0001193125-12-469509.txt : 20121114 0001193125-12-469509.hdr.sgml : 20121114 20121114112209 ACCESSION NUMBER: 0001193125-12-469509 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Advisors LLC CENTRAL INDEX KEY: 0001316507 IRS NUMBER: 201647533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11166 FILM NUMBER: 121201936 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR 1 d439237d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CALAMOS ADVISORS LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Form 13F File Number: 28-2864 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth A. Watkins Title: Chief Compliance Officer Phone: (630) 245-7200 Signature, Place, and Date of Signing: /s/ Elizabeth A. Watkins Naperville, Illinois November 14, 2012 ------------------------- ------------------------ ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 485 Form 13F Information Table Value Total: $19,907,513 ----------- (thousands)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- 3D SYSTEMS CORP COMMON STOCK 88554D205 302 9,200 Shs Sole None 9,200 0 3M CO COMMON STOCK 88579Y101 18,797 203,384 Shs Sole None 203,384 0 ABB LTD. - SPON COMMON STOCK 000375204 17,223 920,995 Shs Sole None 738,658 182337 ABBOTT LABORATORIES COMMON STOCK 002824100 67,542 985,146 Shs Sole None 948,597 36549 ACCENTURE PLC COMMON STOCK G1151C901 4,950 5,000 Shs Call Sole None 5,000 0 ACCENTURE PLC COMMON STOCK G1151C101 370,998 5,297,703 Shs Sole None 4,902,328 395375 ACHILLION COMMON PHARMACEUTICALS INC STOCK 00448Q201 750 72,000 Shs Sole None 72,000 0 ADVISORY BOARD CO COMMON STOCK 00762W107 569 11,900 Shs Sole None 11,900 0 AECOM TECHNOLOGY COMMON CORP STOCK 00766T100 1,111 52,503 Shs Sole None 52,503 0 AEROPOSTALE INC COMMON STOCK 007865108 359 26,500 Shs Sole None 26,500 0 AFFILIATED MANAGERS CONVERTIBLE GROUP SECURITY 008252AL2 95,364 85,194,000 Prn Sole None 82,448 2746 AFFILIATED MANAGERS COMMON GROUP STOCK 008252108 4,719 38,364 Shs Sole None 38,364 0 AFLAC INC COMMON STOCK 001055102 3,687 77,000 Shs Sole None 77,000 0 AGCO CORP CONVERTIBLE SECURITY 001084AM4 54,858 43,452,000 Prn Sole None 43,133 319 AGCO CORP COMMON STOCK 001084102 92,175 1,941,350 Shs Sole None 1,941,350 0 AGILENT TECHNOLOGIES COMMON INC STOCK 00846U101 1,346 35,000 Shs Sole None 35,000 0 AGRIUM INC COMMON STOCK 008916108 86,729 838,284 Shs Sole None 787,163 51121 ALBEMARLE CORP COMMON STOCK 012653101 369 7,000 Shs Sole None 7,000 0 ALEXION PHARMACEUTICALS COMMON INC STOCK 015351109 52,529 459,166 Shs Sole None 442,797 16369 ALIGN TECH INC COMMON STOCK 016255101 57,239 1,548,262 Shs Sole None 1,477,988 70274 ALLEGHENY TECH CONVERTIBLE SECURITY 01741RAD4 5,772 5,000,000 Prn Sole None 5,000 0 ALLERGAN INC COMMON STOCK 018490102 3,297 36,000 Shs Sole None 36,000 0 ALLIANCE DATA CONVERTIBLE SECURITY 018581AD0 32,307 17,800,000 Prn Sole None 17,800 0 ALLIANCE DATA COMMON STOCK 018581108 369 2,600 Shs Sole None 2,600 0 ALLIED NEVADA GOLD COMMON CORP STOCK 019344100 387 9,900 Shs Sole None 9,900 0 ALLOT COMMUNICATIONS COMMON LTD STOCK M0854Q105 15,459 582,900 Shs Sole None 461,600 121300 ALLSTATE CORP COMMON STOCK 020002101 3,763 95,000 Shs Sole None 95,000 0 ALTRA HOLDINGS INC CONVERTIBLE SECURITY 02208RAE6 2,403 2,400,000 Prn Sole None 2,400 0 ALTRIA GROUP INC COMMON STOCK 02209S103 8,581 257,000 Shs Sole None 257,000 0 AMAZON.COM INC COMMON STOCK 023135106 537,039 2,111,666 Shs Sole None 2,069,694 41972 AMER ELECTRIC COMMON POWER INC STOCK 025537101 2,856 65,000 Shs Sole None 65,000 0 AMER EXPRESS CO. COMMON STOCK 025816109 72,870 1,281,567 Shs Sole None 1,231,657 49910 AMER INTL GROUP COMMON STOCK 026874784 2,530 77,150 Shs Sole None 77,150 0 AMERICA MOVIL SA COMMON STOCK 02364W105 4,757 187,000 Shs Sole None 187,000 0 AMERISOURCEBERGEN COMMON CP STOCK 03073E105 3,857 99,645 Shs Sole None 99,645 0 AMGEN INC CONVERTIBLE SECURITY 031162AQ3 277,755 248,550,000 Prn Sole None 241,420 7130 AMGEN INC COMMON STOCK 031162100 120,399 1,427,881 Shs Sole None 1,338,459 89422 ANADARKO PETROLEUM COMMON STOCK 032511107 1,657 23,700 Shs Sole None 23,700 0 ANGLOGOLD ASHANTI CONVERTIBLE LTD PREFERRED SECURITY 03512Q206 52,557 1,263,703 Shs Sole None 1,215,555 48148 ANHEUSER-BUSCH COMMON INBEV NV STOCK 03524A108 50,838 591,761 Shs Sole None 558,739 33022 ANIXTER INTL INC CONVERTIBLE SECURITY 035290AJ4 33,961 31,032,000 Prn Sole None 30,304 728 APACHE CORP CONVERTIBLE PREFERRED SECURITY 037411808 216,773 4,455,770 Shs Sole None 4,392,360 63410 APACHE CORP COMMON STOCK 037411105 5,838 67,519 Shs Sole None 67,519 0 APPLE INC COMMON STOCK 037833900 23,566 1,729 Shs Call Sole None 1,729 0 APPLE INC COMMON STOCK 037833100 584,505 875,978 Shs Sole None 850,868 25110 APPLIED MATERIALS COMMON INC STOCK 038222105 17,847 1,598,500 Shs Sole None 1,598,500 0 ARCHER DANIELS CONVERTIBLE MIDLAND SECURITY 039483AW2 23,734 23,601,000 Prn Sole None 23,065 536 ARCHER DANIELS COMMON MIDLAND STOCK 039483102 15,595 573,776 Shs Sole None 573,776 0 ARRIS GROUP INC CONVERTIBLE SECURITY 04269QAC4 38,421 36,855,000 Prn Sole None 36,292 563 ARUBA NETWORKS COMMON INC STOCK 043176106 27,575 1,226,374 Shs Sole None 1,198,474 27900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- ASPEN TECHNOLOGY COMMON INC STOCK 045327103 941 36,400 Shs Sole None 36,400 0 AT&T INC COMMON STOCK 00206R102 74,273 1,970,100 Shs Sole None 1,970,100 0 ATHENAHEALTH INC COMMON STOCK 04685W103 42,015 457,830 Shs Sole None 457,830 0 ATWOOD OCEANICS COMMON STOCK 050095108 9,224 202,945 Shs Sole None 202,945 0 AUTODESK INC COMMON STOCK 052769106 667 19,987 Shs Sole None 19,987 0 AUTOMATIC DATA COMMON STOCK 053015103 2,464 42,000 Shs Sole None 42,000 0 BAKER HUGHES COMMON STOCK 057224107 1,810 40,025 Shs Sole None 40,025 0 BANK OF AMER CP COMMON STOCK 060505104 5,342 605,000 Shs Sole None 605,000 0 BANK OF AMERICA COMMON CORP STOCK 060505904 2,558 9,800 Shs Call Sole None 9,800 0 BANK OF NEW YORK COMMON MELLON CORP STOCK 064058100 5,451 241,000 Shs Sole None 241,000 0 BANKRATE INC COMMON STOCK 06647F102 343 22,000 Shs Sole None 22,000 0 BARRICK GOLD CORP COMMON STOCK 067901108 141,769 3,394,845 Shs Sole None 3,313,394 81451 BAXTER INTL INC COMMON STOCK 071813109 3,616 60,000 Shs Sole None 60,000 0 BB&T CORPORATION COMMON STOCK 054937107 2,819 85,000 Shs Sole None 85,000 0 BERKSHIRE HTH-B COMMON STOCK 084670702 19,333 219,193 Shs Sole None 219,193 0 BIO-REFERENCE LABS COMMON INC. STOCK 09057G602 409 14,300 Shs Sole None 14,300 0 BLACKROCK INC COMMON STOCK 09247X101 4,101 23,000 Shs Sole None 23,000 0 BLACKSTONE GROUP COMMON LP STOCK 09253U108 955 66,886 Shs Sole None 66,886 0 BLACKSTONE GROUP COMMON LP/THE STOCK 09253U108 151 12,242 Shs Sole None 12,242 0 BOEING CO COMMON STOCK 097023105 20,399 293,000 Shs Sole None 293,000 0 BOSTON BEER CO INC COMMON STOCK 100557107 403 3,600 Shs Sole None 3,600 0 BOSTON PROPERTIES CONVERTIBLE INC SECURITY 10112RAG9 683 594,000 Prn Sole None 594 0 BP PLC COMMON STOCK 055622104 33,888 800,000 Shs Sole None 800,000 0 BRISTOL MYERS SQUIBB COMMON STOCK 110122108 6,757 200,200 Shs Sole None 200,200 0 BROADCOM CORP COMMON STOCK 111320107 3,112 90,000 Shs Sole None 90,000 0 BROADSOFT INC CONVERTIBLE SECURITY 11133BAB8 6,624 5,500,000 Prn Sole None 5,500 0 CA INC COMMON STOCK 12673P105 11,594 450,000 Shs Sole None 450,000 0 CABELAS INC COMMON STOCK 126804301 427 7,800 Shs Sole None 7,800 0 CACI INTL A CONVERTIBLE SECURITY 127190AD8 22,363 20,000,000 Prn Sole None 20,000 0 CAMERON INTL CORP COMMON STOCK 13342B105 3,884 69,265 Shs Sole None 69,265 0 CANON INC COMMON STOCK 138006309 8,003 250,000 Shs Sole None 250,000 0 CAPITAL ONE COMMON FINANCIAL CORP STOCK 14040H105 4,254 74,625 Shs Sole None 74,625 0 CARNIVAL CORP COMMON STOCK 143658300 15,979 438,500 Shs Sole None 438,500 0 CATERPILLAR INC COMMON STOCK 149123101 147,245 1,711,358 Shs Sole None 1,683,607 27751 CBS CORP COMMON STOCK 124857202 1,998 55,000 Shs Sole None 55,000 0 CELGENE CORP COMMON STOCK 151020104 6,496 85,024 Shs Sole None 85,024 0 CENTURYLINK INC COMMON STOCK 156700106 2,182 54,000 Shs Sole None 54,000 0 CERNER CORP COMMON STOCK 156782104 75,267 972,322 Shs Sole None 937,318 35004 CHARLES RIVER CONVERTIBLE LABORATORIES SECURITY 159864AB3 2,742 2,687,000 Prn Sole None 2,617 70 CHART INDUSTRIES CONVERTIBLE INC SECURITY 16115QAC4 5,245 4,000,000 Prn Sole None 4,000 0 CHART INDUSTRIES COMMON INC STOCK 16115Q308 399 5,400 Shs Sole None 5,400 0 CHECK POINT COMMON SOFTWARE TECH STOCK M22465104 77,625 1,611,814 Shs Sole None 1,389,414 222400 CHESAPEAKE CONVERTIBLE ENERGY CORP SECURITY 165167BW6 50,623 52,905,000 Prn Sole None 51,897 1008 CHESAPEAKE COMMON ENERGY CORP STOCK 165167107 13,115 695,027 Shs Sole None 695,027 0 CHESAPEAKE ENERGY CONVERTIBLE SECURITY 165167CB1 15,807 19,500,000 Prn Sole None 19,500 0 CHESAPEAKE ENRG CONVERTIBLE SECURITY 165167BZ9 23,513 26,035,000 Prn Sole None 25,798 237 CHEVRONTEXACO COMMON CORP STOCK 166764100 63,176 542,000 Shs Sole None 542,000 0 CHICOS FAS INC COMMON STOCK 168615102 67,614 3,733,530 Shs Sole None 3,601,699 131831 CIRRUS LOGIC COMMON STOCK 172755100 5,088 132,540 Shs Sole None 132,540 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 144,012 7,543,870 Shs Sole None 7,337,625 206245
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- CITIGROUP INC COMMON STOCK 172967904 2,494 3,500 Shs Call Sole None 3,500 0 CITIGROUP INC COMMON STOCK 172967424 6,273 191,706 Shs Sole None 191,706 0 CITRIX SYSTEMS INC COMMON STOCK 177376100 64,044 836,405 Shs Sole None 798,601 37804 CLIFFS NATURAL COMMON RESOURCES INC STOCK 18683K901 1,190 2,000 Shs Call Sole None 2,000 0 CLIFFS NATURAL COMMON RESOURCES INC STOCK 18683K101 1,546 39,510 Shs Sole None 39,510 0 COACH INC COMMON STOCK 189754104 5,267 94,017 Shs Sole None 94,017 0 COCA-COLA CO COMMON STOCK 191216100 394,943 10,412,408 Shs Sole None 10,149,703 262705 COGNEX CORP COMMON STOCK 192422103 685 19,800 Shs Sole None 19,800 0 COGNIZANT TECH COMMON SOLUTIONS CORP STOCK 192446102 180,712 2,584,548 Shs Sole None 2,471,572 112976 CONVERTIBLE COINSTAR INC SECURITY 19259PAF9 9,310 7,100,000 Prn Sole None 7,100 0 COLGATE-PALMOLIVE COMMON CO STOCK 194162103 6,562 61,205 Shs Sole None 61,205 0 COMCAST CORP- CL A COMMON STOCK 20030N101 9,676 270,500 Shs Sole None 270,500 0 COMMVAULT SYSTEMS COMMON INC STOCK 204166102 96,256 1,639,800 Shs Sole None 1,586,889 52911 COMPANHIA DE COMMON BEBIDAS STOCK 20441W203 140,573 3,673,186 Shs Sole None 3,563,624 109562 COMTECH CONVERTIBLE TELECOMMUNICATIONS SECURITY 205826AF7 5,973 5,625,000 Prn Sole None 5,625 0 CONOCOPHILLIPS COMMON STOCK 20825C104 12,951 226,500 Shs Sole None 226,500 0 CONTINENTAL COMMON RESOURCES INC STOCK 212015101 72,752 946,062 Shs Sole None 912,987 33075 CORE LABS N.V. COMMON STOCK N22717107 705 5,800 Shs Sole None 5,800 0 COSTAR GRP INC COMMON STOCK 22160N109 367 4,500 Shs Sole None 4,500 0 COSTCO WHOLESALE COMMON CORP STOCK 22160K105 6,208 62,000 Shs Sole None 62,000 0 COVIDIEN PLC COMMON STOCK G2554F113 93,145 1,567,571 Shs Sole None 1,354,521 213050 CREDIT ACCEPTANCE COMMON CORP STOCK 225310101 299 3,500 Shs Sole None 3,500 0 CSX CORPORATION COMMON STOCK 126408103 1,764 85,000 Shs Sole None 85,000 0 CUBIST PHARM INC COMMON STOCK 229678107 91,402 1,916,998 Shs Sole None 1,797,028 119970 CUMMINS INC COMMON STOCK 231021106 2,997 32,500 Shs Sole None 32,500 0 CVS CORP COMMON STOCK 126650100 10,623 219,387 Shs Sole None 219,387 0 CYBERONICS INC COMMON STOCK 23251P102 701 13,365 Shs Sole None 13,365 0 D R HORTON INC CONVERTIBLE SECURITY 23331ABB4 9,198 5,600,000 Prn Sole None 5,600 0 DANAHER CORP COMMON STOCK 235851102 2,647 48,000 Shs Sole None 48,000 0 DANAHER CORP CONVERTIBLE SECURITY 235851AF9 23,371 14,533,000 Prn Sole None 13,974 559 DEERE & CO COMMON STOCK 244199105 1,210 14,665 Shs Sole None 14,665 0 DELL INC COMMON STOCK 24702R101 19,628 1,990,650 Shs Sole None 1,824,700 165950 DELUXE CORP COMMON STOCK 248019101 391 12,800 Shs Sole None 12,800 0 DEVON ENERGY COMMON CORPORATION STOCK 25179M103 4,931 81,500 Shs Sole None 81,500 0 DIAMOND OFFSHORE DRILLING COMMON INC STOCK 25271C102 3,949 60,000 Shs Sole None 60,000 0 DIGITALGLOBE INC COMMON STOCK 25389M877 347 17,000 Shs Sole None 17,000 0 DIRECTV COMMON STOCK 25490A309 19,544 372,549 Shs Sole None 321,620 50929 DISCOVER FINANCIAL COMMON SERVICES STOCK 254709108 100,318 2,525,000 Shs Sole None 2,525,000 0 DISCOVERY COMMUNICATIONS COMMON INC STOCK 25470F104 6,844 114,775 Shs Sole None 114,775 0 DISNEY WALT CO COMMON STOCK 254687106 16,160 309,097 Shs Sole None 309,097 0 DONALDSON CO INC COMMON STOCK 257651109 798 23,000 Shs Sole None 23,000 0 DOVER CORP COMMON STOCK 260003108 162,210 2,726,677 Shs Sole None 2,645,635 81042 DOW CHEMICAL CO COMMON STOCK 260543103 16,536 571,000 Shs Sole None 571,000 0 DUPONT DE COMMON NEMOUR & CO STOCK 263534109 6,183 123,000 Shs Sole None 123,000 0 EATON CORP COMMON STOCK 278058102 220,887 4,673,878 Shs Sole None 4,531,155 142723 EBAY INC COMMON STOCK 278642903 6,546 5,175 Shs Call Sole None 5,175 0 EBAY INC COMMON STOCK 278642103 341,151 7,047,121 Shs Sole None 6,783,909 263212 EDWARDS LIFESCI COMMON STOCK 28176E108 56,584 527,003 Shs Sole None 506,169 20834 ELECTRONIC ARTS CONVERTIBLE INC SECURITY 285512AA7 28,320 30,866,000 Prn Sole None 30,866 0 ELI LILLY & CO COMMON STOCK 532457108 15,847 334,250 Shs Sole None 334,250 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- EMC CORP -MASS CONVERTIBLE SECURITY 268648AM4 298,354 173,273,000 Prn Sole None 170,816 2457 EMC CORP -MASS Put Options 268648952 11,449 80,250 Shs Put Sole None 80,250 0 EMC CORP-MASS COMMON STOCK 268648102 136,728 5,013,847 Shs Sole None 4,830,967 182880 EMERSON ELECTRIC COMMON CO STOCK 291011104 2,896 60,000 Shs Sole None 60,000 0 ENDO PHARMACEUT CONVERTIBLE SECURITY 29264FAB2 3,909 3,196,000 Prn Sole None 3,196 0 ENERSYS CONVERTIBLE SECURITY 29275YAA0 32,905 28,582,000 Prn Sole None 28,073 509 EOG RESOURCES INC COMMON STOCK 26875P101 89,456 798,361 Shs Sole None 775,799 22562 EQUINIX INC CONVERTIBLE SECURITY 29444UAG1 18,333 9,300,000 Prn Sole None 9,300 0 EXELON CORP COMMON STOCK 30161N101 3,576 100,500 Shs Sole None 100,500 0 EXPEDIA INC COMMON STOCK 30212P303 63,784 1,102,770 Shs Sole None 1,050,788 51982 EXXON MOBIL CORP COMMON STOCK 30231G102 58,043 634,697 Shs Sole None 634,697 0 FACEBOOK INC COMMON STOCK 30303M102 11,256 519,899 Shs Sole None 429,487 90412 FEDEX CORP COMMON STOCK 31428X106 3,664 43,300 Shs Sole None 43,300 0 FEI COMPANY CONVERTIBLE SECURITY 30241LAF6 15,011 8,150,000 Prn Sole None 8,150 0 FIDELITY NATIONAL FINL CONVERTIBLE INC SECURITY 31620RAE5 46,973 38,365,000 Prn Sole None 37,706 659 FIRST CASH FINL SVCS COMMON INC STOCK 31942D107 791 17,200 Shs Sole None 17,200 0 FLUOR CORP-NEW COMMON STOCK 343412102 147,287 2,617,048 Shs Sole None 2,520,560 96488 FMC TECHNOLOGIES COMMON INC STOCK 30249U101 39,355 850,000 Shs Sole None 850,000 0 FORD MOTOR CO COMMON STOCK 345370860 2,465 250,000 Shs Sole None 250,000 0 FORTINET INC COMMON STOCK 34959E109 91,243 3,779,756 Shs Sole None 3,673,431 106325 FRANKLIN RESOURCES COMMON INC STOCK 354613101 149,853 1,198,156 Shs Sole None 1,147,418 50738 FREEPORT-MCMORAN COMMON COP&GOLD STOCK 35671D857 9,863 249,189 Shs Sole None 249,189 0 FUSION-IO INC COMMON STOCK 36112J107 54,504 1,800,597 Shs Sole None 1,736,302 64295 GAP INC COMMON STOCK 364760108 68,812 1,923,196 Shs Sole None 1,845,803 77393 GENERAL CABLE CORP CONVERTIBLE SECURITY 369300AD0 9,518 9,500,000 Prn Sole None 9,500 0 GENERAL DYNAMICS COMMON CORP STOCK 369550108 817 12,353 Shs Sole None 12,353 0 GENERAL ELECTRIC COMMON CO STOCK 369604103 105,760 4,657,000 Shs Sole None 4,657,000 0 GENERAL MILLS INC COMMON STOCK 370334104 1,395 35,000 Shs Sole None 35,000 0 GENERAL MOTORS COMMON CO STOCK 37045V100 2,045 89,912 Shs Sole None 89,912 0 GENERAL MOTORS CO WARRANT 37045V126 675 81,739 Shs Sole None 81,739 0 GENERAL MOTORS CO WARRANT 37045V118 1,126 81,739 Shs Sole None 81,739 0 GILEAD SCIENCE CONVERTIBLE SECURITY 375558AN3 5,951 3,941,000 Prn Sole None 3,735 206 GILEAD SCIENCE CONVERTIBLE SECURITY 375558AP8 148,315 94,506,000 Prn Sole None 92,451 2055 GILEAD SCIENCES Put Options 375558953 393 6,000 Shs Put Sole None 6,000 0 GILEAD SCIENCES COMMON INC STOCK 375558103 68,708 1,035,849 Shs Sole None 998,686 37163 GLOBAL COMMON CASH ACCESS INC STOCK 378967103 390 48,500 Shs Sole None 48,500 0 GNC CORP COMMON STOCK 36191G107 382 9,800 Shs Sole None 9,800 0 GOLDCORP INC CONVERTIBLE SECURITY 380956AB8 204,090 168,582,000 Prn Sole None 164,148 4434 GOLDCORP INC COMMON STOCK 380956409 69,056 1,506,133 Shs Sole None 1,436,956 69177 GOLDMAN SACHS COMMON STOCK 38141G104 9,456 83,181 Shs Sole None 83,181 0 GOOGLE INC COMMON STOCK 38259P508 495,810 657,137 Shs Sole None 634,543 22594 GRAFTECH INTL COMMON STOCK 384313102 351 39,000 Shs Sole None 39,000 0 HALLIBURTON CO COMMON STOCK 406216101 2,998 89,000 Shs Sole None 89,000 0 HANESBRANDS INC COMMON STOCK 410345102 360 11,300 Shs Sole None 11,300 0 HARMAN INTL IND COMMON STOCK 413086109 56,011 1,213,413 Shs Sole None 1,156,651 56762 HARTFORD FINANCIAL SVCS COMMON GRP STOCK 416515104 369 19,000 Shs Sole None 19,000 0 HEALTH CR REIT CONVERTIBLE SECURITY 42217KAR7 9,742 8,178,000 Prn Sole None 8,003 175 HEALTHSTREAM COMMON STOCK 42222N103 712 25,000 Shs Sole None 25,000 0 HEARTLAND PAYMENT COMMON SYSTEMS INC STOCK 42235N108 371 11,700 Shs Sole None 11,700 0 HEINZ (H.J.) CO COMMON STOCK 423074103 4,728 84,500 Shs Sole None 84,500 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- HELIX ENERGY SOLUTIONS CONVERTIBLE GROUP SECURITY 42330PAG2 35,399 31,730,000 Prn Sole None 31,730 0 HELMERICH & PAYNE COMMON INC STOCK 423452101 60,469 1,270,086 Shs Sole None 1,270,086 0 HERBALIFE LTD COMMON STOCK G4412G101 11,978 252,697 Shs Sole None 211,476 41221 HMS HOLDINGS CORP COMMON STOCK 40425J101 358 10,700 Shs Sole None 10,700 0 HOLOGIC INC COMMON STOCK 436440101 253 13,945 Shs Sole None 13,945 0 HOLOGIC INC CONVERTIBLE SECURITY 436440AB7 27,042 24,011,000 Prn Sole None 23,806 205 HOME DEPOT COMMON STOCK 437076102 4,709 78,000 Shs Sole None 78,000 0 HOMEOWNERS CHOICE COMMON INC STOCK 43741E103 425 18,100 Shs Sole None 18,100 0 HONEYWELL INTL COMMON STOCK 438516106 6,782 113,500 Shs Sole None 113,500 0 HORMEL FOODS CP COMMON STOCK 440452100 9,306 318,275 Shs Sole None 318,275 0 HORNBECK OFFSHORE CONVERTIBLE SERVICES INC SECURITY 440543AE6 36,892 35,473,000 Prn Sole None 34,732 741 HORSEHEAD CONVERTIBLE HOLDING CORP SECURITY 440694AB3 2,797 2,950,000 Prn Sole None 2,950 0 HUNT (JB) TRANSPRT COMMON SVCS INC STOCK 445658107 921 17,707 Shs Sole None 17,707 0 IGATE CORP COMMON STOCK 45169U105 750 41,300 Shs Sole None 41,300 0 IMMUNOGEN INC COMMON STOCK 45253H101 837 57,300 Shs Sole None 57,300 0 INTEL CORP CONVERTIBLE SECURITY 458140AF7 1,356 1,096,000 Prn Sole None 1,016 80 INTEL CORP CONVERTIBLE SECURITY 458140AD2 248,344 227,317,000 Prn Sole None 226,041 1276 INTEL CORP COMMON STOCK 458140100 79,029 3,484,527 Shs Sole None 3,484,527 0 INTERCONTINENT- COMMON ALEXCHANGE INC STOCK 45865V100 100,688 754,725 Shs Sole None 727,719 27006 INTERPUBLIC GRP CONVERTIBLE SECURITY 460690BE9 2,393 2,177,000 Prn Sole None 2,138 39 INT'L BUSINESS COMMON MACHINES CORP STOCK 459200101 28,278 136,312 Shs Sole None 136,312 0 INTL GAME CONVERTIBLE TECHNOLOGY SECURITY 459902AQ5 16,273 15,507,000 Prn Sole None 15,507 0 INTUIT COMMON STOCK 461202103 16,770 284,819 Shs Sole None 244,179 40640 INTUITIVE SURGICAL COMMON INC STOCK 46120E602 312,457 630,424 Shs Sole None 610,595 19829 INVENSENSE COMMON STOCK 46123D205 3,358 280,980 Shs Sole None 280,980 0 IPG PHOTONICS COMMON CORP STOCK 44980X109 52,429 914,998 Shs Sole None 872,371 42627 IXIA CONVERTIBLE SECURITY 45071RAB5 32,380 27,616,000 Prn Sole None 27,205 411 JANUS CAPITAL CONVERTIBLE GROUP FUNDS SECURITY 47102XAG0 1,252 1,178,000 Prn Sole None 1,178 0 JAZZ PHARMACEU- COMMON TICALS PLC STOCK G50871105 15,188 266,415 Shs Sole None 259,515 6900 JDS UNIPHASE CORP CONVERTIBLE SECURITY 46612JAD3 34,934 35,000,000 Prn Sole None 35,000 0 JEFFERIES GROUP INC CONVERTIBLE SECURITY 472319AG7 678 700,000 Prn Sole None 700 0 JNJ (ALZA CP) CONVERTIBLE SECURITY 02261WAB5 7,690 7,748,000 Prn Sole None 7,748 0 JOHNSON & COMMON JOHNSON STOCK 478160104 330,274 4,792,829 Shs Sole None 4,741,194 51635 JOHNSON COMMON CONTROLS INC STOCK 478366107 1,370 50,000 Shs Sole None 50,000 0 JP MORGAN CHASE & COMMON CO STOCK 46625H100 49,509 1,223,053 Shs Sole None 1,223,053 0 KELLOGG CO COMMON STOCK 487836108 2,583 50,000 Shs Sole None 50,000 0 KIMBERLY-CLARK COMMON CORP STOCK 494368103 6,434 75,000 Shs Sole None 75,000 0 KINROSS GOLD CONVERTIBLE CORP SECURITY 496902AD9 26,390 26,242,000 Prn Sole None 26,242 0 KOHLS CORP COMMON STOCK 500255104 2,049 40,000 Shs Sole None 40,000 0 KROGER CO COMMON STOCK 501044101 2,943 125,000 Shs Sole None 125,000 0 LABORATORY CORP CONVERTIBLE LYONS SECURITY 50540RAG7 2,037 1,640,000 Prn Sole None 1,640 0 LAM RESEARCH CONVERTIBLE CORP SECURITY 512807AJ7 38,254 40,267,000 Prn Sole None 40,267 0 LAM RESEARCH CONVERTIBLE CORP SECURITY 512807AL2 60,319 62,105,000 Prn Sole None 61,359 746 LEAPFROG ENTERPRISES COMMON INC STOCK 52186N106 370 41,000 Shs Sole None 41,000 0 LEUCADIA NATIONAL CONVERTIBLE SECURITY 527288AX2 51,278 45,104,000 Prn Sole None 43,919 1185 LIBERTY CONVERTIBLE SECURITY 530718AF2 109,764 77,709,000 Prn Sole None 77,049 660 LIBERTY MEDIA CONVERTIBLE SECURITY 530715AR2 106,070 112,095,000 Prn Sole None 109,555 2540 LIFEPOINT HOSPITALS CONVERTIBLE INC SECURITY 53219LAH2 50,012 45,804,000 Prn Sole None 45,276 528 LINCOLN NATIONAL COMMON CORP STOCK 534187109 3,824 158,074 Shs Sole None 158,074 0 LINEAR TEC CORP CONVERTIBLE SECURITY 535678AC0 139,368 133,927,000 Prn Sole None 131,515 2412
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- LINKEDIN COMMON CORPORATION STOCK 53578A108 783 6,500 Shs Sole None 6,500 0 LOUISIANA PAC COMMON CORP STOCK 546347105 330 26,400 Shs Sole None 26,400 0 MACYS INC COMMON STOCK 55616P104 2,163 57,500 Shs Sole None 57,500 0 MAIN STREET COMMON CAPITAL CORP STOCK 56035L104 401 13,600 Shs Sole None 13,600 0 MANULIFE COMMON FINANCIAL CORP STOCK 56501R106 1,192 99,000 Shs Sole None 99,000 0 MARATHON OIL CP COMMON STOCK 565849106 3,105 105,000 Shs Sole None 105,000 0 MARATHON COMMON PETROLEUM STOCK 56585A102 2,866 52,500 Shs Sole None 52,500 0 MARKETAXESS COMMON HOLDINGS INC STOCK 57060D108 822 26,000 Shs Sole None 26,000 0 MARRIOTT INTL INC COMMON STOCK 571903202 987 25,232 Shs Sole None 25,232 0 MASCO CORP COMMON STOCK 574599106 6,773 450,000 Shs Sole None 450,000 0 MASTERCARD INC COMMON STOCK 57636Q904 3,698 500 Shs Call Sole None 500 0 MASTERCARD INC COMMON STOCK 57636Q104 277,080 613,716 Shs Sole None 597,594 16122 Matson Inc COMMON STOCK 57686G105 335 16,000 Shs Sole None 16,000 0 MAXIMUS INC COMMON STOCK 577933104 406 6,800 Shs Sole None 6,800 0 MCDONALD'S CORP COMMON STOCK 580135101 6,423 70,000 Shs Sole None 70,000 0 MCGRAW-HILL CO'S INC COMMON STOCK 580645109 1,030 18,867 Shs Sole None 18,867 0 MCKESSON CORP COMMON STOCK 58155Q103 1,160 13,479 Shs Sole None 13,479 0 MEAD JOHNSON COMMON NUTRITION CO STOCK 582839106 170,252 2,323,310 Shs Sole None 2,272,962 50348 MEDICINES CO COMMON STOCK 584688105 3,742 145,000 Shs Sole None 145,000 0 MEDICIS CONVERTIBLE PHARMACEUTICAL SECURITY 584690AC5 73,930 68,414,000 Prn Sole None 66,744 1670 MEDIVATION INC CONVERTIBLE SECURITY 58501NAA9 2,701 2,000,000 Prn Sole None 2,000 0 MEDTRONIC INC CONVERTIBLE SECURITY 585055AM8 52,348 51,926,000 Prn Sole None 51,407 519 MEDTRONIC INC COMMON STOCK 585055106 7,891 183,000 Shs Sole None 183,000 0 MELLANOX COMMON TECHNOLOGIES LTD STOCK M51363113 40,800 401,850 Shs Sole None 322,350 79500 MENTOR GRAPHICS CONVERTIBLE SECURITY 587200AK2 43,640 38,662,000 Prn Sole None 38,272 390 MERCK & CO COMMON STOCK 58933Y105 214,940 4,765,844 Shs Sole None 4,765,844 0 MERITAGE CORP CONVERTIBLE SECURITY 59001AAR3 3,988 4,000,000 Prn Sole None 4,000 0 MERITAGE CORP COMMON STOCK 59001A102 388 10,200 Shs Sole None 10,200 0 METLIFE INC COMMON STOCK 59156R108 4,898 142,140 Shs Sole None 142,140 0 MGM MIRAGE CONVERTIBLE SECURITY 55303QAE0 4,688 4,500,000 Prn Sole None 4,500 0 MICHAEL KORS COMMON HOLDINGS LIMITED STOCK G60754101 121,731 2,289,041 Shs Sole None 2,195,028 94013 MICRON TECHNOLOGY CONVERTIBLE INC SECURITY 595112AK9 5,671 6,332,000 Prn Sole None 6,332 0 MICROSOFT CORP COMMON STOCK 594918104 246,049 8,262,235 Shs Sole None 8,139,070 123165 MOLINA HEALTHCARE CONVERTIBLE INC SECURITY 60855RAA8 10,080 9,000,000 Prn Sole None 9,000 0 MOLSON COORS CONVERTIBLE BREWING CO SECURITY 60871RAA8 4,712 4,531,000 Prn Sole None 4,531 0 MONSANTO CO COMMON STOCK 61166W101 4,733 52,000 Shs Sole None 52,000 0 MORGAN STANLEY COMMON STOCK 617446448 175 12,831 Shs Sole None 12,831 0 MOSAIC CO COMMON STOCK 61945C103 148,018 2,569,305 Shs Sole None 2,569,305 0 MOTOROLA COMMON SOLUTIONS INC STOCK 620076307 325 6,428 Shs Sole None 6,428 0 NABORS COMMON INDUSTRIES LTD STOCK G6359F103 772 55,000 Shs Sole None 55,000 0 NATIONAL COMMON OILWELL VARCO INC STOCK 637071101 280,760 3,504,676 Shs Sole None 3,373,927 130749 NETAPP INC CONVERTIBLE SECURITY 64110DAB0 25,163 22,000,000 Prn Sole None 22,000 0 NETSCOUT SYSTMS COMMON STOCK 64115T104 4,482 175,680 Shs Sole None 175,680 0 NETSUITE INC COMMON STOCK 64118Q107 887 13,900 Shs Sole None 13,900 0 NEWELL RUBBERMAID COMMON INC STOCK 651229106 1,238 64,862 Shs Sole None 64,862 0 NEWMONT MINING CONVERTIBLE CORP SECURITY 651639AH9 129,645 95,900,000 Prn Sole None 93,749 2151 NEWMONT MINING CONVERTIBLE CORP SECURITY 651639AJ5 158,555 109,019,000 Prn Sole None 105,335 3684 NEWMONT MINING COMMON CORP STOCK 651639106 40,035 714,775 Shs Sole None 714,775 0 NEWPARK RESOURCES CONVERTIBLE SECURITY 651718AC2 8,883 8,500,000 Prn Sole None 8,500 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 3,868 55,000 Shs Sole None 55,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- NIKE INC-B COMMON STOCK 654106103 8,511 89,675 Shs Sole None 89,675 0 NOBLE CORP COMMON STOCK H5833N103 2,975 83,150 Shs Sole None 83,150 0 NOBLE ENERGY INC COMMON STOCK 655044105 9,101 98,164 Shs Sole None 98,164 0 NOKIA CP COMMON STOCK 654902204 5,654 2,200,000 Shs Sole None 2,200,000 0 NORFOLK SOTHN CORP COMMON STOCK 655844108 1,909 30,000 Shs Sole None 30,000 0 NORTHERN OIL AND GAS COMMON INC STOCK 665531109 343 20,200 Shs Sole None 20,200 0 NOVO-NORDISK AS COMMON STOCK 670100205 144,209 913,813 Shs Sole None 854,640 59173 NUANCE COMMUNICATIONS COMMON INC STOCK 67020Y100 54,543 2,191,365 Shs Sole None 2,094,691 96674 NVIDIA CORP COMMON STOCK 67066G104 1,467 110,000 Shs Sole None 110,000 0 OASIS PETROLEUM COMMON INC STOCK 674215108 4,261 144,580 Shs Sole None 144,580 0 OCCIDENTAL COMMON PETROLEUM CORP STOCK 674599105 156,872 1,822,822 Shs Sole None 1,781,750 41072 COMMON OCEAN RIG UDW, INC STOCK Y64354205 849 52,065 Shs Sole None 52,065 0 OCH-ZIFF CAPITAL COMMON MANAGEMENT STOCK 67551U105 910 94,230 Shs Sole None 94,230 0 OIL STATES INTL INC COMMON STOCK 678026105 44,875 564,745 Shs Sole None 564,745 0 OMNICOM GROUP INC COMMON STOCK 681919106 1,518 29,433 Shs Sole None 29,433 0 OMNICOM GRP CONVERTIBLE SECURITY 681919AV8 15,232 14,550,000 Prn Sole None 14,550 0 OMNICOM GRP CONVERTIBLE SECURITY 682134AA9 131,633 119,327,000 Prn Sole None 115,680 3647 ON SEMICONDUCTOR CONVERTIBLE CORP SECURITY 682189AG0 36 35,000 Prn Sole None 35 0 ON SEMICONDUCTOR CONVERTIBLE CORP SECURITY 682189AH8 20,913 19,917,000 Prn Sole None 19,626 291 ONYX PHARMACEU- CONVERTIBLE TICALS INC SECURITY 683399AB5 11,297 5,000,000 Prn Sole None 5,000 0 ONYX PHARMACEU- COMMON TICALS INC STOCK 683399109 423 5,000 Shs Sole None 5,000 0 ORACLE CORP COMMON STOCK 68389X105 514,362 16,334,145 Shs Sole None 15,946,665 387480 OSI SYSTEMS INC COMMON STOCK 671044105 381 4,900 Shs Sole None 4,900 0 PANERA BREAD CO COMMON STOCK 69840W108 103,524 605,793 Shs Sole None 588,499 17294 PAPA JOHNS INTL COMMON INC STOCK 698813102 369 6,900 Shs Sole None 6,900 0 PARKER HANNIFIN COMMON CORP STOCK 701094104 72,760 870,543 Shs Sole None 836,967 33576 PEOPLE'S UNITED COMMON FINANCIAL INC STOCK 712704105 947 78,000 Shs Sole None 78,000 0 PEPSICO INC COMMON STOCK 713448108 11,380 160,800 Shs Sole None 160,800 0 PFIZER INC COMMON STOCK 717081103 111,959 4,505,400 Shs Sole None 4,505,400 0 PHILIP MORRIS COMMON INTERNATIONAL STOCK 718172109 10,343 115,000 Shs Sole None 115,000 0 PHILLIPS 66 COMMON STOCK 718546104 3,976 85,750 Shs Sole None 85,750 0 PHOTRONICS INC CONVERTIBLE SECURITY 719405AH5 5,376 5,500,000 Prn Sole None 5,500 0 PPG INDUSTRIES INC COMMON STOCK 693506107 2,871 25,000 Shs Sole None 25,000 0 PRECISION COMMON CASTPARTS CORP STOCK 740189105 2,450 15,000 Shs Sole None 15,000 0 PRICELINE. COMMON COM INC STOCK 741503403 140,124 226,471 Shs Sole None 218,355 8116 PROCTER & GAMBLE COMMON CO STOCK 742718109 18,921 272,800 Shs Sole None 272,800 0 PRUDENTIAL FINANCIAL COMMON INC STOCK 744320102 2,044 37,500 Shs Sole None 37,500 0 PUBLIC SERVICE COMMON ENTERPRISE GROU STOCK 744573106 1,287 40,000 Shs Sole None 40,000 0 QIAGEN NV COMMON STOCK N72482107 10,528 568,800 Shs Sole None 396,800 172000 QUALCOMM INC COMMON STOCK 747525903 2,890 3,400 Shs Call Sole None 3,400 0 QUALCOMM INC COMMON STOCK 747525103 720,852 11,535,476 Shs Sole None 11,213,308 322168 RACKSPACE HOSTING COMMON INC STOCK 750086100 36,350 550,000 Shs Sole None 550,000 0 RAYTHEON CO COMMON STOCK 755111507 1,445 25,273 Shs Sole None 25,273 0 RED HAT INC COMMON STOCK 756577102 35,018 615,000 Shs Sole None 615,000 0 REGAL ENTER- COMMON TAINMENT GROUP STOCK 758766109 266 19,270 Shs Sole None 19,270 0 REGENERON COMMON PHARMACEUTICALS STOCK INC 75886F107 52,596 344,529 Shs Sole None 331,785 12744 COMMON RESMED INC STOCK 761152107 50,878 1,257,181 Shs Sole None 1,210,110 47071 COMMON RIO TINTO PLC STOCK 767204100 66,756 1,427,636 Shs Sole None 1,356,515 71121 CONVERTIBLE ROPER INDS INC SECURITY 776696AA4 774 559,000 Prn Sole None 559 0 ROPER INDUSTRIES COMMON INC STOCK 776696106 40,659 370,000 Shs Sole None 370,000 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- ROSS STORES INC COMMON STOCK 778296103 54,520 843,967 Shs Sole None 808,991 34976 ROVI CORP CONVERTIBLE SECURITY 779376AB8 5,469 5,500,000 Prn Sole None 5,500 0 Rowan Cos Plc COMMON STOCK G7665A101 67,052 1,985,535 Shs Sole None 1,917,016 68519 ROYAL GOLD INC CONVERTIBLE SECURITY 780287AA6 75,974 62,562,000 Prn Sole None 61,965 597 ROYAL GOLD INC. COMMON STOCK 780287108 102,856 1,030,000 Shs Sole None 1,030,000 0 RTI INTL METALS CONVERTIBLE SECURITY 74973WAA5 6,427 6,125,000 Prn Sole None 6,125 0 S & P 500 INDEX Put Options 464287950 5,045 3,500 Shs Put Sole None 3,500 0 SALESFORCE.COM CONVERTIBLE INC SECURITY 79466LAB0 34,107 18,300,000 Prn Sole None 18,300 0 SALESFORCE.COM Put Options INC 79466L952 3,360 2,140 Shs Put Sole None 2,140 0 SALESFORCE.COM COMMON INC STOCK 79466L302 161,101 1,055,084 Shs Sole None 1,015,163 39921 SALIX PHARMACEU- CONVERTIBLE TICALS LTD SECURITY 795435AC0 1,557 1,324,000 Prn Sole None 1,324 0 SALIX PHARMACEU- COMMON TICALS LTD STOCK 795435106 3,665 86,565 Shs Sole None 86,565 0 SANDISK CORP CONVERTIBLE SECURITY 80004CAC5 19,863 20,000,000 Prn Sole None 20,000 0 SANDISK CORP CONVERTIBLE SECURITY 80004CAD3 91,573 80,548,000 Prn Sole None 79,793 755 SAP AG COMMON STOCK 803054904 11,833 13,150 Shs Call Sole None 13,150 0 SAP AG-SPONSORED COMMON STOCK 803054204 303,023 4,248,181 Shs Sole None 4,151,210 96971 SBA COMM CORP CONVERTIBLE SECURITY 78388JAN6 22,113 14,500,000 Prn Sole None 14,500 0 SCHLUMBERGER LTD COMMON STOCK 806857108 333,783 4,614,729 Shs Sole None 4,403,092 211637 SCRIPPS NETWORKS COMMON INTERACTIVE STOCK 811065101 53,058 866,534 Shs Sole None 826,183 40351 SEADRILL LTD COMMON STOCK G7945E105 892 22,750 Shs Sole None 22,750 0 SELECT COMFORT COMMON STOCK 81616X103 4,700 148,965 Shs Sole None 148,965 0 SIX FLAGS ENTERTAINMENT COMMON CORP STOCK 83001A102 359 6,100 Shs Sole None 6,100 0 SOLARWINDS INC COMMON STOCK 83416B109 105,352 1,890,054 Shs Sole None 1,774,422 115632 SOTHEBYS HOLDINGS CONVERTIBLE INC SECURITY 835898AC1 7,814 7,000,000 Prn Sole None 7,000 0 SOURCEFIRE INC COMMON STOCK 83616T108 476 9,700 Shs Sole None 9,700 0 SOUTHN COMPANY COMMON STOCK 842587107 3,457 75,000 Shs Sole None 75,000 0 SPDR GOLD TRUST COMMON STOCK 78463V907 1,410 5,650 Shs Call Sole None 5,650 0 SPDR GOLD TRUST COMMON STOCK 78463V107 121,790 708,000 Shs Sole None 708,000 0 STANDARD PACIFIC CONVERTIBLE CORP SECURITY 85375CBC4 5,525 5,000,000 Prn Sole None 5,000 0 STANLEY BLACK & CONVERTIBLE DECKER INC PREFERRED SECURITY 854502309 23,370 186,041 Shs Sole None 180,396 5645 STARBUCKS CORP COMMON STOCK 855244109 98,412 1,939,161 Shs Sole None 1,863,179 75982 STATE STREET CORP COMMON STOCK 857477103 2,560 61,000 Shs Sole None 61,000 0 STEEL DYNAMICS CONVERTIBLE SECURITY 858119AP5 16,300 15,515,000 Prn Sole None 15,240 275 STEEL DYNAMICS COMMON STOCK 858119100 657 58,500 Shs Sole None 58,500 0 STEVEN MADDEN COMMON LTD STOCK 556269108 7,966 182,200 Shs Sole None 182,200 0 STRYKER CORP COMMON STOCK 863667101 8,712 156,520 Shs Sole None 156,520 0 SUNTRUST BANKS COMMON INC STOCK 867914103 775 27,410 Shs Sole None 27,410 0 SYMANTEC CORP CONVERTIBLE SECURITY 871503AF5 102,118 93,848,000 Prn Sole None 91,430 2418 SYMANTEC CORP COMMON STOCK 871503108 37,100 2,061,125 Shs Sole None 2,056,015 5110 T ROWE PRICE COMMON STOCK 74144T108 145,165 2,293,289 Shs Sole None 2,200,179 93110 TAIWAN SEMICONDU- COMMON CTOR STOCK 874039100 1,498 94,700 Shs Sole None 88,700 6000 TARGET CORP COMMON STOCK 87612E106 5,181 81,627 Shs Sole None 81,627 0 TEAM HEALTH COMMON HOLDINGS INC STOCK 87817A107 353 13,000 Shs Sole None 13,000 0 TELEFLEX INC CONVERTIBLE SECURITY 879369AA4 62,508 49,462,000 Prn Sole None 48,773 689 TERADATA CORP COMMON STOCK 88076W103 229,813 3,047,510 Shs Sole None 2,997,850 49660 TEVA PHARMACEU- COMMON TICAL IND STOCK 881624209 1,332 32,175 Shs Sole None 32,175 0 TEVA PHARMACEU- CONVERTIBLE TICAL IND LTD SECURITY 88163VAE9 126,025 118,612,000 Prn Sole None 117,459 1153 TEXAS INSTRUMENTS COMMON INC STOCK 882508104 3,306 120,000 Shs Sole None 120,000 0 THE FRESH MARKET COMMON STOCK 35804H106 348 5,800 Shs Sole None 5,800 0 THERMO FISHER COMMON SCIENTIFIC INC STOCK 883556102 3,723 63,285 Shs Sole None 63,285 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- TIBCO SOFTWARE COMMON STOCK 88632Q103 104,693 3,463,205 Shs Sole None 3,378,666 84539 TIME WARNER CABLE COMMON STOCK 88732J207 2,852 30,000 Shs Sole None 30,000 0 TIME WARNER INC COMMON STOCK 887317303 3,853 85,000 Shs Sole None 85,000 0 TIME WARNER CONVERTIBLE TELECOM SECURITY 887319AC5 16,046 11,300,000 Prn Sole None 11,300 0 TJX COMPANIES INC COMMON STOCK 872540109 17,371 387,825 Shs Sole None 323,476 64349 TRANSDIGM GROUP COMMON INC STOCK 893641100 369 2,600 Shs Sole None 2,600 0 TRAVELERS COMMON COMPANIES INC STOCK 89417E109 6,212 91,000 Shs Sole None 91,000 0 TRINITY INDUSTRIES CONVERTIBLE INC SECURITY 896522AF6 63,966 61,617,000 Prn Sole None 60,972 645 TRINITY INDUSTRIES COMMON INC STOCK 896522109 899 30,000 Shs Sole None 30,000 0 COMMON TRIPADVISOR INC STOCK 896945201 42,701 1,296,728 Shs Sole None 1,237,909 58819 TTM TECHNOLOGIES CONVERTIBLE INC SECURITY 87305RAC3 7,428 7,300,000 Prn Sole None 7,300 0 TYSON FOODS A CONVERTIBLE SECURITY 902494AP8 18,013 16,246,000 Prn Sole None 15,818 428 ULTIMATE SOFTWARE COMMON GROUP INC STOCK 90385D107 786 7,700 Shs Sole None 7,700 0 UNION PACIFIC CORP COMMON STOCK 907818108 5,029 42,369 Shs Sole None 42,369 0 UNITED PARCEL SERVICE COMMON STOCK 911312106 5,905 82,500 Shs Sole None 82,500 0 UNITED STATES STEEL CONVERTIBLE CORP SECURITY 912909AE8 19,297 19,000,000 Prn Sole None 19,000 0 UNITED TECHNOLOGIES COMMON CORP STOCK 913017109 11,744 150,000 Shs Sole None 150,000 0 UNITEDHEALTH COMMON GROUP INC STOCK 91324P102 3,602 65,000 Shs Sole None 65,000 0 URS CORP COMMON STOCK 903236107 1,312 37,170 Shs Sole None 37,170 0 US BANCORP COMMON STOCK 902973304 11,748 342,500 Shs Sole None 342,500 0 UTD TECHS CORP CONVERTIBLE PREFERRED SECURITY 913017117 157,956 2,815,620 Shs Sole None 2,809,170 6450 UTD THERAPEUTIC COMMON STOCK 91307C102 369 6,600 Shs Sole None 6,600 0 VERISIGN INC CONVERTIBLE SECURITY 92343EAD4 3,628 2,372,000 Prn Sole None 2,372 0 VERISIGN INC COMMON STOCK 92343E102 61,248 1,257,912 Shs Sole None 1,201,533 56379 VERIZON COMM COMMON STOCK 92343V104 40,740 894,000 Shs Sole None 894,000 0 VIRGIN MEDIA INC CONVERTIBLE SECURITY 92769LAB7 25,576 14,800,000 Prn Sole None 14,800 0 VMWARE INC COMMON STOCK 928563902 1,370 1,000 Shs Call Sole None 1,000 0 VMWARE INC COMMON STOCK 928563402 216,292 2,235,805 Shs Sole None 2,152,256 83549 VOLCANO CORP CONVERTIBLE SECURITY 928645AA8 6,063 5,000,000 Prn Sole None 5,000 0 VORNADO COMMON REALTY TRUST STOCK 929042109 1,621 20,000 Shs Sole None 20,000 0 WABTEC COMMON STOCK 929740108 827 10,300 Shs Sole None 10,300 0 WAL-MART COMMON STORES INC STOCK 931142103 15,600 211,382 Shs Sole None 211,382 0 WELLS FARGO & COMMON COMPANY STOCK 949746101 26,447 765,926 Shs Sole None 765,926 0 WELLS FARGO & CONVERTIBLE COMPANY PREFERRED SECURITY 949746804 119,783 96,755 Shs Sole None 96,019 736 WESTPORT COMMON INNOVATIONS INC STOCK 960908309 754 27,100 Shs Sole None 27,100 0 WILLIAMS CO. COMMON STOCK 969457100 1,923 55,000 Shs Sole None 55,000 0 WOLVERINE WORLD COMMON WIDE STOCK 978097103 519 11,700 Shs Sole None 11,700 0 XILINX INC CONVERTIBLE SECURITY 983919AD3 10,201 8,501,000 Prn Sole None 7,903 598 XILINX INC CONVERTIBLE SECURITY 983919AF8 12,251 9,325,000 Prn Sole None 9,245 80 XYLEM INC COMMON STOCK 98419M100 1,423 56,600 Shs Sole None 56,600 0 YAHOO! INC COMMON STOCK 984332106 96,719 6,054,415 Shs Sole None 5,867,415 187000 YAMANA GOLD INC COMMON STOCK 98462Y100 218,161 11,416,081 Shs Sole None 11,165,750 250331 YUM! BRANDS INC COMMON STOCK 988498101 5,270 79,435 Shs Sole None 79,435 0 ZILLOW COMMON STOCK 98954A107 4,958 117,540 Shs Sole None 117,540 0 ACCENTURE PLC COMMON Ameican STOCK G1151C101 544 7,770 Shs Other Beacon 7,770 0 ANIXTER INTL INC CONVERTIBLE Ameican SECURITY 035290AJ4 668 610,000 Prn Other Beacon 610,000 0 APACHE CORP CONVERTIBLE PREFERRED Ameican SECURITY 037411808 625 12,850 Shs Other Beacon 12,850 0 BARRICK COMMON Ameican GOLD CORP STOCK 067901108 635 15,200 Shs Other Beacon 15,200 0 CHESAPEAKE CONVERTIBLE Ameican ENERGY CORP SECURITY 165167BW6 421 440,000 Prn Other Beacon 440,000 0 CISCO SYSTEMS INC COMMON Ameican STOCK 17275R102 391 20,500 Shs Other Beacon 20,500 0
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title SHS Voting Authority of Value or Investment Other Name of Issuer Class CUSIP (x1000) PRN Amount ShsPrn Call/Put Discretion Managers Sole Shared None --------------------- ---------- -------- ------ ---------- ------ -------- ---------- -------- ---------- ------ ----- DANAHER CORP CONVERTIBLE Ameican SECURITY 235851AF9 394 245,000 Prn Other Beacon 245,000 0 EATON CORP COMMON Ameican STOCK 278058102 345 7,300 Shs Other Beacon 7,300 0 EBAY INC COMMON Ameican STOCK 278642103 484 10,000 Shs Other Beacon 10,000 0 ELECTRONIC ARTS CONVERTIBLE Ameican INC SECURITY 285512AA7 258 281,000 Prn Other Beacon 281,000 0 EMC CORP -MASS CONVERTIBLE Ameican SECURITY 268648AM4 835 485,000 Prn Other Beacon 485,000 0 FIDELITY NATIONAL CONVERTIBLE Ameican FINL INC SECURITY 31620RAE5 429 350,000 Prn Other Beacon 350,000 0 FLUOR CORP-NEW COMMON Ameican STOCK 343412102 433 7,700 Shs Other Beacon 7,700 0 FRANKLIN COMMON Ameican RESOURCES INC STOCK 354613101 694 5,550 Shs Other Beacon 5,550 0 GILEAD SCIENCE CONVERTIBLE Ameican SECURITY 375558AP8 997 635,000 Prn Other Beacon 635,000 0 GOLDCORP INC CONVERTIBLE Ameican SECURITY 380956AB8 272 225,000 Prn Other Beacon 225,000 0 INTEL CORP CONVERTIBLE Ameican SECURITY 458140AD2 819 750,000 Prn Other Beacon 750,000 0 JOHNSON & JOHNSON COMMON Ameican STOCK 478160104 434 6,300 Shs Other Beacon 6,300 0 LEUCADIA NATIONAL CONVERTIBLE Ameican SECURITY 527288AX2 284 250,000 Prn Other Beacon 250,000 0 LIBERTY CONVERTIBLE Ameican SECURITY 530718AF2 459 325,000 Prn Other Beacon 325,000 0 LIBERTY MEDIA CONVERTIBLE Ameican SECURITY 530715AR2 402 425,000 Prn Other Beacon 425,000 0 LINEAR TEC CORP CONVERTIBLE Ameican SECURITY 535678AC0 911 875,000 Prn Other Beacon 875,000 0 MEDICIS CONVERTIBLE Ameican PHARMACEUTICAL SECURITY 584690AC5 766 709,000 Prn Other Beacon 709,000 0 MICROSOFT CORP COMMON Ameican STOCK 594918104 357 12,000 Shs Other Beacon 12,000 0 NATIONAL OILWELL COMMON Ameican VARCO INC STOCK 637071101 326 4,075 Shs Other Beacon 4,075 0 NEWMONT MINING CONVERTIBLE Ameican CORP SECURITY 651639AH9 575 425,000 Prn Other Beacon 425,000 0 NEWMONT MINING CONVERTIBLE Ameican CORP SECURITY 651639AJ5 384 264,000 Prn Other Beacon 264,000 0 OCCIDENTAL COMMON Ameican PETROLEUM CORP STOCK 674599105 456 5,300 Shs Other Beacon 5,300 0 OMNICOM GRP CONVERTIBLE Ameican SECURITY 682134AA9 441 400,000 Prn Other Beacon 400,000 0 ORACLE CORP COMMON Ameican STOCK 68389X105 535 17,000 Shs Other Beacon 17,000 0 QUALCOMM INC COMMON Ameican STOCK 747525103 944 15,100 Shs Other Beacon 15,100 0 ROYAL GOLD INC CONVERTIBLE Ameican SECURITY 780287AA6 941 775,000 Prn Other Beacon 775,000 0 SANDISK CORP CONVERTIBLE Ameican SECURITY 80004CAD3 483 425,000 Prn Other Beacon 425,000 0 SAP AG-SPONSORED COMMON Ameican STOCK 803054204 1,020 14,300 Shs Other Beacon 14,300 0 STANLEY BLACK & CONVERTIBLE DECKER INC PREFERRED Ameican SECURITY 854502309 440 3,500 Shs Other Beacon 3,500 0 SYMANTEC CORP COMMON Ameican STOCK 871503108 209 11,600 Shs Other Beacon 11,600 0 SYMANTEC CORP CONVERTIBLE Ameican SECURITY 871503AF5 718 660,000 Prn Other Beacon 660,000 0 TELEFLEX INC CONVERTIBLE Ameican SECURITY 879369AA4 885 700,000 Prn Other Beacon 700,000 0 TEVA PHARMACEUTICAL CONVERTIBLE Ameican IND LTD SECURITY 88163VAE9 1,009 950,000 Prn Other Beacon 950,000 0 TRINITY INDUSTRIES CONVERTIBLE Ameican INC SECURITY 896522AF6 415 400,000 Prn Other Beacon 400,000 0 UTD TECHS CORP CONVERTIBLE PREFERRED Ameican SECURITY 913017117 867 15,450 Shs Other Beacon 15,450 0