0000909012-12-000448.txt : 20121114 0000909012-12-000448.hdr.sgml : 20121114 20121114162413 ACCESSION NUMBER: 0000909012-12-000448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 121204926 BUSINESS ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6154600100 MAIL ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 13F-HR 1 t306933.txt LAF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Laffer Investments, Inc. Address: 103 Murphy Court Nashville, TN 37203 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arthur B. Laffer, Jr. Title: Chief Executive Officer Phone: 615-460-0100 Signature City State and Date of Signing: Arthur B. Laffer Nashville TN 11/13/2012 -------------------------------------------------------------------------------- Signature City State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: $384,780,179.14 List of Other Included Managers: NONE 13F HOLDINGS REPORT AS OF DATE: 9/30/12

INVESTMENT DISCRETION VOTING AUTHORITY ISSUER TITLE OF CUSIP MKT SHARES/ SHA OTHER SHA NO NAME CLASS NUMBER VAL PRINC AMT SOLE(A) RED MNGRS SOLE RED NE ------------------------------------------------------------------------------------------------------------------------------------ Abbott Labs COMMON STOCKS 002824100 4,841,021.60 70,610.00 70,610.00 - ALL 70,610.00 - - Abercrombie & Fitch COMMON STOCKS 002896207 1,200,768.00 35,400.00 35,400.00 - ALL 35,400.00 - - Access Midstream Partners LP COMMON STOCKS 00434L109 2,098,851.76 63,352.00 63,352.00 - ALL 63,352.00 - - Aflac Inc COMMON STOCKS 001055102 2,741,369.40 57,255.00 57,255.00 - ALL 57,255.00 - - Allergan Inc COMMON STOCKS 018490102 4,240,154.00 46,300.00 46,300.00 - ALL 46,300.00 - - Altera Corp COMMON STOCKS 021441100 2,597,600.00 76,400.00 76,400.00 - ALL 76,400.00 - - American Capital Agency Corp COMMON STOCKS 02503X105 1,903,276.80 55,008.00 55,008.00 - ALL 55,008.00 - - Analog Devices Inc COMMON STOCKS 032654105 1,233,542.40 31,488.00 31,488.00 - ALL 31,488.00 - - Ares Capital Corp COMMON STOCKS 04010L103 1,900,654.60 110,890.00 110,890.00 - ALL 110,890.00 - - AT&T Inc COMMON STOCKS 00206R102 3,012,795.50 79,915.00 79,915.00 - ALL 79,915.00 - - Automatic Data Processing COMMON STOCKS 053015103 1,907,212.58 32,513.00 32,513.00 - ALL 32,513.00 - - Baker Hughes Inc COMMON STOCKS 057224107 2,252,454.00 49,800.00 49,800.00 - ALL 49,800.00 - - BCE Inc COMMON STOCKS 05534B760 1,901,195.92 43,268.00 43,268.00 - ALL 43,268.00 - - Becton Dickinson and Company COMMON STOCKS 075887109 2,554,771.20 32,520.00 32,520.00 - ALL 32,520.00 - - Bemis Inc COMMON STOCKS 081437105 31.47 1.00 1.00 - ALL 1.00 - - Blackrock Inc COMMON STOCKS 09247X101 1,819,729.80 10,206.00 10,206.00 - ALL 10,206.00 - - C R Bard Inc COMMON STOCKS 067383109 994,175.00 9,500.00 9,500.00 - ALL 9,500.00 - - CA Inc COMMON STOCKS 12673P105 3,166,415.44 122,896.00 122,896.00 - ALL 122,896.00 - - Capital One Finl Corp COMMON STOCKS 14040H105 1,965,704.80 34,480.00 34,480.00 - ALL 34,480.00 - - CenturyLink Inc COMMON STOCKS 156700106 1,304,920.00 32,300.00 32,300.00 - ALL 32,300.00 - - CF Inds Hldgs Inc COMMON STOCKS 125269100 3,222,480.00 14,500.00 14,500.00 - ALL 14,500.00 - - Cigna Corp COMMON STOCKS 125509109 2,537,746.00 53,800.00 53,800.00 - ALL 53,800.00 - - Clorox Co COMMON STOCKS 189054109 4,632,815.00 64,300.00 64,300.00 - ALL 64,300.00 - - Coca Cola Co COMMON STOCKS 191216100 1,846,280.68 48,676.00 48,676.00 - ALL 48,676.00 - - Coca-Cola Enterprises Inc COMMON STOCKS 19122T109 1,632,294.00 52,200.00 52,200.00 - ALL 52,200.00 - - Comerica Inc COMMON STOCKS 200340107 928,395.00 29,900.00 29,900.00 - ALL 29,900.00 - - Cooper Industries Plc COMMON STOCKS G24140108 1,681,344.00 22,400.00 22,400.00 - ALL 22,400.00 - - Costco Whsl Corp COMMON STOCKS 22160K105 6,800,864.00 67,900.00 67,900.00 - ALL 67,900.00 - - Dentsply Intl Inc COMMON STOCKS 249030107 1,476,018.00 38,700.00 38,700.00 - ALL 38,700.00 - - Digital Realty Trust Inc COMMON STOCKS 253868103 1,747,367.60 25,016.00 25,016.00 - ALL 25,016.00 - - Discover Finl Svcs COMMON STOCKS 254709108 2,375,854.00 59,800.00 59,800.00 - ALL 59,800.00 - - Dow Chem Co COMMON STOCKS 260543103 2,571,348.77 88,805.00 88,805.00 - ALL 88,805.00 - - Eastman Chem Co COMMON STOCKS 277432100 2,816,294.00 49,400.00 49,400.00 - ALL 49,400.00 - - Eaton Corp COMMON STOCKS 278058102 2,382,408.00 50,400.00 50,400.00 - ALL 50,400.00 - - Emerson Elec Co COMMON STOCKS 291011104 1,813,986.60 37,580.00 37,580.00 - ALL 37,580.00 - - Exxon Mobil Corp COMMON STOCKS 30231G102 2,655,250.75 29,035.00 29,035.00 - ALL 29,035.00 - - Flowserve Corp COMMON STOCKS 34354P105 1,890,552.00 14,800.00 14,800.00 - ALL 14,800.00 - - General Electric Co COMMON STOCKS 369604103 3,102,980.85 136,635.00 136,635.00 - ALL 136,635.00 - - General Mls Inc COMMON STOCKS 370334104 4,174,606.30 104,758.00 104,758.00 - ALL 104,758.00 - - Genesis Energy L.P. COMMON STOCKS 371927104 1,923,299.70 57,190.00 57,190.00 - ALL 57,190.00 - - Halliburton Co COMMON STOCKS 406216101 3,924,885.00 116,500.00 116,500.00 - ALL 116,500.00 - - Harris Corp COMMON STOCKS 413875105 2,023,190.00 39,500.00 39,500.00 - ALL 39,500.00 - - Hasbro Bradley Inc COMMON STOCKS 418056107 4,587,585.66 120,204.00 120,204.00 - ALL 120,204.00 - - Illinois Tool Works Inc COMMON STOCKS 452308109 2,974,689.40 50,020.00 50,020.00 - ALL 50,020.00 - - Ingersoll-Rand COMMON STOCKS G47791101 2,330,640.00 52,000.00 52,000.00 - ALL 52,000.00 - - Integrys Energy Group COMMON STOCKS 45822P105 1,179,720.00 22,600.00 22,600.00 - ALL 22,600.00 - - Intel Corp COMMON STOCKS 458140100 3,870,946.57 170,865.00 170,865.00 - ALL 170,865.00 - - ITT Corp COMMON STOCKS 450911201 229,710.00 11,400.00 11,400.00 - ALL 11,400.00 - - Johnson & Johnson COMMON STOCKS 478160104 4,377,576.66 63,526.00 63,526.00 - ALL 63,526.00 - - Kinder Morgan Management LLC COMMON STOCKS 49455U100 65.63 0.86 0.86 - ALL 0.86 - - KLA-Tencor Corp COMMON STOCKS 482480100 1,187,854.50 24,900.00 24,900.00 - ALL 24,900.00 - - Legg Mason Inc COMMON STOCKS 524901105 1,298,957.76 52,632.00 52,632.00 - ALL 52,632.00 - - Limited Brands Inc COMMON STOCKS 532716107 4,127,988.00 83,800.00 83,800.00 - ALL 83,800.00 - - Linear Technology Co COMMON STOCKS 535678106 989,602.00 31,100.00 31,100.00 - ALL 31,100.00 - - Lowe's Cos Inc COMMON STOCKS 548661107 1,539,216.00 50,900.00 50,900.00 - ALL 50,900.00 - - Marriott Intl Inc COMMON STOCKS 571903202 2,395,305.10 61,261.00 61,261.00 - ALL 61,261.00 - - Mccormick & Co Inc COMMON STOCKS 579780206 2,853,840.00 46,000.00 46,000.00 - ALL 46,000.00 - - Mcdonalds Corp COMMON STOCKS 580135101 3,982,500.50 43,406.00 43,406.00 - ALL 43,406.00 - - Medtronic Inc COMMON STOCKS 585055106 2,818,323.20 65,360.00 65,360.00 - ALL 65,360.00 - - Microchip Technology COMMON STOCKS 595017104 1,718,850.00 52,500.00 52,500.00 - ALL 52,500.00 - - Microsoft Corp COMMON STOCKS 594918104 2,652,955.20 89,145.00 89,145.00 - ALL 89,145.00 - - Molex Inc COMMON STOCKS 608554101 1,093,248.00 41,600.00 41,600.00 - ALL 41,600.00 - - Motorola Solutions Inc. COMMON STOCKS 620076307 2,654,582.70 52,514.00 52,514.00 - ALL 52,514.00 - - National Grid PLC-SP ADR COMMON STOCKS 636274300 1,896,412.16 34,256.00 34,256.00 - ALL 34,256.00 - - NextEra Energy, Inc. COMMON STOCKS 65339F101 4,736,514.51 67,347.00 67,347.00 - ALL 67,347.00 - - Nisource Inc COMMON STOCKS 65473P105 744,016.00 29,200.00 29,200.00 - ALL 29,200.00 - - Northeast Utilities COMMON STOCKS 664397106 2,540,574.65 66,455.00 66,455.00 - ALL 66,455.00 - - Omnicom Group COMMON STOCKS 681919106 2,871,376.40 55,690.00 55,690.00 - ALL 55,690.00 - - ONEOK Inc COMMON STOCKS 682680103 2,011,241.92 41,632.00 41,632.00 - ALL 41,632.00 - - Pall Corp COMMON STOCKS 696429307 1,587,250.00 25,000.00 25,000.00 - ALL 25,000.00 - - Parker Hannifin Corp COMMON STOCKS 701094104 1,629,810.00 19,500.00 19,500.00 - ALL 19,500.00 - - Pepsico Inc COMMON STOCKS 713448108 2,518,350.45 35,585.00 35,585.00 - ALL 35,585.00 - - Pfizer Inc COMMON STOCKS 717081103 2,684,545.50 108,030.00 108,030.00 - ALL 108,030.00 - - Philip Morris Intl Inc COMMON STOCKS 718172109 4,562,206.50 50,725.00 50,725.00 - ALL 50,725.00 - - Procter & Gamble Co COMMON STOCKS 742718109 4,383,066.48 63,193.00 63,193.00 - ALL 63,193.00 - - Rockwell Automation COMMON STOCKS 773903109 1,293,630.00 18,600.00 18,600.00 - ALL 18,600.00 - - Rockwell Collins Inc COMMON STOCKS 774341101 1,260,540.00 23,500.00 23,500.00 - ALL 23,500.00 - - Royal Dutch Shell PLC-ADR COMMON STOCKS 780259107 1,836,046.30 25,751.00 25,751.00 - ALL 25,751.00 - - Scana Corp COMMON STOCKS 80589M102 999,189.00 20,700.00 20,700.00 - ALL 20,700.00 - - Sherwin Williams Co COMMON STOCKS 824348106 3,395,148.00 22,800.00 22,800.00 - ALL 22,800.00 - - SLM Corp COMMON STOCKS 78442P106 2,726,193.84 173,422.00 173,422.00 - ALL 173,422.00 - - Smucker J M Co COMMON STOCKS 832696405 2,948,860.14 34,158.00 34,158.00 - ALL 34,158.00 - - Starwood Hotels & Resorts COMMON STOCKS 85590A401 3,054,492.00 52,700.00 52,700.00 - ALL 52,700.00 - - T.Rowe Price Group Inc COMMON STOCKS 74144T108 1,911,660.00 30,200.00 30,200.00 - ALL 30,200.00 - - TE Connectivity Ltd COMMON STOCKS H84989104 3,003,083.00 88,300.00 88,300.00 - ALL 88,300.00 - - Teco Energy Inc COMMON STOCKS 872375100 1,377,244.90 77,635.00 77,635.00 - ALL 77,635.00 - - Texas Instrs Inc COMMON STOCKS 882508104 4,903,825.57 177,965.00 177,965.00 - ALL 177,965.00 - - Textron Inc COMMON STOCKS 883203101 2,200,897.00 84,100.00 84,100.00 - ALL 84,100.00 - - Total Sys Svcs Inc COMMON STOCKS 891906109 1,687,440.00 71,200.00 71,200.00 - ALL 71,200.00 - - United Parcel Services COMMON STOCKS 911312106 2,313,142.40 32,320.00 32,320.00 - ALL 32,320.00 - - United Technologies COMMON STOCKS 913017109 2,496,668.10 31,890.00 31,890.00 - ALL 31,890.00 - - US Bancorp COMMON STOCKS 902973304 3,457,440.00 100,800.00 100,800.00 - ALL 100,800.00 - - Verizon Communications COMMON STOCKS 92343V104 2,711,187.15 59,495.00 59,495.00 - ALL 59,495.00 - - Vodafone Group PLC-SP ADR COMMON STOCKS 92857W209 1,848,510.00 64,860.00 64,860.00 - ALL 64,860.00 - - Walgreen Co COMMON STOCKS 931422109 2,540,596.80 69,720.00 69,720.00 - ALL 69,720.00 - - Williams Companies, Inc. COMMON STOCKS 969457100 2,005,949.14 57,362.00 57,362.00 - ALL 57,362.00 - - Windstream Corp COMMON STOCKS 97381W104 1,220,890.00 121,000.00 121,000.00 - ALL 121,000.00 - - Wisconsin Energy Corp COMMON STOCKS 976657106 1,438,994.00 38,200.00 38,200.00 - ALL 38,200.00 - - Wyndham Worldwide Co COMMON STOCKS 98310W108 3,810,048.00 72,600.00 72,600.00 - ALL 72,600.00 - - Xilinx Inc COMMON STOCKS 983919101 2,269,708.35 67,935.00 67,935.00 - ALL 67,935.00 - - Affiliated Managers Group CONVERTIBLE BOND 008252AL2 2,731,780.70 2,420.00 2,420.00 - ALL 2,420.00 - - Allegheny Technologies Inc CONVERTIBLE BOND 01741RAD4 2,629,106.96 2,241.00 2,241.00 - ALL 2,241.00 - - Amgen Inc CONVERTIBLE BOND 031162AQ3 3,915,340.96 3,513.00 3,513.00 - ALL 3,513.00 - - Arcelormittal CONVERTIBLE BOND 03938LAK0 1,191,948.20 1,128.00 1,128.00 - ALL 1,128.00 - - Archer Daniels Midland Co CONVERTIBLE BOND 039483AW2 3,671,315.01 3,663.00 3,663.00 - ALL 3,663.00 - - Ares Capital Corp CONVERTIBLE BOND 04010LAB9 2,084,439.75 1,921.00 1,921.00 - ALL 1,921.00 - - Boston Pptys Ltd Partnership CONVERTIBLE BOND 10112RAG9 2,472,200.00 2,104.00 2,104.00 - ALL 2,104.00 - - Chesapeake Energy Co CONVERTIBLE BOND 165167BW6 20,422.60 21.00 21.00 - ALL 21.00 - - Emc Corp CONVERTIBLE BOND 268648AM4 3,427,768.30 1,980.00 1,980.00 - ALL 1,980.00 - - Gilead Sciences Inc CONVERTIBLE BOND 375558AP8 3,237,403.80 2,051.00 2,051.00 - ALL 2,051.00 - - Health Care Reit Inc CONVERTIBLE BOND 42217KAR7 2,177,918.82 1,803.00 1,803.00 - ALL 1,803.00 - - Intel Corp CONVERTIBLE BOND 458140AD2 3,177,304.97 2,867.00 2,867.00 - ALL 2,867.00 - - Intl Game Technology CONVERTIBLE BOND 459902AQ5 2,827,718.04 2,635.00 2,635.00 - ALL 2,635.00 - - Janus Capital Group Inc CONVERTIBLE BOND 47102XAG0 2,542,029.76 2,356.00 2,356.00 - ALL 2,356.00 - - L-3 Communications Corp CONVERTIBLE BOND 502413AW7 1,808,604.33 1,784.00 1,784.00 - ALL 1,784.00 - - Lam Research Corp CONVERTIBLE BOND 512807AL2 1,716,122.92 1,750.00 1,750.00 - ALL 1,750.00 - - Medtronic Inc CONVERTIBLE BOND 585055AM8 3,750,436.47 3,667.00 3,667.00 - ALL 3,667.00 - - Molson Coors Brewing Co CONVERTIBLE BOND 60871RAA8 2,609,695.59 2,503.00 2,503.00 - ALL 2,503.00 - - National Retail Properties Inc CONVERTIBLE BOND 637417AC0 2,675,103.34 2,173.00 2,173.00 - ALL 2,173.00 - - Newmont Mng Corp Hld CONVERTIBLE BOND 651639AH9 2,615,443.76 1,925.00 1,925.00 - ALL 1,925.00 - - Old Republic Intl Corp CONVERTIBLE BOND 680223AH7 2,616,722.92 2,614.00 2,614.00 - ALL 2,614.00 - - Prologis LP CONVERTIBLE BOND 74340XAT8 1,733,946.25 1,543.00 1,543.00 - ALL 1,543.00 - - Sandisk Corp CONVERTIBLE BOND 80004CAD3 1,599,977.34 1,404.00 1,404.00 - ALL 1,404.00 - - Southwest Airlines CONVERTIBLE BOND 00949PAD0 2,149,816.00 1,648.00 1,648.00 - ALL 1,648.00 - - Steel Dynamics Inc CONVERTIBLE BOND 858119AP5 1,795,454.45 1,662.00 1,662.00 - ALL 1,662.00 - - Symantec Corp CONVERTIBLE BOND 871503AF5 2,519,543.29 2,306.00 2,306.00 - ALL 2,306.00 - - Anglogold Ashanti Ltd CONVERTIBLE PREFERRED STOCK 03512Q206 956,362.05 22,995.00 22,995.00 - ALL 22,995.00 - - Apache Corp CONVERTIBLE PREFERRED STOCK 037411808 1,723,227.48 35,320.00 35,320.00 - ALL 35,320.00 - - Bunge Limited CONVERTIBLE PREFERRED STOCK G16962204 1,961,033.07 20,075.00 20,075.00 - ALL 20,075.00 - - Centerpoint Energy Inc CONVERTIBLE PREFERRED STOCK 15189T206 828,523.12 20,595.00 20,595.00 - ALL 20,595.00 - - Genesee & Wyoming Inc CONVERTIBLE PREFERRED STOCK 371559204 1,217,356.40 11,720.00 11,720.00 - ALL 11,720.00 - - Hartford Financial Srvs Grp CONVERTIBLE PREFERRED STOCK 416515708 1,105,068.70 57,857.00 57,857.00 - ALL 57,857.00 - - Health Care Reit Inc CONVERTIBLE PREFERRED STOCK 42217K601 1,576,156.40 28,595.00 28,595.00 - ALL 28,595.00 - - Keycorp CONVERTIBLE PREFERRED STOCK 493267405 112,165.70 905.00 905.00 - ALL 905.00 - - Metlife Inc CONVERTIBLE PREFERRED STOCK 59156R116 2,045,882.88 29,599.00 29,599.00 - ALL 29,599.00 - - NextEra Energy Inc CONVERTIBLE PREFERRED STOCK 65339F507 2,592,054.85 47,355.00 47,355.00 - ALL 47,355.00 - - Nextera Energy Inc. CONVERTIBLE PREFERRED STOCK 65339F705 1,592,069.34 31,050.00 31,050.00 - ALL 31,050.00 - - PPL Corporation CONVERTIBLE PREFERRED STOCK 69351T114 1,746,571.00 31,930.00 31,930.00 - ALL 31,930.00 - - PPL Corporation CONVERTIBLE PREFERRED STOCK 69351T601 2,054,700.60 38,156.00 38,156.00 - ALL 38,156.00 - - Stanley Works CONVERTIBLE PREFERRED STOCK 854502309 1,704,663.40 13,570.00 13,570.00 - ALL 13,570.00 - - United Technologies Corporation CONVERTIBLE PREFERRED STOCK 913017117 2,771,059.50 49,395.00 49,395.00 - ALL 49,395.00 - - Wells Fargo & Co CONVERTIBLE PREFERRED STOCK 949746804 3,233,290.32 2,612.00 2,612.00 - ALL 2,612.00 - - Alerian MLP ETF EXCHANGE TRADED FUND 00162Q866 105,716.60 6,380.00 6,380.00 - ALL 6,380.00 - - Consumer Staples SPDR EXCHANGE TRADED FUND 81369Y308 54,095.75 1,510.00 1,510.00 - ALL 1,510.00 - - iShares Barclays 3-7 Year Tr EXCHANGE TRADED FUND 464288661 96,872.76 783.00 783.00 - ALL 783.00 - - iShares DJ Select Dividend EXCHANGE TRADED FUND 464287168 12,574.24 218.00 218.00 - ALL 218.00 - - iShares Gs$ Investop EXCHANGE TRADED FUND 464287242 3,994,664.85 32,805.00 32,805.00 - ALL 32,805.00 - - iShares Iboxx Hy Cp Bd EXCHANGE TRADED FUND 464288513 1,327,366.30 14,381.00 14,381.00 - ALL 14,381.00 - - iShares Lehman 1-3 Credit EXCHANGE TRADED FUND 464288646 3,871,133.28 36,603.00 36,603.00 - ALL 36,603.00 - - iShares Lehman 1-3 Tr EXCHANGE TRADED FUND 464287457 111,371.00 1,318.00 1,318.00 - ALL 1,318.00 - - iShares Lehman 20+ Tr EXCHANGE TRADED FUND 464287432 43,725.44 352.00 352.00 - ALL 352.00 - - iShares Lehman 7-10 Tr EXCHANGE TRADED FUND 464287440 64,967.54 599.00 599.00 - ALL 599.00 - - iShares Lehman Int Credit EXCHANGE TRADED FUND 464288638 4,657,216.85 41,795.00 41,795.00 - ALL 41,795.00 - - iShares Lehman Tips EXCHANGE TRADED FUND 464287176 2,196,428.64 18,039.00 18,039.00 - ALL 18,039.00 - - iShares MSCI Poland Index EXCHANGE TRADED FUND 46429B606 4,395,680.65 166,819.00 166,819.00 - ALL 166,819.00 - - iShares MSCI Canada Index EXCHANGE TRADED FUND 464286509 4,254,212.27 149,323.00 149,323.00 - ALL 149,323.00 - - iShares MSCI Hong Kong Index EXCHANGE TRADED FUND 464286871 4,644,252.71 255,179.00 255,179.00 - ALL 255,179.00 - - iShares MSCI New Zealand Index EXCHANGE TRADED FUND 464289123 4,676,657.14 139,168.00 139,168.00 - ALL 139,168.00 - - iShares MSCI S. Korea Index EXCHANGE TRADED FUND 464286772 4,326,423.84 73,168.00 73,168.00 - ALL 73,168.00 - - iShares MSCI Singapore Index EXCHANGE TRADED FUND 464286673 4,515,530.57 336,729.00 336,729.00 - ALL 336,729.00 - - iShares MSCI Sweden Index EXCHANGE TRADED FUND 464286756 4,343,505.48 153,698.00 153,698.00 - ALL 153,698.00 - - iShares MSCI Switzerland Index EXCHANGE TRADED FUND 464286749 4,502,590.61 183,107.00 183,107.00 - ALL 183,107.00 - - Spdr S&P 500 EXCHANGE TRADED FUND 78462F103 43,191.00 300.00 300.00 - ALL 300.00 - - Vanguard Intermediate - Term Corporate Bond ETF EXCHANGE TRADED FUND 92206C870 86,442.62 986.00 986.00 - ALL 986.00 - -