0001104186-12-000005.txt : 20121115 0001104186-12-000005.hdr.sgml : 20121115 20121115161532 ACCESSION NUMBER: 0001104186-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASTERS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001104186 IRS NUMBER: 582440923 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05511 FILM NUMBER: 121208873 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD NW STREET 2: SUITE 1425 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 4043642019 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD NW STREET 2: SUITE 1425 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 t13f-0912.txt FORM 13F - HOLDINGS REPORT Data Field Information: TYPE 13F-HR PERIOD 09/30/12 FILER CIK 0001104186 CCC mezun#8z SUBMISSION-CONTACT NAME Michelle Dobbins PHONE 404-760-3427 UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Masters Capital Mgmt, LLC Address: 3060 Peachtree Road NW, Ste 1425 Atlanta, GA 30305 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Mike Masters Title: Managing Member Phone: 404-364-2019 Signature, Place, and Date of Signing: Mike Masters Atlanta, GA November 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: 713,527 FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN SOLE SHARED NONE ALLSTATE CORP COM 020002101 31,688 800,000 SH CALL SOLE 800,000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 8,198 250,000 SH SOLE 250,000 0 0 CORNING INC COM 219350105 6,575 500,000 SH SOLE 500,000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 10,575 500,000 SH CALL SOLE 500,000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2,115 100,000 SH CALL SOLE 100,000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 8,460 400,000 SH CALL SOLE 400,000 0 0 CYMER INC COM 232572107 25,530 500,000 SH CALL SOLE 500,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 9,160 1,000,000 SH CALL SOLE 1,000,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 18,320 2,000,000 SH CALL SOLE 2,000,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 4,580 500,000 SH CALL SOLE 500,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 18,320 2,000,000 SH SOLE 2,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 9,860 1,000,000 SH CALL SOLE 1,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2,465 250,000 SH SOLE 250,000 0 0 GENERAL MTRS CO COM 37045V100 11,375 500,000 SH CALL SOLE 500,000 0 0 GENERAL MTRS CO COM 37045V100 22,750 1,000,000 SH CALL SOLE 1,000,000 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 593 43,058 SH SOLE 43,058 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 356 43,058 SH SOLE 43,058 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 28,420 250,000 SH CALL SOLE 250,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 34,104 300,000 SH CALL SOLE 300,000 0 0 HALLIBURTON CO COM 406216101 16,845 500,000 SH CALL SOLE 500,000 0 0 HARRIS & HARRIS GROUP INC COM 413833104 3,516 927,800 SH SOLE 927,800 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 19,440 1,000,000 SH CALL SOLE 1,000,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 19,440 1,000,000 SH CALL SOLE 1,000,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 9,720 500,000 SH CALL SOLE 500,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 11,664 600,000 SH SOLE 600,000 0 0 HELMERICH & PAYNE INC COM 423452101 14,283 300,000 SH CALL SOLE 300,000 0 0 INTL PAPER CO COM 460146103 7,264 200,000 SH CALL SOLE 200,000 0 0 METLIFE INC COM 59156R108 17,230 500,000 SH CALL SOLE 500,000 0 0 MGIC INVT CORP WIS COM 552848103 1,530 1,000,000 SH SOLE 1,000,000 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 2,325 500,000 SH SOLE 500,000 0 0 MORGAN STANLEY COM NEW 617446448 8,370 500,000 SH CALL SOLE 500,000 0 0 MORGAN STANLEY COM NEW 617446448 16,740 1,000,000 SH CALL SOLE 1,000,000 0 0 NEOPHOTONICS CORP COM 64051T100 10,804 1,850,000 SH SOLE 1,850,000 0 0 OVERSEAS SHIPHOLDING GROUP I COM 690368105 3,300 500,000 SH CALL SOLE 500,000 0 0 SANDISK CORP COM 80004C101 13,029 300,000 SH CALL SOLE 300,000 0 0 SANDISK CORP COM 80004C101 13,029 300,000 SH CALL SOLE 300,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 71,985 500,000 SH PUT SOLE 500,000 0 0 TESLA MTRS INC COM 88160R101 5,710 195,000 SH SOLE 195,000 0 0 U S AIRWAYS GROUP INC COM 90341W108 10,460 1,000,000 SH CALL SOLE 1,000,000 0 0 U S AIRWAYS GROUP INC COM 90341W108 20,920 2,000,000 SH SOLE 2,000,000 0 0 UNITED CONTL HLDGS INC COM 910047109 19,500 1,000,000 SH CALL SOLE 1,000,000 0 0 UNITED CONTL HLDGS INC COM 910047109 19,500 1,000,000 SH CALL SOLE 1,000,000 0 0 UNITED CONTL HLDGS INC COM 910047109 4,875 250,000 SH CALL SOLE 250,000 0 0 UNITED CONTL HLDGS INC COM 910047109 9,750 500,000 SH CALL SOLE 500,000 0 0 UNITED CONTL HLDGS INC COM 910047109 9,750 500,000 SH CALL SOLE 500,000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 35,785 500,000 SH CALL SOLE 500,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 15,840 500,000 SH CALL SOLE 500,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 31,680 1,000,000 SH CALL SOLE 1,000,000 0 0 VULCAN MATLS CO COM 929160109 9,460 200,000 SH SOLE 200,000 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6,340 500,000 SH CALL SOLE 500,000 0 0