0000732812-12-000061.txt : 20121114
0000732812-12-000061.hdr.sgml : 20121114
20121114132504
ACCESSION NUMBER: 0000732812-12-000061
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL S A
CENTRAL INDEX KEY: 0001065349
STATE OF INCORPORATION: V8
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 121202875
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
cisasep.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Capital International Sarl
Address: 3 Place des Bergues
Geneva, Switzerland 1201
Form 13F File Number: 28-04461
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Fabrice Remy
Title: Vice President and Senior Counsel
Phone: 213/486-9200
Signature, Place, and Date of Signing:
Fabrice Remy* Los Angeles, California 11/14/12
-------------------- --------------------------- ----------
*By: /s/ Liliane Corzo
-------------------------
Liliane Corzo
Attorney-in-fact
*Signed pursuant to a Power of Attorney dated September 2,
2011, included as an Exhibit to Schedule 13G filed with
the Securities and Exchange Commission by Capital Group
International, Inc. on November 10, 2011 with respect to
Ambow Education Holding Ltd.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 155
Form 13F Information Table Value Total: $1656675
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
1 28-00218 The Capital Group Companies, Inc.
2 28-05044 Capital Group International, Inc.
FORM 13F INFORMATION TABLE
CAPITAL INTERNATIONAL, SARL SEP 28, 2012
COLUMN 1 & COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7* COLUMN 8
-------------------------------------- --------- --------- --------------------- ---------- --------- -------------------------
NAME OF ISSUER/TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER
(COMMON UNLESS OTHERWISE INDICATED) (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------------------------------- --------- --------- --------------------- ---------- --------- -------------------------
ACCENTURE PLC CL A B4BNMY3 $ 12409 177200 SH DEFINED 1,2 177200
ACE LTD B3BQMF6 12293 162600 SH DEFINED 1,2 162600
AFLAC INC 001055102 4549 95000 SH DEFINED 1,2 95000
AIR PRODUCTS & CHEMICALS INC 009158106 571 6900 SH DEFINED 1,2 6900
ALLEGHENY TECHNOLOGIES INC 01741R102 12176 381702 SH DEFINED 1,2 381702
ALLERGAN INC 018490102 8883 97000 SH DEFINED 1,2 97000
ALLSTATE CORP (THE) 020002101 2737 69100 SH DEFINED 1,2 69100
ALTRIA GROUP INC 02209S103 194 5820 SH DEFINED 1,2 5820
AMAZON.COM INC 023135106 7706 30300 SH DEFINED 1,2 30300
AMBOW EDUCATION HOLDING LTD A ADR 02322P101 181 61000 SH DEFINED 1,2 61000
AMERICAN TOWER CORP (REIT) 03027X100 29277 410100 SH DEFINED 1,2 410100
AMERIGROUP CORP 03073T102 2450 26800 SH DEFINED 1,2 26800
ANGLOGOLD ASHANTI LTD ADR 035128206 26846 765929 SH DEFINED 1,2 765929
AON PLC CL A B5BT0K0 622 11900 SH DEFINED 1,2 11900
APPLE INC 037833100 17068 25579 SH DEFINED 1,2 25579
ARCOS DORADOS HOLDINGS INC CL A B529PQ0 3280 212600 SH DEFINED 1,2 212600
ARTHUR J GALLAGHER & CO 363576109 906 25300 SH DEFINED 1,2 25300
ASML HOLDING NV (USD) 2242253 166 3100 SH DEFINED 1,2 3100
AT&T INC 00206R102 27612 732400 SH DEFINED 1,2 732400
AUTONAVI HOLDINGS LTD ADR 05330F106 6421 559300 SH DEFINED 1,2 559300
BANCO BRADESCO SA PN ADR 059460303 37800 2352210 SH DEFINED 1,2 2352210
BANCOLOMBIA SA PREF ADR 05968L102 4640 77700 SH DEFINED 1,2 77700
BARRICK GOLD CORP 067901108 29257 700600 SH DEFINED 1,2 700600
BAXTER INTERNATIONAL INC 071813109 874 14500 SH DEFINED 1,2 14500
BB&T CORPORATION 054937107 32252 972610 SH DEFINED 1,2 972610
BLACKROCK INC 09247X101 9165 51400 SH DEFINED 1,2 51400
BRF - BRASIL FOODS SA ON ADR 10552T107 5299 306300 SH DEFINED 1,2 306300
BRISTOL-MYERS SQUIBB CO 110122108 42512 1259600 SH DEFINED 1,2 1259600
BROADCOM CORP CL A 111320107 11954 345700 SH DEFINED 1,2 345700
CAMECO CORP 13321L108 3182 163500 SH DEFINED 1,2 163500
CARNIVAL CORP COMMON PAIRED STOCK 143658300 5495 150800 SH DEFINED 1,2 150800
CATERPILLAR INC 149123101 14721 171100 SH DEFINED 1,2 171100
CBS CORP CL B N/V 124857202 13439 369900 SH DEFINED 1,2 369900
CELLCOM ISRAEL LTD B23WQK8 2802 326655 SH DEFINED 1,2 326655
CELLCOM ISRAEL LTD (USD) B1QHD79 2049 236900 SH DEFINED 1,2 236900
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 151290889 32132 3857350 SH DEFINED 1,2 3857350
1 B SHR)
CEMEX SAB DE CV SUB NT 4.875% 03-15-15 151290AV5 4875 $4896000 PRN DEFINED 1,2 $4896000
CENOVUS ENERGY INC 15135U109 21962 629810 SH DEFINED 1,2 629810
CENTENE CORP 15135B101 6300 168400 SH DEFINED 1,2 168400
CENTURYLINK INC 156700106 3244 80300 SH DEFINED 1,2 80300
CERNER CORPORATION 156782104 2864 37000 SH DEFINED 1,2 37000
CHEVRON CORP 166764100 22602 193912 SH DEFINED 1,2 193912
CHINA KANGHUI HOLDINGS ADR 16890V100 17600 579900 SH DEFINED 1,2 579900
CIA SANEAMENTO BASICO ESTAD SAO PAUL ADR 20441A102 14325 176400 SH DEFINED 1,2 176400
(SABESP)
CLIFFS NATURAL RESOURCES INC 18683K101 2240 57250 SH DEFINED 1,2 57250
CME GROUP INC CL A 12572Q105 9618 167856 SH DEFINED 1,2 167856
COACH INC 189754104 5871 104800 SH DEFINED 1,2 104800
COBALT INTERNATIONAL ENERGY INC 19075F106 32621 1464800 SH DEFINED 1,2 1464800
COMCAST CORP CL A 20030N101 14490 405100 SH DEFINED 1,2 405100
COMPANIA DE MINAS BUENAVENTURA SAA ADR 204448104 15966 409800 SH DEFINED 1,2 409800
DANAHER CORP 235851102 30140 546500 SH DEFINED 1,2 546500
DARDEN RESTAURANTS INC 237194105 1667 29900 SH DEFINED 1,2 29900
DEUTSCHE BANK AG NAMEN 5750355 9834 248629 SH DEFINED 1,2 248629
DISCOVERY COMMUNICATIONS INC CL A 25470F104 16088 269800 SH DEFINED 1,2 269800
DOLLAR GENERAL CORP 256677105 299 5800 SH DEFINED 1,2 5800
DREAMWORKS ANIMATION SKG INC CL A 26153C103 8765 455794 SH DEFINED 1,2 455794
EATON CORP 278058102 16380 346600 SH DEFINED 1,2 346600
ELAN CORP PLC ADR 284131208 7411 691300 SH DEFINED 1,2 691300
EMERSON ELECTRIC CO 291011104 837 17340 SH DEFINED 1,2 17340
ENCANA CORP 292505104 1062 48500 SH DEFINED 1,2 48500
ENERSIS ADR 29274F104 5164 315068 SH DEFINED 1,2 315068
ENSCO PLC CL A B4VLR19 35835 656800 SH DEFINED 1,2 656800
EXPRESS SCRIPTS HOLDING CO 30219G108 10165 162200 SH DEFINED 1,2 162200
FIBRIA CELULOSE SA ON ADR 31573A109 23528 2519100 SH DEFINED 1,2 2519100
FLEXTRONICS INTERNATIONAL LTD 2353058 8167 1361200 SH DEFINED 1,2 1361200
FREEPORT-MCMORAN COPPER & GOLD 35671D857 25430 642486 SH DEFINED 1,2 642486
FREESCALE SEMICONDUCTOR LTD B4349B0 1705 179300 SH DEFINED 1,2 179300
GANNETT CO INC 364730101 6337 357000 SH DEFINED 1,2 357000
GENERAL ELECTRIC CO 369604103 1154 50800 SH DEFINED 1,2 50800
GENPACT LTD B23DBK6 46270 2774000 SH DEFINED 1,2 2774000
GERDAU SA PN ADR 373737105 52947 5567500 SH DEFINED 1,2 5567500
GILEAD SCIENCES INC 375558103 69567 1048800 SH DEFINED 1,2 1048800
GOLDMAN SACHS GROUP INC 38141G104 27519 242070 SH DEFINED 1,2 242070
GOOGLE INC CL A 38259P508 37838 50150 SH DEFINED 1,2 50150
GRUPO TELEVISA SAB CPO ADR 40049J206 9247 393300 SH DEFINED 1,2 393300
HALLIBURTON CO 406216101 22865 678700 SH DEFINED 1,2 678700
HARMONY GOLD MINING ADR 413216300 18283 2174000 SH DEFINED 1,2 2174000
HDFC BANK LTD ADR 40415F101 150 4000 SH DEFINED 1,2 4000
HEWLETT-PACKARD CO 428236103 4328 253700 SH DEFINED 1,2 253700
HOME DEPOT INC 437076102 15310 253600 SH DEFINED 1,2 253600
ICICI BANK LTD ADR 45104G104 37812 942000 SH DEFINED 1,2 942000
INTEL CORP 458140100 106 4650 SH DEFINED 1,2 4650
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2676 12900 SH DEFINED 1,2 12900
IRON MOUNTAIN INC 462846106 2586 75800 SH DEFINED 1,2 75800
ITAU UNIBANCO HOLDING SA PN ADR 465562106 16222 1061670 SH DEFINED 1,2 1061670
JACK HENRY & ASSOCIATES INC 426281101 224 5900 SH DEFINED 1,2 5900
JACOBS ENGR GROUP 469814107 5486 135700 SH DEFINED 1,2 135700
JOHNSON & JOHNSON 478160104 4252 61700 SH DEFINED 1,2 61700
JPMORGAN CHASE & CO 46625H100 14564 359777 SH DEFINED 1,2 359777
JUNIPER NETWORKS INC 48203R104 11122 650016 SH DEFINED 1,2 650016
KLA-TENCOR CORP 482480100 2185 45800 SH DEFINED 1,2 45800
LEGGETT & PLATT INC 524660107 574 22930 SH DEFINED 1,2 22930
LORILLARD INC 544147101 5916 50800 SH DEFINED 1,2 50800
LULULEMON ATHLETICA INC 550021109 6433 87000 SH DEFINED 1,2 87000
LYONDELLBASELL INDUSTRIES NV A B3SPXZ3 5941 115000 SH DEFINED 1,2 115000
MARSH & MCLENNAN COMPANIES INC 571748102 7967 234800 SH DEFINED 1,2 234800
MATTEL INC 577081102 99 2800 SH DEFINED 1,2 2800
MERCURY GENERAL CORP 589400100 202 5220 SH DEFINED 1,2 5220
MONSANTO CO 61166W101 20288 222900 SH DEFINED 1,2 222900
NEW ORIENTAL EDU & TECH GRP INC ADR 647581107 13323 799200 SH DEFINED 1,2 799200
NIELSEN HOLDINGS NV B4NTRF5 8029 267800 SH DEFINED 1,2 267800
NIKE INC CL B 654106103 4992 52600 SH DEFINED 1,2 52600
NOBLE ENERGY INC 655044105 13703 147800 SH DEFINED 1,2 147800
NORFOLK SOUTHERN CORP 655844108 4976 78200 SH DEFINED 1,2 78200
NOVARTIS AG NAMEN ADR 66987V109 139 2265 SH DEFINED 1,2 2265
NUCOR CORP 670346105 896 23425 SH DEFINED 1,2 23425
NYSE EURONEXT 629491101 195 7900 SH DEFINED 1,2 7900
OI SA ON ADR 670851104 8433 1700203 SH DEFINED 1,2 1700203
OI SA PN ADR 670851203 77956 19391914 SH DEFINED 1,2 19391914
ORACLE CORP 68389X105 23655 751200 SH DEFINED 1,2 751200
PARAMETRIC TECH CORP 699173209 589 27000 SH DEFINED 1,2 27000
PARTNER COMMUNICATIONS CO ADR 70211M109 713 135800 SH DEFINED 1,2 135800
PETROLEO BRASILEIRO ON ADR (PETROBRAS) 71654V408 10571 460789 SH DEFINED 1,2 460789
PETROLEO BRASILEIRO PN ADR (PETROBRAS) 71654V101 4143 187700 SH DEFINED 1,2 187700
PFIZER INC 717081103 644 25900 SH DEFINED 1,2 25900
PHILIP MORRIS INTERNATIONAL 718172109 17936 199416 SH DEFINED 1,2 199416
PITNEY BOWES INC 724479100 390 28200 SH DEFINED 1,2 28200
PROGRESSIVE CORP 743315103 3061 147600 SH DEFINED 1,2 147600
PROGRESSIVE WASTE SOLUTIONS LTD (USD) 74339G101 1300 63200 SH DEFINED 1,2 63200
QUALCOMM INC 747525103 2181 34900 SH DEFINED 1,2 34900
REPUBLIC SERVICES INC 760759100 322 11700 SH DEFINED 1,2 11700
ROYAL DUTCH SHELL PLC A ADR 780259206 212 3050 SH DEFINED 1,2 3050
SAPPI LTD ADR 803069202 4100 1433400 SH DEFINED 1,2 1433400
SCHLUMBERGER LTD 806857108 26963 372782 SH DEFINED 1,2 372782
SCRIPPS NETWORK INTERACTIVE INC CL A 811065101 178 2900 SH DEFINED 1,2 2900
SEADRILL LTD B09RMQ1 13889 355437 SH DEFINED 1,2 355437
SEATTLE GENETICS INC 812578102 14028 520500 SH DEFINED 1,2 520500
SHANDA GAMES LTD CL A ADR 81941U105 5804 1531400 SH DEFINED 1,2 1531400
SHIRE PLC ADR 82481R106 781 8800 SH DEFINED 1,2 8800
SIGNET JEWELERS LTD B3CTNK6 970 19900 SH DEFINED 1,2 19900
SIGNET JEWELERS LTD (GBP) B3C9VJ1 452 9325 SH DEFINED 1,2 9325
SIRIUS XM RADIO INC 82967N108 466 179300 SH DEFINED 1,2 179300
SK TELECOM ADR 78440P108 342 23500 SH DEFINED 1,2 23500
SOHU.COM INC 83408W103 3009 71500 SH DEFINED 1,2 71500
SOUTHERN CO 842587107 305 6610 SH DEFINED 1,2 6610
STARBUCKS CORP 855244109 396 7800 SH DEFINED 1,2 7800
TAIWAN SEMICONDUCTOR MFG CO ADR 874039100 3364 212615 SH DEFINED 1,2 212615
TELUS CORPORATION N/V 87971M202 394 6300 SH DEFINED 1,2 6300
TENARIS SA ADR 88031M109 10648 261160 SH DEFINED 1,2 261160
TIFFANY & CO 886547108 7809 126200 SH DEFINED 1,2 126200
TIME WARNER CABLE INC 88732J207 735 7730 SH DEFINED 1,2 7730
TRANSCANADA CORP 89353D107 123 2700 SH DEFINED 1,2 2700
TRANSOCEAN LTD B5W3ND5 1022 22899 SH DEFINED 1,2 22899
UBS AG NAMEN B18YFJ4 5800 476038 SH DEFINED 1,2 476038
UNITED PARCEL SERVICE INC CL B 911312106 200 2800 SH DEFINED 1,2 2800
UNITED TECHNOLOGIES CORP 913017109 26787 342150 SH DEFINED 1,2 342150
VALE SA PNA ADR 91912E204 115 6600 SH DEFINED 1,2 6600
VERIZON COMMUNICATIONS INC 92343V104 415 9100 SH DEFINED 1,2 9100
VISA INC CL A 92826C839 13794 102725 SH DEFINED 1,2 102725
WALT DISNEY COMPANY (THE) 254687106 580 11100 SH DEFINED 1,2 11100
WEATHERFORD INTL LTD B5KL6S7 4162 328200 SH DEFINED 1,2 328200
WELLS FARGO & CO 949746101 4589 132900 SH DEFINED 1,2 132900
WEYERHAEUSER CO (REIT) 962166104 9180 351200 SH DEFINED 1,2 351200
WHIRLPOOL CORP 963320106 4751 57300 SH DEFINED 1,2 57300
YANDEX NV A B5BSZB3 34731 1440520 SH DEFINED 1,2 1440520
-----------------
GRAND $ 1656675
* INVESTMENT DISCRETION IS DISCLAIMED BY THE CAPITAL GROUP COMPANIES, INC AND CAPITAL GROUP INTERNATIONAL, INC FOR ALL PURPOSES
OTHER THAN FORM 13F