0000732812-12-000061.txt : 20121114 0000732812-12-000061.hdr.sgml : 20121114 20121114132504 ACCESSION NUMBER: 0000732812-12-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL S A CENTRAL INDEX KEY: 0001065349 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 121202875 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 13F-HR 1 cisasep.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital International Sarl Address: 3 Place des Bergues Geneva, Switzerland 1201 Form 13F File Number: 28-04461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fabrice Remy Title: Vice President and Senior Counsel Phone: 213/486-9200 Signature, Place, and Date of Signing: Fabrice Remy* Los Angeles, California 11/14/12 -------------------- --------------------------- ---------- *By: /s/ Liliane Corzo ------------------------- Liliane Corzo Attorney-in-fact *Signed pursuant to a Power of Attorney dated September 2, 2011, included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission by Capital Group International, Inc. on November 10, 2011 with respect to Ambow Education Holding Ltd. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 155 Form 13F Information Table Value Total: $1656675 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-00218 The Capital Group Companies, Inc. 2 28-05044 Capital Group International, Inc. FORM 13F INFORMATION TABLE CAPITAL INTERNATIONAL, SARL SEP 28, 2012 COLUMN 1 & COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7* COLUMN 8 -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- NAME OF ISSUER/TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER (COMMON UNLESS OTHERWISE INDICATED) (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- ACCENTURE PLC CL A B4BNMY3 $ 12409 177200 SH DEFINED 1,2 177200 ACE LTD B3BQMF6 12293 162600 SH DEFINED 1,2 162600 AFLAC INC 001055102 4549 95000 SH DEFINED 1,2 95000 AIR PRODUCTS & CHEMICALS INC 009158106 571 6900 SH DEFINED 1,2 6900 ALLEGHENY TECHNOLOGIES INC 01741R102 12176 381702 SH DEFINED 1,2 381702 ALLERGAN INC 018490102 8883 97000 SH DEFINED 1,2 97000 ALLSTATE CORP (THE) 020002101 2737 69100 SH DEFINED 1,2 69100 ALTRIA GROUP INC 02209S103 194 5820 SH DEFINED 1,2 5820 AMAZON.COM INC 023135106 7706 30300 SH DEFINED 1,2 30300 AMBOW EDUCATION HOLDING LTD A ADR 02322P101 181 61000 SH DEFINED 1,2 61000 AMERICAN TOWER CORP (REIT) 03027X100 29277 410100 SH DEFINED 1,2 410100 AMERIGROUP CORP 03073T102 2450 26800 SH DEFINED 1,2 26800 ANGLOGOLD ASHANTI LTD ADR 035128206 26846 765929 SH DEFINED 1,2 765929 AON PLC CL A B5BT0K0 622 11900 SH DEFINED 1,2 11900 APPLE INC 037833100 17068 25579 SH DEFINED 1,2 25579 ARCOS DORADOS HOLDINGS INC CL A B529PQ0 3280 212600 SH DEFINED 1,2 212600 ARTHUR J GALLAGHER & CO 363576109 906 25300 SH DEFINED 1,2 25300 ASML HOLDING NV (USD) 2242253 166 3100 SH DEFINED 1,2 3100 AT&T INC 00206R102 27612 732400 SH DEFINED 1,2 732400 AUTONAVI HOLDINGS LTD ADR 05330F106 6421 559300 SH DEFINED 1,2 559300 BANCO BRADESCO SA PN ADR 059460303 37800 2352210 SH DEFINED 1,2 2352210 BANCOLOMBIA SA PREF ADR 05968L102 4640 77700 SH DEFINED 1,2 77700 BARRICK GOLD CORP 067901108 29257 700600 SH DEFINED 1,2 700600 BAXTER INTERNATIONAL INC 071813109 874 14500 SH DEFINED 1,2 14500 BB&T CORPORATION 054937107 32252 972610 SH DEFINED 1,2 972610 BLACKROCK INC 09247X101 9165 51400 SH DEFINED 1,2 51400 BRF - BRASIL FOODS SA ON ADR 10552T107 5299 306300 SH DEFINED 1,2 306300 BRISTOL-MYERS SQUIBB CO 110122108 42512 1259600 SH DEFINED 1,2 1259600 BROADCOM CORP CL A 111320107 11954 345700 SH DEFINED 1,2 345700 CAMECO CORP 13321L108 3182 163500 SH DEFINED 1,2 163500 CARNIVAL CORP COMMON PAIRED STOCK 143658300 5495 150800 SH DEFINED 1,2 150800 CATERPILLAR INC 149123101 14721 171100 SH DEFINED 1,2 171100 CBS CORP CL B N/V 124857202 13439 369900 SH DEFINED 1,2 369900 CELLCOM ISRAEL LTD B23WQK8 2802 326655 SH DEFINED 1,2 326655 CELLCOM ISRAEL LTD (USD) B1QHD79 2049 236900 SH DEFINED 1,2 236900 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 151290889 32132 3857350 SH DEFINED 1,2 3857350 1 B SHR) CEMEX SAB DE CV SUB NT 4.875% 03-15-15 151290AV5 4875 $4896000 PRN DEFINED 1,2 $4896000 CENOVUS ENERGY INC 15135U109 21962 629810 SH DEFINED 1,2 629810 CENTENE CORP 15135B101 6300 168400 SH DEFINED 1,2 168400 CENTURYLINK INC 156700106 3244 80300 SH DEFINED 1,2 80300 CERNER CORPORATION 156782104 2864 37000 SH DEFINED 1,2 37000 CHEVRON CORP 166764100 22602 193912 SH DEFINED 1,2 193912 CHINA KANGHUI HOLDINGS ADR 16890V100 17600 579900 SH DEFINED 1,2 579900 CIA SANEAMENTO BASICO ESTAD SAO PAUL ADR 20441A102 14325 176400 SH DEFINED 1,2 176400 (SABESP) CLIFFS NATURAL RESOURCES INC 18683K101 2240 57250 SH DEFINED 1,2 57250 CME GROUP INC CL A 12572Q105 9618 167856 SH DEFINED 1,2 167856 COACH INC 189754104 5871 104800 SH DEFINED 1,2 104800 COBALT INTERNATIONAL ENERGY INC 19075F106 32621 1464800 SH DEFINED 1,2 1464800 COMCAST CORP CL A 20030N101 14490 405100 SH DEFINED 1,2 405100 COMPANIA DE MINAS BUENAVENTURA SAA ADR 204448104 15966 409800 SH DEFINED 1,2 409800 DANAHER CORP 235851102 30140 546500 SH DEFINED 1,2 546500 DARDEN RESTAURANTS INC 237194105 1667 29900 SH DEFINED 1,2 29900 DEUTSCHE BANK AG NAMEN 5750355 9834 248629 SH DEFINED 1,2 248629 DISCOVERY COMMUNICATIONS INC CL A 25470F104 16088 269800 SH DEFINED 1,2 269800 DOLLAR GENERAL CORP 256677105 299 5800 SH DEFINED 1,2 5800 DREAMWORKS ANIMATION SKG INC CL A 26153C103 8765 455794 SH DEFINED 1,2 455794 EATON CORP 278058102 16380 346600 SH DEFINED 1,2 346600 ELAN CORP PLC ADR 284131208 7411 691300 SH DEFINED 1,2 691300 EMERSON ELECTRIC CO 291011104 837 17340 SH DEFINED 1,2 17340 ENCANA CORP 292505104 1062 48500 SH DEFINED 1,2 48500 ENERSIS ADR 29274F104 5164 315068 SH DEFINED 1,2 315068 ENSCO PLC CL A B4VLR19 35835 656800 SH DEFINED 1,2 656800 EXPRESS SCRIPTS HOLDING CO 30219G108 10165 162200 SH DEFINED 1,2 162200 FIBRIA CELULOSE SA ON ADR 31573A109 23528 2519100 SH DEFINED 1,2 2519100 FLEXTRONICS INTERNATIONAL LTD 2353058 8167 1361200 SH DEFINED 1,2 1361200 FREEPORT-MCMORAN COPPER & GOLD 35671D857 25430 642486 SH DEFINED 1,2 642486 FREESCALE SEMICONDUCTOR LTD B4349B0 1705 179300 SH DEFINED 1,2 179300 GANNETT CO INC 364730101 6337 357000 SH DEFINED 1,2 357000 GENERAL ELECTRIC CO 369604103 1154 50800 SH DEFINED 1,2 50800 GENPACT LTD B23DBK6 46270 2774000 SH DEFINED 1,2 2774000 GERDAU SA PN ADR 373737105 52947 5567500 SH DEFINED 1,2 5567500 GILEAD SCIENCES INC 375558103 69567 1048800 SH DEFINED 1,2 1048800 GOLDMAN SACHS GROUP INC 38141G104 27519 242070 SH DEFINED 1,2 242070 GOOGLE INC CL A 38259P508 37838 50150 SH DEFINED 1,2 50150 GRUPO TELEVISA SAB CPO ADR 40049J206 9247 393300 SH DEFINED 1,2 393300 HALLIBURTON CO 406216101 22865 678700 SH DEFINED 1,2 678700 HARMONY GOLD MINING ADR 413216300 18283 2174000 SH DEFINED 1,2 2174000 HDFC BANK LTD ADR 40415F101 150 4000 SH DEFINED 1,2 4000 HEWLETT-PACKARD CO 428236103 4328 253700 SH DEFINED 1,2 253700 HOME DEPOT INC 437076102 15310 253600 SH DEFINED 1,2 253600 ICICI BANK LTD ADR 45104G104 37812 942000 SH DEFINED 1,2 942000 INTEL CORP 458140100 106 4650 SH DEFINED 1,2 4650 INTERNATIONAL BUSINESS MACHINES CORP 459200101 2676 12900 SH DEFINED 1,2 12900 IRON MOUNTAIN INC 462846106 2586 75800 SH DEFINED 1,2 75800 ITAU UNIBANCO HOLDING SA PN ADR 465562106 16222 1061670 SH DEFINED 1,2 1061670 JACK HENRY & ASSOCIATES INC 426281101 224 5900 SH DEFINED 1,2 5900 JACOBS ENGR GROUP 469814107 5486 135700 SH DEFINED 1,2 135700 JOHNSON & JOHNSON 478160104 4252 61700 SH DEFINED 1,2 61700 JPMORGAN CHASE & CO 46625H100 14564 359777 SH DEFINED 1,2 359777 JUNIPER NETWORKS INC 48203R104 11122 650016 SH DEFINED 1,2 650016 KLA-TENCOR CORP 482480100 2185 45800 SH DEFINED 1,2 45800 LEGGETT & PLATT INC 524660107 574 22930 SH DEFINED 1,2 22930 LORILLARD INC 544147101 5916 50800 SH DEFINED 1,2 50800 LULULEMON ATHLETICA INC 550021109 6433 87000 SH DEFINED 1,2 87000 LYONDELLBASELL INDUSTRIES NV A B3SPXZ3 5941 115000 SH DEFINED 1,2 115000 MARSH & MCLENNAN COMPANIES INC 571748102 7967 234800 SH DEFINED 1,2 234800 MATTEL INC 577081102 99 2800 SH DEFINED 1,2 2800 MERCURY GENERAL CORP 589400100 202 5220 SH DEFINED 1,2 5220 MONSANTO CO 61166W101 20288 222900 SH DEFINED 1,2 222900 NEW ORIENTAL EDU & TECH GRP INC ADR 647581107 13323 799200 SH DEFINED 1,2 799200 NIELSEN HOLDINGS NV B4NTRF5 8029 267800 SH DEFINED 1,2 267800 NIKE INC CL B 654106103 4992 52600 SH DEFINED 1,2 52600 NOBLE ENERGY INC 655044105 13703 147800 SH DEFINED 1,2 147800 NORFOLK SOUTHERN CORP 655844108 4976 78200 SH DEFINED 1,2 78200 NOVARTIS AG NAMEN ADR 66987V109 139 2265 SH DEFINED 1,2 2265 NUCOR CORP 670346105 896 23425 SH DEFINED 1,2 23425 NYSE EURONEXT 629491101 195 7900 SH DEFINED 1,2 7900 OI SA ON ADR 670851104 8433 1700203 SH DEFINED 1,2 1700203 OI SA PN ADR 670851203 77956 19391914 SH DEFINED 1,2 19391914 ORACLE CORP 68389X105 23655 751200 SH DEFINED 1,2 751200 PARAMETRIC TECH CORP 699173209 589 27000 SH DEFINED 1,2 27000 PARTNER COMMUNICATIONS CO ADR 70211M109 713 135800 SH DEFINED 1,2 135800 PETROLEO BRASILEIRO ON ADR (PETROBRAS) 71654V408 10571 460789 SH DEFINED 1,2 460789 PETROLEO BRASILEIRO PN ADR (PETROBRAS) 71654V101 4143 187700 SH DEFINED 1,2 187700 PFIZER INC 717081103 644 25900 SH DEFINED 1,2 25900 PHILIP MORRIS INTERNATIONAL 718172109 17936 199416 SH DEFINED 1,2 199416 PITNEY BOWES INC 724479100 390 28200 SH DEFINED 1,2 28200 PROGRESSIVE CORP 743315103 3061 147600 SH DEFINED 1,2 147600 PROGRESSIVE WASTE SOLUTIONS LTD (USD) 74339G101 1300 63200 SH DEFINED 1,2 63200 QUALCOMM INC 747525103 2181 34900 SH DEFINED 1,2 34900 REPUBLIC SERVICES INC 760759100 322 11700 SH DEFINED 1,2 11700 ROYAL DUTCH SHELL PLC A ADR 780259206 212 3050 SH DEFINED 1,2 3050 SAPPI LTD ADR 803069202 4100 1433400 SH DEFINED 1,2 1433400 SCHLUMBERGER LTD 806857108 26963 372782 SH DEFINED 1,2 372782 SCRIPPS NETWORK INTERACTIVE INC CL A 811065101 178 2900 SH DEFINED 1,2 2900 SEADRILL LTD B09RMQ1 13889 355437 SH DEFINED 1,2 355437 SEATTLE GENETICS INC 812578102 14028 520500 SH DEFINED 1,2 520500 SHANDA GAMES LTD CL A ADR 81941U105 5804 1531400 SH DEFINED 1,2 1531400 SHIRE PLC ADR 82481R106 781 8800 SH DEFINED 1,2 8800 SIGNET JEWELERS LTD B3CTNK6 970 19900 SH DEFINED 1,2 19900 SIGNET JEWELERS LTD (GBP) B3C9VJ1 452 9325 SH DEFINED 1,2 9325 SIRIUS XM RADIO INC 82967N108 466 179300 SH DEFINED 1,2 179300 SK TELECOM ADR 78440P108 342 23500 SH DEFINED 1,2 23500 SOHU.COM INC 83408W103 3009 71500 SH DEFINED 1,2 71500 SOUTHERN CO 842587107 305 6610 SH DEFINED 1,2 6610 STARBUCKS CORP 855244109 396 7800 SH DEFINED 1,2 7800 TAIWAN SEMICONDUCTOR MFG CO ADR 874039100 3364 212615 SH DEFINED 1,2 212615 TELUS CORPORATION N/V 87971M202 394 6300 SH DEFINED 1,2 6300 TENARIS SA ADR 88031M109 10648 261160 SH DEFINED 1,2 261160 TIFFANY & CO 886547108 7809 126200 SH DEFINED 1,2 126200 TIME WARNER CABLE INC 88732J207 735 7730 SH DEFINED 1,2 7730 TRANSCANADA CORP 89353D107 123 2700 SH DEFINED 1,2 2700 TRANSOCEAN LTD B5W3ND5 1022 22899 SH DEFINED 1,2 22899 UBS AG NAMEN B18YFJ4 5800 476038 SH DEFINED 1,2 476038 UNITED PARCEL SERVICE INC CL B 911312106 200 2800 SH DEFINED 1,2 2800 UNITED TECHNOLOGIES CORP 913017109 26787 342150 SH DEFINED 1,2 342150 VALE SA PNA ADR 91912E204 115 6600 SH DEFINED 1,2 6600 VERIZON COMMUNICATIONS INC 92343V104 415 9100 SH DEFINED 1,2 9100 VISA INC CL A 92826C839 13794 102725 SH DEFINED 1,2 102725 WALT DISNEY COMPANY (THE) 254687106 580 11100 SH DEFINED 1,2 11100 WEATHERFORD INTL LTD B5KL6S7 4162 328200 SH DEFINED 1,2 328200 WELLS FARGO & CO 949746101 4589 132900 SH DEFINED 1,2 132900 WEYERHAEUSER CO (REIT) 962166104 9180 351200 SH DEFINED 1,2 351200 WHIRLPOOL CORP 963320106 4751 57300 SH DEFINED 1,2 57300 YANDEX NV A B5BSZB3 34731 1440520 SH DEFINED 1,2 1440520 ----------------- GRAND $ 1656675 * INVESTMENT DISCRETION IS DISCLAIMED BY THE CAPITAL GROUP COMPANIES, INC AND CAPITAL GROUP INTERNATIONAL, INC FOR ALL PURPOSES OTHER THAN FORM 13F