 0 0 NII HLDGS INC CL B NEW COM 62913F201 117 15000 SH SOLE 15000 0 0 NYSE EURONEXT COM COM 629491101 1218 49400 SH SOLE 49400 0 0 OREXIGEN THERAPEUTICS INC COM COM 686164104 97 17000 SH SOLE 17000 0 0 PACIFIC BIOSCIENCES CALIF INCO COM 69404D108 46 25000 SH SOLE 25000 0 0 PACIFIC CAP BANCORP NEW COM NE COM 69404P200 5371 117025 SH SOLE 117025 0 0 PEETS COFFEE & TEA INC COM COM 705560100 13181 179726 SH SOLE 179726 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 2565 251927 SH SOLE 251927 0 0 PERVASIVE SOFTWARE INC. COM 715710109 179 20806 SH SOLE 20806 0 0 PLX TECHNOLOGY INC COM COM 693417107 1761 306309 SH SOLE 306309 0 0 PRESIDENTIAL LIFE CORP COM COM 740884101 2584 185529 SH SOLE 185529 0 0 PROSHARES TR ULTRASHT SP500 COM 74347R883 491 36000 SH SOLE 36000 0 0 RAILAMERICA INC COM COM 750753402 6689 243501 SH SOLE 243501 0 0 RALCORP HOLDINGS INC COM 751028101 307 4200 SH SOLE 4200 0 0 RAVEN INDS INC COM COM 754212108 589 20000 SH SOLE 20000 0 0 ROBBINS & MYERS INC COM 770196103 23558 395267 SH SOLE 395267 0 0 ROPER INDS INC NEW COM 776696106 549 5000 SH SOLE 5000 0 0 SANOFI-AVENTIS-CVR COM 80105N113 1190 708307 SH SOLE 708307 0 0 SEABRIGHT INSURANCE HLDGS INCO COM 811656107 734 66709 SH SOLE 66709 0 0 SEQUENOM INC COM NEW COM 817337405 35 10000 SH SOLE 10000 0 0 SHAW GROUP INC COM 820280105 7594 174100 SH SOLE 174100 0 0 SMITH A O CORP COM COM 831865209 495 8600 SH SOLE 8600 0 0 SNYDERS LANCE INC COM COM 833551104 250 10000 SH SOLE 10000 0 0 SPRINT NEXTEL CORP COM 852061100 414 75000 SH SOLE 75000 0 0 SUN HEALTHCARE GROUP INC COM 86677E100 2036 240575 SH SOLE 240575 0 0 SUNOCO INC COM COM 86764P109 14502 309679 SH SOLE 309679 0 0 SUNOPTA INC COM COM 8676EP108 128 20000 SH SOLE 20000 0 0 SUNRISE ASSISTED LIVING INC COM 86768K106 8809 617290 SH SOLE 617290 0 0 TELEPHONE & DATA SYS COM 879433829 473 18479 SH SOLE 18479 0 0 TEXAS INSTRUMENTS INC COM 882508104 248 9000 SH SOLE 9000 0 0 TYSON FOODS INC COM 902494103 335 20900 SH SOLE 20900 0 0 U S HOME SYS INC COM 90335C100 1991 159658 SH SOLE 159658 0 0 UNITED STATES CELLULAR CORP COM 911684108 215 5500 SH SOLE 5500 0 0 UNIVERSAL AMERICAN CORP COM 91338E101 894 96800 SH SOLE 96800 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 515 15000 SH SOLE 15000 0 0 USANA HEALTH SCIENCES INC COM COM 90328M107 285 6133 SH SOLE 6133 0 0 VALMONT INDS INC COM 920253101 658 5000 SH SOLE 5000 0 0 VIACOM INC NEW CL A COM 92553P102 370 6800 SH SOLE 6800 0 0 VULCAN MATLS CO COM COM 929160109 1112 23500 SH SOLE 23500 0 0 WATTS WATER TECHNOLOGIES COM 942749102 757 20000 SH SOLE 20000 0 0 WELLS FARGO & CO NEW COM 949746101 2823 81743 SH SOLE 81743 0 0 WESTPORT INNOVATIONS INC COM N COM 960908309 835 30000 SH SOLE 30000 0 0 WILLBROS GROUP INC DEL COM COM 969203108 826 153786 SH SOLE 153786 0 0 YAHOO INC. COM 984332106 1797 112500 SH SOLE 112500 0 0