0001140361-12-047104.txt : 20121114
0001140361-12-047104.hdr.sgml : 20121114
20121114124556
ACCESSION NUMBER: 0001140361-12-047104
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06121
FILM NUMBER: 121202591
BUSINESS ADDRESS:
STREET 1: 5 WEST 57TH STREET
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 5 WEST 57TH STREET
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Clinton Group, Inc.
Address: 9 West 57th Street
New York, NY 10019
Form 13F File Number: 28-06121
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Francis Ruchalski
Title: CFO
Phone: 212-825-0400
Signature, Place, and Date of Signing:
/s/ Francis Ruchalski New York, NY 11/14/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 233
Form 13F Information Table Value Total: $ 164,526
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-10034 CGI Holdings, Inc.
---- -------------------- ----------------------------------------------------
02 28-10033 Clinton Group Equity, Co.
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3-D SYS CORP DEL COM NEW 88554D205 343 10,428 SH DEFINED 01,02 10,428 0 0
3M CO COM 88579Y101 203 2,200 SH DEFINED 01,02 2,200 0 0
ABRAXAS PETE CORP COM 003830106 1,448 629,533 SH DEFINED 01,02 629,533 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238 3,394 SH DEFINED 01,02 3,394 0 0
ACTIVISION BLIZZARD INC COM 00507V109 641 56,810 SH DEFINED 01,02 56,810 0 0
ADVANCED MICRO DEVICES INC COM 007903107 62 18,507 SH DEFINED 01,02 18,507 0 0
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 237 11,202 SH DEFINED 01,02 11,202 0 0
AES CORP COM 00130H105 269 24,509 SH DEFINED 01,02 24,509 0 0
AFLAC INC COM 001055102 234 4,897 SH DEFINED 01,02 4,897 0 0
AIR PRODS & CHEMS INC COM 009158106 294 3,553 SH DEFINED 01,02 3,553 0 0
AIRGAS INC COM 009363102 230 2,792 SH DEFINED 01,02 2,792 0 0
ALASKA AIR GROUP INC COM 011659109 209 5,948 SH DEFINED 01,02 5,948 0 0
ALLIANT ENERGY CORP COM 018802108 275 6,345 SH DEFINED 01,02 6,345 0 0
ALLSTATE CORP COM 020002101 224 5,667 SH DEFINED 01,02 5,667 0 0
ALTRIA GROUP INC COM 02209S103 760 22,763 SH DEFINED 01,02 22,763 0 0
AMEREN CORP COM 023608102 206 6,308 SH DEFINED 01,02 6,308 0 0
AMERICAN EXPRESS CO COM 025816109 496 8,720 SH DEFINED 01,02 8,720 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 247 6,671 SH DEFINED 01,02 6,671 0 0
AMPHENOL CORP NEW CL A 032095101 265 4,505 SH DEFINED 01,02 4,505 0 0
AOL INC COM 00184X105 243 6,907 SH DEFINED 01,02 6,907 0 0
APPLE INC COM 037833100 482 722 SH DEFINED 01,02 722 0 0
AT&T INC COM 00206R102 735 19,495 SH DEFINED 01,02 19,495 0 0
ATMEL CORP COM 049513104 92 17,454 SH DEFINED 01,02 17,454 0 0
ATMOS ENERGY CORP COM 049560105 216 6,023 SH DEFINED 01,02 6,023 0 0
ATWOOD OCEANICS INC COM 050095108 291 6,408 SH DEFINED 01,02 6,408 0 0
AVNET INC COM 053807103 643 22,117 SH DEFINED 01,02 22,117 0 0
BAKER HUGHES INC COM 057224107 205 4,522 SH DEFINED 01,02 4,522 0 0
BALL CORP COM 058498106 401 9,470 SH DEFINED 01,02 9,470 0 0
BANKUNITED INC COM 06652K103 299 12,148 SH DEFINED 01,02 12,148 0 0
BARRICK GOLD CORP COM 067901108 231 5,528 SH DEFINED 01,02 5,528 0 0
BB&T CORP COM 054937107 1,011 30,479 SH DEFINED 01,02 30,479 0 0
BECTON DICKINSON & CO COM 075887109 235 2,990 SH DEFINED 01,02 2,990 0 0
BEMIS INC COM 081437105 234 7,427 SH DEFINED 01,02 7,427 0 0
BERKLEY W R CORP COM 084423102 211 5,633 SH DEFINED 01,02 5,633 0 0
BIOGEN IDEC INC COM 09062X103 400 2,681 SH DEFINED 01,02 2,681 0 0
BLACKROCK INC COM 09247X101 573 3,216 SH DEFINED 01,02 3,216 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 235 17,000 SH DEFINED 01,02 17,000 0 0
BOSTON SCIENTIFIC CORP COM 101137107 132 22,925 SH DEFINED 01,02 22,925 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 238 10,201 SH DEFINED 01,02 10,201 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 138 23,384 SH DEFINED 01,02 23,384 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 208 6,014 SH DEFINED 01,02 6,014 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 341 5,813 SH DEFINED 01,02 5,813 0 0
C&J ENERGY SVCS INC COM 12467B304 416 20,912 SH DEFINED 01,02 20,912 0 0
CALLON PETE CO DEL COM 13123X102 403 65,600 SH DEFINED 01,02 65,600 0 0
CAMAC ENERGY INC COM 131745101 35 74,308 SH DEFINED 01,02 74,308 0 0
CAMAC ENERGY INC COM 131745101 107 227,500 CALL DEFINED 01,02 227,500 0 0
CANADIAN NATL RY CO COM 136375102 695 7,882 SH DEFINED 01,02 7,882 0 0
CARLISLE COS INC COM 142339100 407 7,834 SH DEFINED 01,02 7,834 0 0
CARTER INC COM 146229109 243 4,518 SH DEFINED 01,02 4,518 0 0
CBS CORP NEW CL B 124857202 459 12,635 SH DEFINED 01,02 12,635 0 0
CERNER CORP COM 156782104 242 3,123 SH DEFINED 01,02 3,123 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 233 4,847 SH DEFINED 01,02 4,847 0 0
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 261 6,851 SH DEFINED 01,02 6,851 0 0
CHICOS FAS INC COM 168615102 232 12,827 SH DEFINED 01,02 12,827 0 0
CHURCH & DWIGHT INC COM 171340102 312 5,770 SH DEFINED 01,02 5,770 0 0
CINCINNATI FINL CORP COM 172062101 664 17,543 SH DEFINED 01,02 17,543 0 0
CINTAS CORP COM 172908105 262 6,320 SH DEFINED 01,02 6,320 0 0
CISCO SYS INC COM 17275R102 233 12,176 SH DEFINED 01,02 12,176 0 0
CITIGROUP INC COM NEW 172967424 2,127 65,000 SH DEFINED 01,02 65,000 0 0
CLEAN HARBORS INC COM 184496107 493 10,088 SH DEFINED 01,02 10,088 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
CMS ENERGY CORP COM 125896100 451 19,142 SH DEFINED 01,02 19,142 0 0
COCA COLA CO COM 191216100 336 8,865 SH DEFINED 01,02 8,865 0 0
COMPUTER SCIENCES CORP COM 205363104 232 7,203 SH DEFINED 01,02 7,203 0 0
CONSOLIDATED EDISON INC COM 209115104 380 6,343 SH DEFINED 01,02 6,343 0 0
CORE LABORATORIES N V COM N22717107 310 2,553 SH DEFINED 01,02 2,553 0 0
COSTCO WHSL CORP NEW COM 22160K105 1,199 11,973 SH DEFINED 01,02 11,973 0 0
DANA HLDG CORP COM 235825205 287 23,309 SH DEFINED 01,02 23,309 0 0
DIGITAL GENERATION INC COM 25400B108 2,183 192,258 SH DEFINED 01,02 192,258 0 0
DIRECTV COM 25490A309 371 7,070 SH DEFINED 01,02 7,070 0 0
DISH NETWORK CORP CL A 25470M109 255 8,321 SH DEFINED 01,02 8,321 0 0
DISNEY WALT CO COM DISNEY 254687106 224 4,277 SH DEFINED 01,02 4,277 0 0
DOLBY LABORATORIES INC COM 25659T107 312 9,526 SH DEFINED 01,02 9,526 0 0
DOMINION RES INC VA NEW COM 25746U109 931 17,592 SH DEFINED 01,02 17,592 0 0
DOW CHEM CO COM 260543103 234 8,079 SH DEFINED 01,02 8,079 0 0
DUN & BRADSTREET CORP DEL NE COM 26483E100 336 4,219 SH DEFINED 01,02 4,219 0 0
DUNKIN BRANDS GROUP INC COM 265504100 805 27,565 SH DEFINED 01,02 27,565 0 0
ENCANA CORP COM 292505104 899 41,021 SH DEFINED 01,02 41,021 0 0
ENDO HEALTH SOLUTIONS INC COM 29264F205 313 9,855 SH DEFINED 01,02 9,855 0 0
ENERGEN CORP COM 29265N108 313 5,968 SH DEFINED 01,02 5,968 0 0
ENERGIZER HLDGS INC COM 29266R108 248 3,323 SH DEFINED 01,02 3,323 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,092 25,641 SH DEFINED 01,02 25,641 0 0
EXPEDIA INC DEL COM NEW 30212P303 234 4,039 SH DEFINED 01,02 4,039 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 428 13,721 SH DEFINED 01,02 13,721 0 0
FLEXTRONICS INTL LTD ORD Y2573F102 144 24,066 SH DEFINED 01,02 24,066 0 0
FLOWSERVE CORP COM 34354P105 298 2,331 SH DEFINED 01,02 2,331 0 0
FMC TECHNOLOGIES INC COM 30249U101 665 14,368 SH DEFINED 01,02 14,368 0 0
FOREST LABS INC COM 345838106 461 12,946 SH DEFINED 01,02 12,946 0 0
FORTINET INC COM 34959E109 394 16,320 SH DEFINED 01,02 16,320 0 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 149 15,714 SH DEFINED 01,02 15,714 0 0
GARTNER INC COM 366651107 303 6,580 SH DEFINED 01,02 6,580 0 0
GENERAL MTRS CO COM 37045V100 311 13,688 SH DEFINED 01,02 13,688 0 0
GENPACT LIMITED SHS G3922B107 234 14,033 SH DEFINED 01,02 14,033 0 0
GLOBAL PMTS INC COM 37940X102 389 9,297 SH DEFINED 01,02 9,297 0 0
GNC HLDGS INC COM CL A 36191G107 271 6,953 SH DEFINED 01,02 6,953 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 3,329 29,286 SH DEFINED 01,02 29,286 0 0
GULFPORT ENERGY CORP COM NEW 402635304 2,751 88,000 SH DEFINED 01,02 88,000 0 0
HANCOCK HLDG CO COM 410120109 428 13,816 SH DEFINED 01,02 13,816 0 0
HCC INS HLDGS INC COM 404132102 206 6,076 SH DEFINED 01,02 6,076 0 0
HOLOGIC INC COM 436440101 214 10,575 SH DEFINED 01,02 10,575 0 0
HUMANA INC COM 444859102 235 3,347 SH DEFINED 01,02 3,347 0 0
IDEX CORP COM 45167R104 235 5,621 SH DEFINED 01,02 5,621 0 0
INGREDION INC COM 457187102 235 4,268 SH DEFINED 01,02 4,268 0 0
INTEL CORP COM 458140100 232 10,223 SH DEFINED 01,02 10,223 0 0
INTERPUBLIC GROUP COS INC COM 460690100 120 10,764 SH DEFINED 01,02 10,764 0 0
INTL PAPER CO COM 460146103 265 7,305 SH DEFINED 01,02 7,305 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 207 418 SH DEFINED 01,02 418 0 0
JABIL CIRCUIT INC COM 466313103 284 15,145 SH DEFINED 01,02 15,145 0 0
JACOBS ENGR GROUP INC DEL COM 469814107 469 11,598 SH DEFINED 01,02 11,598 0 0
JAKKS PAC INC COM 47012E106 5,503 377,675 SH DEFINED 01,02 377,675 0 0
JEFFERIES GROUP INC NEW COM 472319102 267 19,520 SH DEFINED 01,02 19,520 0 0
KRONOS WORLDWIDE INC COM 50105F105 158 10,554 SH DEFINED 01,02 10,554 0 0
LANDSTAR SYS INC COM 515098101 233 4,919 SH DEFINED 01,02 4,919 0 0
LINCOLN ELEC HLDGS INC COM 533900106 434 11,122 SH DEFINED 01,02 11,122 0 0
LKQ CORP COM 501889208 210 11,357 SH DEFINED 01,02 11,357 0 0
MACYS INC COM 55616P104 316 8,398 SH DEFINED 01,02 8,398 0 0
MADISON SQUARE GARDEN CO CL A 55826P100 294 7,305 SH DEFINED 01,02 7,305 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 228 2,604 SH DEFINED 01,02 2,604 0 0
MAGNA INTL INC COM 559222401 268 6,197 SH DEFINED 01,02 6,197 0 0
MAGNEGAS CORP COM NEW 55939L202 678 250,000 SH DEFINED 01,02 250,000 0 0
MANPOWERGROUP INC COM 56418H100 248 6,736 SH DEFINED 01,02 6,736 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 264 4,846 SH DEFINED 01,02 4,846 0 0
MARSH & MCLENNAN COS INC COM 571748102 745 21,963 SH DEFINED 01,02 21,963 0 0
MARTIN MARIETTA MATLS INC COM 573284106 886 10,688 SH DEFINED 01,02 10,688 0 0
MCCORMICK & CO INC COM NON VTG 579780206 269 4,335 SH DEFINED 01,02 4,335 0 0
MCDERMOTT INTL INC COM 580037109 133 10,869 SH DEFINED 01,02 10,869 0 0
MCMORAN EXPLORATION CO COM 582411104 2,996 255,000 SH DEFINED 01,02 255,000 0 0
MDU RES GROUP INC COM 552690109 380 17,253 SH DEFINED 01,02 17,253 0 0
MEDTRONIC INC COM 585055106 315 7,308 SH DEFINED 01,02 7,308 0 0
METHANEX CORP COM 59151K108 285 9,997 SH DEFINED 01,02 9,997 0 0
MFA FINANCIAL INC COM 55272X102 101 11,885 SH DEFINED 01,02 11,885 0 0
MICROS SYS INC COM 594901100 585 11,909 SH DEFINED 01,02 11,909 0 0
MID-AMER APT CMNTYS INC COM 59522J103 286 4,377 SH DEFINED 01,02 4,377 0 0
MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 4,963 1,345,000 SH DEFINED 01,02 1,345,000 0 0
MOLEX INC COM 608554101 271 10,322 SH DEFINED 01,02 10,322 0 0
MOLSON COORS BREWING CO CL B 60871R209 740 16,419 SH DEFINED 01,02 16,419 0 0
NATIONAL OILWELL VARCO INC COM 637071101 501 6,252 SH DEFINED 01,02 6,252 0 0
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 299 14,418 SH DEFINED 01,02 14,418 0 0
NETAPP INC COM 64110D104 364 11,058 SH DEFINED 01,02 11,058 0 0
NEUTRAL TANDEM INC COM 64128B108 5,222 556,145 SH DEFINED 01,02 556,145 0 0
NIKE INC CL B 654106103 297 3,126 SH DEFINED 01,02 3,126 0 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 219 6,121 SH DEFINED 01,02 6,121 0 0
NORFOLK SOUTHERN CORP COM 655844108 854 13,424 SH DEFINED 01,02 13,424 0 0
NORTHERN TR CORP COM 665859104 390 8,393 SH DEFINED 01,02 8,393 0 0
NORTHROP GRUMMAN CORP COM 666807102 236 3,549 SH DEFINED 01,02 3,549 0 0
NRG ENERGY INC COM NEW 629377508 287 13,438 SH DEFINED 01,02 13,438 0 0
NU SKIN ENTERPRISES INC CL A 67018T105 312 8,025 SH DEFINED 01,02 8,025 0 0
NUTRI SYS INC NEW COM 67069D108 15,012 1,425,631 SH DEFINED 01,02 1,425,631 0 0
O REILLY AUTOMOTIVE INC NEW COM 67103H107 345 4,120 SH DEFINED 01,02 4,120 0 0
OASIS PETE INC NEW COM 674215108 915 31,037 SH DEFINED 01,02 31,037 0 0
OIL STS INTL INC COM 678026105 598 7,521 SH DEFINED 01,02 7,521 0 0
OMEGA HEALTHCARE INVS INC COM 681936100 303 13,342 SH DEFINED 01,02 13,342 0 0
OVERLAND STORAGE INC COM NEW 690310206 5,099 2,897,218 SH DEFINED 01,02 2,897,218 0 0
PARKER HANNIFIN CORP COM 701094104 235 2,813 SH DEFINED 01,02 2,813 0 0
PARTNERRE LTD COM G6852T105 403 5,424 SH DEFINED 01,02 5,424 0 0
PEPSICO INC COM 713448108 202 2,855 SH DEFINED 01,02 2,855 0 0
PETSMART INC COM 716768106 273 3,964 SH DEFINED 01,02 3,964 0 0
PINNACLE WEST CAP CORP COM 723484101 643 12,181 SH DEFINED 01,02 12,181 0 0
PITNEY BOWES INC COM 724479100 301 21,804 SH DEFINED 01,02 21,804 0 0
PNC FINL SVCS GROUP INC COM 693475105 826 13,083 SH DEFINED 01,02 13,083 0 0
PORTER BANCORP INC COM 736233107 1,740 906,230 SH DEFINED 01,02 906,230 0 0
POST PPTYS INC COM 737464107 396 8,248 SH DEFINED 01,02 8,248 0 0
PRAXAIR INC COM 74005P104 1,010 9,722 SH DEFINED 01,02 9,722 0 0
PRICE T ROWE GROUP INC COM 74144T108 574 9,073 SH DEFINED 01,02 9,073 0 0
PULTE GROUP INC COM 745867101 188 12,113 SH DEFINED 01,02 12,113 0 0
PVH CORP COM 693656100 323 3,450 SH DEFINED 01,02 3,450 0 0
QUESTAR CORP COM 748356102 547 26,920 SH DEFINED 01,02 26,920 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 270 14,640 SH DEFINED 01,02 14,640 0 0
RADIAN GROUP INC COM 750236101 6,411 1,477,222 SH DEFINED 01,02 1,477,222 0 0
RADIOSHACK CORP COM 750438103 298 125,000 SH DEFINED 01,02 125,000 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 246 6,711 SH DEFINED 01,02 6,711 0 0
RAYONIER INC COM 754907103 574 11,713 SH DEFINED 01,02 11,713 0 0
REALTY INCOME CORP COM 756109104 273 6,667 SH DEFINED 01,02 6,667 0 0
REGAL BELOIT CORP COM 758750103 277 3,925 SH DEFINED 01,02 3,925 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 186 25,909 SH DEFINED 01,02 25,909 0 0
REINSURANCE GROUP AMER INC COM NEW 759351604 261 4,518 SH DEFINED 01,02 4,518 0 0
RENAISSANCERE HOLDINGS LTD COM G7496G103 210 2,731 SH DEFINED 01,02 2,731 0 0
RESEARCH IN MOTION LTD COM 760975102 104 13,840 SH DEFINED 01,02 13,840 0 0
ROBERT HALF INTL INC COM 770323103 225 8,458 SH DEFINED 01,02 8,458 0 0
ROCK-TENN CO CL A 772739207 581 8,045 SH DEFINED 01,02 8,045 0 0
ROI ACQUISITION CORP COM 74966A104 22 1,875,000 SH DEFINED 01,02 1,875,000 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- --------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ROSS STORES INC COM 778296103 512 7,926 SH DEFINED 01,02 7,926 0 0
ROWAN COMPANIES PLC SHS CL A G7665A101 201 5,942 SH DEFINED 01,02 5,942 0 0
RPC INC COM 749660106 269 22,664 SH DEFINED 01,02 22,664 0 0
SALLY BEAUTY HLDGS INC COM 79546E104 429 17,111 SH DEFINED 01,02 17,111 0 0
SCANA CORP NEW COM 80589M102 239 4,948 SH DEFINED 01,02 4,948 0 0
SCHWAB CHARLES CORP NEW COM 808513105 548 42,896 SH DEFINED 01,02 42,896 0 0
SEI INVESTMENTS CO COM 784117103 307 14,312 SH DEFINED 01,02 14,312 0 0
SEMPRA ENERGY COM 816851109 225 3,483 SH DEFINED 01,02 3,483 0 0
SIMON PPTY GROUP INC NEW COM 828806109 293 1,930 SH DEFINED 01,02 1,930 0 0
SMUCKER J M CO COM NEW 832696405 235 2,727 SH DEFINED 01,02 2,727 0 0
SPECTRA ENERGY PARTNERS LP COM 84756N109 399 12,541 SH DEFINED 01,02 12,541 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 227 10,222 SH DEFINED 01,02 10,222 0 0
STATE STR CORP COM 857477103 300 7,144 SH DEFINED 01,02 7,144 0 0
STERICYCLE INC COM 858912108 262 2,895 SH DEFINED 01,02 2,895 0 0
STILLWATER MNG CO COM 86074Q102 6,804 577,085 SH DEFINED 01,02 577,085 0 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 321 6,881 SH DEFINED 01,02 6,881 0 0
SUNTRUST BKS INC COM 867914103 348 12,319 SH DEFINED 01,02 12,319 0 0
SUPERIOR ENERGY SVCS INC COM 868157108 228 11,091 SH DEFINED 01,02 11,091 0 0
TARGET CORP COM 87612E106 292 4,603 SH DEFINED 01,02 4,603 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 462 30,044 SH DEFINED 01,02 30,044 0 0
TE CONNECTIVITY LTD REG SHS H84989104 514 15,103 SH DEFINED 01,02 15,103 0 0
TEREX CORP NEW COM 880779103 233 10,338 SH DEFINED 01,02 10,338 0 0
TESORO CORP COM 881609101 356 8,500 SH DEFINED 01,02 8,500 0 0
TIMKEN CO COM 887389104 391 10,527 SH DEFINED 01,02 10,527 0 0
TITANIUM METALS CORP COM NEW 888339207 176 13,735 SH DEFINED 01,02 13,735 0 0
TJX COS INC NEW COM 872540109 494 11,025 SH DEFINED 01,02 11,025 0 0
TOLL BROTHERS INC COM 889478103 297 8,952 SH DEFINED 01,02 8,952 0 0
TORO CO COM 891092108 294 7,387 SH DEFINED 01,02 7,387 0 0
TOWERS WATSON & CO CL A 891894107 475 8,961 SH DEFINED 01,02 8,961 0 0
TRANSATLANTIC PETROLEUM LTD SHS G89982105 636 608,400 SH DEFINED 01,02 608,400 0 0
TRANSOCEAN LTD REG SHS H8817H100 231 5,150 SH DEFINED 01,02 5,150 0 0
TRONOX LTD SHS CL A Q9235V101 702 31,005 SH DEFINED 01,02 31,005 0 0
UNITED RENTALS INC COM 911363109 435 13,313 SH DEFINED 01,02 13,313 0 0
UNITED STATES STL CORP NEW COM 912909108 260 13,634 SH DEFINED 01,02 13,634 0 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 313 5,603 SH DEFINED 01,02 5,603 0 0
URBAN OUTFITTERS INC COM 917047102 358 9,532 SH DEFINED 01,02 9,532 0 0
VARIAN MED SYS INC COM 92220P105 212 3,521 SH DEFINED 01,02 3,521 0 0
VENTAS INC COM 92276F100 226 3,624 SH DEFINED 01,02 3,624 0 0
VERISK ANALYTICS INC CL A 92345Y106 301 6,315 SH DEFINED 01,02 6,315 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 805 17,674 SH DEFINED 01,02 17,674 0 0
VMWARE INC CL A COM 928563402 236 2,436 SH DEFINED 01,02 2,436 0 0
WASTE CONNECTIONS INC COM 941053100 1,214 40,138 SH DEFINED 01,02 40,138 0 0
WASTE MGMT INC DEL COM 94106L109 568 17,700 SH DEFINED 01,02 17,700 0 0
WATSON PHARMACEUTICALS INC COM 942683103 251 2,953 SH DEFINED 01,02 2,953 0 0
WESCO INTL INC COM 95082P105 210 3,677 SH DEFINED 01,02 3,677 0 0
WESTERN REFNG INC COM 959319104 242 9,230 SH DEFINED 01,02 9,230 0 0
WESTLAKE CHEM CORP COM 960413102 235 3,223 SH DEFINED 01,02 3,223 0 0
WET SEAL INC CL A 961840105 19,610 6,225,313 SH DEFINED 01,02 6,225,313 0 0
WINDSTREAM CORP COM 97381W104 106 10,523 SH DEFINED 01,02 10,523 0 0
WISCONSIN ENERGY CORP COM 976657106 667 17,703 SH DEFINED 01,02 17,703 0 0
XEROX CORP COM 984121103 88 11,937 SH DEFINED 01,02 11,937 0 0
XL GROUP PLC SHS G98290102 235 9,791 SH DEFINED 01,02 9,791 0 0
ZAZA ENERGY CORP COM 98919T100 1,647 554,700 SH DEFINED 01,02 554,700 0 0