0000910472-12-003430.txt : 20121115
0000910472-12-003430.hdr.sgml : 20121115
20121115105521
ACCESSION NUMBER: 0000910472-12-003430
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001373442
IRS NUMBER: 204553256
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13550
FILM NUMBER: 121207450
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9136479700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
13F-HR
1
form13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mariner Wealth Advisors
Address: 4200 W 115th St
Suite 100
Leawood, KS 66211
Form 13F File Number: 28-13550
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cheryl Vohland
Title: Chief Compliance Officer
Phone: (913) 647-9700
Signature, Place, and Date of Signing:
Cheryl Vohland Leawood, KS 11/15/12
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 188
Form 13F Information Table Value Total: 273,950
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
NONE
Name Of Issuer Title Of Class Cusip Market SHRS OR/ SH/ PUT/ Investment Other Sole Shared None
Value PRN AMT PRN CALL Discretion Managers
WILLBROS GROUP INC DEL COM 969203108 141 26180 SH SOLE 0 0 26180
SIRIUS XM RADIO INC COM 82967N108 63 24196 SH SOLE 0 0 24196
GENWORTH FINL INC COM CL A 37247D106 110 20942 SH SOLE 0 0 20942
CAPITOL FED FINL INC COM 14057J101 197 16458 SH SOLE 0 0 16458
RUBICON MINERALS CORP COM 780911103 56 15000 SH SOLE 0 0 15000
MELA SCIENCES INC COM 55277R100 46 14250 SH SOLE 0 0 14250
CYTORI THERAPEUTICS INC COM 23283K105 57 12919 SH SOLE 0 0 12919
EATON VANCE TAX MNGD GBL DV COM 27829F108 91 10326 SH SOLE 0 0 10326
MCMORAN EXPLORATION CO COM 582411104 118 10020 SH SOLE 0 0 10020
STRYKER CORP COM 863667101 200 3587 SH SOLE 0 0 3587
ISHARES TR RUSSELL MCP VL 464287473 201 4130 SH SOLE 0 0 4130
BP PLC SPONSORED ADR 055622104 202 4770 SH SOLE 0 0 4770
NOVARTIS A G SPONSORED ADR 66987V109 202 3293 SH SOLE 0 0 3293
COSTCO WHSL CORP NEW COM 22160K105 207 2062 SH SOLE 0 0 2062
NOVO-NORDISK A S ADR 670100205 208 1316 SH SOLE 0 0 1316
ISHARES TR S&P SMLCAP 600 464287804 209 2706 SH SOLE 0 0 2706
AFLAC INC COM 001055102 210 4389 SH SOLE 0 0 4389
HORMEL FOODS CORP COM 440452100 213 7291 SH SOLE 0 0 7291
ALTERA CORP COM 021441100 216 6367 SH SOLE 0 0 6367
ISHARES TR DJ US REAL EST 464287739 218 3379 SH SOLE 0 0 3379
FIRST HORIZON NATL CORP COM 320517105 219 22775 SH SOLE 0 0 22775
SANDISK CORP COM 80004C101 223 5146 SH SOLE 0 0 5146
HUNTINGTON BANCSHARES INC COM 446150104 224 32449 SH SOLE 0 0 32449
ISHARES TR S&P SMLCP GROW 464287887 224 2679 SH SOLE 0 0 2679
AVALONBAY CMNTYS INC COM 053484101 228 1677 SH SOLE 0 0 1677
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 231 9097 SH SOLE 0 0 9097
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 231 8262 SH SOLE 0 0 8262
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 231 4989 SH SOLE 0 0 4989
APACHE CORP COM 037411105 233 2692 SH SOLE 0 0 2692
ROGERS COMMUNICATIONS INC CL B 775109200 243 6022 SH SOLE 0 0 6022
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 247 5475 SH SOLE 0 0 5475
SPECTRA ENERGY CORP COM 847560109 248 8439 SH SOLE 0 0 8439
FORD MTR CO DEL COM PAR $0.01 345370860 251 25421 SH SOLE 0 0 25421
CITIGROUP INC COM NEW 172967424 252 7698 SH SOLE 0 0 7698
SOUTHERN CO COM 842587107 253 5500 SH SOLE 0 0 5500
INTEGRYS ENERGY GROUP INC COM 45822P105 258 4935 SH SOLE 0 0 4935
ISHARES TR BARCLYS 7-10 YR 464287440 261 2402 SH SOLE 0 0 2402
HOME DEPOT INC COM 437076102 272 4506 SH SOLE 0 0 4506
TECO ENERGY INC COM 872375100 274 15452 SH SOLE 0 0 15452
ISHARES TR BARCLYS 20+ YR 464287432 277 2227 SH SOLE 0 0 2227
MICROCHIP TECHNOLOGY INC COM 595017104 277 8449 SH SOLE 0 0 8449
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 281 4850 SH SOLE 0 0 4850
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 284 4766 SH SOLE 0 0 4766
DINEEQUITY INC COM 254423106 288 5141 SH SOLE 0 0 5141
CLOROX CO DEL COM 189054109 295 4098 SH SOLE 0 0 4098
TORTOISE PWR & ENERGY INFRAS COM 89147X104 295 11436 SH SOLE 0 0 11436
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 297 19537 SH SOLE 0 0 19537
INTEL CORP COM 458140100 302 13329 SH SOLE 0 0 13329
BED BATH & BEYOND INC COM 075896100 303 4810 SH SOLE 0 0 4810
O REILLY AUTOMOTIVE INC NEW COM 67103H107 322 3847 SH SOLE 0 0 3847
COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 325 2518 SH SOLE 0 0 2518
UMB FINL CORP COM 902788108 325 6676 SH SOLE 0 0 6676
AMERICAN CAP MTG INVT CORP COM 02504A104 328 13066 SH SOLE 0 0 13066
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 332 3768 SH SOLE 0 0 3768
CATERPILLAR INC DEL COM 149123101 333 3871 SH SOLE 0 0 3871
AMERICAN CAPITAL AGENCY CORP COM 02503X105 337 9734 SH SOLE 0 0 9734
AQUA AMERICA INC COM 03836W103 338 13670 SH SOLE 0 0 13670
3M CO COM 88579Y101 339 3671 SH SOLE 0 0 3671
PANERA BREAD CO CL A 69840W108 340 1987 SH SOLE 0 0 1987
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 344 5015 SH SOLE 0 0 5015
SAIC INC COM 78390X101 348 28867 SH SOLE 0 0 28867
TORONTO DOMINION BK ONT COM NEW 891160509 355 4262 SH SOLE 0 0 4262
GILEAD SCIENCES INC COM 375558103 363 5477 SH SOLE 0 0 5477
MASTERCARD INC CL A 57636Q104 364 807 SH SOLE 0 0 807
SCHLUMBERGER LTD COM 806857108 419 5787 SH SOLE 0 0 5787
UNION PAC CORP COM 907818108 429 3612 SH SOLE 0 0 3612
DU PONT E I DE NEMOURS & CO COM 263534109 442 8801 SH SOLE 0 0 8801
ISHARES INC MSCI CDA INDEX 464286509 447 15699 SH SOLE 0 0 15699
THERMO FISHER SCIENTIFIC INC COM 883556102 454 7724 SH SOLE 0 0 7724
VANGUARD INDEX FDS TOTAL STK MKT 922908769 459 6232 SH SOLE 0 0 6232
CISCO SYS INC COM 17275R102 465 24345 SH SOLE 0 0 24345
KEYCORP NEW COM 493267108 468 53517 SH SOLE 0 0 53517
MCDONALDS CORP COM 580135101 473 5157 SH SOLE 0 0 5157
DST SYS INC DEL COM 233326107 481 8503 SH SOLE 0 0 8503
BRISTOL MYERS SQUIBB CO COM 110122108 494 14636 SH SOLE 0 0 14636
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 495 11868 SH SOLE 0 0 11868
COVIDIEN PLC SHS G2554F113 496 8343 SH SOLE 0 0 8343
GENERAL MLS INC COM 370334104 498 12508 SH SOLE 0 0 12508
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 498 17490 SH SOLE 0 0 17490
WESTAR ENERGY INC COM 95709T100 498 16774 SH SOLE 0 0 16774
SYNTROLEUM CORP COM 871630109 513 675270 SH SOLE 0 0 675270
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 522 12627 SH SOLE 0 0 12627
ONEOK INC NEW COM 682680103 524 10855 SH SOLE 0 0 10855
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 531 16710 SH SOLE 0 0 16710
UNILEVER N V N Y SHS NEW 904784709 533 15026 SH SOLE 0 0 15026
ISHARES TR BARCLYS MBS BD 464288588 535 4904 SH SOLE 0 0 4904
MONSANTO CO NEW COM 61166W101 535 5876 SH SOLE 0 0 5876
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 547 15847 SH SOLE 0 0 15847
COLGATE PALMOLIVE CO COM 194162103 558 5204 SH SOLE 0 0 5204
CHEVRON CORP NEW COM 166764100 560 4807 SH SOLE 0 0 4807
TOTAL S A SPONSORED ADR 89151E109 563 11243 SH SOLE 0 0 11243
DRESSER-RAND GROUP INC COM 261608103 582 10559 SH SOLE 0 0 10559
NEXXUS LIGHTING INC COM 65338E105 594 771985 SH SOLE 0 0 771985
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 606 20581 SH SOLE 0 0 20581
UNITED TECHNOLOGIES CORP COM 913017109 609 7779 SH SOLE 0 0 7779
DISNEY WALT CO COM DISNEY 254687106 625 11961 SH SOLE 0 0 11961
REYNOLDS AMERICAN INC COM 761713106 633 14610 SH SOLE 0 0 14610
ISHARES TR DJ SEL DIV INX 464287168 636 11023 SH SOLE 0 0 11023
TORTOISE MLP FD INC COM 89148B101 672 26507 SH SOLE 0 0 26507
WISDOMTREE TR EM LCL DEBT FD 97717X867 705 13482 SH SOLE 0 0 13482
AON PLC SHS CL A G0408V102 708 13546 SH SOLE 0 0 13546
SPDR S&P 500 ETF TR TR UNIT 78462F103 712 4946 SH SOLE 0 0 4946
KINDER MORGAN INC DEL COM 49456B101 715 20142 SH SOLE 0 0 20142
NIKE INC CL B 654106103 747 7866 SH SOLE 0 0 7866
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 749 9200 SH SOLE 0 0 9200
CELGENE CORP COM 151020104 756 9898 SH SOLE 0 0 9898
LINN ENERGY LLC UNIT LTD LIAB 536020100 777 18850 SH SOLE 0 0 18850
BANK OF AMERICA CORPORATION COM 060505104 821 92944 SH SOLE 0 0 92944
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 829 23326 SH SOLE 0 0 23326
CVS CAREMARK CORPORATION COM 126650100 835 17240 SH SOLE 0 0 17240
PROSHARES TR PSHS ULSHT 7-10Y 74347R313 844 30662 SH SOLE 0 0 30662
WAL-MART STORES INC COM 931142103 851 11529 SH SOLE 0 0 11529
QUALCOMM INC COM 747525103 872 13966 SH SOLE 0 0 13966
CBIZ INC COM 124805102 874 145129 SH SOLE 0 0 145129
COMMERCE BANCSHARES INC COM 200525103 889 22044 SH SOLE 0 0 22044
US BANCORP DEL COM NEW 902973304 914 26660 SH SOLE 0 0 26660
BERKSHIRE HATHAWAY INC DEL CL A 084670108 929 7 SH SOLE 0 0 7
TORTOISE ENERGY CAP CORP COM 89147U100 986 35067 SH SOLE 0 0 35067
GENERAL ELECTRIC CO COM 369604103 988 43508 SH SOLE 0 0 43508
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1003 18339 SH SOLE 0 0 18339
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1007 12203 SH SOLE 0 0 12203
SPDR GOLD TRUST GOLD SHS 78463V107 1079 6277 SH SOLE 0 0 6277
TORTOISE ENERGY INDEPENDENC COM 89148K101 1098 44500 SH SOLE 0 0 44500
MERCK & CO INC NEW COM 58933Y105 1153 25570 SH SOLE 0 0 25570
PEPSICO INC COM 713448108 1166 16481 SH SOLE 0 0 16481
VALEANT PHARMACEUTICALS INTL COM 91911K102 1194 21595 SH SOLE 0 0 21595
V F CORP COM 918204108 1224 7680 SH SOLE 0 0 7680
GOOGLE INC CL A 38259P508 1228 1627 SH SOLE 0 0 1627
ALTRIA GROUP INC COM 02209S103 1247 37353 SH SOLE 0 0 37353
TORTOISE CAP RES CORP COM 89147N304 1269 142597 SH SOLE 0 0 142597
ISHARES TR RUSSELL1000VAL 464287598 1279 17713 SH SOLE 0 0 17713
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1320 28417 SH SOLE 0 0 28417
JONES LANG LASALLE INC COM 48020Q107 1347 17646 SH SOLE 0 0 17646
VERIZON COMMUNICATIONS INC COM 92343V104 1352 29674 SH SOLE 0 0 29674
PHILIP MORRIS INTL INC COM 718172109 1380 15347 SH SOLE 0 0 15347
ISHARES TR BARCLYS 1-3 YR 464287457 1383 16361 SH SOLE 0 0 16361
AMERICAN INTL GROUP INC COM NEW 026874784 1394 42500 SH SOLE 0 0 42500
INTERNATIONAL BUSINESS MACHS COM 459200101 1398 6737 SH SOLE 0 0 6737
ISHARES TR S&P NA TECH FD 464287549 1433 20693 SH SOLE 0 0 20693
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1457 16663 SH SOLE 0 0 16663
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1458 34247 SH SOLE 0 0 34247
ISHARES TR RUSSELL1000GRW 464287614 1462 21916 SH SOLE 0 0 21916
SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1514 34065 SH SOLE 0 0 34065
WELLS FARGO & CO NEW COM 949746101 1663 48172 SH SOLE 0 0 48172
CIMAREX ENERGY CO COM 171798101 1721 29398 SH SOLE 0 0 29398
ISHARES TR BARCLYS 1-3YR CR 464288646 1763 16665 SH SOLE 0 0 16665
ISHARES TR BARCLY USAGG B 464287226 1779 15817 SH SOLE 0 0 15817
LILLY ELI & CO COM 532457108 1814 38268 SH SOLE 0 0 38268
TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1826 45118 SH SOLE 0 0 45118
CERNER CORP COM 156782104 1893 24465 SH SOLE 0 0 24465
DEVON ENERGY CORP NEW COM 25179M103 1951 32251 SH SOLE 0 0 32251
JPMORGAN CHASE & CO COM 46625H100 1958 48370 SH SOLE 0 0 48370
WASTE MGMT INC DEL COM 94106L109 2076 64726 SH SOLE 0 0 64726
ISHARES TR IBOXX INV CPBD 464287242 2113 17356 SH SOLE 0 0 17356
ISHARES TR MSCI EMERG MKT 464287234 2138 51730 SH SOLE 0 0 51730
ISHARES TR MSCI EAFE INDEX 464287465 2232 42111 SH SOLE 0 0 42111
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2298 63141 SH SOLE 0 0 63141
INERGY L P UNIT LTD PTNR 456615103 2476 130114 SH SOLE 0 0 130114
ISHARES TR BARCLYS TIPS BD 464287176 2549 20936 SH SOLE 0 0 20936
KANSAS CITY SOUTHERN COM NEW 485170302 2582 34071 SH SOLE 0 0 34071
COCA COLA CO COM 191216100 2686 70808 SH SOLE 0 0 70808
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2718 67607 SH SOLE 0 0 67607
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2793 69062 SH SOLE 0 0 69062
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2888 53788 SH SOLE 0 0 53788
ISHARES TR RUSSELL 2000 464287655 2921 35011 SH SOLE 0 0 35011
PFIZER INC COM 717081103 3113 125252 SH SOLE 0 0 125252
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 3132 50852 SH SOLE 0 0 50852
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3209 92500 SH SOLE 0 0 92500
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3230 101046 SH SOLE 0 0 101046
ABBOTT LABS COM 002824100 3329 48561 SH SOLE 0 0 48561
EXXON MOBIL CORP COM 30231G102 3551 38834 SH SOLE 0 0 38834
ISHARES TR RUSSELL MIDCAP 464287499 3650 32956 SH SOLE 0 0 32956
MICROSOFT CORP COM 594918104 3657 122878 SH SOLE 0 0 122878
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4597 77023 SH SOLE 0 0 77023
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4606 62912 SH SOLE 0 0 62912
AT&T INC COM 00206R102 4786 126946 SH SOLE 0 0 126946
ISHARES TR S&P 500 INDEX 464287200 5073 35133 SH SOLE 0 0 35133
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 5128 178784 SH SOLE 0 0 178784
CONOCOPHILLIPS COM 20825C104 5401 94448 SH SOLE 0 0 94448
ANNALY CAP MGMT INC COM 035710409 5653 335704 SH SOLE 0 0 335704
JOHNSON & JOHNSON COM 478160104 7283 105689 SH SOLE 0 0 105689
APPLE INC COM 037833100 9393 14080 SH SOLE 0 0 14080
PROCTER & GAMBLE CO COM 742718109 9811 141452 SH SOLE 0 0 141452
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10652 120766 SH SOLE 0 0 120766
VANGUARD INDEX FDS REIT ETF 922908553 12378 190519 SH SOLE 0 0 190519
PIMCO ETF TR TOTL RETN ETF 72201R775 14342 131859 SH SOLE 0 0 131859
ISHARES GOLD TRUST ISHARES 464285105 17638 1021319 SH SOLE 0 0 1021319