0001344717-12-000004.txt : 20121114 0001344717-12-000004.hdr.sgml : 20121114 20121114152911 ACCESSION NUMBER: 0001344717-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 121203990 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13fq32012.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY November 14, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 565 Form 13F Information Table Value Total: $1,573.6 (thousands) List of Other Included Managers: NONE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- DAIMLERCHRYSLER AG ORD COMMON D1668R123 12,890 266 X 266 0 0 AMDOCS LTD ORD COMMON G02602103 4,949 150 X 150 0 0 APCO OIL AND GAS INTERNATIONAL COMMON G0471F109 149,154 9,270 X 7,270 0 2,000 BUNGE LIMITED COM COMMON G16962105 2,168,732 32,345 X 26,275 0 6,070 COVIDIEN PLC COMMON G2554F113 24,442,536 411,352 X X 229,763 16,315 165,274 ENSCO PLC SHS CLASS A COMMON G3157S106 29,081,080 533,011 X X 323,731 15,987 193,293 GASLOG LTD SHS COMMON G37585109 129,117 11,150 X X 6,550 3,000 1,600 INGERSOLL-RAND PLC COMMON G47791101 682,385 15,225 X 13,711 0 1,514 LASALLE RE HLDGS LTD PFD A PREFERR G5383Q119 80 500 X 500 0 0 MICHAEL KORS HLDGS LTD SHS COMMON G60754101 26,590 500 X 0 0 500 PARTNERRE LTD 6.50% PFD SERIES PREFERR G68603409 43,664 1,732 X 1,032 0 700 RENAISSANCERE HLDGS LTD ORD COMMON G7496G103 2,406,884 31,242 X 29,075 0 2,167 VALIDUS HOLDINGS LTD COM SHS COMMON G9319H102 26,382 778 X 778 0 0 ACE LTD SHS COMMON H0023R105 27,830,477 368,128 X X 217,266 10,610 140,252 WEATHERFORD INTERNATIONAL LTD COMMON H27013103 197,808 15,600 X 13,200 0 2,400 NOBLE CORPORATION BAAR NAMEN - COMMON H5833N103 7,156 200 X 0 0 200 TE CONNECTIVITY LTD COMMON H84989104 153,453 4,512 X 3,762 0 750 TYCO INTERNATIONAL LTD SHS COMMON H89128104 143,407 2,549 X 2,299 0 250 DE MASTER BLENDERS 1753 N.V.OR COMMON N2563N109 12,020 1,000 X 0 0 1,000 QIAGEN N V ORD COMMON N72482107 74,966 4,050 X 0 0 4,050 BANCO LATINOAMER EXPORT S A CL COMMON P16994132 123,704 5,600 X 5,100 0 500 FLEXTRONICS INTL LTD ORD COMMON Y2573F102 18,000 3,000 X 0 0 3,000 SEASPAN CORP SHS COMMON Y75638109 56,019 3,550 X 0 0 3,550 AFLAC INC COMMON 001055102 3,746,993 78,258 X X 52,958 900 24,400 AGIC CONV & INCOME FD II COM MUTUAL 001191105 25,521 2,947 X 2,947 0 0 AGL RES INC COMMON 001204106 59,729 1,460 X 1,460 0 0 AIM EQUITY FDS INC CONSTELLATI COMMON 001413202 18,639 768 X 0 0 768 AOL INC COM COMMON 00184X105 35 1 X 0 0 1 A T & T INC COMMON 00206R102 25,547,857 677,662 X X 406,140 24,926 246,596 A V HOMES INC COMMON 00234P102 5,936 400 X 200 0 200 ABBOTT LABS COMMON 002824100 4,756,898 69,383 X 43,833 0 25,550 ADVANT-E CORP COM COMMON 00761J107 4,640 20,000 X 0 0 20,000 AEGION CORP COM COMMON 00770F104 9,580 500 X 500 0 0 AGILENT TECHNOLOGIES INC. COMMON 00846U101 72,517 1,886 X 833 0 1,053 AIR PRODS & CHEMS INC COMMON 009158106 231,560 2,800 X 0 0 2,800 ALCOA INC COMMON 013817101 5,756 650 X 0 0 650 ALCATEL-LUCENT SPONSORED ADR COMMON 013904305 43 39 X 39 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 5,423 170 X 170 0 0 ALLIANCE BERNSTEIN HLDGS LP UN UNITS 01881G106 896,831 58,198 X 58,198 0 0 ALLIED IRISH BANKS PLC COMMON 019228808 3 4 X 4 0 0 ALLSTATE CORP COMMON 020002101 2,600,515 65,653 X 54,528 0 11,125 ALLY FINL INC PERP PFD-A FLT PREFERR 02005N308 144,314 5,900 X 3,900 0 2,000 AMBASE CORP COM COMMON 023164106 13,450 5,000 X 5,000 0 0 AMEREN CORP COMMON 023608102 49,005 1,500 X 1,500 0 0 AMERICA MOVIL S A DE C V SPONS COMMON 02364W105 305,160 12,000 X 0 0 12,000 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- AMERICAN ELECTRIC POWER COMMON 025537101 43,588 992 X 527 0 465 AMERICAN EXPRESS COMPANY COMMON 025816109 7,295,707 128,310 X 101,679 0 26,631 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 33 1 X 1 0 0 AMERICAN INTL CORP PFD 6.45% PREFERR 026874800 250,400 10,000 X 10,000 0 0 AMERICAN TOWER REIT COM COMMON 03027X100 35,695 500 X 500 0 0 AMERIPRISE FINL INC COM COMMON 03076C106 129,253 2,280 X 0 0 2,280 AMERIGAS PARTNERS L P UT LTD P UNITS 030975106 3,746,203 85,804 X 33,318 0 52,486 AMETEK INC NEW COMMON 031100100 159,525 4,500 X 4,500 0 0 AMGEN INC COMMON 031162100 230,196 2,731 X 2,455 0 276 ANADARKO PETE CORP COMMON 032511107 124,597 1,782 X 1,182 0 600 ANALOG DEVICES INC COMMON 032654105 4,474,764 114,225 X 87,625 0 26,600 ANGLOGOLD ASHANTI LTD ADR SPON COMMON 035128206 3,049 87 X 0 0 87 APACHE CORP COMMON 037411105 2,865,702 33,141 X 32,615 0 526 APOLLO INVT CORP COM SH BEN IN COMMON 03761U106 1,970 250 X 250 0 0 APPLE COMPUTER INC COMMON 037833100 3,504,303 5,253 X 3,873 0 1,380 APPLIED MATLS INC COMMON 038222105 43,677 3,912 X 0 0 3,912 ARCH COAL INC COMMON 039380100 5,127 810 X 0 0 810 ASHLAND INC NEW COM COMMON 044209104 77,758 1,086 X 86 0 1,000 ATMOS ENERGY CORP COMMON 049560105 25,053 700 X 700 0 0 AUTODESK INC COMMON 052769106 4,269 128 X 0 0 128 AUTOMATIC DATA PROCESSING COMMON 053015103 139,259 2,374 X 640 0 1,734 AVENTINE RENEW HLDGS RTS WARRANT 05356X122 0 15 X 15 0 0 AVIAT NETWORKS INC COMMON 05366Y102 802 337 X 337 0 0 BB&T CORPORATION COMMON 054937107 9,103,050 274,519 X X 169,025 14,338 91,156 BB&T CORP 1/1000 E PRPTL PREFERR 054937404 25,570 1,000 X 1,000 0 0 B & G FOODS INC NEW CL A COMMON 05508R106 15,155 500 X 0 0 500 BAC CAP TR III GTD CAP SECS 7% PREFERR 05518E202 22,752 900 X 500 0 400 BAC CAP TR VIII GTD CAP SECS PREFERR 05518T209 82,071 3,300 X 0 0 3,300 BANK OF AMERICA CAP IV PFD 5.8 PREFERR 055185201 49,860 2,000 X 1,000 0 1,000 BCE INC COM NEW COMMON 05534B760 11,138,087 253,484 X 162,704 0 90,780 BP AMOCO ADS COMMON 055622104 196,847 4,647 X 4,647 0 0 BABCOCK & WILCOX CO NEW COM COMMON 05615F102 348,684 13,690 X 10,540 0 3,150 BAKER HUGHES INC COMMON 057224107 1,489,379 32,929 X 20,135 0 12,794 BANCO BILBAO VIZCAYA ARGENTAAD COMMON 05946K101 7,750 1,000 X 0 0 1,000 BANK OF AMERICA COMMON 060505104 1,820,693 206,194 X 115,842 0 90,352 BANK OF AMERICA CORPORATION PF PREFERR 060505559 317,888 12,250 X 12,050 0 200 BANK OF AMERICA CORP 7.25%CNV CONVERT 060505682 43,560 40 X 40 0 0 BANK OF NEW YORK MELLON CORPOR COMMON 064058100 2,593,722 114,665 X 89,504 0 25,161 BANK NOVA SCOTIA HALIFAX COM COMMON 064149107 8,946,240 163,193 X 111,998 0 51,195 BARD C R INC N J COMMON 067383109 26,163 250 X 0 0 250 BARCLAYS BANK PLC 6.625% 00/00 PREFERR 06739F390 124,950 5,000 X 5,000 0 0 BARRICK GOLD CORP COMMON 067901108 51,991 1,245 X 0 0 1,245 BAXTER INTL INC COMMON 071813109 60,270 1,000 X 0 0 1,000 BEAVER COAL CO, LTD PRTNSH COMMON 074799107 75,686 71 X 71 0 0 BECTON DICKINSON & CO COMMON 075887109 1,368,044 17,414 X 6,718 0 10,696 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- BELO A H CORP COMMON 080555105 2,349 300 X 0 0 300 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670108 663,500 5 X 2 0 3 BERKSHIRE HATHAWAY INC DEL CL COMMON 084670702 2,870,204 32,542 X 24,967 0 7,575 BHP BILLITON LTD SPONSORED ADR COMMON 088606108 925,206 13,485 X 3,765 0 9,720 BIOGEN IDEC INC COMMON 09062X103 3,043,884 20,400 X 20,000 0 400 BLACKROCK STRATEGIC MUN TR COM MUTUAL 09248T109 10,549 666 X 0 0 666 BLACKROCK LTD DURATION INC TCO COMMON 09249W101 18,610 1,000 X 1,000 0 0 H R BLOCK INC COMMON 093671105 4,246 245 X 245 0 0 BNY CAPITAL V 30 YR PFD 5.950% PREFERR 09656H209 10,132 400 X 400 0 0 BOEING CO COMMON 097023105 34,798 500 X 500 0 0 BORG WARNER AUTOMOTIVE INC COMMON 099724106 1,717,660 24,854 X 18,630 0 6,224 BOSTON SCIENTIFIC CORP COMMON 101137107 26,169 4,559 X 1,200 0 3,359 BRINKER INTL INC COMMON 109641100 74,130 2,100 X 2,100 0 0 BRISTOL MYERS SQUIBB CO. COMMON 110122108 1,092,454 32,369 X 23,323 0 9,046 BROADCOM CORP COMMON 111320107 12,100 350 X 0 0 350 BROOKFIELD ASSET MGMT INC CL A COMMON 112585104 1,795 52 X 52 0 0 BUCKEYE PARTNERS L P UNITS 118230101 2,069,858 43,149 X 27,419 0 15,730 CH ENERGY GROUP, INC. COMMON 12541M102 32,605 500 X 500 0 0 CMS ENERGY CORP COMMON 125896100 28,189 1,197 X 1,197 0 0 CNOOC LTD SPONSORED ADR COMMON 126132109 385,187 1,900 X 1,900 0 0 CRH PLC ADR COMMON 12626K203 365 19 X 19 0 0 CSX CORP COMMON 126408103 234,475 11,300 X 11,300 0 0 CABOT OIL & GAS CORP CL A COMMON 127097103 22,450 500 X 0 0 500 CAMERON INTERNATIONAL CORP COM COMMON 13342B105 7,850 140 X 140 0 0 CDN IMPERIAL BK OF COMMERCE CO COMMON 136069101 3,982,217 50,930 X 26,490 0 24,440 CANADIAN NATL RY CO COMMON 136375102 4,075,344 46,190 X 30,055 0 16,135 CANADIAN PAC RY LTD COM COMMON 13645T100 9,701,197 117,037 X 82,821 0 34,216 CAPITAL ONE FINANCIAL 6.00% SE PREFERR 14040H402 250,200 10,000 X 10,000 0 0 CARDINAL HEALTH INC. COMMON 14149Y108 551,231 14,145 X 9,370 0 4,775 CAREFUSION CORP COM COMMON 14170T101 9,937 350 X 0 0 350 CATERPILLAR COMMON 149123101 7,274,080 84,543 X 59,580 0 24,963 CELGENE CORP COM COMMON 151020104 15,204 199 X 0 0 199 CENOVUS ENERGY INC COM COMMON 15135U109 4,461,218 128,012 X 90,311 0 37,701 CENTERPOINT ENERGY INC COM COMMON 15189T107 8,520 400 X 400 0 0 CHELSEA THERAPEUTICS INTL LTCO COMMON 163428105 18,000 15,000 X 0 0 15,000 CHEVRON CORPORATION COMMON 166764100 18,738,302 160,761 X X 96,498 25 64,238 CHICOS FAS INC COM COMMON 168615102 3,622 200 X 0 0 200 CHINA PETE & CHEM CORP ADR SPO COMMON 16941R108 92,420 1,000 X 0 0 1,000 CHIPOTLE MEXICAN GRILL INC CL COMMON 169656105 15,877 50 X 50 0 0 CHUBB CORP COMMON 171232101 5,674,088 74,385 X 62,412 0 11,973 CISCO SYS INC COMMON 17275R102 26,408,175 1,382,989 X X 817,473 62,540 502,976 CITADEL BROADCASTING CORP COM COMMON 17285T106 0 109 X 109 0 0 CITIGROUP INC T-DECS 7.50% CV CONVERT 172967416 96,980 1,000 X 1,000 0 0 CITIGROUP INC COMMON 172967424 2,441,861 74,629 X 48,494 0 26,135 CITIGROUP CAP VII CAP SECS 7.1 PREFERR 17306N203 30,396 1,200 X 0 0 1,200 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- CITIGROUP CAPITAL 7.875% XIII PREFERR 173080201 256,220 9,200 X 9,200 0 0 CITIGROUP CAPITAL XV 6.500% 9/ PREFERR 17310G202 7,527 300 X 0 0 300 CITIZENS REPUBLIC BANCORP INC COMMON 174420307 19,350 1,000 X 0 0 1,000 CLEARWIRE CORP NEW CL A COMMON 18538Q105 670 500 X 0 0 500 CLIFFS NATURAL RESOURCES INC COMMON 18683K101 552,907 14,130 X 3,380 0 10,750 COACH INC COM COMMON 189754104 56,020 1,000 X 300 0 700 COCA COLA CO COMMON 191216100 1,112,714 29,336 X 22,586 0 6,750 COGNIZANT TECHNLGY SLTNS CORCL COMMON 192446102 279,560 4,000 X 0 0 4,000 COLGATE PALMOLIVE CO COMMON 194162103 9,136,860 85,216 X 59,951 0 25,265 COLLECTIVE BRANDS INC COMMON 19421W100 36,907 1,700 X 0 0 1,700 COLUMBIA LABS INC COMMON 197779101 11,880 12,000 X 12,000 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 157,889 4,414 X 1,820 0 2,594 COMCAST CORP CL A SPL COMMON 20030N200 121,835 3,500 X 2,500 0 1,000 COMSTOCK RES INC COM NEW COMMON 205768203 18,380 1,000 X 1,000 0 0 CONOCOPHILLIPS COMMON 20825C104 19,715,550 344,798 X X 219,600 1,000 124,198 CONSOL ENERGY INC COM COMMON 20854P109 2,419,596 80,519 X 68,969 0 11,550 CONSOLIDATED EDISON INC COMMON 209115104 139,843 2,335 X 1,760 0 575 CORNING INC COMMON 219350105 287,459 21,860 X 6,000 0 15,860 GOLDMAN SACHS CORTS PFD 6.000% PREFERR 22083B208 60,386 2,431 X 2,431 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 32,874,816 328,223 X X 197,943 9,296 120,984 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 4,282 400 X 0 0 400 CYTEC INDS INC COMMON 232820100 27,912 426 X 0 0 426 DCP MIDSTREAM PARTNERS LP COM UNITS 23311P100 2,468,286 53,150 X 34,060 0 19,090 DDR CORP DEPSHS1/20 CLJ COMMON 23317H607 49,820 2,000 X 2,000 0 0 DTC ENERGY 6.500% PFD PREFERR 233331602 280,200 10,000 X 10,000 0 0 DWS VALUE SER INC LGECP VAL CL MUTUAL 23338F606 18,570 1,000 X 0 0 1,000 DANAHER CORP SHS BEN INT COMMON 235851102 22,391 406 X 0 0 406 DEERE & CO. COMMON 244199105 519,066 6,294 X 3,794 0 2,500 DEUTSCHE BANK CAP FUND IX PFD PREFERR 25153Y206 63,527 2,535 X 1,035 0 1,500 DEVON ENERGY CORP NEW COMMON 25179M103 98,918 1,635 X 1,435 0 200 DISNEY (WALT) PRODUCTIONS COMMON 254687106 107,906 2,064 X 1,064 0 1,000 DIRECTV COMMON 25490A309 10,068 192 X 0 0 192 DOMINION RES INC VA NEW COMMON 25746U109 2,422,111 45,752 X 41,576 0 4,176 DOVER CORP COMMON 260003108 5,465,941 91,880 X X 55,575 300 36,005 DOW CHEMICAL CORP COMMON 260543103 33,770,998 1,166,327 X X 701,614 38,669 426,044 DR PEPPER SNAPPLE GROUP INC CO COMMON 26138E109 12,825 288 X 288 0 0 DREYFUS/LAUREL FDS TR PREM LTR MUTUAL 261980759 31,619 4,820 X 0 0 4,820 DU PONT E I DE NEMOURS CO COMMON 263534109 42,989,949 855,181 X X 546,791 22,952 285,438 DUKE ENERGY CORPORATION COM NE COMMON 26441C204 5,300,146 81,805 X 43,542 0 38,263 DUN & BRADSTREET CORP DEL NECO COMMON 26483E100 131,373 1,650 X 0 0 1,650 E DIGITAL CORP COMMON 26841Y103 35 500 X 500 0 0 E M C CORP MASS COMMON 268648102 11,031,588 404,532 X 340,699 0 63,833 EOG RESOURCES INC. COMMON 26875P101 2,096,568 18,711 X 16,646 0 2,065 EQT CORP COM COMMON 26884L109 2,067,891 35,049 X 32,413 0 2,636 EQT MIDSTREAM PARTNERS LP UNIT UNITS 26885B100 300,384 10,430 X 7,630 0 2,800 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- EASTMAN CHEM CO COMMON 277432100 53,418 937 X 644 0 293 EATON CORP COMMON 278058102 35,181,737 744,272 X X 440,339 22,149 281,784 EATON VANCE ENHANCED EQ INC CO MUTUAL 278274105 5,573 503 X 503 0 0 ECOLAB INC COMMON 278865100 32,405 500 X 0 0 500 EDISON INTERNATIONAL COMMON 281020107 257,966 5,646 X 5,646 0 0 EL PASO PIPELINE PARTNERS L CO UNITS 283702108 1,244,897 33,447 X 23,662 0 9,785 EMERSON ELEC CO COMMON 291011104 28,685,847 594,279 X X 350,594 15,278 228,407 ENBRIDGE INC COM COMMON 29250N105 31,224 800 X 700 0 100 ENBRIDGE ENERGY PARTNERS L P C UNITS 29250R106 2,045,167 69,469 X 53,949 0 15,520 ENCANA CORP COM COMMON 292505104 81,016 3,696 X 3,600 0 96 ENERGY TRANSFER PRTNRS L P UNI UNITS 29273R109 1,822,081 42,802 X 29,611 0 13,191 ENERGY TRANSFER EQUITY L P COM UNITS 29273V100 428,948 9,490 X 5,600 0 3,890 ENTERPRISE PRODS PARTNERS L CO UNITS 293792107 5,833,395 108,832 X 61,237 0 47,595 ERICSSON L M TEL CO ADR B SEK COMMON 294821608 4,140 454 X 120 0 334 EURO PAC GROWTH FD SH BEN INT COMMON 298706102 52,880 1,332 X 0 0 1,332 EVERBANK FINL CORP COM COMMON 29977G102 275,400 20,000 X 20,000 0 0 EVOLUCIA INC COMMON 30049B105 148 5,000 X 5,000 0 0 EXELON CORP COMMON 30161N101 996,204 27,999 X 15,911 0 12,088 EXELIS INC COM COMMON 30162A108 8,065 780 X 780 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 164,717 2,630 X 2,320 0 310 EXTERRAN HLDGS INC COM COMMON 30225X103 973 48 X 48 0 0 EXXON MOBIL CORPORATION COMMON 30231G102 19,696,958 215,385 X 114,134 0 101,251 FPL GROUP CAP TR I PFD TR SECS PREFERR 30257V207 12,955 500 X 500 0 0 FACEBOOK INC CL A COMMON 30303M102 9,206 425 X 250 0 175 FACTSET RESH SYS INC COM COMMON 303075105 1,287,207 13,350 X 7,534 0 5,816 FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 95 X 95 0 0 FAMILY DLR STORES INC COMMON 307000109 19,890 300 X 0 0 300 FARMERS & MERCHANTS BK COM COMMON 308243104 4,430 1 X 1 0 0 FEDERAL HOME LN MTG CORP PFD 8 PREFERR 313400624 850 1,000 X 1,000 0 0 FANNIE MAE PFD SER T 8.25% DTD PREFERR 313586737 2,240 2,000 X 0 0 2,000 FEDEX CORP COMMON 31428X106 4,169,397 49,272 X 37,680 0 11,592 FERRELLGAS PARTNERS L P COMMON 315293100 6,460 333 X 333 0 0 FIFTH & PACIFIC COMPANIES INC COMMON 316645100 44,308 3,467 X 3,467 0 0 FIRST EAGLE FDS INC OVERSEAS F MUTUAL 32008F804 36,241 1,667 X 1,667 0 0 FIRST ST FINL CORP FLA COM COMMON 33708M206 0 2,000 X 2,000 0 0 FIRSTENERGY CORP COMMON 337932107 39,161 888 X 888 0 0 FLUOR CORP NEW COMMON 343412102 59,938 1,065 X 665 0 400 FLOWERS FOODS INC COMMON 343498101 6,115 303 X 0 0 303 FORD MTR CO DEL 7.50% PFD PREFERR 345370852 112,548 4,150 X 0 0 4,150 FORD MTR CO DEL PAR $0.01 COMMON 345370860 13,968,208 1,416,654 X X 886,705 47,239 482,710 FRANKLIN RES INC COMMON 354613101 4,127 33 X 33 0 0 FREEPORT MCMORAN COPPER&GOLDCL COMMON 35671D857 4,079,352 103,066 X 79,545 0 23,521 FRONTIER COMMUNICATIONS CORP C COMMON 35906A108 80,223 16,322 X 13,730 0 2,592 GDF SUEZ SPONS ADR COMMON 36160B105 15,804 706 X 706 0 0 GMAC CAP TR I GTD TR PFD-2 PREFERR 361860208 139,988 5,575 X 1,825 0 3,750 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- GARTNER GROUP INC NEW COMMON 366651107 11,983 260 X 260 0 0 GENERAL COMMUNICATIONS INC CL COMMON 369385109 1,960 200 X 0 0 200 GENERAL DYNAMICS CORP COMMON 369550108 1,984 30 X 30 0 0 GENERAL ELECTRIC COMPANY COMMON 369604103 52,253,144 2,300,887 X X 1,378,291 71,313 851,283 GEN ELEC CAPITAL CORP PFD 6.05 PREFERR 369622469 51,240 2,000 X 0 0 2,000 GENL ELEC CAPITAL CORP PFD 6.1 PREFERR 369622519 18,284 700 X 0 0 700 GENL ELEC CAP CORPPFD 6.625% 0 PREFERR 369622527 8,025 300 X 0 0 300 GENERAL MILLS INC COMMON 370334104 735,711 18,462 X 12,312 0 6,150 GENERAL MTRS CO COM COMMON 37045V100 113,750 5,000 X 0 0 5,000 GENESEE & WYO INC CL A COMMON 371559105 29,418 440 X 40 0 400 GILEAD SCIENCES INC COM COMMON 375558103 25,338 382 X 0 0 382 GLAXO PLC COMMON 37733W105 20,155,045 435,879 X X 250,275 21,255 164,349 GOLDCORP INC NEW COM COMMON 380956409 449,330 9,800 X 2,600 0 7,200 GOLDMAN SACHS GROUP INC COMMON 38141G104 402,200 3,538 X 3,538 0 0 GOLDMAN SACHS PFD VARIABLE RAT PREFERR 38143Y665 20,577 1,036 X 1,036 0 0 GOLDMAN SACHS 6.500% PFD PREFERR 38144G184 108,720 4,000 X 4,000 0 0 GOLDMAN SACHS PFD 6.200% PREFERR 38144X500 50,620 2,000 X 0 0 2,000 GOLDMAN SACHS GROUP 6.125% PRE PREFERR 38145X111 157,800 6,000 X 6,000 0 0 GOOGLE INC CL A COMMON 38259P508 150,146 199 X 151 0 48 GRAINGER W W INC COMMON 384802104 841,815 4,040 X 2,000 0 2,040 GREATER CHINA FD INC COM MUTUAL 39167B102 43,924 3,853 X 2,500 0 1,353 GREEN MTN COFFEE INC COMMON 393122106 9,496 400 X 0 0 400 GRUPO TELEVISA SA DE CV COMMON 40049J206 141,060 6,000 X 6,000 0 0 GULFMARK OFFSHORE INC CL A NEW COMMON 402629208 24,831,906 751,571 X X 449,476 17,447 284,648 HSBC 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COMMON 438516106 35,771,190 598,681 X X 342,407 20,549 235,725 HOSPIRA INC COM COMMON 441060100 50,871 1,550 X 1,500 0 50 HUGOTON RTY TR TEX UNIT BEN IN COMMON 444717102 26,360 4,000 X 0 0 4,000 HUMANA INC COMMON 444859102 750,254 10,695 X 9,938 0 757 HUNTINGTON BANCSHARES INC COMMON 446150104 31,028 4,500 X 4,500 0 0 HUNTINGTON BANCSHARES INC PFD CONVERT 446150401 51,000 40 X 40 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- HUNTINGTON INGALLS INDS INC CO COMMON 446413106 104,705 2,490 X 2,484 0 6 IXIA COM COMMON 45071R109 9,642 600 X 0 0 600 ITT CORP NEW COM NEW COMMON 450911201 7,859 390 X 390 0 0 ICONIX BRAND GROUP INC COMMON 451055107 9,685 531 X 531 0 0 IDEX CORP COMMON 45167R104 93,983 2,250 X 2,250 0 0 IKANOS COMMUNICATIONS COM COMMON 45173E105 11,120 8,000 X 0 0 8,000 ILLINOIS TOOL WORKS INC COMMON 452308109 197,440 3,320 X 1,670 0 1,650 INDIA FUND INC COM MUTUAL 454089103 9,296 400 X 0 0 400 ING GROEP N V PFD PERP DBT % PREFERR 456837301 10,000 400 X 0 0 400 INTEL CORPORATION COMMON 458140100 23,022,917 1,016,240 X X 652,678 26,039 337,523 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 56,536,556 272,531 X X 166,669 4,865 100,997 INTERNATIONAL PAPER CO COMMON 460146103 65,376 1,800 X 300 0 1,500 INTERPUBLIC GROUP COS INC COMMON 460690100 17,703 1,592 X 1,592 0 0 INVESTMENT CO AMER CL B SHS MUTUAL 461308207 18,086 592 X 0 0 592 INVESTMENT CO AMER CL F-2 SHS MUTUAL 461308827 10,724 350 X 0 0 350 IRELAND BANK SPONSORED ADR NEW COMMON 46267Q202 282 51 X 51 0 0 ISHARES INC MSCI CDA INDEX MUTUAL 464286509 6,268 220 X 220 0 0 ISHARES TR FTSE XNHUA IDX MUTUAL 464287184 77,850 2,250 X 2,250 0 0 ISHARES TR - MSCI EMERG MKT COMMON 464287234 99,180 2,400 X 0 0 2,400 ISHARES TR MSCI EAFE IDX COMMON 464287465 31,800 600 X 0 0 600 ISSUER DIRECT CORPORATION COMMON 46520M204 3 1 X 1 0 0 ITAU UNIBANCO BANCO BRASILEIRO COMMON 465562106 120,513 7,887 X 1,925 0 5,962 J.P. 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COMMON 50075N104 115,325 2,789 X 1,489 0 1,300 KROGER CO COMMON 501044101 16,478 700 X 0 0 700 LSI LOGIC CORP COMMON 502161102 193 28 X 0 0 28 L-3 COMMUNICATIONS HLDGS INC COMMON 502424104 5,737 80 X 0 0 80 8LEHMAN BROTHERS HOLDING COMMON 524ESC100 0 600 X 600 0 0 LEGGETT & PLATT INC COMMON 524660107 62,625 2,500 X 2,500 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- LEGACY RESERVES LP UNIT LP INT COMMON 524707304 856,251 29,700 X 7,400 0 22,300 LEXINGTON CORPORATE PPTYS TRCO COMMON 529043101 10,829 1,121 X 1,121 0 0 LILLY ELI & CO COMMON 532457108 1,237,875 26,110 X 12,075 0 14,035 LIMITED STORES INC COMMON 532716107 54,186 1,100 X 1,100 0 0 LINN ENERGY LLC UNIT LTD LIAB UNITS 536020100 98,976 2,400 X 0 0 2,400 LOWES CO COMMON 548661107 103,028 3,407 X 2,157 0 1,250 LULULEMON ATHLETICA INC COM COMMON 550021109 1,479 20 X 20 0 0 M & T BK CORP COMMON 55261F104 1,967,433 20,675 X 19,400 0 1,275 M&T BANK CAPITAL TRUST IV 8.50 PREFERR 55292C203 23,558 917 X 667 0 250 MKS INSTRS INC COMMON 55306N104 25,490 1,000 X 1,000 0 0 MACK CALI RLTY CORP COMMON 554489104 11,438 430 X 0 0 430 MACYS INC COM COMMON 55616P104 7,739,412 205,726 X 168,959 0 36,767 MAGELLAN MIDSTREAM PRTNRS LPCO UNITS 559080106 849,237 19,420 X 16,780 0 2,640 MANULIFE FINL CORP COMMON 56501R106 18,060 1,500 X 0 0 1,500 MARATHON OIL CORP COM COMMON 565849106 8,135,831 275,138 X 184,538 0 90,600 MARATHON PETE CORP COM COMMON 56585A102 5,459 100 X 0 0 100 MARKWEST ENERGY PARTNERS L PUN UNITS 570759100 954,418 17,538 X 14,613 0 2,925 MARSH MCLENNAN COMMON 571748102 6,786 200 X 0 0 200 MARTIN MARIETTA MTLS INC COMMON 573284106 24,861 300 X 300 0 0 MCDERMOTT INTERNATIONAL INC. 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COMMON 674599105 145,269 1,688 X 888 0 800 OMNICOM GROUP COMMON 681919106 398,713 7,733 X 7,733 0 0 ONEOK PARTNERS L P UNITS 68268N103 953,607 16,027 X 12,357 0 3,670 ONEOK INC NEW COMMON 682680103 75,653 1,566 X 1,566 0 0 ORACLE SYS CORP COMMON 68389X105 8,365,340 265,904 X 207,780 0 58,124 OVERSEAS SHIPHOLDING GROUP COMMON 690368105 3,300 500 X 300 0 200 OXFORD RESOURCE PARTNERS LP CO UNITS 691807101 3,189 350 X 0 0 350 PIMCO FDS PAC INVT MGMT SER TO MUTUAL 693390429 51,334 4,433 X 0 0 4,433 PNC FINANCIAL GROUP COMMON 693475105 34,493,867 546,654 X X 313,314 20,068 213,272 PNC FINL SVCS GROUP INC DEP PF PREFERR 693475881 158,280 6,000 X 6,000 0 0 PPG INDS INC COMMON 693506107 910,566 7,929 X 6,344 0 1,585 PPL CORP COMMON 69351T106 30,366,517 1,045,319 X X 626,901 45,054 373,364 PVR PARTNERS LP COM UNIT REPTG UNITS 693665101 908,147 35,782 X 15,964 0 19,818 PALL CORP COMMON 696429307 201,073 3,167 X 3,167 0 0 PARKER HANNIFIN CORP COMMON 701094104 11,283 135 X 135 0 0 PATRIOT COAL CORP 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171,007 QUESTAR CORP COMMON 748356102 10,270,533 505,191 X 347,170 0 158,021 QWEST CORP 7.375% PREFERRED PREFERR 74913G204 161,280 6,000 X 6,000 0 0 QWEST CORP 7.500% PFD PREFERR 74913G303 107,520 4,000 X 4,000 0 0 RH DONNELLEY CORP COMMON 74955W307 0 40 X 40 0 0 RANGE RES CORP COM COMMON 75281A109 22,160,738 317,171 X X 188,261 11,521 117,389 RAYTHEON CO NEW COM COMMON 755111507 434,530 7,602 X 7,100 0 502 RED HAT INC COM COMMON 756577102 2,278 40 X 0 0 40 REGIONS FINANCIAL CORP (NEW) COMMON 7591EP100 73,497 10,215 X 6,746 0 3,469 RELM WIRELESS CORP COM COMMON 759525108 26,067 14,727 X 14,727 0 0 ROCHE HLDG LTD SPONSORED ADR COMMON 771195104 489,167 10,466 X 10,000 0 466 ROCKWELL INTL CORP NEW COMMON 773903109 83,460 1,200 X 1,100 0 100 ROSETTA RESOURCES INC COM COMMON 777779307 2,155 45 X 45 0 0 ROSTELECOM LONG DISTANCE & IAD COMMON 778529107 181 7 X 7 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- ROWE T PRICE INTL FDS INC INTL MUTUAL 77956H203 70,270 5,081 X 0 0 5,081 T ROWE PRICE NEW HORIZON FD MUTUAL 779562107 65,521 1,803 X 0 0 1,803 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259107 22,838,174 320,311 X X 191,058 17,820 111,433 ROYAL DUTCH SHELL PLC SPON ADR COMMON 780259206 3,019,127 43,497 X 21,160 0 22,337 RYANAIR HLDGS PLC ADR SPONSORE COMMON 783513104 258 8 X 8 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 100,779 700 X X 600 50 50 SPX CORP COMMON 784635104 88,304 1,350 X 1,350 0 0 ST JUDE MED INC COMMON 790849103 37,917 900 X 900 0 0 SAN JUAN BASIN RTY TR UNIT BEN COMMON 798241105 1,149,541 81,125 X 56,200 0 24,925 SANDISK CORP COM COMMON 80004C101 10,858 250 X 0 0 250 SANOFI-AVENTIS ADR COMMON 80105N105 1,753,274 40,717 X 28,088 0 12,629 SANOFI AVENTIS CONTGNT VAL RT WARRANT 80105N113 24 14 X 14 0 0 SCANA CORP NEW COMMON 80589M102 38,616 800 X 0 0 800 SCHLUMBERGER COMMON 806857108 29,058,433 401,748 X X 247,887 12,196 141,665 SCHWAB 6.00% SERIES B PFD PREFERR 808513204 104,560 4,000 X 4,000 0 0 SEMILEDS CORP COM COMMON 816645105 1,290 750 X 0 0 750 SIEMENS A G SPONSORED ADR COMMON 826197501 30,045 300 X 300 0 0 SIGMA ALDRICH CORP COMMON 826552101 89,965 1,250 X 1,250 0 0 SONOCO PRODUCTS COMMON 835495102 2,954,773 95,346 X 79,403 0 15,943 SOUTH JERSEY INDS INC COM COMMON 838518108 19,372 366 X 366 0 0 SOUTHERN CO COMMON 842587107 216,623 4,700 X 3,700 0 1,000 SOVRAN SELF STORAGE INC COMMON 84610H108 5,785 100 X 0 0 100 SPECTRA ENERGY PARTNERS LP COM UNITS 84756N109 9,549 300 X 300 0 0 SPECTRA ENERGY CORP COM COMMON 847560109 2,633,181 89,686 X 78,918 0 10,768 STANLEY BLACK AND DECKER INC COMMON 854502101 256,810 3,368 X 0 0 3,368 STANLEY BLACK & DECKER 5.750% PREFERR 854502705 131,850 5,000 X 5,000 0 0 STAPLES INC COMMON 855030102 23,040 2,000 X 2,000 0 0 STARBUCKS CORP COMMON 855244109 9,381 185 X 185 0 0 STATE STREET CORP COMMON 857477103 82,871 1,975 X 1,675 0 300 STATOIL ASA SPONSORED ADR COMMON 85771P102 29,040 1,126 X 126 0 1,000 STRYKER CORP COMMON 863667101 2,970,853 53,375 X 45,295 0 8,080 SUBURBAN PROPANE PARTNERS L UN UNITS 864482104 312,144 7,547 X 6,317 0 1,230 SUNCOR ENERGY INC COMMON 867224107 129,758 3,950 X 3,950 0 0 SUNOCO LOGISTICS PARTNERS L CO UNITS 86764L108 4,759,373 102,023 X 66,193 0 35,830 SUPERIOR ENERGY SVCS INC COMMON 868157108 492,480 24,000 X 23,800 0 200 SURGUTNEFTEGAZ JSC SPONSORED A COMMON 868861204 903 100 X 100 0 0 SYSCO CORP COMMON 871829107 300,192 9,600 X 0 0 9,600 TC PIPELINES LP UT COM LTD PRT UNITS 87233Q108 387,613 8,585 X 7,235 0 1,350 TECO ENERGY INC COMMON 872375100 2,038,326 114,900 X 102,150 0 12,750 TJX COS INC NEW COMMON 872540109 1,325,784 29,600 X 23,830 0 5,770 TARGA RESOURCES PARTNERS LP CO UNITS 87611X105 128,640 3,000 X 0 0 3,000 TARGET CORP COMMON 87612E106 11,434,692 180,159 X X 104,690 6,046 69,423 TECK COMINCO LTD CL B COMMON 878742204 5,890 200 X 0 0 200 TELEFONICA DE ESPANA S A ORD COMMON 879382208 4,980 375 X 375 0 0 TELEPHONE & DATA SYSTEM 7.000% PREFERR 879433837 136,000 5,000 X 5,000 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- TELENOR ASA SPONSORED ADR COMMON 87944W105 819 14 X 14 0 0 TEMPLETON DEVELOPING MKTS TRSH MUTUAL 88018W302 2,662 117 X 117 0 0 TEMPLETON GROWTH FD INC COM MUTUAL 880199104 28,517 1,534 X 0 0 1,534 TENET HEALTH CARE COMMON 88033G100 752 120 X 120 0 0 TENNECO AUTOMOTIVE INC COMMON 880349105 952 34 X 34 0 0 TERADATA CORP DEL COM COMMON 88076W103 62,590 830 X 630 0 200 TERRA NITROGEN CO L P COM UNIT UNITS 881005201 48,600 225 X 0 0 225 TESLA MTRS INC COM COMMON 88160R101 16,690 570 X 0 0 570 TEVA PHARMACEUTICAL INDS ADR COMMON 881624209 771,096 18,621 X 13,280 0 5,341 TEXAS INSTRUMENTS INC COMMON 882508104 3,218,810 116,814 X 73,462 0 43,352 TEXTRON INC COMMON 883203101 157,020 6,000 X 3,600 0 2,400 THERMO FISHER SCIENTIFIC INC. COMMON 883556102 5,883 100 X 0 0 100 3M COMPANY COM COMMON 88579Y101 4,108,161 44,451 X 25,450 0 19,001 TIFFANY & CO NEW COMMON 886547108 19,152,726 309,514 X X 219,346 6,221 83,947 TIME WARNER INC COM COMMON 887317303 154,864 3,416 X 30 0 3,386 TIME WARNER CABLE INC COM COMMON 88732J207 80,801 850 X 0 0 850 TOLL BROS INC COM COMMON 889478103 3,323 100 X 0 0 100 TORONTO DOMINION BK ONT COM NE COMMON 891160509 4,189,502 50,270 X 28,771 0 21,499 TOWER GROUP INC COM COMMON 891777104 19,400 1,000 X 0 0 1,000 TOYOTA MTR CORP ADR 1 SH COMMON 892331307 7,851 100 X 100 0 0 TRANSCANADA CORP COM COMMON 89353D107 9,208,563 202,386 X 146,403 0 55,983 TRAVELERS COMPANIES INC COMMON 89417E109 942,602 13,809 X 12,511 0 1,298 U S BANCORP COMMON 902973304 14,784,123 431,024 X 328,160 0 102,864 UNILEVER PLC ADR SPON NEW COMMON 904767704 241,178 6,604 X 5,380 0 1,224 UNION PAC CORP COMMON 907818108 30,723,358 258,832 X X 183,539 6,712 68,581 UNITED PARCEL SERVICE COMMON 911312106 7,515 105 X 105 0 0 US CELLULAR CORP 6.950% PFD PREFERR 911684405 355,810 13,000 X 13,000 0 0 UNITED TECHNOLOGIES CORP. COMMON 913017109 22,898,103 292,478 X X 174,958 9,711 107,809 UNITEDHEALTH GROUP INC COMMON 91324P102 8,185,054 147,718 X 128,763 0 18,955 VAALCO ENERGY INC COM NEW COMMON 91851C201 42,750 5,000 X 0 0 5,000 VALE S A ADR COMMON 91912E105 39,380 2,200 X 1,200 0 1,000 VALLEY NATL BANCORP COMMON 919794107 96,733 9,654 X 0 0 9,654 VANGUARD SPECIALIZED PTFLS ENE MUTUAL 921908109 62,455 1,020 X 0 0 1,020 VARIAN MED SYS INC COMMON 92220P105 72,384 1,200 X 1,200 0 0 VENTAS INC COMMON 92276F100 436 7 X 7 0 0 VANGUARD INDEX TR 500 INDEX FD MUTUAL 922908108 12,486 94 X 69 0 25 VEOLIA ENVIRONNEMENT SPONSORED COMMON 92334N103 1,190 110 X 110 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 25,185,491 552,677 X X 342,723 20,901 189,053 VIACOM INC NEW CL B COMMON 92553P201 5,895 110 X 110 0 0 VIMPELCOM LTD SPONSORED ADR COMMON 92719A106 23,800 2,000 X 2,000 0 0 VODAFONE GROUP INC COMMON 92857W209 795,635 27,917 X 11,967 0 15,950 VORNADO REALTY TRUST 6.875% SE PREFERR 929042869 137,850 5,000 X 5,000 0 0 VULCAN MATERIALS CO COMMON 929160109 299,693 6,336 X 2,444 0 3,892 WPP PLC COMMON 92933H101 204,390 3,000 X 3,000 0 0 WMI HLDGS CORP COM COMMON 92936P100 18 36 X 36 0 0 ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 09/30/12 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- ------------------------------ NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ------------------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- --------- --------- --------- WAL MART STORES INC COMMON 931142103 490,253 6,643 X 3,693 0 2,950 WALGREEN CO COMMON 931422109 29,152 800 X 800 0 0 8WASHINGTON MUTUAL INC COMMON 939ESC968 0 1,044 X 1,044 0 0 WASTE MANAGEMENT INC COMMON 94106L109 1,870,360 58,303 X 51,215 0 7,088 WELLS FARGO NEW COMMON 949746101 29,237,207 846,719 X X 559,079 38,706 248,934 WELLS FARGO CAP PFD 5.625% PREFERR 94979P203 25,500 1,000 X 0 0 1,000 WELLS FARGO CAP XII ENH TRUPS7 PREFERR 94985V202 10,328 400 X 400 0 0 WESTERN ASST MNG MUN FD INC CO MUTUAL 95766M105 62 4 X 4 0 0 WESTERN GAS PARTNERS LP COM UN UNITS 958254104 475,770 9,438 X 7,958 0 1,480 WESTERN UN CO COM COMMON 959802109 1,460,789 80,175 X 73,056 0 7,119 WHITING PETE CORP NEW COM COMMON 966387102 12,035 254 X 254 0 0 WILEY JOHN & SONS INC CLASS A COMMON 968223206 128,660 2,800 X 2,800 0 0 WILLIAMS CO COMMON 969457100 50,555,150 1,445,672 X X 885,239 41,066 519,367 WILLIAMS PARTNERS L P COM UNIT UNITS 96950F104 1,369,406 25,044 X 16,804 0 8,240 WINTHROP REALTY TRUST 9.25% PF PREFERR 976391508 53,544 2,000 X 0 0 2,000 WISCONSIN ENERGY CORP COMMON 976657106 178,933 4,750 X 1,024 0 3,726 WORLDCOM INC-MCI GROUP COMMON COMMON 98157D304 0 52 X 52 0 0 WPX ENERGY INC COM COMMON 98212B103 1,517,902 91,495 X 83,541 0 7,954 XCEL ENERGY INC COMMON 98389B100 152,405 5,500 X 3,000 0 2,500 XILINX INC COMMON 983919101 20,180 604 X 604 0 0 XEROX CORP COMMON 984121103 9,542 1,300 X 700 0 600 XYLEM INC COM COMMON 98419M100 19,617 780 X 780 0 0 YUM BRANDS INC COM COMMON 988498101 80,935 1,220 X 400 0 820 ZEBRA TECHNOLOGIES CORP CL A COMMON 989207105 14,996 400 X 0 0 400 ZIMMER HLDGS INC COMMON 98956P102 420,326 6,216 X 5,800 0 416 TOTAL 1,573,631,731