0000919574-12-006294.txt : 20121114 0000919574-12-006294.hdr.sgml : 20121114 20121114114304 ACCESSION NUMBER: 0000919574-12-006294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIG Advisors, LLC CENTRAL INDEX KEY: 0001358253 IRS NUMBER: 830439997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11896 FILM NUMBER: 121202101 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0340 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1333568_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: TIG Advisors, LLC Address: 520 Madison Avenue, 26th Floor New York, New York 10022 13F File Number: 28-11896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Fastert Title: General Counsel Phone: (212) 396-8698 Signature, Place and Date of Signing: /s/ Michael Fastert New York, New York November 14, 2012 -------------------- ------------------ -------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: $351,886 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------------------- ---- 28-13433 TIG Arbitrage Associates Master Fund L.P. 28-14662 Arbitrage Associates II Master Fund, L.P. FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANGRS SOLE SHARED NONE AMERICAN INTL GROUP INC COM NEW 026874784 820 25,000 SH SOLE NONE 25,000 AMERIGROUP CORP COM 03073T102 15,737 172,116 SH SOLE NONE 172,116 ARIBA INC COM NEW 04033V203 11,534 257,465 SH SOLE NONE 257,465 AUTHENTEC INC COM 052660107 7,594 947,436 SH SOLE NONE 947,436 BEST BUY INC COM 086516101 5,293 307,779 SH SOLE NONE 307,779 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 5,983 427,983 SH SOLE NONE 427,983 CHEMTURA CORP COM NEW 163893209 2,950 171,300 SH SOLE NONE 171,300 DST SYS INC DEL COM 233326107 1,319 23,320 SH SOLE NONE 23,320 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 1,043 12,000 SH SOLE NONE 12,000 FSI INTL INC COM 302633102 8,275 1,337,949 SH SOLE NONE 1,337,949 FIESTA RESTAURANT GROUP INC COM 31660B101 1,798 113,294 SH SOLE NONE 113,294 GSI GROUP INC CDA NEW COM NEW 36191C205 3,252 364,958 SH SOLE NONE 364,958 GENERAL MTRS CO *W EXP 07/10/201 37045V118 478 34,652 SH SOLE NONE 34,652 GENERAL MTRS CO *W EXP 07/10/201 37045V126 286 34,652 SH SOLE NONE 34,652 HERTZ GLOBAL HOLDINGS INC COM 42805T105 36,065 2,626,694 SH SOLE NONE 2,626,694 INTRALINKS HLDGS INC COM 46118H104 4,188 640,315 SH SOLE NONE 640,315 IRIS INTL INC COM 46270W105 6,278 321,609 SH SOLE NONE 321,609 KENEXA CORP COM 488879107 9,723 212,156 SH SOLE NONE 212,156 KINDER MORGAN INC DEL COM 49456B101 3,555 100,077 SH SOLE NONE 100,077 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 415 118,998 SH SOLE NONE 118,998 KRAFT FOODS INC CL A 50075N104 536 12,971 SH SOLE NONE 12,971 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 5,033 121,344 SH SOLE NONE 121,344 MERGE HEALTHCARE INC COM 589499102 832 217,724 SH SOLE NONE 217,724 NCR CORP NEW COM 62886E108 2,928 125,630 SH SOLE NONE 125,630 NEXEN INC COM 65334H102 49,973 1,972,085 SH SOLE NONE 1,972,085 PRIMORIS SVCS CORP COM 74164F103 3,538 271,077 SH SOLE NONE 271,077 QUEST SOFTWARE INC COM 74834T103 10,676 381,269 SH SOLE NONE 381,269 ROGERS CORP COM 775133101 4,243 100,172 SH SOLE NONE 100,172 SK TELECOM LTD SPONSORED ADR 78440P108 727 50,000 SH SOLE NONE 50,000 SEALED AIR CORP NEW COM 81211K100 2,205 142,600 SH SOLE NONE 142,600 SHAW GROUP INC COM 820280105 8,918 204,451 SH SOLE NONE 204,451 SOUFUN HLDGS LTD ADR 836034108 396 25,000 SH SOLE NONE 25,000 STONERIDGE INC COM 86183P102 1,617 325,312 SH SOLE NONE 325,312 SUNOCO INC COM 86764P109 7,489 159,915 SH SOLE NONE 159,915 SUPERVALU INC COM 868536103 973 403,939 SH SOLE NONE 403,939 TRIPADVISOR INC COM 896945201 2,818 85,570 SH SOLE NONE 85,570 VERINT SYS INC COM 92343X100 4,384 159,771 SH SOLE NONE 159,771 WET SEAL INC CL A 961840105 2,773 880,371 SH SOLE NONE 880,371 YAHOO INC COM 984332106 30,345 1,899,555 SH SOLE NONE 1,899,555 COOPER INDUSTRIES PLC SHS G24140108 13,607 181,287 SH SOLE NONE 181,287 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 2,089 219,700 SH SOLE NONE 219,700 HERBALIFE LTD COM USD SHS G4412G101 2,962 62,480 SH SOLE NONE 62,480 SINA CORP ORD G81477104 647 10,000 SH SOLE NONE 10,000 BOSTON SCIENTIFIC CORP COM 101137107 149 25,900 SH SOLE NONE 25,900 CELANESE CORP DEL COM SER A 150870103 426 11,240 SH SOLE NONE 11,240 CHEVRON CORP NEW COM 166764100 226 1,940 SH SOLE NONE 1,940 CONOCOPHILLIPS COM 20825C104 223 3,900 SH SOLE NONE 3,900 FIRST AMERN FINL CORP COM 31847R102 217 10,000 SH SOLE NONE 10,000 GEO GROUP INC COM 36159R103 252 9,100 SH SOLE NONE 9,100 HUNTINGTON INGALLS INDS INC COM 446413106 475 11,290 SH SOLE NONE 11,290 L-3 COMMUNICATIONS HLDGS INC COM 502424104 247 3,440 SH SOLE NONE 3,440 MBIA INC COM 55262C100 142 14,000 SH SOLE NONE 14,000 DIGITALGLOBE INC COM NEW 25389M877 577 28,300 SH SOLE NONE 28,300 FIFTH THIRD BANCORP COM 316773100 214 13,800 SH SOLE NONE 13,800 HESS CORP COM 42809H107 218 4,050 SH SOLE NONE 4,050 MARATHON OIL CORP COM 565849106 360 12,170 SH SOLE NONE 12,170 QUANTA SVCS INC COM 74762E102 254 10,300 SH SOLE NONE 10,300 SPDR GOLD TRUST GOLD SHS 78463V107 535 3,110 SH SOLE NONE 3,110 LOCKHEED MARTIN CORP COM 539830109 286 3,060 SH SOLE NONE 3,060 ORBITAL SCIENCES CORP COM 685564106 402 27,600 SH SOLE NONE 27,600 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 431 18,800 SH SOLE NONE 18,800 RAYTHEON CO COM NEW 755111507 275 4,810 SH SOLE NONE 4,810 SAIC INC COM 78390X101 348 28,900 SH SOLE NONE 28,900 UNITED STATES OIL FUND LP UNITS 91232N108 4,299 126,000 SH CALL SOLE NONE 126,000 KKR FINANCIAL HLDGS LLC COM 48248A306 1,005 100,000 SH CALL SOLE NONE 100,000 YAHOO INC COM 984332106 1,435 89,800 SH CALL SOLE NONE 89,800 SHAW COMMUNICATIONS INC CL B CONV 82028K200 6,408 146,900 SH PUT SOLE NONE 146,900 NEXEN INC COM 65334H102 575 22,700 SH PUT SOLE NONE 22,700 SPDR S&P 500 ETF TR TR UNIT 78462F103 30,997 215,300 SH PUT SOLE NONE 215,300 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 6,703 50,000 SH PUT SOLE NONE 50,000 AMERICAN INTL GROUP INC COM NEW 026874784 984 30,000 SH CALL SOLE NONE 30,000 AMERICAN INTL GROUP INC COM NEW 026874784 820 25,000 SH PUT SOLE NONE 25,000 BEST BUY INC COM 086516101 372 21,600 SH CALL SOLE NONE 21,600 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3,567 83,800 SH PUT SOLE NONE 83,800 MBIA INC COM 55262C100 1,013 100,000 SH CALL SOLE NONE 100,000 CAESARS ENTMT CORP COM 127686103 680 100,000 SH PUT SOLE NONE 100,000 RADIOSHACK CORP COM 750438103 476 200,000 SH PUT SOLE NONE 200,000