0001047469-12-010493.txt : 20121114 0001047469-12-010493.hdr.sgml : 20121114 20121114060559 ACCESSION NUMBER: 0001047469-12-010493 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13263 FILM NUMBER: 121200856 BUSINESS ADDRESS: STREET 1: PO BOX 1800 CITY: AMSTERDAM STATE: P7 ZIP: 1000 BV BUSINESS PHONE: 01131205639111 MAIL ADDRESS: STREET 1: PO BOX 1800 CITY: AMSTERDAM STATE: P7 ZIP: 1000 BV 13F-HR 1 a2211843z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Groep N.V. ------------------------------- Address: Bijlmerplein 888 ------------------------------- 1102 MG, Amsterdam ------------------------------- The Netherlands ------------------------------- Form 13F File Number: 28-13263 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sander Valkering ---------------------------------- Title: Business Manager ---------------------------------- Phone: +31 20 576 65 28 ---------------------------------- Signature, Place, and Date of Signing: /s/ Sander Valkering Amsterdam, November 14, 2012 -------------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Name: Just Emke-Petrelluzzi Bojanic ------------------------------- Title: Senior Compliance Officer ------------------------------- Phone: +31 20 576 61 41 ------------------------------- Signature, Place, and Date of Signing: /s/ Just Emke-Petrelluzzi Bojanic Amsterdam, November 14, 2012 ------------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] This amendment provides corrected values for the share holdings included in the Information Table. Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name -------------------- ---- 28-13194 ING Investment Management, Inc. 28-11943 ING Investment Management (Europe) B.V. 28-01217 ING Investment Management Co. 28-10070 ING Investment Trust Company 28-04547 ING Investments, LLC 28-07292 ING Investment Management LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 618 -------------------- Form 13F Information Table Value Total: $3,942,481 -------------------- (USD thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ------ -------------------- ---- 1 28- Other wholly owned subsidiary of ING Groep N.V. 2 28- ING Investment Management Advisors B.V. & ING Investment Management Asia Pacific

VALUE Investment Other Issuer Name Class Title CUSIP (x1000) # of Shares SH/PRN PUT/CALL Discretion Managers Sole Share None 3M CO COM 88579Y101 2,762 29,880 DEFINED 1 ABBOTT LABS COM 002824100 17,014 248,157 SH DEFINED 2 SH ABBOTT LABS COM 002824100 12,808 186,815 DEFINED 1 ABERCROMBIE & FITCH CO CL A 002896207 693 20,428 DEFINED 1 ACME PACKET INC COM 004764106 388 22,710 DEFINED 1 ADOBE SYS INC COM 00724F101 467 14,399 SH DEFINED 2 SH ADOBE SYS INC COM 00724F101 1,430 44,079 DEFINED 1 ADVANCED MICRO DEVICES INC COM 007903107 104 30,839 DEFINED 1 ADVISORSHARES TR PERITUS HG YLD 00768Y503 509 10,200 DEFINED 1 AETNA INC NEW COM 00817Y108 1,700 42,928 DEFINED 1 AFFYMETRIX INC COM 00826T108 253 58,350 DEFINED 1 AFLAC INC COM 001055102 227 4,742 DEFINED 1 AGILENT TECHNOLOGIES INC COM 00846U101 2,247 58,439 DEFINED 1 AGL RES INC COM 001204106 1,753 42,862 DEFINED 1 ALCATEL-LUCENT SPONSORED ADR 013904305 550 500,000 DEFINED 1 ALEXION PHARMACEUTICALS INC COM 015351109 355 3,100 DEFINED 1 ALLEGHENY TECHNOLOGIES INC COM 01741R102 256 8,034 DEFINED 1 ALLERGAN INC COM 018490102 2,156 23,545 DEFINED 1 ALLIANCE ONE INTL INC COM 018772103 532 164,592 DEFINED 1 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 13,740 891,660 DEFINED 1 ALLSTATE CORP COM 020002101 10,231 258,289 DEFINED 1 ALTERA CORP COM 021441100 388 11,422 DEFINED 1 ALTRIA GROUP INC COM 02209S103 3,182 95,311 DEFINED 1 AMAZON COM INC COM 023135106 51,842 203,845 DEFINED 1 AMERICAN ELEC PWR INC COM 025537101 405 9,211 DEFINED 1 AMERICAN EXPRESS CO COM 025816109 922 16,208 DEFINED 1 AMERICAN INTL GROUP INC COM NEW 026874784 534 16,295 DEFINED 1 AMERICAN TOWER CORP NEW COM 03027X100 2,878 40,311 DEFINED 1 AMERIPRISE FINL INC COM 03076C106 4,535 79,998 DEFINED 1 AMERISOURCEBERGEN CORP COM 03073E105 1,404 36,269 DEFINED 1 AMETEK INC NEW COM 031100100 3,245 91,532 DEFINED 1 AMGEN INC COM 031162100 30,090 356,987 DEFINED 1 ANADARKO PETE CORP COM 032511107 20,217 289,140 DEFINED 1 ANALOG DEVICES INC COM 032654105 10,581 270,000 SH DEFINED 2 SH ANALOG DEVICES INC COM 032654105 3,910 99,809 DEFINED 1 APACHE CORP COM 037411105 2,616 30,251 DEFINED 1 APOLLO GROUP INC CL A 037604105 232 7,974 DEFINED 1 APOLLO INVT CORP COM 03761U106 4,442 563,700 DEFINED 1 APPLE INC COM 037833100 807 1,210 SH DEFINED 2 SH APPLIED MATLS INC COM 038222105 1,048 93,847 DEFINED 1 AQUA AMERICA INC COM 03836W103 465 18,795 DEFINED 1 ARCH COAL INC COM 039380100 4,673 738,300 SH DEFINED 2 SH ARCH COAL INC COM 039380100 368 58,144 DEFINED 1 ARCHER DANIELS MIDLAND CO COM 039483102 3,011 110,779 DEFINED 1 ARM HLDGS PLC SPONSORED ADR 042068106 24,536 876,915 DEFINED 1 ASHLAND INC NEW COM 044209104 200 2,800 SH DEFINED 2 SH ASHLAND INC NEW COM 044209104 422 5,900 DEFINED 1 AT&T INC COM 00206R102 5,268 139,748 DEFINED 1 ATLAS ENERGY LP COM UNITS LP 04930A104 54,956 1,591,074 DEFINED 1 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 935 36,624 DEFINED 1

Page 1 AUTODESK INC COM 052769106 230 6,886 DEFINED 1 AUTOMATIC DATA PROCESSING IN COM 053015103 217 3,691 DEFINED 1 AUTONATION INC COM 05329W102 411 9,421 DEFINED 1 AVALONBAY CMNTYS INC COM 053484101 6,081 44,715 DEFINED 1 AVERY DENNISON CORP COM 053611109 1,473 46,300 DEFINED 1 AVIS BUDGET GROUP COM 053774105 411 26,709 DEFINED 1 BADGER METER INC COM 056525108 306 8,400 DEFINED 1 BAIDU INC SPON ADR REP A 056752108 596 5,100 SH DEFINED 2 SH BAIDU INC SPON ADR REP A 056752108 2,077 17,770 DEFINED 1 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,200 136,912 DEFINED 1 BANK OF AMERICA CORPORATION COM 060505104 283,701 32,129,208 DEFINED 1 BARCLAYS PLC ADR 06738E204 24,966 1,800,000 DEFINED 1 BARD C R INC COM 067383109 1,871 17,877 DEFINED 1 BARRICK GOLD CORP COM 067901108 743 17,800 SH DEFINED 2 SH BARRICK GOLD CORP COM 067901108 2,595 62,137 DEFINED 1 BAXTER INTL INC COM 071813109 2,199 36,494 DEFINED 1 BEAM INC COM 073730103 4,301 74,746 DEFINED 1 BECTON DICKINSON & CO COM 075887109 1,054 13,422 DEFINED 1 BEMIS INC COM 081437105 1,606 51,025 DEFINED 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 531 4 DEFINED 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 21,674 245,742 DEFINED 1 BHP BILLITON PLC SPONSORED ADR 05545E209 35,602 570,000 DEFINED 1 BIOGEN IDEC INC COM 09062X103 6,927 46,425 DEFINED 1 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2,564 63,675 DEFINED 1 BLACKROCK INC COM 09247X101 4,112 23,060 DEFINED 1 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 298 20,846 SH DEFINED 2 SH BLACKSTONE GROUP L P COM UNIT LTD 09253U108 63,761 4,465,045 DEFINED 1 BLOCK H & R INC COM 093671105 449 25,907 DEFINED 1 BMC SOFTWARE INC COM 055921100 431 10,396 DEFINED 1 BOEING CO COM 097023105 869 12,480 DEFINED 1 BORGWARNER INC COM 099724106 263 3,800 SH DEFINED 2 SH BORGWARNER INC COM 099724106 1,011 14,631 DEFINED 1 BOSTON PROPERTIES INC COM 101121101 10,853 98,124 DEFINED 1 BOSTON SCIENTIFIC CORP COM 101137107 1,643 286,155 DEFINED 1 BRE PROPERTIES INC CL A 05564E106 3,138 66,918 DEFINED 1 BRIGUS GOLD CORP COM 109490102 236 238,700 DEFINED 1 BRISTOL MYERS SQUIBB CO COM 110122108 10,675 316,300 SH DEFINED 2 SH BRISTOL MYERS SQUIBB CO COM 110122108 16,480 488,285 DEFINED 1 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 19,502 190,000 DEFINED 1 BROWN FORMAN CORP CL B 115637209 476 7,288 DEFINED 1 BUNGE LIMITED COM G16962105 2,643 39,425 DEFINED 1 CA INC COM 12673P105 577 22,389 DEFINED 1 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 382 24,131 DEFINED 1 CALGON CARBON CORP COM 129603106 185 12,960 DEFINED 1 CALPINE CORP COM NEW 131347304 8,030 464,180 DEFINED 1 CAMERON INTERNATIONAL CORP COM 13342B105 3,865 68,925 DEFINED 1 CAPITAL ONE FINL CORP COM 14040H105 662 11,620 DEFINED 1 CARDINAL HEALTH INC COM 14149Y108 390 10,000 DEFINED 1 CARNIVAL CORP PAIRED CTF 143658300 10,628 291,646 SH DEFINED 2 SH CARNIVAL CORP PAIRED CTF 143658300 13,451 369,230 DEFINED 1 CATERPILLAR INC DEL COM 149123101 10,084 117,200 SH DEFINED 2 SH CATERPILLAR INC DEL COM 149123101 18,910 219,778 DEFINED 1 Page 2 CBRE GROUP INC CL A 12504L109 1,147 62,326 DEFINED 1 CBS CORP NEW CL B 124857202 4,207 115,789 DEFINED 1 CELGENE CORP COM 151020104 658 8,607 SH DEFINED 2 SH CELGENE CORP COM 151020104 5,063 66,270 DEFINED 1 CEMEX SAB DE CV SPON ADR NEW 151290889 1,217 146,146 DEFINED 1 CENOVUS ENERGY INC COM 15135U109 22,653 650,000 DEFINED 1 CENTERPOINT ENERGY INC COM 15189T107 1,624 76,248 DEFINED 1 CENTRAL EUROPEAN DIST CORP COM 153435102 447 156,861 DEFINED 1 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 3,424 525,983 DEFINED 1 CENTURYLINK INC COM 156700106 10,403 257,500 SH DEFINED 2 SH CENTURYLINK INC COM 156700106 4,923 121,867 DEFINED 1 CF INDS HLDGS INC COM 125269100 1,279 5,753 DEFINED 1 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 3,550 47,300 DEFINED 1 CHECK POINT SOFTWARE TECH LT ORD M22465104 621 12,900 SH DEFINED 2 SH CHEVRON CORP NEW COM 166764100 11,504 98,700 SH DEFINED 2 SH CHEVRON CORP NEW COM 166764100 18,957 162,637 DEFINED 1 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 18,619 336,318 SH DEFINED 2 SH CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,259 22,747 DEFINED 1 CHIPOTLE MEXICAN GRILL INC COM 169656105 613 1,929 DEFINED 1 CHUBB CORP COM 171232101 1,653 21,673 DEFINED 1 CIENA CORP COM NEW 171779309 184 13,500 SH DEFINED 2 SH CIENA CORP COM NEW 171779309 512 37,655 DEFINED 1 CIGNA CORPORATION COM 125509109 476 10,093 DEFINED 1 CINCINNATI FINL CORP COM 172062101 1,026 27,088 DEFINED 1 CINTAS CORP COM 172908105 272 6,569 DEFINED 1 CISCO SYS INC COM 17275R102 2,318 121,378 DEFINED 1 CITIGROUP INC COM NEW 172967424 689 21,051 SH DEFINED 2 SH CITIGROUP INC COM NEW 172967424 4,807 146,919 DEFINED 1 CITRIX SYS INC COM 177376100 3,521 46,012 DEFINED 1 CLOROX CO DEL COM 189054109 590 8,191 DEFINED 1 CME GROUP INC COM 12572Q105 250 4,357 DEFINED 1 CMS ENERGY CORP COM 125896100 243 10,324 DEFINED 1 COACH INC COM 189754104 274 4,900 SH DEFINED 2 SH COACH INC COM 189754104 4,222 75,372 DEFINED 1 COBALT INTL ENERGY INC COM 19075F106 2,784 125,000 DEFINED 1 COCA COLA CO COM 191216100 7,290 192,185 DEFINED 1 COCA COLA ENTERPRISES INC NE COM 19122T109 5,784 184,966 DEFINED 1 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 545 7,800 DEFINED 1 COLGATE PALMOLIVE CO COM 194162103 34,363 320,489 DEFINED 1 COMCAST CORP NEW CL A 20030N101 11,171 312,522 DEFINED 1 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 843 10,376 DEFINED 1 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 297 24,538 DEFINED 1 CONAGRA FOODS INC COM 205887102 923 33,468 DEFINED 1 CONOCOPHILLIPS COM 20825C104 2,996 52,402 DEFINED 1 CONSOLIDATED EDISON INC COM 209115104 1,859 31,040 DEFINED 1 COOPER COS INC COM NEW 216648402 1,969 20,840 DEFINED 1 COSTCO WHSL CORP NEW COM 22160K105 5,700 56,906 DEFINED 1 COUNTERPATH CORP COM NEW 22228P203 62 25,000 DEFINED 1 COVANTA HLDG CORP COM 22282E102 374 21,777 DEFINED 1 CREDICORP LTD COM G2519Y108 297 2,369 SH DEFINED 2 SH CREDICORP LTD COM G2519Y108 706 5,632 DEFINED 1 CREE INC COM 225447101 603 23,651 DEFINED 1 Page 3 CROWN CASTLE INTL CORP COM 228227104 952 14,859 DEFINED 1 CSX CORP COM 126408103 1,501 72,330 DEFINED 1 CTC MEDIA INC COM 12642X106 2,531 277,800 SH DEFINED 2 SH CTC MEDIA INC COM 12642X106 213 23,500 DEFINED 1 CUBIST PHARMACEUTICALS INC COM 229678107 33,106 694,202 DEFINED 1 CVS CAREMARK CORPORATION COM 126650100 3,334 68,860 DEFINED 1 DANAHER CORP DEL COM 235851102 5,351 97,030 DEFINED 1 DDR CORP COM 23317H102 3,472 226,013 DEFINED 1 DEERE & CO COM 244199105 453 5,496 DEFINED 1 DELL INC COM 24702R101 614 62,270 DEFINED 1 DENBURY RES INC COM NEW 247916208 167 10,315 DEFINED 1 DEVON ENERGY CORP NEW COM 25179M103 365 6,030 DEFINED 1 DIAGEO P L C SPON ADR NEW 25243Q205 8,455 75,000 DEFINED 1 DIAL GLOBAL INC COM 25247X107 2,072 764,739 DEFINED 1 DIAMOND OFFSHORE DRILLING IN COM 25271C102 388 5,900 SH DEFINED 2 SH DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,329 35,391 DEFINED 1 DIGITAL GENERATION INC COM 25400B108 159 14,000 DEFINED 1 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 6,017 100,953 DEFINED 1 DISNEY WALT CO COM DISNEY 254687106 5,403 103,352 DEFINED 1 DOLLAR TREE INC COM 256746108 227 4,711 DEFINED 1 DOMINION RES INC VA NEW COM 25746U109 2,461 46,495 DEFINED 1 DOUGLAS EMMETT INC COM 25960P109 2,741 118,833 DEFINED 1 DOVER CORP COM 260003108 2,992 50,295 DEFINED 1 DOW CHEM CO COM 260543103 9,820 339,100 SH DEFINED 2 SH DOW CHEM CO COM 260543103 4,854 167,653 DEFINED 1 DR PEPPER SNAPPLE GROUP INC COM 26138E109 22,666 509,000 DEFINED 1 DR REDDYS LABS LTD ADR 256135203 357 11,573 DEFINED 1 DUKE ENERGY CORP NEW COM NEW 26441C204 17,376 268,187 DEFINED 1 DUN & BRADSTREET CORP DEL NE COM 26483E100 358 4,500 SH DEFINED 2 SH DUN & BRADSTREET CORP DEL NE COM 26483E100 11,273 141,582 DEFINED 1 E M C CORP MASS COM 268648102 265 9,719 SH DEFINED 2 SH E M C CORP MASS COM 268648102 7,550 276,848 DEFINED 1 EASTMAN CHEM CO COM 277432100 5,967 104,668 DEFINED 1 EBAY INC COM 278642103 6,116 126,437 DEFINED 1 EDISON INTL COM 281020107 907 19,860 DEFINED 1 ELAN PLC ADR 284131208 107 10,000 DEFINED 1 ELECTRONIC ARTS INC COM 285512109 1,655 130,391 DEFINED 1 EMBRAER S A SP ADR REP 4 COM 29082A107 2,513 94,400 SH DEFINED 2 SH EMERSON ELEC CO COM 291011104 873 18,079 DEFINED 1 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 68,920 1,524,768 DEFINED 1 ENERSIS S A SPONSORED ADR 29274F104 311 18,952 DEFINED 1 ENSCO PLC SHS CLASS A G3157S106 9,477 173,700 SH DEFINED 2 SH ENTERGY CORP NEW COM 29364G103 783 11,296 DEFINED 1 EOG RES INC COM 26875P101 4,862 43,387 DEFINED 1 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 23,040 800,000 DEFINED 1 EQUIFAX INC COM 294429105 2,076 44,570 DEFINED 1 EQUITY RESIDENTIAL SH BEN INT 29476L107 5,183 90,094 DEFINED 1 ESSEX PPTY TR INC COM 297178105 4,235 28,566 DEFINED 1 EXELON CORP COM 30161N101 12,888 362,225 DEFINED 1 EXPEDIA INC DEL COM NEW 30212P303 275 4,757 DEFINED 1 EXPEDITORS INTL WASH INC COM 302130109 1,136 31,259 DEFINED 1 EXPRESS SCRIPTS HLDG CO COM 30219G108 6,515 104,016 DEFINED 1 Page 4 EXTERRAN HLDGS INC COM 30225X103 6,581 324,525 DEFINED 1 EXXON MOBIL CORP COM 30231G102 16,232 177,500 SH DEFINED 2 SH EXXON MOBIL CORP COM 30231G102 34,048 372,310 DEFINED 1 F5 NETWORKS INC COM 315616102 3,784 36,165 DEFINED 1 FACEBOOK INC CL A 30303M102 833 38,441 DEFINED 1 FAMILY DLR STORES INC COM 307000109 17,622 265,792 DEFINED 1 FASTENAL CO COM 311900104 817 19,000 DEFINED 1 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 3,001 28,497 DEFINED 1 FEDERATED INVS INC PA CL B 314211103 1,462 70,685 DEFINED 1 FEDEX CORP COM 31428X106 1,557 18,402 DEFINED 1 FIFTH THIRD BANCORP COM 316773100 493 31,781 DEFINED 1 FIRST NIAGARA FINL GP INC COM 33582V108 5,295 654,500 SH DEFINED 2 SH FIRST NIAGARA FINL GP INC COM 33582V108 454 56,260 DEFINED 1 FIRSTENERGY CORP COM 337932107 753 17,075 DEFINED 1 FLIR SYS INC COM 302445101 1,465 73,335 DEFINED 1 FLUOR CORP NEW COM 343412102 356 6,318 DEFINED 1 FOOT LOCKER INC COM 344849104 286 8,058 DEFINED 1 FORD MTR CO DEL COM PAR $0.01 345370860 2,016 204,506 DEFINED 1 FOREST LABS INC COM 345838106 9,474 266,058 DEFINED 1 FREEPORT-MCMORAN COPPER & GO COM 35671D857 10,003 252,727 SH DEFINED 2 SH FREEPORT-MCMORAN COPPER & GO COM 35671D857 2,557 64,607 DEFINED 1 GANNETT INC COM 364730101 473 26,665 DEFINED 1 GAP INC DEL COM 364760108 4,360 121,853 DEFINED 1 GAYLORD ENTMT CO NEW COM 367905106 5,656 143,087 DEFINED 1 GENERAL ELECTRIC CO COM 369604103 16,614 731,561 SH DEFINED 2 SH GENERAL ELECTRIC CO COM 369604103 32,828 1,445,520 DEFINED 1 GENERAL GROWTH PPTYS INC NEW COM 370023103 6,187 317,625 DEFINED 1 GENERAL MLS INC COM 370334104 511 12,826 DEFINED 1 GEOGLOBAL RESOURCES INC COM 37249T109 1 10,000 DEFINED 1 GERDAU S A SPONSORED ADR 373737105 586 61,618 DEFINED 1 GFI GROUP INC COM 361652209 80 25,000 DEFINED 1 GILEAD SCIENCES INC COM 375558103 9,169 138,238 DEFINED 1 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 36,440 788,054 DEFINED 1 GLOBUS MARITIME LIMITED NEW COM Y27265209 1,123 499,102 DEFINED 1 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 921 160,533 DEFINED 1 GOLDCORP INC NEW COM 380956409 312 6,800 SH DEFINED 2 SH GOLDCORP INC NEW COM 380956409 1,241 27,065 DEFINED 1 GOLDMAN SACHS GROUP INC COM 38141G104 640 5,627 DEFINED 1 GOODYEAR TIRE & RUBR CO COM 382550101 623 51,091 DEFINED 1 GOOGLE INC CL A 38259P508 1,145 1,518 SH DEFINED 2 SH GOOGLE INC CL A 38259P508 62,912 83,383 DEFINED 1 GUESS INC COM 401617105 10,804 425,000 DEFINED 1 HALLIBURTON CO COM 406216101 489 14,500 SH DEFINED 2 SH HALLIBURTON CO COM 406216101 6,553 194,499 DEFINED 1 HARLEY DAVIDSON INC COM 412822108 2,902 68,490 DEFINED 1 HARRIS CORP DEL COM 413875105 389 7,600 SH DEFINED 2 SH HARRIS CORP DEL COM 413875105 1,363 26,608 DEFINED 1 HAWAIIAN TELCOM HOLDCO INC COM 420031106 454 25,623 DEFINED 1 HCP INC COM 40414L109 7,836 176,175 DEFINED 1 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,444 38,415 DEFINED 1 HEALTH CARE REIT INC COM 42217K106 4,158 72,009 DEFINED 1 HECKMANN CORP COM 422680108 74 17,500 DEFINED 1 Page 5 HECLA MNG CO COM 422704106 1,793 273,797 DEFINED 1 HEINZ H J CO COM 423074103 5,375 96,064 DEFINED 1 HERSHEY CO COM 427866108 796 11,225 DEFINED 1 HESS CORP COM 42809H107 854 15,904 DEFINED 1 HEWLETT PACKARD CO COM 428236103 8,919 522,800 SH DEFINED 2 SH HEWLETT PACKARD CO COM 428236103 13,133 769,835 DEFINED 1 HIGHWOODS PPTYS INC COM 431284108 1,531 46,934 DEFINED 1 HOME DEPOT INC COM 437076102 622 10,300 SH DEFINED 2 SH HOME DEPOT INC COM 437076102 10,856 179,826 DEFINED 1 HONEYWELL INTL INC COM 438516106 17,310 289,699 DEFINED 1 HORIZON PHARMA INC COM 44047T109 4,054 1,158,390 DEFINED 1 HORMEL FOODS CORP COM 440452100 1,810 61,885 DEFINED 1 HOST HOTELS & RESORTS INC COM 44107P104 7,870 490,365 DEFINED 1 HUDSON CITY BANCORP COM 443683107 966 121,551 DEFINED 1 HUNTINGTON BANCSHARES INC COM 446150104 119 17,266 DEFINED 1 ICICI BK LTD ADR 45104G104 1,584 39,473 DEFINED 1 ILLINOIS TOOL WKS INC COM 452308109 2,022 34,000 DEFINED 1 ILLUMINA INC COM 452327109 124,011 2,573,376 DEFINED 1 INFORMATICA CORP COM 45666Q102 464 13,300 DEFINED 1 INFOSYS LTD SPONSORED ADR 456788108 1,265 26,053 DEFINED 1 INTEL CORP COM 458140100 1,910 84,301 DEFINED 1 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 3,938 150,000 DEFINED 1 INTERCONTINENTALEXCHANGE INC COM 45865V100 440 3,296 DEFINED 1 INTERMUNE INC COM 45884X103 1,252 139,698 DEFINED 1 INTERNATIONAL BUSINESS MACHS COM 459200101 5,793 27,925 DEFINED 1 INTEROIL CORP COM 460951106 13,170 170,465 DEFINED 1 INTL PAPER CO COM 460146103 1,545 42,539 DEFINED 1 INTUIT COM 461202103 2,790 47,380 DEFINED 1 ISHARES INC MSCI AUSTRALIA 464286103 431 18,105 SH DEFINED 2 SH ISHARES INC MSCI THAILAND 464286624 311 4,100 DEFINED 1 ISHARES INC MSCI TURKEY FD 464286715 380 6,808 DEFINED 1 ISHARES INC MSCI CHILE INVES 464286640 545 8,769 DEFINED 1 ISHARES INC MSCI AUSTRALIA 464286103 1,626 68,357 DEFINED 1 ISHARES INC MSCI SINGAPORE 464286673 323 24,099 DEFINED 1 ISHARES INC MSCI GERMAN 464286806 346 15,335 DEFINED 1 ISHARES INC MSCI JAPAN 464286848 347 37,790 DEFINED 1 ISHARES INC MSCI MALAYSIA 464286830 477 32,750 DEFINED 1 ISHARES INC MSCI TAIWAN 464286731 590 44,103 DEFINED 1 ISHARES INC MSCI FRANCE 464286707 621 29,584 DEFINED 1 ISHARES INC MSCI EMU INDEX 464286608 676 22,500 DEFINED 1 ISHARES INC MSCI SPAIN 464286764 883 31,900 DEFINED 1 ISHARES INC MSCI UTD KINGD 464286699 1,106 63,600 DEFINED 1 ISHARES INC MSCI ITALY 464286855 1,220 101,400 DEFINED 1 ISHARES INC MSCI MEX INVEST 464286822 2,206 33,736 DEFINED 1 ISHARES INC MSCI PAC J IDX 464286665 22,164 497,057 DEFINED 1 ISHARES INC MSCI BRAZIL 464286400 48,371 894,758 DEFINED 1 ISHARES TR MSCI ACJPN IDX 464288182 1,263 22,455 SH DEFINED 2 SH Page 6 ISHARES TR INDONE INVS MRKT 46429B309 223 7,465 DEFINED 1 ISHARES TR MSCI ACWI INDX 464288257 261 5,600 DEFINED 1 ISHARES TR S&P SMLCAP 600 464287804 647 8,400 DEFINED 1 ISHARES TR NASDQ BIO INDX 464287556 1,339 9,388 DEFINED 1 ISHARES TR MSCI ACJPN IDX 464288182 1,263 22,455 DEFINED 1 ISHARES TR S&P GLO INFRAS 464288372 829 23,504 DEFINED 1 ISHARES TR 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399,518 DEFINED 1 JOHNSON CTLS INC COM 478366107 295 10,780 DEFINED 1 JPMORGAN CHASE & CO COM 46625H100 17,046 421,088 SH DEFINED 2 SH JPMORGAN CHASE & CO COM 46625H100 110,928 2,740,323 DEFINED 1 JUNIPER NETWORKS INC COM 48203R104 2,785 162,760 DEFINED 1 KBR INC COM 48242W106 397 13,300 SH DEFINED 2 SH KBR INC COM 48242W106 936 31,400 DEFINED 1 KEYCORP NEW COM 493267108 167 19,091 DEFINED 1 KILROY RLTY CORP COM 49427F108 3,549 79,254 DEFINED 1 KIMCO RLTY CORP COM 49446R109 5,500 271,344 DEFINED 1 KINDER MORGAN INC DEL COM 49456B101 825 23,224 DEFINED 1 KINROSS GOLD CORP COM NO PAR 496902404 279 27,300 DEFINED 1 KKR & CO L P DEL COM UNITS 48248M102 105,788 7,001,200 DEFINED 1 KLA-TENCOR CORP COM 482480100 367 7,700 SH DEFINED 2 SH KLA-TENCOR CORP COM 482480100 586 12,287 DEFINED 1 KOHLS CORP COM 500255104 5,042 98,433 DEFINED 1 KRAFT FOODS INC CL A 50075N104 10,286 248,752 SH DEFINED 2 SH KROGER CO COM 501044101 296 12,575 DEFINED 1 LADENBURG THALMAN FIN SVCS I COM 50575Q102 3,028 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58933Y105 17,814 395,043 DEFINED 1 METLIFE INC COM 59156R108 16,682 484,100 SH DEFINED 2 SH METLIFE INC COM 59156R108 2,053 59,576 DEFINED 1 METROPCS COMMUNICATIONS INC COM 591708102 558 47,614 DEFINED 1 MGM RESORTS INTERNATIONAL COM 552953101 161 15,000 DEFINED 1 MICHAEL KORS HLDGS LTD SHS G60754101 3,154 59,312 DEFINED 1 MICRON TECHNOLOGY INC COM 595112103 879 147,000 DEFINED 1 MICROS SYS INC COM 594901100 1,657 33,707 DEFINED 1 MICROSOFT CORP COM 594918104 16,876 566,682 SH DEFINED 2 SH MICROSOFT CORP COM 594918104 73,721 2,477,188 DEFINED 1 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 417 12,399 DEFINED 1 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 18,682 1,066,349 SH DEFINED 2 SH MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 4,960 283,096 DEFINED 1 MOLEX INC COM 608554101 1,997 75,993 DEFINED 1 MOLSON COORS BREWING CO CL B 60871R209 10,937 242,769 SH DEFINED 2 SH MOLSON COORS BREWING CO CL B 60871R209 14,735 327,071 DEFINED 1 MOLYCORP INC DEL COM 608753109 742 64,500 DEFINED 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DEFINED 1 PHILLIPS 66 COM 718546104 1,450 31,268 DEFINED 1 PIMCO ETF TR 1-3YR USTREIDX 72201R106 990 19,400 DEFINED 1 PITNEY BOWES INC COM 724479100 14,617 1,057,703 SH DEFINED 2 SH PITNEY BOWES INC COM 724479100 626 45,273 DEFINED 1 PNC FINL SVCS GROUP INC COM 693475105 10,418 165,100 SH DEFINED 2 SH PNC FINL SVCS GROUP INC COM 693475105 2,640 41,838 DEFINED 1 POST PPTYS INC COM 737464107 3,391 70,702 DEFINED 1 POTASH CORP SASK INC COM 73755L107 243 5,600 SH DEFINED 2 SH POTASH CORP SASK INC COM 73755L107 1,754 40,389 DEFINED 1 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 1,129 57,000 DEFINED 1 PPG INDS INC COM 693506107 2,081 18,125 DEFINED 1 PPL CORP COM 69351T106 15,713 540,879 SH DEFINED 2 SH PPL CORP COM 69351T106 14,509 499,440 DEFINED 1 PRINCIPAL FINL GROUP INC COM 74251V102 331 12,275 DEFINED 1 PROCTER & GAMBLE CO COM 742718109 10,397 149,898 SH DEFINED 2 SH PROCTER & GAMBLE CO COM 742718109 27,866 401,765 DEFINED 1 Page 9 PROLOGIS INC COM 74340W103 6,340 180,986 DEFINED 1 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 443 14,206 DEFINED 1 PRUDENTIAL FINL INC COM 744320102 3,328 61,052 DEFINED 1 PUBLIC STORAGE COM 74460D109 5,099 36,641 DEFINED 1 PVH CORP COM 693656100 1,820 19,415 DEFINED 1 PVR PARTNERS L P COM UNIT REPTG L 693665101 1,117 44,000 DEFINED 1 QUALCOMM INC COM 747525103 30,965 495,675 DEFINED 1 QUALITY SYS INC COM 747582104 741 40,000 DEFINED 1 QUANTA SVCS INC COM 74762E102 450 18,237 SH DEFINED 2 SH QUANTA SVCS INC COM 74762E102 14,200 574,903 DEFINED 1 QUEST DIAGNOSTICS INC COM 74834L100 1,313 20,693 DEFINED 1 RALPH LAUREN CORP CL A 751212101 521 3,447 DEFINED 1 RANGE RES CORP COM 75281A109 360 5,159 DEFINED 1 RED HAT INC COM 756577102 355 6,242 DEFINED 1 REGENERON PHARMACEUTICALS COM 75886F107 380 2,490 DEFINED 1 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,586 220,426 DEFINED 1 REINSURANCE GROUP AMER INC COM NEW 759351604 3,313 57,246 DEFINED 1 REPUBLIC SVCS INC COM 760759100 426 15,473 DEFINED 1 RESEARCH IN MOTION LTD COM 760975102 243 32,452 DEFINED 1 RIVERBED TECHNOLOGY INC COM 768573107 219 9,400 SH DEFINED 2 SH RIVERBED TECHNOLOGY INC COM 768573107 504 21,647 DEFINED 1 ROBERT HALF INTL INC COM 770323103 722 27,100 DEFINED 1 ROCKWELL AUTOMATION INC COM 773903109 1,630 23,439 DEFINED 1 ROPER INDS INC NEW COM 776696106 7,163 65,186 DEFINED 1 ROSS STORES INC COM 778296103 18,039 279,292 DEFINED 1 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 266 3,837 DEFINED 1 SAFEWAY INC COM NEW 786514208 192 11,951 DEFINED 1 SCHLUMBERGER LTD COM 806857108 412 5,700 SH DEFINED 2 SH SCHLUMBERGER LTD COM 806857108 3,194 44,162 DEFINED 1 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1,218 22,400 DEFINED 1 SEALED AIR CORP NEW COM 81211K100 526 34,000 SH DEFINED 2 SH SEALED AIR CORP NEW COM 81211K100 414 26,747 DEFINED 1 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 277 8,974 DEFINED 1 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9,823 630,052 DEFINED 1 SHIRE PLC SPONSORED ADR 82481R106 18,753 211,425 DEFINED 1 SILVER WHEATON CORP COM 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