0001169743-12-000175.txt : 20121114 0001169743-12-000175.hdr.sgml : 20121114 20121114132250 ACCESSION NUMBER: 0001169743-12-000175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BURLINGAME ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001353743 IRS NUMBER: 300164384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14884 FILM NUMBER: 121202858 BUSINESS ADDRESS: STREET 1: 1 MARKET STREET, SPEAR STREET TOWER STREET 2: SUITE 3750 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-835-3850 MAIL ADDRESS: STREET 1: 1 MARKET STREET, SPEAR STREET TOWER STREET 2: SUITE 3750 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Burlingame Asset Management, LLC DATE OF NAME CHANGE: 20060217 13F-HR 1 burlingame13f-3qtr2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Burlingame Asset Management, LLC Address: One Market Street, Spear Street Tower, Suite 3750 San Francisco, CA 94105 13 File Number: 028-14884 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Blair E. Sanford Title: Managing Member Phone: (415) 490-2590 Signature, Place and Date of Signing: Blair E. Sanford November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: 80,227 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- ------ ------- BANCORP INC DEL Common 05969A105 1027 100,000 SH SOLE 100,000 0 0 CHENIERE ENERGY INC Com New 16411R208 1 32,600 SH Put SOLE 32,600 0 0 CLAYTON WILLIAMS ENERGY ORD Common 969490101 4110 79,200 SH SOLE 79,200 0 0 COLUMBIA BANKING SYSTEM ORD Common 197236102 464 25,000 SH SOLE 25,000 0 0 SALESFORCE.COM INC Put 79466L302 721 20,000 SH Put SOLE 20,000 0 0 DIREXION SHS ETF Dly Tech Bull 3X 25459W110 5 23,600 SH Call SOLE 23,600 0 0 FUTUREFUEL - ORD Common 36116M106 8441 697,000 SH SOLE 697,000 0 0 GENERAL MOTORS - ORD Common 37045V100 6256 275,000 SH SOLE 275,000 0 0 GYRODYNE COMPANY OF AMERICA REIT Common 403820103 1933 17,795 SH SOLE 17,795 0 0 HARVEST NATURAL RESOURCES ORD Common 41754V103 980 109,900 SH SOLE 109,900 0 0 HILLTOP HLDGS INC COM Common 432748101 3686 290,000 SH SOLE 290,000 0 0 INTEL ORD Common 458140100 1305 57,600 SH SOLE 57,600 0 0 LONE PINE RESOURCES INC Common 54222A106 833 534,100 SH SOLE 534,100 0 0 MARVELL TECHNOLOGY GROUP ORD Common G5876H105 2766 302,100 SH SOLE 302,100 0 0 MECHEL OAO Common 583840509 2974 1,089,400 SH SOLE 1,089,400 0 0 NABI BIOPHARMACEUTICALS ORD Common 629519109 1451 819,946 SH SOLE 819,946 0 0 NTS - INC Common 62943B105 7367 7,921,436 SH SOLE 7,921,436 0 0 PAIN THERAPEUTICS INC Common 69562K100 21522 4,261,783 SH SOLE 4,261,783 0 0 PIONEER NATIONAL RESOURCE ORD Common 723787107 1054 10,100 SH SOLE 10,100 0 0 RAMBUS INC RMBS 20140615 5.0000% NOTE 5.000% 6/1 750917AC0 4110 4,100,000 SH SOLE 4,100,000 0 0 RICK'S CABARET PRIVATE PLCMENT Common 765641303 568 68,571 SH SOLE 68,571 0 0 TFS FINL CORP Common 87240R107 4989 550,000 SH SOLE 550,000 0 0 WALMART STORES INC Common 931142103 1476 20,000 SH SOLE 20,000 0 0 WPX ENERGY INC Common 98212B103 2189 131,968 SH SOLE 131,968 0 0 REPORT SUMMARY 24 DATA RECORDS 80227 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED