0001086316-12-000005.txt : 20121115 0001086316-12-000005.hdr.sgml : 20121115 20121115123117 ACCESSION NUMBER: 0001086316-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 121207834 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings93012.txt

NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE AFLAC INC COMMON 001055102 153 3200 SH SOLE 1 3200 0 0 AGCO CORP COMMON 001084102 3223 67875 SH SOLE 1 67875 0 0 ABBOTT LABORATORIES COMMON 002824100 8310 121205 SH SOLE 1 121205 0 0 AFFILIATED MANAGERS GR COMMON 008252108 9248 75185 SH SOLE 1 75185 0 0 AIRGAS INC COMMON 009363102 1416 17200 SH SOLE 1 17200 0 0 ALBEMARLE CORP COMMON 012653101 1881 35700 SH SOLE 1 35700 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 10622 92850 SH SOLE 1 92850 0 0 ALLERGAN INC COMMON 018490102 11506 125640 SH SOLE 1 125640 0 0 AMAZON.COM INC COMMON 023135106 11120 43725 SH SOLE 1 43725 0 0 AMETEK INC COMMON 031100100 8367 236017 SH SOLE 1 236017 0 0 ANALOG DEVICES INC COMMON 032654105 431 11000 SH SOLE 1 11000 0 0 APACHE CORP COMMON 037411105 9025 104375 SH SOLE 1 104375 0 0 APPLE INC COMMON 037833100 77528 116215 SH SOLE 1 116215 0 0 APPLIED MATERIALS INC COMMON 038222105 15461 1384800 SH SOLE 1 1384800 0 0 ATWOOD OCEANICS INC COMMON 050095108 3088 67940 SH SOLE 1 67940 0 0 AUTODESK INC COMMON 052769106 228 6850 SH SOLE 1 6850 0 0 AUTOLIV INC COMMON 052800109 13334 215171 SH SOLE 1 215171 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 10899 185800 SH SOLE 1 185800 0 0 BAIDU INC/CHINA COMMON 056752108 1257 10750 SH SOLE 1 10750 0 0 BAKER HUGHES INC COMMON 057224107 52 1150 SH SOLE 1 1150 0 0 BANCO BRADESCO-ADR DEP REC 059460303 1568 97574 SH SOLE 1 97574 0 0 BANK OF NEW YORK MELLON COMMON 064058100 497 21970 SH SOLE 1 21970 0 0 BAXTER INTERNATIONAL COMMON 071813109 24203 401575 SH SOLE 1 401575 0 0 BED BATH & BEYOND INC COMMON 075896100 5452 86545 SH SOLE 1 86545 0 0 BHP BILLITON ADR DEP REC 088606108 5014 73075 SH SOLE 1 73075 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 27166 804925 SH SOLE 1 804925 0 0 BRITISH AMER TOB ADR COMMON 110448107 103 1000 SH SOLE 1 1000 0 0 BROADCOM CORP CL A 111320107 24460 707550 SH SOLE 1 707550 0 0 BUFFALO WILD WINGS INC COMMON 119848109 7477 87200 SH SOLE 1 87200 0 0 CF INDUSTRIES HOLDINGS COMMON 125269100 24686 111078 SH SOLE 1 111078 0 0 CNOOC LTD ADR DEP REC 126132109 2402 11850 SH SOLE 1 11850 0 0 CSX CORP COMMON 126408103 255 12300 SH SOLE 1 12300 0 0 CVS CAREMARK CORP COMMON 126650100 30075 621120 SH SOLE 1 621120 0 0 CALPINE CORP COMMON 131347304 891 51500 SH SOLE 1 51500 0 0 CANADIAN NATIONAL RAILW COMMON 136375102 334 3785 SH SOLE 1 3785 0 0 CANON INC ADR DEP REC 138006309 192 6000 SH SOLE 1 6000 0 0 CARRIZO OIL & GAS INC COMMON 144577103 270 10800 SH SOLE 1 10800 0 0 CASEYS GENERAL STORES COMMON 147528103 6353 111185 SH SOLE 1 111185 0 0 CATERPILLAR INC COMMON 149123101 8439 98080 SH SOLE 1 98080 0 0 CATO CORP COMMON 149205106 8365 281550 SH SOLE 1 281550 0 0 CELGENE CORP COMMON 151020104 21991 287840 SH SOLE 1 287840 0 0 CHEVRON CORP COMMON 166764100 74604 640050 SH SOLE 1 640050 0 0 CHICAGO BRIDGE & IRON NY REG 167250109 6927 181850 SH SOLE 1 181850 0 0 CHIPOTLE MEXICAN GRILL COMMON 169656105 1842 5800 SH SOLE 1 5800 0 0 CIENA CORP COMMON 171779309 11050 813115 SH SOLE 1 813115 0 0 CITIGROUP INC COMMON 172967424 493 15067 SH SOLE 1 15067 0 0 CITRIX SYSTEMS INC COMMON 177376100 4828 63085 SH SOLE 1 63085 0 0 CLARCOR INC COMMON 179895107 3091 69255 SH SOLE 1 69255 0 0 COACH INC COMMON 189754104 13538 241669 SH SOLE 1 241669 0 0 COCA-COLA CO/THE COMMON 191216100 23431 617750 SH SOLE 1 617750 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 11396 163050 SH SOLE 1 163050 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 8550 79740 SH SOLE 1 79740 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 7234 98110 SH SOLE 1 98110 0 0 CUBIST PHARMACEUTICALS COMMON 229678107 1963 41160 SH SOLE 1 41160 0 0 CUMMINS INC COMMON 231021106 2102 22800 SH SOLE 1 22800 0 0 DANAHER CORP COMMON 235851102 11113 201500 SH SOLE 1 201500 0 0 DEERE & CO COMMON 244199105 24012 291160 SH SOLE 1 291160 0 0 DICKS SPORTING GOODS COMMON 253393102 22856 440815 SH SOLE 1 440815 0 0 DOVER CORP COMMON 260003108 117 1975 SH SOLE 1 1975 0 0 EI DU PONT DE NEMOURS & COMMON 263534109 26347 524100 SH SOLE 1 524100 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 7664 262525 SH SOLE 1 262525 0 0 E M C CORP MASS COMMON 268648102 6978 255895 SH SOLE 1 255895 0 0 EBAY INC COMMON 278642103 121 2500 SH SOLE 1 2500 0 0 ECOLAB INC COMMON 278865100 17645 272255 SH SOLE 1 272255 0 0 EMERSON ELECTRIC CO COMMON 291011104 27686 573565 SH SOLE 1 573565 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2559 45585 SH SOLE 1 45585 0 0 EXPEDITORS INTL WASH COMMON 302130109 3702 101835 SH SOLE 1 101835 0 0 FMC CORP COMMON 302491303 1728 31200 SH SOLE 1 31200 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 4227 43840 SH SOLE 1 43840 0 0 F5 NETWORKS INC COMMON 315616102 3612 34515 SH SOLE 1 34515 0 0 FOSSIL INC COMMON 349882100 5466 64530 SH SOLE 1 64530 0 0 FRANKLIN RESOURCES INC COMMON 354613101 26567 212415 SH SOLE 1 212415 0 0 GENERAL ELECTRIC CO COMMON 369604103 16238 715000 SH SOLE 1 715000 0 0 GENERAL MILLS INC COMMON 370334104 23972 601550 SH SOLE 1 601550 0 0 GILEAD SCIENCES INC COMMON 375558103 14226 214475 SH SOLE 1 214475 0 0 GULFPORT ENERGY CORP COMMON 402635304 8793 281270 SH SOLE 1 281270 0 0 HSBC HLDGS ADR DEP REC 404280406 2026 43600 SH SOLE 1 43600 0 0 HAEMONETICS CORP COMMON 405024100 3595 44827 SH SOLE 1 44827 0 0 HAYNES INTERNATIONAL COMMON 420877201 4439 85120 SH SOLE 1 85120 0 0 HEINZ H J CO COMMON 423074103 81 1450 SH SOLE 1 1450 0 0 HOME DEPOT INC COMMON 437076102 25041 414800 SH SOLE 1 414800 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 414 13400 SH SOLE 1 13400 0 0 HONEYWELL INTERNATIONAL COMMON 438516106 28185 471715 SH SOLE 1 471715 0 0 HUB GROUP INC COMMON 443320106 2735 92165 SH SOLE 1 92165 0 0 ICONIX BRAND GROUP INC COMMON 451055107 7513 411895 SH SOLE 1 411895 0 0 INTEL CORP COMMON 458140100 32888 1451675 SH SOLE 1 1451675 0 0 INTL BUSINESS MACHINES COMMON 459200101 80601 388530 SH SOLE 1 388530 0 0 INTUIT INC COMMON 461202103 65 1100 SH SOLE 1 1100 0 0 ISHARES INC MSCI TAIWAN COMMON 464286731 300 22400 SH SOLE 1 22400 0 0 ITC HOLDINGS CORP COMMON 465685105 2535 33535 SH SOLE 1 33535 0 0 JOHNSON & JOHNSON COMMON 478160104 32274 468350 SH SOLE 1 468350 0 0 KAYNE ANDERSON MLP COMMON 486606106 18581 594789 SH SOLE 1 594789 0 0 KNIGHT TRANSN INC COMMON 499064103 7813 546360 SH SOLE 1 546360 0 0 KOHLS CORP COMMON 500255104 312 6100 SH SOLE 1 6100 0 0 KUBOTA CORP ADR DEP REC 501173207 172 3400 SH SOLE 1 3400 0 0 LAUDER ESTEE COS INC COMMON 518439104 111 1800 SH SOLE 1 1800 0 0 LINCOLN ELEC HLDGS INC COMMON 533900106 2679 68600 SH SOLE 1 68600 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 11607 364775 SH SOLE 1 364775 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 3022 56154 SH SOLE 1 56154 0 0 LULULEMON ATHLETICA INC COMMON 550021109 7432 100520 SH SOLE 1 100520 0 0 MSC INDL DIRECT INC CL A 553530106 3971 58865 SH SOLE 1 58865 0 0 MARSH & MCLENNAN COS COMMON 571748102 25400 748600 SH SOLE 1 748600 0 0 MARRIOTT INTERNATIONAL CL A 571903202 1546 39532 SH SOLE 1 39532 0 0 MCDONALDS CORP COMMON 580135101 38469 419280 SH SOLE 1 419280 0 0 MICROS SYSTEMS INC COMMON 594901100 4076 82905 SH SOLE 1 82905 0 0 MICROSOFT CORP COMMON 594918104 35182 1182200 SH SOLE 1 1182200 0 0 MONSTER BEVERAGE CORP COMMON 611740101 8894 164520 SH SOLE 1 164520 0 0 MURPHY OIL CORP COMMON 626717102 1337 24900 SH SOLE 1 24900 0 0 MYLAN INC COMMON 628530107 85 3500 SH SOLE 1 3500 0 0 NATIONAL OILWELL VARCO COMMON 637071101 18151 226575 SH SOLE 1 226575 0 0 NESTLE SA-SPONS ADR COMMON 641069406 119 1875 SH SOLE 1 1875 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1667 100000 SH SOLE 1 100000 0 0 NICE SYSTEMS LTD ADR DEP REC 653656108 611 18400 SH SOLE 1 18400 0 0 NIKE INC CL B 654106103 19648 207015 SH SOLE 1 207015 0 0 NORDSTROM INC COMMON 655664100 1010 18300 SH SOLE 1 18300 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 51 800 SH SOLE 1 800 0 0 NORTHERN OIL AND GAS COMMON 665531109 6083 358050 SH SOLE 1 358050 0 0 NUVASIVE INC COMMON 670704105 2263 98791 SH SOLE 1 98791 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 44429 516260 SH SOLE 1 516260 0 0 OCEANEERING INTERNATION COMMON 675232102 8978 162502 SH SOLE 1 162502 0 0 OLIN CORP COMMON 680665205 2401 110500 SH SOLE 1 110500 0 0 POSCO ADR DEP REC 693483109 758 9300 SH SOLE 1 9300 0 0 PEARSON PLC ADR DEP REC 705015105 12976 664050 SH SOLE 1 664050 0 0 PENNANTPARK INVESTMENT COMMON 708062104 6564 618696 SH SOLE 1 618696 0 0 PEPSICO INC/NC COMMON 713448108 49746 702925 SH SOLE 1 702925 0 0 PERKINELMER INC COMMON 714046109 2486 84350 SH SOLE 1 84350 0 0 PFIZER INC COMMON 717081103 37976 1528225 SH SOLE 1 1528225 0 0 PHILIP MORRIS INTERNAT COMMON 718172109 36824 409425 SH SOLE 1 409425 0 0 PHILLIPS 66 COMMON 718546104 187 4031 SH SOLE 1 4031 0 0 POLARIS INDUSTRIES INC COMMON 731068102 7954 98360 SH SOLE 1 98360 0 0 PRECISION CASTPARTS CO COMMON 740189105 9154 56040 SH SOLE 1 56040 0 0 PRICELINE.COM INC COMMON 741503403 13850 22373 SH SOLE 1 22373 0 0 PROCTER & GAMBLE CO COMMON 742718109 41111 592725 SH SOLE 1 592725 0 0 QUALCOMM INC COMMON 747525103 52781 844895 SH SOLE 1 844895 0 0 RIO TINTO PLC ADR DEP REC 767204100 1395 29825 SH SOLE 1 29825 0 0 ROGERS COMMUNICATIONS COMMON 775109200 29377 727153 SH SOLE 1 727153 0 0 ROYAL BANK OF CANADA COMMON 780087102 484 8425 SH SOLE 1 8425 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 22508 315675 SH SOLE 1 315675 0 0 SPX CORP COMMON 784635104 1668 25500 SH SOLE 1 25500 0 0 ST JUDE MEDICAL INC COMMON 790849103 840 19948 SH SOLE 1 19948 0 0 SASOL LTD - ADR DEP REC 803866300 1992 44675 SH SOLE 1 44675 0 0 SCHLUMBERGER LTD COMMON 806857108 14620 202135 SH SOLE 1 202135 0 0 SCHWEITZER-MAUDUIT INTL COMMON 808541106 5696 172650 SH SOLE 1 172650 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 5358 123250 SH SOLE 1 123250 0 0 SNAP-ON INC COMMON 833034101 29250 406985 SH SOLE 1 406985 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 1329 38200 SH SOLE 1 38200 0 0 STANLEY BLACK & DECKER COMMON 854502101 17764 232975 SH SOLE 1 232975 0 0 STERICYCLE INC COMMON 858912108 5184 57295 SH SOLE 1 57295 0 0 STIFEL FINANCIAL CORP COMMON 860630102 2120 63108 SH SOLE 1 63108 0 0 STRYKER CORP COMMON 863667101 21514 386525 SH SOLE 1 386525 0 0 TCF FINANCIAL CORP COMMON 872275102 3075 257550 SH SOLE 1 257550 0 0 TJX COS INC COMMON 872540109 28156 628625 SH SOLE 1 628625 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1516 95800 SH SOLE 1 95800 0 0 TECHNE CORP COMMON 878377100 3343 46470 SH SOLE 1 46470 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 464 11200 SH SOLE 1 11200 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 8247 140190 SH SOLE 1 140190 0 0 THORATEC CORP COMMON 885175307 6976 201620 SH SOLE 1 201620 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 8344 175066 SH SOLE 1 175066 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 25491 475665 SH SOLE 1 475665 0 0 UGI CORP COMMON 902681105 11354 357620 SH SOLE 1 357620 0 0 US BANCORP COMMON 902973304 18467 538400 SH SOLE 1 538400 0 0 UNION PACIFIC CORP COMMON 907818108 25440 214320 SH SOLE 1 214320 0 0 UNITED PARCEL SERVICE CL B 911312106 13390 187084 SH SOLE 1 187084 0 0 UNITED TECHNOLOGIES CO COMMON 913017109 24115 308025 SH SOLE 1 308025 0 0 VEECO INSTRUMENTS INC COMMON 922417100 4386 146185 SH SOLE 1 146185 0 0 VMWARE INC COMMON 928563402 9932 102665 SH SOLE 1 102665 0 0 VOLCANO CORP COMMON 928645100 5513 192965 SH SOLE 1 192965 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 3135 143365 SH SOLE 1 143365 0 0 WABTEC CORP/DE COMMON 929740108 3938 49050 SH SOLE 1 49050 0 0 WAL-MART STORES INC COMMON 931142103 24614 333525 SH SOLE 1 333525 0 0 WASTE CONNECTIONS INC COMMON 941053100 6203 205070 SH SOLE 1 205070 0 0 WATERS CORP COMMON 941848103 94 1125 SH SOLE 1 1125 0 0 WELLS FARGO & CO COMMON 949746101 23260 673625 SH SOLE 1 673625 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 2383 18570 SH SOLE 1 18570 0 0 WISCONSIN ENERGY CORP COMMON 976657106 19688 522650 SH SOLE 1 522650 0 0 WOODWARD GOVERNOR CO COMMON 980745103 2286 67275 SH SOLE 1 67275 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 459 3550 SH SOLE 1 3550 0 0 VALE SA ADR DEP REC 91912E105 1967 109900 SH SOLE 1 109900 0 0 TARGET CORP COMMON 87612E106 57979 913489 SH SOLE 1 913489 0 0 EDWARDS LIFESCIENCES COMMON 28176E108 2008 18700 SH SOLE 1 18700 0 0 TRAVELERS COS INC/THE COMMON 89417E109 16212 237500 SH SOLE 1 237500 0 0 ALLIANCEBERNSTEIN HOLD COMMON 01881G106 77 5000 SH SOLE 1 5000 0 0 AMERICA MOVIL ADR DEP REC 02364W105 1661 65300 SH SOLE 1 65300 0 0 AMERIPRISE FINANCIAL COMMON 03076C106 19178 338300 SH SOLE 1 338300 0 0 ANSYS INC COMMON 03662Q105 12726 173375 SH SOLE 1 173375 0 0 APPLIED INDL TECHNOLOG COMMON 03820C105 3812 92000 SH SOLE 1 92000 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1296 17700 SH SOLE 1 17700 0 0 CH ROBINSON WORLDWIDE COMMON 12541W209 1412 24100 SH SOLE 1 24100 0 0 CARDINAL HEALTH INC COMMON 14149Y108 14439 370525 SH SOLE 1 370525 0 0 CENTRICA PLC-SP ADR COMMON 15639K300 657 31165 SH SOLE 1 31165 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 1071 24700 SH SOLE 1 24700 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 337 20650 SH SOLE 1 20650 0 0 COCA-COLA ENTERPRISES COMMON 19122T109 1998 63900 SH SOLE 1 63900 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 1317 29200 SH SOLE 1 29200 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 2782 72700 SH SOLE 1 72700 0 0 CONOCOPHILLIPS COMMON 20825C104 461 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 7536 75235 SH SOLE 1 75235 0 0 DEVON ENERGY CORP COMMON 25179M103 407 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 17545 155640 SH SOLE 1 155640 0 0 EQT CORP COMMON 26884L109 7587 128600 SH SOLE 1 128600 0 0 EMBRAER SA ADR DEP REC 29082A107 1429 53700 SH SOLE 1 53700 0 0 EXPRESS SCRIPTS INC COMMON 30219G108 10457 166963 SH SOLE 1 166963 0 0 EXXON MOBIL CORP COMMON 30231G102 1937 21182 SH SOLE 1 21182 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 10412 302159 SH SOLE 1 302159 0 0 FLOWSERVE CORP COMMON 34354P105 17984 140785 SH SOLE 1 140785 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 16139 407747 SH SOLE 1 407747 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 3511 75925 SH SOLE 1 75925 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 6409 56374 SH SOLE 1 56374 0 0 GOOGLE INC CL A 38259P508 33330 44175 SH SOLE 1 44175 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 339 14400 SH SOLE 1 14400 0 0 ICICI BK LTD ADR DEP REC 45104G104 1220 30400 SH SOLE 1 30400 0 0 IDEX CORP COMMON 45167R104 5811 139115 SH SOLE 1 139115 0 0 IDEXX LABORATORIES INC COMMON 45168D104 1331 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 15586 447245 SH SOLE 1 447245 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 961 7200 SH SOLE 1 7200 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 14732 29723 SH SOLE 1 29723 0 0 JPMORGAN CHASE & CO COMMON 46625H100 34037 840825 SH SOLE 1 840825 0 0 KINDER MORGAN INC COMMON 49456B101 25644 721950 SH SOLE 1 721950 0 0 LABORATORY CP OF AMER COMMON 50540R409 906 9800 SH SOLE 1 9800 0 0 M&T BANK CORP COMMON 55261F104 8129 85425 SH SOLE 1 85425 0 0 MACYS INC COMMON 55616P104 2524 67100 SH SOLE 1 67100 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 22725 416286 SH SOLE 1 416286 0 0 MCKESSON CORP COMMON 58155Q103 19071 221680 SH SOLE 1 221680 0 0 MERCADOLIBRE INC COMMON 58733R102 997 12080 SH SOLE 1 12080 0 0 MERCK & CO INC COMMON 58933Y105 22129 490725 SH SOLE 1 490725 0 0 METLIFE INC COMMON 59156R108 55 1600 SH SOLE 1 1600 0 0 MOSAIC CO/THE COMMON 61945C103 1003 17410 SH SOLE 1 17410 0 0 NEXTERA ENERGY INC COMMON 65339F101 14593 207492 SH SOLE 1 207492 0 0 ORACLE CORP COMMON 68389X105 33105 1052275 SH SOLE 1 1052275 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 1617 70500 SH SOLE 1 70500 0 0 PRAXAIR INC COMMON 74005P104 7651 73650 SH SOLE 1 73650 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 1355 21400 SH SOLE 1 21400 0 0 RTI INTERNATIONAL METAL COMMON 74973W107 10 400 SH SOLE 1 400 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1471 45150 SH SOLE 1 45150 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 5609 89175 SH SOLE 1 89175 0 0 SALESFORCE.COM INC COMMON 79466L302 3650 23905 SH SOLE 1 23905 0 0 SIGNATURE BANK NY COMMON 82669G104 7471 111370 SH SOLE 1 111370 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 7397 313985 SH SOLE 1 313985 0 0 SOLERA HOLDINGS INC COMMON 83421A104 3770 85925 SH SOLE 1 85925 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1746 50801 SH SOLE 1 50801 0 0 STILLWATER MNG CO COMMON 86074Q102 3913 331875 SH SOLE 1 331875 0 0 SYNAPTICS INC COMMON 87157D109 2610 108650 SH SOLE 1 108650 0 0 SYNTEL INC COMMON 87162H103 14745 236265 SH SOLE 1 236265 0 0 TW TELECOM INC COMMON 87311L104 4112 157625 SH SOLE 1 157625 0 0 TELEF BRASIL-ADR DEP REC 87936R106 1032 47450 SH SOLE 1 47450 0 0 TENARIS S A ADR DEP REC 88031M109 265 6500 SH SOLE 1 6500 0 0 TERADATA CORP COMMON 88076W103 10112 134087 SH SOLE 1 134087 0 0 3M CO COMMON 88579Y101 19764 213850 SH SOLE 1 213850 0 0 TORTOISE ENERGY CAPITAL COMMON 89147U100 8037 285800 SH SOLE 1 285800 0 0 TRUE RELIGION APPAREL COMMON 89784N104 2132 99945 SH SOLE 1 99945 0 0 ULTA SALON COSMETICS & COMMON 90384S303 9159 95105 SH SOLE 1 95105 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 13694 134125 SH SOLE 1 134125 0 0 UNITED THERAPEUTICS C COMMON 91307C102 3362 60160 SH SOLE 1 60160 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 19471 351400 SH SOLE 1 351400 0 0 VERA BRADLEY INC COMMON 92335C106 5780 242345 SH SOLE 1 242345 0 0 VERIFONE SYSTEMS INC COMMON 92342Y109 11658 418605 SH SOLE 1 418605 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 47692 1046575 SH SOLE 1 1046575 0 0 VISA INC COMMON 92826C839 12396 92315 SH SOLE 1 92315 0 0 VODAFONE GROUP ADR DEP REC 92857W209 237 8325 SH SOLE 1 8325 0 0 ARCOS DORADOS HOLDINGS COMMON G0457F107 1134 73500 SH SOLE 1 73500 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 3929 112500 SH SOLE 1 112500 0 0 ACCENTURE PLC COMMON G1151C101 38845 554690 SH SOLE 1 554690 0 0 COOPER INDUSTRIES PLC CL A G24140108 1211 16140 SH SOLE 1 16140 0 0 COVIDIEN PLC COMMON G2554F113 19950 335750 SH SOLE 1 335750 0 0 LAZARD LTD. COMMON G54050102 56 1900 SH SOLE 1 1900 0 0 PARTNERRE LTD COMMON G6852T105 16918 227760 SH SOLE 1 227760 0 0 SEADRILL LTD COMMON G7945E105 19483 496750 SH SOLE 1 496750 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 19149 564715 SH SOLE 1 564715 0 0 ACE LTD ORD H0023R105 27065 358000 SH SOLE 1 358000 0 0 ALLIED WORLD ASSUR CO COMMON H01531104 5277 68307 SH SOLE 1 68307 0 0 TE CONNECTIVITY LTD COMMON H84989104 4767 140150 SH SOLE 1 140150 0 0 TYCO INTL LTD NEW COMMON H89128104 17664 313975 SH SOLE 1 313975 0 0 ASML HOLDING NV DEP REC N07059186 492 9165 SH SOLE 1 9165 0 0 CORE LABORATORIES NV COMMON N22717107 6087 50105 SH SOLE 1 50105 0 0 TORNIER N V COMMON N87237108 2494 131625 SH SOLE 1 131625 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 5587 160250 SH SOLE 1 160250 0 0 CUTWATER SELECT INCOME COMMON 232229104 5797 280729 SH SOLE 1 0 280729 0 AMERICAN STRATEGIC INC COMMON 03009T101 2935 391900 SH SOLE 1 0 391900 0 MFS HIGH INCOME MUNICIP COMMON 59318D104 39 6500 SH SOLE 1 0 6500 0 ALLIANCEBERNSTEIN INCOM COMMON 01881E101 16897 1955630 SH SOLE 1 0 1955630 0 ALLIANCEBERNSTEIN NATIO COMMON 01864U106 6858 415364 SH SOLE 1 0 415364 0 AMERICAN STRATEGIC INCO COMMON 030098107 3435 278594 SH SOLE 1 0 278594 0 ALLIANCE NY MUNICIPAL COMMON 018714105 113 7200 SH SOLE 1 0 7200 0 BLACKROCK MUNICIPAL BON COMMON 09249H104 2113 120082 SH SOLE 1 0 120082 0 BLACKROCK BUILD AMERICA COMMON 09248X100 2732 116524 SH SOLE 1 0 116524 0 BLACKROCK FL MUNI 2020 COMMON 09250M109 1128 70530 SH SOLE 1 0 70530 0 BLACKROCK CORE BOND TR COMMON 09249E101 4174 268943 SH SOLE 1 0 268943 0 BLACKROCK MUNI 2020 TER COMMON 09249X109 1528 89910 SH SOLE 1 0 89910 0 BLACKROCK INVESTMENT QU COMMON 09247D105 4806 279088 SH SOLE 1 0 279088 0 BLACKROCK INCOME TRUST COMMON 09247F100 21890 2850214 SH SOLE 1 0 2850214 0 BLACKROCK MUNICIPAL INC COMMON 09249N101 6220 360399 SH SOLE 1 0 360399 0 BLACKROCK INCOME OPPORT COMMON 092475102 7438 644015 SH SOLE 1 0 644015 0 BLACKROCK CREDIT ALLOCA COMMON 09249V103 14624 1207611 SH SOLE 1 0 1207611 0 AMERICAN STRATEGIC INCO COMMON 030099105 22642 2515826 SH SOLE 1 0 2515826 0 BLACKROCK LONG-TERM MUN COMMON 09250B103 9296 705326 SH SOLE 1 0 705326 0 BLACKROCK CREDIT ALLOCA COMMON 092508100 20330 1433735 SH SOLE 1 0 1433735 0 EATON VANCE CA MUNICIP COMMON 27826F101 101 7000 SH SOLE 1 0 7000 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 338 30344 SH SOLE 1 0 30344 0 WESTERN ASSET MORTGAGE COMMON 95790B109 3929 157179 SH SOLE 1 0 157179 0 DREYFUS STRATEGIC MUNIC COMMON 26202F107 2199 222528 SH SOLE 1 0 222528 0 BLACKROCK DIVERS OME ST COMMON 09255W102 2971 275328 SH SOLE 1 0 275328 0 BLACKROCK ENHANCED GOVE COMMON 09255K108 32920 2110284 SH SOLE 1 0 2110284 0 EATON VANCE CA MUNICIPA COMMON 27828C106 1395 102357 SH SOLE 1 0 102357 0 EATON VANCE MUNICIPAL B COMMON 27827X101 3521 243489 SH SOLE 1 0 243489 0 EATON VANCE MI MUNICIP COMMON 27826D106 422 30220 SH SOLE 1 0 30220 0 WELLS FARGO ADVANTAGE COMMON 94987D101 18606 1140767 SH SOLE 1 0 1140767 0 EATON VANCE SHORT DUR COMMON 27828V104 13091 742956 SH SOLE 1 0 742956 0 EATON VANCE NJ MUNICPAL COMMON 27826V106 120 7900 SH SOLE 1 0 7900 0 EATON VANCE LIMITED DU COMMON 27828H105 8649 509374 SH SOLE 1 0 509374 0 FLAHERTY & CRUMRINE/CLA COMMON 338478100 300 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE/CLA COMMON 338479108 208 10000 SH SOLE 1 0 10000 0 FIRST TRUST/FIDAC MORTG COMMON 33734E103 6680 325530 SH SOLE 1 0 325530 0 BLACKROCK FLT RT INC ST COMMON 09255Y108 704 51205 SH SOLE 1 0 51205 0 FEDERATED ENHANCED TRE COMMON 314162108 1074 75199 SH SOLE 1 0 75199 0 WESTERN ASSET VARIABLE COMMON 957667108 16395 888608 SH SOLE 1 0 888608 0 HELIOS STRATEGIC INCOME COMMON 42328A203 1436 225483 SH SOLE 1 0 225483 0 HELIOS TOTAL RETURN FUN COMMON 42327V208 15819 640204 SH SOLE 1 0 640204 0 HELIOS TOTAL RETURN FD COMMON 42327V117 628 826582 SH SOLE 1 0 826582 0 MORGAN STANLEY INCOME COMMON 61745P874 1272 66460 SH SOLE 1 0 66460 0 INVESCO VALUE MUNI BD COMMON 46130Y101 282 17661 SH SOLE 1 0 17661 0 WESTERN ASSET INFLATION COMMON 95766U107 768 40400 SH SOLE 1 0 40400 0 INVESCO VALUE MUNICIPAL COMMON 46132T100 3561 235385 SH SOLE 1 0 235385 0 INVESCO VALUE MUNI TR COMMON 46132W103 2231 140774 SH SOLE 1 0 140774 0 INVESCO QUALITY MUN SEC COMMON 46133J101 7667 471800 SH SOLE 1 0 471800 0 INVESCO QUALITY MUNICIP COMMON 46133H105 7362 483357 SH SOLE 1 0 483357 0 NUVEEN QUALITY PREFERRE COMMON 67072W101 1979 212088 SH SOLE 1 0 212088 0 NUVEEN MORTGAGE OPPORTU COMMON 670735109 6121 218614 SH SOLE 1 0 218614 0 NUVEEN MORTGAGE OPPORTU COMMON 67074R100 4598 163764 SH SOLE 1 0 163764 0 NUVEEN PFD INCOME OPP COMMON 67073B106 8670 879300 SH SOLE 1 0 879300 0 NUVEEN QUALITY PREFERR COMMON 67072C105 2734 287461 SH SOLE 1 0 287461 0 NUVEEN QUALITY PREFERRE COMMON 67071S101 2352 262746 SH SOLE 1 0 262746 0 DWS MUNICIPAL INCOME TR COMMON 23338M106 11977 792662 SH SOLE 1 0 792662 0 DREYFUS STRATEGIC MUNIC COMMON 261932107 1494 149085 SH SOLE 1 0 149085 0 MFS CHARTER INCOME TRUS COMMON 552727109 4702 464631 SH SOLE 1 0 464631 0 BLACKROCK MUNIHOLDINGS COMMON 09254P108 4549 278898 SH SOLE 1 0 278898 0 BLACKROCK MUNIYIELD INV COMMON 09254T100 345 21837 SH SOLE 1 0 21837 0 MFS GOVERNMENT MARKETS COMMON 552939100 3410 478966 SH SOLE 1 0 478966 0 BLACKROCK MUNIHOLDINGS COMMON 09253N104 113 5800 SH SOLE 1 0 5800 0 BLACKROCK MUNIYIELD MI COMMON 09254V105 3122 191310 SH SOLE 1 0 191310 0 WESTERN ASSET MANAGED M COMMON 95766M105 339 22000 SH SOLE 1 0 22000 0 BLACKROCK MUNI NY INTE COMMON 09255F109 154 9600 SH SOLE 1 0 9600 0 WESTERN ASSET MUNICIPAL COMMON 95766P108 849 48606 SH SOLE 1 0 48606 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 900 54700 SH SOLE 1 0 54700 0 BLACKROCK MUNIYIELD QUA COMMON 09254G108 1452 96200 SH SOLE 1 0 96200 0 AMERICAN INCOME FUND COMMON 02672T109 8216 973427 SH SOLE 1 0 973427 0 MONTGOMERY STREET INCOM COMMON 614115103 18810 1107790 SH SOLE 1 0 1107790 0 BLACKROCK MUNIHOLDINGS COMMON 09254C107 4946 313845 SH SOLE 1 0 313845 0 BLACKROCK MUNIVEST FUND COMMON 09253R105 108 9360 SH SOLE 1 0 9360 0 MN MUNICIPAL INCOME POR COMMON 604062109 1996 111197 SH SOLE 1 0 111197 0 FIRST AMERICAN MN MUNIC COMMON 31849P104 635 37696 SH SOLE 1 0 37696 0 BLACKROCK MUNIYIELD FD COMMON 09253W104 556 32528 SH SOLE 1 0 32528 0 BLACKROCK MUNIYIELD INV COMMON 09254R104 2376 139000 SH SOLE 1 0 139000 0 BLACKROCK MUNIYIELD QUA COMMON 09254E103 2401 151400 SH SOLE 1 0 151400 0 BLACKROCK MUNIYIELD MI COMMON 09254W103 2691 181679 SH SOLE 1 0 181679 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 89 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNIYIELD AZ COMMON 09254K109 425 27150 SH SOLE 1 0 27150 0 MANAGED DURATION INVEST COMMON 56165R103 3622 220968 SH SOLE 1 0 220968 0 NUVEEN DIVIDEND ADVANT COMMON 67066V101 1392 88200 SH SOLE 1 0 88200 0 NUVEEN BUILD AMERICAN COMMON 67074C103 5163 241252 SH SOLE 1 0 241252 0 NUVEEN BUILD AMER BD COMMON 67074Q102 3362 152474 SH SOLE 1 0 152474 0 NEUBERGER BERMAN INTER COMMON 64124P101 608 35677 SH SOLE 1 0 35677 0 NUVEEN OH DIV ADV MUNI COMMON 67070R104 1928 120700 SH SOLE 1 0 120700 0 NUVEEN CA MUNICIPAL MAR COMMON 67062U107 400 24400 SH SOLE 1 0 24400 0 NUVEEN CA PERFORMANCE COMMON 67062Q106 502 30745 SH SOLE 1 0 30745 0 NUVEEN ARIZ DIVID ADVA COMMON 67069L100 5 300 SH SOLE 1 0 300 0 NUVEEN MUNI OPP FD NIO COMMON 670984103 1593 102000 SH SOLE 1 0 102000 0 NUVEEN MUNICIPAL ADVANT COMMON 67062H106 3042 194131 SH SOLE 1 0 194131 0 NUVEEN MUNICIPAL MARKET COMMON 67062W103 422 28180 SH SOLE 1 0 28180 0 NUVEEN MI PREMIUM INCOM COMMON 67101Q109 552 35600 SH SOLE 1 0 35600 0 NUVEEN MD PREMIUM INC COMMON 67061Q107 1255 80748 SH SOLE 1 0 80748 0 NUVEEN NC PREMIUM INCOM COMMON 67060P100 334 21775 SH SOLE 1 0 21775 0 NUVEEN NY PERFORMANCE COMMON 67062R104 91 5300 SH SOLE 1 0 5300 0 NUVEEN PREMIER MUNICIP COMMON 670988104 752 48600 SH SOLE 1 0 48600 0 NUVEEN PREMIUM INCOME M COMMON 67063W102 12078 772221 SH SOLE 1 0 772221 0 NUVEEN VA PREM INC MUNI COMMON 67064R102 633 39187 SH SOLE 1 0 39187 0 NUVEEN CA INVESTMENT QU COMMON 67062A101 1003 60604 SH SOLE 1 0 60604 0 NUVEEN NJ INVESTMENT QU COMMON 670971100 419 26200 SH SOLE 1 0 26200 0 NUVEEN INV QUAL MUNI FD COMMON 67062E103 2131 125700 SH SOLE 1 0 125700 0 NUVEEN PA INVESTMENT QU COMMON 670972108 793 48500 SH SOLE 1 0 48500 0 NUVEEN QUALITY INCOME M COMMON 670977107 303 18797 SH SOLE 1 0 18797 0 NUVEEN CONN PREM INCOME COMMON 67060D107 514 35894 SH SOLE 1 0 35894 0 NUVEEN DIVIDEND ADVANTA COMMON 67071L106 327 20500 SH SOLE 1 0 20500 0 NUVEEN OHIO DIVID NVJ COMMON 67071V104 571 34900 SH SOLE 1 0 34900 0 NUVEEN PA DIVIDEND ADVA COMMON 67071W102 155 10100 SH SOLE 1 0 10100 0 NUVEEN AZ DIV ADV MUN COMMON 67072E101 377 25000 SH SOLE 1 0 25000 0 NUVEEN OH DIV ADV MUNI COMMON 67070C107 1294 79700 SH SOLE 1 0 79700 0 NUVEEN NJ DIVIDEND ADVA COMMON 67069Y102 202 12600 SH SOLE 1 0 12600 0 NUVEEN DIVIDEND ADVANTA COMMON 67070X101 1098 69694 SH SOLE 1 0 69694 0 NUVEEN MI DIV ADV MUN COMMON 67070W103 268 17900 SH SOLE 1 0 17900 0 PIMCO INCOME STRATEGY F COMMON 72201H108 5047 381458 SH SOLE 1 0 381458 0 PIMCO INCOME STRATEGY F COMMON 72201J104 5847 511976 SH SOLE 1 0 511976 0 INVESCO MUNICIPAL PREMI COMMON 46133E102 21537 2206644 SH SOLE 1 0 2206644 0 PUTNAM MASTER INTERMEDI COMMON 746909100 9047 1746490 SH SOLE 1 0 1746490 0 PUTNAM MUNICIPAL OPPORT COMMON 746922103 1564 118201 SH SOLE 1 0 118201 0 PUTNAM PREMIER INCOME T COMMON 746853100 11209 1956140 SH SOLE 1 0 1956140 0 BLACKROCK CREDIT ALLOCA COMMON 09255J101 8152 766933 SH SOLE 1 0 766933 0 BLACKROCK CREDIT ALLOCA COMMON 09255H105 13929 1207001 SH SOLE 1 0 1207001 0 WESTERN ASSET INTERMEDI COMMON 958435109 246 22700 SH SOLE 1 0 22700 0 AMERICAN SELECT PORTFOL COMMON 029570108 4349 391078 SH SOLE 1 0 391078 0 INVESCO VAN KAMPEN CA M COMMON 46132H106 21455 1527024 SH SOLE 1 0 1527024 0 INVESCO VAN KAMPEN TR I COMMON 46131M106 7437 456845 SH SOLE 1 0 456845 0 INVESCO VAN KAMPEN TR V COMMON 46131L108 552 35700 SH SOLE 1 0 35700 0 INVESCO VAN KAMPEN ADVA COMMON 46132E103 7691 547400 SH SOLE 1 0 547400 0 INVESCO VAN KAMPEN SELE COMMON 46132G108 6405 470425 SH SOLE 1 0 470425 0 DELAWARE INV MN MUN INC COMMON 24610V103 1152 74700 SH SOLE 1 0 74700 0 INVESCO VAN KAMPEN MASS COMMON 46132J102 1629 114574 SH SOLE 1 0 114574 0 INVESCO VAN KAMPEN OHIO COMMON 46131K100 1444 83850 SH SOLE 1 0 83850 0 INVESCO VAN KAMPEN PA V COMMON 46132K109 5457 340417 SH SOLE 1 0 340417 0 INVESCO VAN KAMPEN TR I COMMON 46131R105 183 10006 SH SOLE 1 0 10006 0 INVESCO VAN KAMPEN TR I COMMON 46131T101 1888 113758 SH SOLE 1 0 113758 0 AMERICAN MUNICIPAL INCO COMMON 027649102 1364 83389 SH SOLE 1 0 83389 0

EX-1 3 siasumpg93012.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 411 Form 13F Information Table Value Total: $3,561,070 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc.